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Clinical Neurophysiology 129 (2018) 89–94

Contents lists available at ScienceDirect

Clinical Neurophysiology
journal homepage: www.elsevier.com/locate/clinph

Review

On Denny-Brown’s ‘spastic dystonia’ – What is it and what causes it?


Jakob Lorentzen a,b,⇑, Maud Pradines c, Jean-Michel Gracies c, Jens Bo Nielsen a,b
a
Section for Integrative Neuroscience, Center for Neuroscience, University of Copenhagen, Denmark
b
Elsass Institute, Holmegårdsvej 28, 2920 Charlottenlund, Denmark
c
EA 7377 BIOTN, Université Paris-Est, Hospital Albert Chenevier-Henri Mondor, Service de Rééducation Neurolocomotrice, APHP, Créteil, France

a r t i c l e i n f o h i g h l i g h t s

Article history:
 Stretch and effort-unrelated sustained involuntary muscle activity following central motor lesions
Accepted 2 October 2017
Available online 4 November 2017
may be caused by:
 Plastic changes at a spinal level involving upregulation and sprouting of surviving descending fibres

Keywords:
and/or changes in intrinsic properties of motoneurones.
Spasticity  Re-organization in the motor cortex.
Spastic dystonia  Lesions in basal ganglia.
Hypertonia

a b s t r a c t

In this review, we will work around two simple definitions of two different entities, which most often co-
exist in patients with lesions to central motor pathways: Spasticity is ‘‘Enhanced excitability of velocity-
dependent responses to phasic stretch at rest”, which will not be the subject of this review, while Spastic
dystonia is tonic, chronic, involuntary muscle contraction in the absence of any stretch or any voluntary
command (Gracies, 2005). Spastic dystonia is a much less well understood entity that will be the subject
this review.
Denny-Brown (1966) observed involuntary sustained muscle activity in monkeys with lesions
restricted to the motor cortices . He further observed that such involuntary muscle activity persisted fol-
lowing abolition of sensory input to the spinal cord and concluded that a central mechanism rather than
exaggerated stretch reflex activity had to be involved. He coined the term spastic dystonia to describe this
involuntary tonic activity in the context of otherwise exaggerated stretch reflexes. Sustained involuntary
muscle activity in the absence of any stretch or any voluntary command contributes to burdensome and
disabling body deformities in patients with spastic paresis. Yet, little has been done since Denny-Brown’s
studies to determine the pathophysiology of this non- stretch or effort related sustained involuntary
muscle activity following motor lesions and there is a clear need for research studies in order to improve
current therapy.
The purpose of the present review is to discuss some of the possible mechanisms that may be involved
in the hope that this may guide future research. We discuss the existence of persistent inward currents in
spinal motoneurones and present the evidence that the channels involved may be upregulated following
central motor lesions. We also discuss a possible contribution from alterations in synaptic inputs from
surviving or abnormally branched sensory and descending fibres leading to over-activity and lack of
motor coordination. We finally discuss evidence of alterations in motor cortical representational maps
and basal ganglia lesions.
Ó 2017 International Federation of Clinical Neurophysiology. Published by Elsevier Ireland Ltd. All rights
reserved.

⇑ Corresponding author at: Neural Control of Movement Research Group, Department of Neuroscience and Pharmacology, University of Copenhagen, Denmark.
E-mail address: Jlo@elsassfonden.dk (J. Lorentzen).

https://doi.org/10.1016/j.clinph.2017.10.023
1388-2457/Ó 2017 International Federation of Clinical Neurophysiology. Published by Elsevier Ireland Ltd. All rights reserved.
90 J. Lorentzen et al. / Clinical Neurophysiology 129 (2018) 89–94

Contents

1. Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 90
2. When does spastic dystonia occur and how frequent is it? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 91
3. How should spastic dystonia be evaluated?. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 91
4. What causes spastic dystonia? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 92
4.1. Plastic changes at a spinal level involving upregulation and sprouting of surviving descending fibres . . . . . . . . . . . . . . . . . . . . . . . . . . . . 92
4.2. Changes in intrinsic properties of spinal motoneurons and interneurons . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 92
4.3. Re-organization in the motor cortex . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 92
4.4. Role of basal ganglia lesions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 93
5. Where to go from here . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 93
Conflict of interest. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 93
References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 93

1. Introduction 2017; Gorassini et al., 2004; Kong et al., 2011; Murray et al.,
2010, 2011).
There has been considerable debate in the scientific literature in Little is known of the involuntary movements and unwanted
recent years regarding the proper definition of spasticity (Biering- muscle activity, which are frequently observed in patients with
Sorensen et al., 2006; Burridge et al., 2005; Gracies, 2005a, 2005b; central motor lesions and which constitute the core of what is also
Lorentzen et al., 2010; Malhotra et al., 2008; Pandyan et al., 2005a, often called spastic movement disorder. There may be some kind of
2005b; Sheean, 2002). Much of this debate stems from docu- ‘overactivity’ causing unwanted muscle activity when the patient
mented differences in the understanding of which clinical signs attempts to remain at rest. This clinical symptom is what has been
define spasticity as well as a presumed variability in the clinical named spastic dystonia (Denny-Brown, 1966; Gracies, 2005b). In
use of the term (Pandyan et al., 2005a, 2005b). Without a clear con- addition to this involuntary resting activity, one can often observe
sensus of what we understand by ‘spasticity’ there is a risk that in the same patients involuntary activation of antagonist muscles
research in the field remains confused and potentially leads to to the muscles targeted by the command, and of muscles other
misunderstandings and wrong treatment decisions in the clinic. than those that the patient attempts to activate. These phenomena
Spasticity has commonly been linked to an increase in the have been termed spastic co-contraction and extrasegmental co-
velocity-dependent stretch responses of a muscle, manifested as contraction respectively (Gracies, 2005b). As Spastic Dystonia is
a ‘catch’ that can be felt when stretching the muscle quickly caused by an actual brain lesion (vascular, traumatic, etc.), being
enough (Gracies, 2005a; Lance, 1980; Sheean, 2002; Sheean and usually accompanied by a number of other symptoms (spasticity,
McGuire, 2009). The implicit assumption is that the ‘catch’ is spastic cocontraction, etc.), Spastic Dystonia is one type of what
caused by hyperactive stretch reflexes and several definitions, has been labelled secondary dystonias (Gracies and Simpson,
including that of Lance (1980), consequently include hyperactive 2004).
stretch reflex activity as a central component (Lance, 1980) or The term ‘spastic dystonia’ may be seen as a misnomer by
the only component of the definition (Gracies, 2005b). Yet, research some, since it mixes terms that have traditionally been linked
in the past 20–30 years has documented that hyperactive stretch to either lesions of descending motor pathways or the basal gan-
reflexes generally do not cause functional problems and do not glia. Despite these problems we have decided to maintain the
show any clear relation to the main clinical problems experienced term in this review, since it is already used widely in the litera-
by the patients and clinicians (Dietz and Sinkjaer, 2007, 2012; ture and since an alternative term such as ‘dystonic spasticity’
Lorentzen et al., 2010; Salazar-Torres Jde et al., 2004; Willerslev- would be equally misleading and would imply a false pathophys-
Olsen et al., 2013). In the clinic, the term spasticity has in fact often iological relationship with spasticity. We do not believe that it
been used much more broadly, also including spasms, involuntary would add to clarity in the field if we were to introduce yet
movements, unwanted muscle activity and alterations of elastic another term for which there is no general consensus and which
muscle properties leading to reduced movement range and eventu- in our opinion would not help in achieving what we aim for with
ally contractures (Pandyan et al., 2005b). It has especially been a this review, which is to point out that the sustained involuntary
confounding factor that the alterations of elastic muscle properties muscle activity observed in patients with central motor lesions
are difficult to distinguish clinically from the muscle resistance should not be mistaken for spasticity. For that purpose spastic
caused by hyperactive stretch reflexes and many of the functional dystonia is a better term than dystonic spasticity. A descriptive
problems observed in patients with central motor lesions have term such as ‘stretch- and effort-unrelated sustained involuntary
therefore been falsely attributed to hyperactive stretch reflex activ- muscle activity following central motor lesions’ may avoid some
ity (Dietz and Sinkjaer, 2007, 2012). Research through three dec- of the confusion, but it is lengthy and awkward. The reader
ades have instead documented that it is the reduced movement should therefore see our use of the term ‘spastic dystonia’ in this
range and lack of extensibility of the muscle and connective tissue, review as a convenient abbreviation for ‘stretch- and effort-
which are dominant causes of reduced functional capacity in unrelated sustained involuntary muscle activity following central
‘‘spastic” patients, particularly those with cerebral palsy (Berger motor lesions’.
et al., 1982; Geertsen et al., 2015; Willerslev-Olsen et al., 2014), In humans, spastic dystonia is seen most conspicuously in the
but also with stroke (Pradines et al., 2015). Spasms are a frequent upper limb where it contributes to the so-called hemiparetic pos-
cause of painful muscle contractions, which may interfere with ture, particularly in subjects with stroke or cerebral palsy (Gracies,
sleep (Biering-Sorensen and Biering-Sorensen, 2001). They are 2005b; Sheean, 2002, Sheean and McGuire, 2009). An aggravated
caused by activation of hyperactive spinal networks, which are dis- expression of spastic dystonia may also be seen during standing
tinct from the stretch reflex circuitry (Sheean and McGuire, 2009). and gait where the subject may adopt a posture with plantarflex-
Recent research has implicated altered persistent inward currents ion and/or inversion at the ankle, toe flexion, pronounced exten-
in both motoneurones and interneurons as important pathophysi- sion at the knee and associated flexion at the elbow (Gracies,
ological factors in the development of spasms (Bellardita et al., 2005b; Sheean, 2002; Sheean and McGuire, 2009).
J. Lorentzen et al. / Clinical Neurophysiology 129 (2018) 89–94 91

We have little knowledge of the exact cause of spastic dystonia dystonia is often seen in the upper limb of people with stroke,
except for the observation by Denny-Brown (1966) that monkeys whereas it appears perhaps less prominent in either upper or lower
would still show cortical lesion-induced involuntary static muscle limbs of people with traumatic spinal cord injury. However, we
activity following dorsal root section, suggesting that stretch reflex have no scientific evidence to support these claims and our obser-
activity plays little or no role in the pathophysiology of this phe- vations may have been biased by location and time since lesion.
nomenon. This finding appears to have been generally overlooked Therefore, controlled studies with appropriate definition and eval-
in the clinic, since sustained involuntary muscle activity following uation of spastic dystonia are necessary in order to clarify this
motor lesion is still treated in many centres by classical ‘‘antispas- issue.
tic” therapy designed to – and approved based on their capacity to
– diminish hyperactive stretch reflex activity. Selective dorsal rhi-
zotomy, which is now used in children with cerebral palsy in a 3. How should spastic dystonia be evaluated?
number of centers is another example where it is essential to
determine whether the functional disability of the child is caused Muscle tone was defined by Lance and McLeod as ‘‘the sensation
by hyperactive stretch reflexes or rather a centrally mediated of resistance felt as one manipulates a joint through a range of motion,
involuntary muscle activity. The lack of research on the possible with the subject attempting to relax” (Lance and McLeod, 1981). This
pathophysiological mechanisms involved in spastic dystonia sug- encompasses several contributing components to the tone. The
gests that much of the research community has also failed to real- three main components to increased muscle tone (hypertonia) in
ize that a distinct pathophysiology, unrelated to stretch reflex neurological patients are altered mechanical properties of the mus-
activity, is involved. Given that spastic dystonia may frequently cle tendon complex, reflex mediated stiffness, and stretch and
be responsible for what is wrongly assumed to be spasticity and effort-unrelated sustained involuntary muscle activity following
may also be involved in the functional challenges often ascribed motor lesion (Fig. 1).
to spasticity, we find it of paramount importance to initiate Altered mechanical properties (‘passive’ stiffness) may be dis-
research aimed at disclosing the pathophysiological mechanisms tinguished from other (neural) causes of increased muscle resis-
involved. It is the purpose of this review to highlight and discuss tance by the absence of any muscle activity during testing
some of the possible pathophysiological mechanisms, which may (Lorentzen et al., 2010; Malhotra et al., 2009). This absence of mus-
be involved, in order to facilitate future research on this topic. cle activity can only be detected by appropriate recording of the
electrical activity in the muscle, which explains the failure of clin-
ical assessment tools in distinguishing the different causes of mus-
2. When does spastic dystonia occur and how frequent is it? cle resistance (Biering-Sorensen et al., 2006; Malhotra et al., 2009).
Thus characterization of EMG also appears to be a useful tool for
Spastic dystonia has so far not been explicitly mentioned or clinicians to decide treatment, and a recent study with the aim of
described in studies on the incidence or prevalence of spasticity characterizing activation patterns of spastic and dystonic muscles
in populations with lesions of central motor pathways such as evaluated by EMG at rest, during volitional movement and pas-
stroke (Malhotra et al., 2009; Sommerfeld et al., 2012), spinal cord sively induced movements found that use of EMG is useful in sep-
injury (Sheean, 2002), multiple sclerosis (Sinkjaer et al., 1993) or arating these parameters (Beattie et al., 2016).
cerebral palsy (Gracies, 2005a). As pointed out by (Malhotra Treatment of clinical manifestations should be directed by the
et al., 2009) spasticity is often poorly defined and poorly described underlying mechanisms and differentiation between spasticity
and it is therefore not possible to provide any valid estimate of the and the sustained, stretch- and effort- unrelated involuntary mus-
frequency of occurrence of spastic dystonia based on the literature. cle activity, present at rest in the absence of phasic stretch follow-
It is the personal experience of the present authors that spastic ing central motor lesions and spasticity is therefore important in

central motor lesion

Fig. 1. Proposed contributing components to hypertonia.


92 J. Lorentzen et al. / Clinical Neurophysiology 129 (2018) 89–94

Fig. 2. Proposed mechanisms involved in the pathophysiology of sustained involuntary muscle activation following central motor lesions, in the absence of phasic stretch or
voluntary effort.

the clinic. For clinical manifestations such as postural deformities Wienecke et al., 2014). This period corresponds quite well to the
caused by sustained involuntary muscle activations, therapies that period of so called spinal shock following the lesion and appears
focus on reducing the hyperexcitability of the spinal reflex mecha- to correlate also well to reduced monoaminergic innervation and
nisms that constitute spasticity may not be effective. reduced expression of 5-HT1 receptors in the membranes of the
motoneurones (Hultborn et al., 2013). When reflex hyperexcitabil-
ity develops following the spinal shock it appears to be linked to
4. What causes spastic dystonia?
upregulation of 5-HT receptors in both motoneurones and
interneurons as well as production of monoaminergic substances
4.1. Plastic changes at a spinal level involving upregulation and
from a number of cell populations distal to the lesion (Bennett
sprouting of surviving descending fibres
et al., 2004; D’Amico et al., 2013, 2014; Heckman et al., 2005;
Hultborn et al., 2013; Kong et al., 2010; Murray et al., 2010; Rank
Degeneration of descending fibres leaving vacant synaptic sites
et al., 2007; Ren et al., 2013; Wienecke et al., 2014). These changes
that may subsequently be overtaken by other descending fibres
in monoaminergic innervation and their receptors in both
and/or sensory afferents is well documented following spinal cord
motoneurones and interneurons may play a central role in the
lesions both in animal models and in human patients (Bareyre
pathophysiology of spasms. Especially upregulation of persistent
et al., 2004; Calancie et al., 1996, 2002). There is less documenta-
inward currents (PICs) which involve both Ca and Na channels
tion following subcortical lesions of the corticospinal tract or the
may lead to prolonged episodes of continuous motoneuronal dis-
motor cortex in relation to stroke or other brain lesions and it does
charges following a relatively brief synaptic input (D’Amico et al.,
not appear clarified whether any significant sprouting and hyper-
2013, 2014; Heckman et al., 2005; Murray et al., 2010). There is
sensitivity develops in such patients (Fig. 2).
also evidence from human subjects that PICs may be essential in
Increased involvement of descending pathways (rubro-,
the pathophysiology of spasms in spinal cord injured subjects
vestibulo-, tecto-, and ipsilateral reticulo-spinal pathways) under-
(D’Amico et al., 2013). It would not be unlikely if upregulation of
going abnormal branching onto motor neurons, which have lost a
PICs also played a role in the pathophysiology of stretch- and
considerable part of their normal descending innervation after
effort-unrelated sustained involuntary muscle activity following
lesions in the brain or spinal cord may be one mechanism con-
motor lesion. The observation of increased activation of PICs in
tributing to spastic dystonia (Ellis et al., 2012; Krainak et al.,
the biceps muscle of chronic stroke survivors may indeed be
2011; Miller et al., 2014; Raineteau et al., 2002; Sukal-Moulton
related to spastic dystonia rather than hyperexcitable stretch
et al., 2014a, 2014b). One mechanism contributing to stretch and
reflexes. However, it should be noted that other studies have failed
effort-unrelated sustained involuntary muscle activity following
to find evidence that would support upregulation of PICs in stroke
central motor lesions may be increased activity in the properties
(Mottram et al., 2009) or spinal cord injured subjects (Nickolls
of these pathways, since most of them are excitatory and show
et al., 2004).
more spontaneous neuronal activity than corticospinal pathways
(Du Beau et al., 2012; Drew et al., 1986, 1996). However, no conclu-
sive evidence exists. 4.3. Re-organization in the motor cortex

4.2. Changes in intrinsic properties of spinal motoneurons and Although it is natural to focus on the spinal cord and its cir-
interneurons cuitry when considering possible pathophysiological mechanisms
involved in stretch- and effort-unrelated sustained involuntary
Following spinal cord lesions, spinal motoneurones undergo a muscle activity following central motor lesions, given its history
period in which they are less responsive to synaptic inputs than of association with spasticity and hyperreflexia, it should not be
normal (D’Amico et al., 2013, 2014; Hultborn et al., 2013; overlooked that lesions anywhere in the nervous system are bound
J. Lorentzen et al. / Clinical Neurophysiology 129 (2018) 89–94 93

to cause adaptive changes in connected circuitries in other parts of this question could be provided by a careful comparison of the
the nervous system. Adaptive changes in the representation of prevalence of stretch- and effort- unrelated sustained involuntary
muscles in the motor cortex are well documented following stroke, muscle activity in patients with pure cortical vs subcortical stroke.
spinal cord injury and cerebral palsy (Basu et al., 2010; Frost et al., However, this would require that stretch- and effort- unrelated
2003; Liu and Rouiller, 1999). Could these changes play a role in sustained involuntary muscle activity be diagnosed and measured
the pathophysiology of stretch- and effort- unrelated sustained appropriately and that especially increased passive muscle stiff-
involuntary muscle activity following central motor lesions? We ness and spasticity be ruled out. So far such a study has not been
believe that there is a reasonably good likelihood for this hypoth- performed to our knowledge.
esis. Firstly, the motor cortex exerts its control of muscles not only
through the corticospinal tract, but also more indirectly through its 5. Where to go from here
connections to brain stem nuclei and their descending projections
to the spinal cord (i.e. vestibulo-, reticulo- and rubrospinal path- We have pointed to a number of possible pathophysiological
ways). Following lesions that involve the corticospinal tract it mechanisms that may be involved in the development of spastic
would therefore not be unlikely if the motor cortex would undergo dystonia (Fig. 2). There may be others that we have not thought
re-organisation with the aim of optimizing the surviving output to about, but we hope that the suggestions put forward here may
the spinal cord and that this would involve a heightened excitabil- serve as an inspiration for researchers in the field. There is a great
ity and activity of indirect connections to the spinal cord through need for a general consensus on whether we should continue to
brain stem nuclei. Increased input to the spinal motoneurones use the term ‘ spastic dystonia’ or whether we can find a better
from these descending pathways may in other words not necessar- term to use when we talk about stretch- and effort- unrelated sus-
ily be caused by sprouting and increased synaptic efficiency of tained involuntary muscle activity following central motor lesions
their terminals, but maybe more simply because they are them- in the absence of phasic stretch or voluntary effort. We also need to
selves more active due to increased drive from the motor cortex. decide how it should be evaluated and distinguished from other
There is indeed evidence that the functional re-organization of cor- causes of increased muscle resistance. This will provide us with a
tical activity in relation to movement in patients with brain lesions tool to determine the incidence and prevalence of spastic dystonia
involves activation of far more cortical neurones and cortical areas in different limbs following different types of lesions to the central
than what is seen normally (Basu et al., 2010). It thus appears as if motor pathways. With that knowledge in hand, we should obtain
the patients needed to activate more cortical neurones in order to valuable clues to the pathophysiology of spastic dystonia, but
compensate for the loss of specific descending drive through the experimental studies designed to explore directly the mechanisms
lesioned corticospinal fibres and this might lead to less precise involved will be necessary. The new knowledge and understanding
activation of the spinal cord circuitries and inadvertent activation that such studies will generate, should lead to development of new
of brain stem nuclei already at ‘rest’. It may be argued that there and hopefully also more appropriate and efficient treatment of not
is no apparent cortical hyperexcitability in patients with stretch- only spastic dystonia, but all the different causes of increased mus-
and effort-unrelated sustained involuntary muscle activity follow- cle resistance. The general recognition of sustained involuntary
ing central motor lesions and that motor evoked potentials are in muscle activity in the absence of phasic stretch or voluntary effort
contrast greatly diminished (Cortes et al., 2012; Dimyan and as a separate and distinct symptom of central motor lesions is the
Cohen, 2010). This is true but it should be kept in mind that motor first step in this direction.
evoked potentials only provide information about the (lesioned)
corticospinal tract and therefore do not explore excitability of
more indirect pathways through brain stem nuclei. Conflict of interest

4.4. Role of basal ganglia lesions The authors report no conflicts of interest.

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