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Ontologyof Emotions
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t6 \r/I LLIAM JA\trO RS KI Mirud-Body Theories and the Emotions rT
experiences, yet claims (z)-(l) i*ply fiat we do lrot. The claims cannot all be union of mind and body - properties that included the emotions (Coningham
,r.r"; at least one of them must be false, but it is not clear which. rgSt).
Panpsychism is mar ginalized for its part because it is so counterintuitive
ro think that quarks, leptons, and other fundamental physical particles
Eliminative Physicalism, Substance Dudisrnr and Panpsychism might have mental lives as rich as our own. Our best empirical accounts of
Mind-body theories offer ro solve mind-body problems in various \Mays. these particles do not invoke a psychological vocabulary; we can describe,
Eliminative physicalists, for instance, look to resolve the problem of.emer- explain, and predict their behavior without positing thoughts or feelings.
gence by rejecrirrg claim (r). A psychological vocabulary is the by-product of In what follows I will focus on views that deny either claim (l) ot claim
I d.f..iirr. wry o? trying ro describe and explain human behavior, one that (l).Views that deny (l) can be divided into three categories: physicalist
wi[} evenrualh be displaced by a complete physical description of that theories, dual-attribute theories, and neutral monist theories. Views that
behavior. fu a result, it is false to say that we have conscious emodonal reject fu) include hylomorphism.
experiences. There are no such things. Substance dualists, on the other hand,
look to reject claim (z). Accordirg to them, we are nonphysical beings that Reductive and Nonreductive Physicalism
are only contingendy attached to bodies; we are not bodies ourselves. Hence,
we are nor .o-posed of physical particles or stuffs. Panpsychists, for their Physicalism claims that everythirg is physical; everythirg can be exhaustively
parr, reject claim (+). They claim that fundamental physical particles are described and explained by the most empirically adequate theories in current
endowed with rhoughts and feelings j*t as we are. As a result, there is no or future physics (Lewis 1983; Jaworski zou, zo16). Phyeicalism has been the
question of how those particles might come together to produce conscious most popular framework for addressing mind-body problems since the mid-
emotional experiences. Conscious emotional experiences exist everywhere in twentieth cenul{y. If we put to one side eliminativist theories, physicalist
the universe, right down to the fundamental physical level. accounts of the emotions fall into two categories: reductive and nonreduc-
Eliminativism, substance dualism, and panpsychism are nevertheless rive. The paradigmatic reductivist theory is the psychophysical identity
marginal posidons. Eliminativism is marginalized because it denies what theory.' ft claims that mental states are identical to physical states and that
seems ro many people to be the manifest fact that we experience anger, iry, we will discover these identities empiri cafiy in something analogous to the
sadness, and oifr.i emorions. Substance dualism, on the other hand, is way we discovered that water is HrO (kwis 1966, t97z; Armstrong ry68,
marginalized because it doesn't do justice to the phenomenol oW of emo- D7a; Jaworski zon). \flater might initially have been defined as, so/, the
\X/illiam James
tional experience its visceral character in particular. drinkable stuff that filled rivers and lakes. By studying that stuff empirically,
described that character in a well-known passage: scientists were able to discover that it was HrO. Th.y were thus able to
conclude that water was identical to HrO. Accordirg to idendty theorists,
\Xfirat kind of an emotion of fear would be left, if the feelings neither of somethirg analogous will be true of the emotions. Mental states in general
:::5; T*r5 ixr, ::, fl :H?;::n:T H, :? *;;:l mHtx: might be defined initially by their typical causes and effects. Anger, fot
instance, might be defined as the smte that is rypicdly caused by suffering
present, it is quite impossible to think. (r88+ | 191-4)
injustice and that qfpically causes such-and-such feelings and physiological
If James is right, then emotions are essenti"llX embodied; it is impossible changes. According to identiry theorists, it is possible in principle to discover
foi *6 ro expoi.n.. them apart from particular bodily changes, and if that what the state with these rfpi.*l causes and effects is. It is fius possible in
is the case, then one of subsrance dualism's cenual claims about mental principle to identift anger and any other emotion with some rype ofphysical
phenomena cannor be true of the emotions: they can_not exist apart from a state.
body. Descartes himself,, it seems, felt the pressure of thi.s obscrvation, and One influential challenge to the identity theory has been the multiple
posited a third class of properties to try to account for thc visccral phcnom- realizabiliry argument (Putnam ry67; Block and Fodor t97z; Fodor rg74;
.rolory of emotional experience. In addition to trtt'tttrtl l)r()pcrtic.s rtnd
physical properties, he said, therc wcr(: also l)t'()lx't'r it's pt't'rlining ttt th.' ' Ilt'lrlviorisrn i.s rlrr'orlrt'r kin<l o{'rcclrrctivc physicalism flaworski zoll: ro3-rr).
,*.
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I8 \TILLIAM JA\TO RS KI
t
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Mind-Body Theories and the Emotiorts Ir)
t
for discussion see Jaworski 2orr: ri,rl).' The argument claims fiat it is ffi
states. A human like Eleanor might differ physically fiorn :r M:rrri;rrr lilit.
possible for a mental state, such as anger, to be correlated with more than $
V
Gabriel, but the phyricd differences between them nccdn't :rl)l)(';rr rrr ;rn
one type of physical state. If anger can be correlated with brain state B in
'li
abstract psychological level of description. At that lcvcl, llk';ur.r' ;rrrtl
humans and with a different rype of physical state in Martians, then anger Gabriel might be indistinguishable; both might correlate input.s with ,rutl)rrr.\
cannor be identical to brain state B. A thing cannot exist without itself, so if in awaywe would describe as enjoying th. pLay. Consequently, tlrt' .s:un(' ryl).'
anger can exist in a Martian who doesn't have brain state B, then anger of emotional state, enjopng fie play, could be correlated with rlillt'r't'rrr rylrcs
cannor be identical to brain state B. Identity theorists have responded to of physical states: one qfpe ofphysical state in a human, and a clif fcrt'nr rypt' ,I
this argumenr in a number of ways (Kim $7z;; Lewis r98o; for discussion physical state in a Mardan.
see Jaworski zorri $4-6). The most popular line of response claims that Nonreductive physicalism of the aforementioned sort has fac.'tl .st'vcr,rl
our currenr mxonomy of mental and physical states will undergo a revision challenges (|aworski zor::, 14g-6+). Some of these have targcrcd lrlrysit:rl
in the future. Even though our current taxonomy posits a single fype ism, others functionalism, and yet others the combination o['tht'rwo.
\When it comes to the emotions specifically, physicalist theories havc' firc:t'tl
of state that goes by the name 'anger', that term instead can refer to
multiple different types of states: anger-in-humans, anger'in-Martians, chafienges accommodating both the intentionality of emotional statc.s unrl
anger-in-robots, and so on. By analogl, people once took 'jade' to refer their felt qualities. Physicalists have rypically tried to account fbr inrcn-
to i single rype of mineral, but over time they came to reco gnize that it tionaliry in terms of theories of mental representation (Fodor g87; f)rcr.skc:
referred to multiple different rypes of minerals such as jadeite and nephrite. 1988; Jaworski zorr: 9o-r). The simplest theories of this sort claim thar
It is thus a mistake to speak of jade in general, and in the same way it is a mental representation consists in causal covariation between features of thc
mistake to speak of anger in general. There are instead many different types environment and internal states of the organism or representing systenr.
of states which have been grouped under the one confused heading of Suppose that my nervous system has a component, c, that is capable of
anger, and each of these species- or kind-specific rypes of smtes is identical being in two states, ON and OFF, and that these states covary with thc
ro a physical smte: anger-in-humans = physical state A, anger-in-Martians = presence of somethirg red: f, turns ON when it encounters somethi^g red,
physical state B, anger-in-robots = physical sute C, and so ott, and it is OFF otherwise. Because r's ONIOFF smte covaries with the
Far and away the most popular way of accommodating multiple realiz- presence of redness, it indicates the presence of redness in something
abiliry, however, has not been to rehabilitate the identity theory but to analogous to the way smoke indicates the presence of fire. Because firc
abandon it in favor of some kind of nonreductive physicalism. The most reliably causes smoke, the presence of smoke rypically conveys the infor-
popular fieories of this sort combine physicalism with functionalism mation that there is fire. Similarly, because redness reliably causes c to bc
(Putnam tg67; Block and Fodor rg1z; Fodor $74; for discussion see ON, is being ON rypicaJly conveys the information that somethirg in thc
Jaworski zorr: ryG49). Funcdonalism claims that psychological descriptions environment is red. To have an internal representation of redness is thus to
are absffacr descriptions that ignore the physical details of aqFstem and focus have an internal component that is activated if and only if something in the
simply on inputs to it, outputs from it, and internal smtes that correlate the environment is red.
rwo. When we say that Eleanor is enjoying the play, we are saylng that she is Simple covariation theories nevertheless have difficulties accounting for
in some internal state that correlates certain sensory inputs to her with certain the specificiry of intentional content - for what makes a representation oF
behavioral outputs from her. The psychological description does not specift or about this particular object, property, or event as opposed to some othe r
what that internal smte is; that's what makes the description abstract. This (Fodor ry82). This is especially clear in the case of more sophisticatcd
abstractness allows functionalists to accommodate the possibiliry that a single mental states such as emotions. Anger, let us suppose, is rypic"lly triggcrcd
kind of mental srare might be correlated with different kinds oF physical by somethirg insulting. Accorditg to a simple covariation theory, nry
anger should be reliably caused by insulting episodes. If I'm an irasciblc
pcrson, however, my anger might also be reliably caused by.pisodc.s rh:rt
' For a dctailcd survcy of the litcrarure on multiplc rr:aliz,abiliry :rrr<l t't'tltt,'t iortist r'('.\lx)n.\('s to it, s('(' ttry arcn't in.sulting at all. t}That is it, then, that makes my angcr e statc that is
'Mirrd ancl Mrrltiplc I{c:aliz.ability'in thc Ir)tcrncr llrrt'yt:kr1,,',li:r.rl l'lril,,*,,1,1ry (www.it'p.rttttt..',lrr/
rrrrrlt -r'c:r/) . rthorrt itrsults irrstt':r<l of u .state that i.s ahout in.sutts-or-r'lon-irr.sults? Sirnplt'
&
#
Mirud-Body Theories arud the Emotions zt
20 \TTLLIAM JAITORSKI
ft
il Mirud-Body Theories arud the Emotions 23
22 \rI LLrAM JA\r/o RS KI
to laws governi*g purely physical interactions. Consequently, the world just
by physics alone. Pqychological discourse thus seems to be as irrelevant
it is bereft of any real description or is a place in which physical events produce mental events in accordance
thai accounr as J-particle Jiscourse;
with basic laws. Critics argue, however, that psychophysical laws do not
explanarory *ral,r.. In fact, the problem looks even worse for nonreductive
really address the problem (Strawson zoo6; Jaworski zorri zu41i,).
phyri.alists. They insist, ,ft*i all, that the categories of psychological^
of Knowirg that there is a psychophysical law linking pain to brain state B
discourse do nor correspond in a straightforward way to the categories
could correspond might explain why this or that instance of pain is correlated with this or
physical theory. A rype of psychological state like anger
that instance of B, but it does not explain *hy there is a correlation
io ,rrrry diffei*rr, rypes of physical states. But if the physical categories are
between instances of pain and instances of B in the first place. It does
the orr., that give * ,r, .*hr,.rutive accorJnt of realiry, and psychological
not explain how the rapid vibrations of countless tiny physical particles can
caregories donit correspond to those, then it is difficult to see how
psycho-
to reality at all. If nonreductive generate the felt qualities of fear or anger; it simply says that the gencrating
togiJal caregories .o.rld correspold -phy-
happens in a regular, lawlike way. According to critics, however, some
sicalism is tlue, therefore, ir is difficult to see how talk of thoughts, feelings,
human explanation is needed for why there would be laws connecting things as
perceprions, and the like could provide any kind of explanation for
different as brain states and qualitative experiences. \flithout such an
behavior.
explanation pqychophysical laws are every bit as mysterious as the psycho-
physical correlations they are introduced to explain.
Dual-Attribute Theories and Neutral Monism Dual-attribute theorists are also free to endorse panpsychism: mental
phenomena such as conscious emotional experiences are present at every
Like mosr physicalist theories, dual-attribute theories claim that noncon-
level of realiqy, includirg the fundamental physical level. As we've seen,
scious p"rti.ll, could combine ro produce conscious emotional experi-
of how
_
however, panpsychism is a marginal position because it is so counter-
ences, b.r, unlike physicalist theories, they deny that the account
can be givgn exhaustively in physical intuitive to think that fundamental physical particles have mental srates
the production happens .terms.
like our own. To soften the counterintuitive implications of panpsychisffr,
R tt *r, when corrdiiions are right, physical things produce nonphysical
some dual-attribute theorists endorse panprotopsychism, the claim that
attribures or properries, ones ,hr, cannot be described purely in terms of
fundamental physical particles do not have mental states like ours, but
physics.6
rather protomental states - simpler precursors of the mental states we have
The most popular dual-attribute theories are varieties of emergentism or
epipherro*.r*iir*. Both claim that physical states Produce nonphysical
(Chalmers ry96: rr1-J; zooz z67t). According to panprotopsychists,
when fundamental physicaJpanicles combine to form atoms or molecules,
mental ones; they differ over whether those nonphysical states can exert
they give rise to protomental states that are more sophisticated, and when
any causal infuence orrer physical states in turn. Emergentists say they can;
atoms and molecules combine to form neural dssues or different parts of
.piph.nomenalists say thry can't. \7hat concerns us here, however, is the
the brain, they give rise to mental states that are more sophisticated still,
,iri* they share, namely that physical states prodt.. nonphysical mental and so the combinatorial process goes until combinations of lower-level
oles. How exactly is this r,rppor*d to happen? Critics argue that dual-
items eventu*lly give rise to the rich, sophisdcated mental sates that
attribute theorists have no satisfactory answer.
constitute our own mental lives.
Some dual-attribure theorisrs, for instance, posit brute psychophysical
Critics argue, however, that panprotopsychism only solves the problem of
laws. There are laws of emergence, they say, that are every bit as basic as the
emergence by replacing it with a different problem: the problem of sayrng
what protomental states are and how they combine to produce more
n D,r*l-rttribute theories are sometimes called forms of properry dualism to contrast thctn with
firrlns sophisticated mental states. \ile know what thoughts, emodons, and percep-
rnislcaclitrg sitrcc sttbstrtttt't'
of substance dualism. But this use of the rerm 'Gproperry d,rnlir-' can bc tions xr€, but what are protothoughts, protoemotions, and protoperceptions
dualists are committed ro properry dualism as *"li (Ri-strong v.26[l:
rl). I.ikt'wist', tlrt'l:rlrcl 'tltt:rl
been ur.dlnria"d of 'dual-attribute', but this r(x) (':ltl lrt'rrri.slt':rtlirr1l sitttt":r'sPt'tl' supposed to be? Panprotopsychists can respond that protomental states are
aspecr'has also
,,rgg"r*that,accordingtodu:rl-attributethcorics,thcrncntul plrysit:rl tli.stilrttiotti'sttrt'r't'ly;ltrr:rll('t' theoreticel postulates, that they are precisely fie states of lower-level thirrg.s
tt'tllll"('ol tlrt'
of 6.w t6i.gs appcar r.r,,r.'l'lrc tcrnr'attributc cxl)rcsr.'*,t,,r,i.',1,',rrly lltt'.,lrrolr'1',it:rl that in conrlrinltion produce familiar mental states. But how exactly i.s lny
rlrr,rlisnr rlr:rt dtr:rl-:rtr rihtrtc rlrcorists t'lttlorst'.
ru
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24 \Ur'I LLIAM JA\rO RS KI Mirud-Bod,y Theories and the Emotions 25
ia'
ft
t Mind,-Body Theories and the Emotions 27
26 lTI LLIAM JA\('O RS KI
case, then clearly the affections are enmattered forms (logoi enhuhi). Hence, $7e can illustrate the hylomorphic notion of structure with a simple
their definitions wilt be for instance, 'anger is a certain movement of such- example. Suppose we put Howard in a very sffong brg - strong enough to
.
and-such a body (or a parr or power of itlby this for the sake of that' . . tT] ensure that nothing leala out when we squash him with several tons of
(De
he affections ofsoul ,r. irrr.parable from the natural maffer of animals- force. Before squashing, the contents of the b*g include one human being;
Animabook I, chapter r: 4a3ar6*r9, zt7; 4o1bry-r8)7 after squashing, they include none. In addition, before squashing, the
Accordi.g to Aristode, when we experie_nce an emodon, the activities of contents of the brg can think, feel, and act, but after squashing, they
our phyrilal componenffi are coordinated in a way that unifies them into a can't. \ilZhat explains these differences in the contents of the brg pre-
singie lrr.rr,. Th; upshot is a view that is both antireductive and natur- squashirg and post-squashing? It cannot be the physical materials, for
alistic. Because the ioordinarion or form is not somethi*g inherent in the those remain the sarne - none of them leaked out. \flhat changed was
physical componenrs, the emorion cannot be identified with the sum of the rather the way those materials were organized or sffuctured. That structure
activities of ihose componenrs. fu a result, it is not possible to give an was responsible for there being a human before squashing, and for that
exhaustive accounr of the emorions by appeal to the activities of our human having the capacities it had. Once that structure was destroyed,
physical parrs; we cannor reduce our descriptions and explanations of there was no longer a human with those capacities. Structure is thus a basic
emotions ro descripdons and explanations in neuroscience or biology or ontological principle (it concerns what things there are) and a basic
'ho*.,,.r, explanatory principle (it concerns what things can do). Suucture also
chemis try. Form, cannot exist apart- from _something that's
informej. A form musr be the form of something. Consequently, an operates as a principle of composition and unity. It unifies diverse things
emorion cannot exis t apart.from the physical components whose activities in a single thing. Paradigmatic"lly, it unifies diverse physical materials into
it unifies. Emodons *re th.rs essentially embodied in the physical comPo- a single composite whole.
nenrs we have; they are all 'with a body,' as Aristode says, 'inseparable
from \7e can express the theoretical roles hylomorphic structrre is supposed
the natural *rrr.i of animals,' yet it is not possible to give a reductive to play using some slogans:
explanation of them. Structure matters: it operates as an irreducible ontological principle, one
A hylomorphic account of emotion is what Prinz (zoo4: ro) categotizes as that accounts at least in part for what things essentially are.
, hybrid theory, or. that takes emotions to comprise a_range of contributing Structure makes a fifference: it operates as an ireducible explanatory
factors: some f.lr, some cognitive, some physiological. To appreciate what principle, one that accounts at least in part for what things can do, the
makes the hylomorphic account distinctive we need to consider the hyl"- powers they have.
Structure counts: it explains the unity of composite things, including the
moqphic frameworkin greater detail. Since this chapter concerns mind-body
persistence of one and the same living individual through the dynamic
th.ori.r, I will focus on the way hylomorphism understands the relation influx and effiux of mamer and energy that charact erize many of its interac-
berween emotions and the physiological states that embody them' tions with the wider world.
At its core, hylomorphism claims that form or structure, as I'll rypically
refer to it (or org aniz.ation, order, coordination, or configuration) is a basic to define hylomorphic structure,s which in
These theoretical roles serve
ontological ,rrd".*planatory principle. Some individuals, paradigmatically turn underwrites a general account of composition encompassing both
living ihir,g, , arecompor*d of *rririals that are structured or organized in composite individuals and composite even$. Emotional experiences are
v:rriou, *r!r. You ,ri I are nor mere quantitiep of physical materials; we included among the latter, so understanding a hylomorphic account of
ilrc quantities of physical materials with a certain organization or structure. emotion requires understanding hylomorphic composition. \7e can start
'l'hal srrucrure is responsible for us being and persisti.g as humans, and it is by rryrng more about exactly what structures are.
responsible for us having the particular developmental, metabolic, rcPro-
tluctive, perceptive, and cognitive capacities we have. t 'l'hir is not the only account ofhylomorphic structure on offer. Other accounts that havc appc:rrctl in
thc litcraturc include Kit Finc (tggg), Mark Johnston (zoo5), I)avid Odcrbcrg (z<><>7\, K:rtlrrirr
Koslicki (zootl), rrrrrl Michacl l{ca (zorr). Thc account I dcvclop hcrc and in grcatcr tlt:l;ril t'ls.'wlr,'r,'
/ (f ;rwor.ski ,,or.r, .,()rr,) rlilli:rs fr"<lrn thcirs in ways that will bccrlrnc cvitlt:rrt :rs I pr,,t,'t'tl.
St't'rtl.so /)r' Anirna 43't'4-6-
ft
il
28 \TI LLIAM JA\TO RS KI Mind-Body Theories and. the Emotiorus L9
Accordirg ro traditional hylomorphists like Aristotle as well as some power can remain unmanifested. A q*antiry of table salt has the power to
conremporary hylomorphists such as Mike Rea (zou) and myself (2oru, dissolve in water, yet that power might never actually manifest itself, It is
Lor4, zot6), structures are powers.e There are seyeral competing theories of possible that the salt might remain forever undissolved (Marti n t9g6a).
powers in the literature. One is defended by C. B. Martin (t996*b, tgg7, Hylomorphic structures are powers to configure (or organize, order, or
zooT), John Heil (zoo1, zooj, Chap ter z, this volume), and Martin and coordinate) things. \flhat sets structures apart from other powers is that
Heil (rg98, rggil. \fle can call it the identity theory ofpowers.It. claims that they cannot exist unmanifested; they are manifested essentially. Structured
every properry is essenti*lly dispositional; each essenti*lly empowers its individuals are essentirlly and continuously engaged in configuring the
indivii,rJ possessor ro interact with other individuals in various kinds of materials that compose them. I essendally and continuously configure the
ways. A diamond's hardness empowers the diamond to do a varieqF of materials that compose rrr€, and you essentially and continuously configure
things - ro scratch glass, for instance. It is essential to the hardness that it the materials that compose you. Biologist J. Z.Young describes orgeniza-
empowers the diamond to do these things; it plays this power-conferring tion in similar terms as a complex activiry in which living things cngagc:
'S7e describe this role in a
role in every possible world in which it exists.
'We The essenceof a living thing is that it consists of atoms ... caught up int<r
variery of ways. say that the diamond is able (or has the power or
the living sysrem and made parr of it for a while. The living activiry tal<c.s
porenrial or capaciry) to scratch glass, or that the diamond would scratch them up and organizes them in its characteristic way. The life of a nrirn
ih", mirror if raked across its surface, but we also say that the diamond has consists essenrially in the activiry he imposes upon that sruff. (Young ry7t:
a tetrahedral arrangemenr of carbon atoms. Accordi^g to the identity s6-t)
theory of powers, rhese descriptions are of numerically one and the same
Consider likewise neurophysiologist Jonathan Miller:
properry.The diamond's hardness = the diamond's power to scratch glass =
it * diamond's having a tetrahedral arrangement of carbon atoms. These [T]he physical universe tends towards a state of uniform disorder ... [T]he
descriptions simply bring our different theoretical roles that the one survival of form depends on . . . [either] the intrinsic stabiliry of the materials
properqy plays. Dispositional descriptions such as 'The diamond would from which the object is made, or the energetic replenishment and reorgani-
icratch that mirror if raked across its surface' bring out the roles it plays as a sation of the material .. . The configuration of a fountain . . . is intrinsically
unstable, and it can retain its shape only by endlessly renewing the material
power. Nondispositional descriptions such as 'The diamond has a tetra-
which constitutes it; that is, by organising and imposing structure on the
hedral arrangemenr of carbon atoms' bring out its role as a stable mani-
festation of a power possessed by the carbon atoms, namely the power to be lTTfi }:*:X,sffm."ffi I;;l?ifr [ffi1'::?:ilffi'ffi'il
arranged t.trrh.drJly. The one property is thus simultaneously both a configurarion only by flowing through a system which is capable of reorganis-
stable manifestation of a power and a power itself, both an actu and a ing and renewing the configuration from one moment to the next. (Miller
^lity
potentialiry. 1978: r4o-r)
One imporranr feature of powers is that they are essentially directed The foregoirg remarks should make evident that hylomorphic structure is
toward their manifesradons. This directedness has led some philosophers nor a mere set of static spatial relations among something's parts. In this
to draw analogies berween dispositionaliry and intentionaliry (Martin and sense the hylomorphic notion of structure differs from the nodon of mere
Pfeifer ry86; PIr.. ry96a*b; Molnar zoq). Just as my desire is essentially a
spatial arrangement discussed in connection with dual-attribute theories.
desirepr something, and my fear is essentially a fear ,/to*ething, so too a The srrucrures that distinguish living things from nonlivitg ones are
power is essentia[ly for various exercises or manifestatiolls. Moreover, just
dynamic patterns of environmental interaction what Mark Johnston
,r *y desire can remain unfulfilled and my fear unrealized, so too a rypical (zoo6) calls 'dynamic principles of uniry,' or what Kit Fine (rggg: 68*g)
calls 'principles of variable embodiment'. They comprise programmatic
e The hylomorphic framework I describe here is committed to a substancc-rrttrilrut(' ()nlology irr wlriclr
'l'lrt'orrly sequences of changes over time, and often involve different kinds of:
propeitier ,r. sparse, not abundant in Lewis' (rl8;) sense (faworski zor4, z<tr6). 1rt'o1rcl'tit'.s
ihai exist are or.r that empower individuals to entcr into cau.s:tl rt:l:rtiolts.'l'lrt'li':rrrr('w(,r'k :tlst, changes under different kinds of conditions. It is because of thcir clytt:ttnir'
compriseseventsorstatesofaffairs,whichare individrrals h:rvirrg l)r()l)('t'lit's ot st;trttlirrl', ilr tt'l:rtirltt.\:rl structr.rrcs, thcir abiliry to 'impose' those structurcs on incrlrrritrg tIt:tt l('t
times.
il
30
'sr'I LLrAM JA\XZO RS KI Mind-Bod,y Theories and. the Emotions 3r
and energy, as Miller puts it, that complex individuals (paradigmatically or ptaying, I succeed in imposing a sffucture on thc way my parts manifest
living things) persist through the constant infux and effiux of matter and their powers; I structure their manifesmtions throwing- or playing-wise. In
enery that characterize their interactions with the wider world.'o some cases the sffucturing is conscious and intentional a.s in throwing a
Describing the characteristic way each sffuctured individual configures baseball or producing the precise limb movements in a clancc. But in many
the materials composing it is somethirg that hylomorphists say is an cases the sffucturing is neither conscious nor intenti<lnal as in digesting
empirical undertrkirg * in the human case, one left largely to biology, food or increasing blood flow to the legs in response to.sonrcrhing fearful.
biochemistry, neuroscience, and other biological subdisciplines. In whatever way it occurs, whether consciously and intcntionrtlly or not,
Accordirg to hylomorphists, composition occurs when and only when the result of this structuring is not a new individual but rathcr an activity,
an individual configures materials. Composite individuals are emerynt anorher manifestation of the power sffuctured individuals havc of inrpos-
individuals on the hylomorphic view. There are empirically describable irg order on things.
conditions that are sufficient to bring into existence new sffuctured indi- Activiry-making structures unift diverse events in something attalogous
viduals where previously no such individuals existed. Once a sffuctured to the way individual-making structures unift the physical matcrial.s t:onr-
individual comes into existence, it is essentially and continuously engaged posing individuals. My parts and the surrounding materials ncedn't tlriln-
in configuring materials. The materials it configures are precisely those that ifest their powers throwing-a-baseball-wise. The very same musclc fibcrs
compose ir. An individual living thing does not configure exactly the same that contract in my shoulder when I throw a baseball might also contract
materials for very long since those materials are in constant flux, yet despite when I experience an uncontrolled muscle spasm, or when a physical
this, the individual maintains itself one and the same through all the therapist stimulates them electrically. What unifies the contractions of
changes on account of its ongoing configuring activity. That activiqy is the muscle fibers, what coordinates the manifesmtions of their powt: rs, is
what unifies various materials into a single individual, both synchronically what I do when I try to make an out, or try to knock down cans at thc
and diachronically. counry fair, or try ro accomplish whatever I try to do when I throw a
But individuals are not the only composite entities on the hylomorphic baseball. In undertrkirg these activities I impose a unified order on the way
view; there are composite events as well. The structures discussed so far are my parrs and the surrounding materials manifest their powers.
indiuidual-making structures, the kinds of things medieval hylomorphists On the hylomorphic view, structured activities include emotional
called 'substantial forms'; they make individuals what they are. But the experiences. \Wlhen I experience an emotion I am engaging in an activiry
activities in which sffucrured individuals engage have sffuctures as well - in which various parts of my nervous system and various objects in the
actiu i
4t - m a k ing s truc tur es . environmenr manifcst their powers in a coordinated way that unifies them
The idea that there are activity-making structures is based on the into a single event. It is possible to describe the unifting role of acdviry-
observation that the activities of sffuctured individuals involve coord.inated making srructures in terms of a nodon ofacdvity composition analogous to
manifestations of the powers of the parts that compose them. \flhen we the notion of composition for individuals. Just as physical materials
walk, talk, sing, dance, run, j**p, and engage in the various other activities compose an individual exactly if they have the right kind of individual-
we do, we impose an order on the ways our parts manifest their powers. My making structure, likewise various events compose an activity exactly if
parts needn't manifest their powers in an ordered \^ray. It is possible for my they have the right kind of activiry-making structure. Suppose that a is a
neurons to fire or my muscles to contract in ways that d.o not compose an srrucrured individual with the power to engage in activity ,F. Suppose,
acriviry of throwing a baseball or playlng an instrument. Fatigue, injury, moreover, that b, br,. . ., bnareindividuals, and that a subset of the bs are
insufHcient training, and many other factors can result in uncoordinatccl proper parrs of a. Suppose, finally, that each b;has the power to engage in
manifestations of the powers of my parts. But when I succced in throwitrg an acrivity, Gt: brhas the power to G, brhas the power to G, and so on.
We can then define a notion of activity composition as follows:
ro Hylomorphic structures arc similar to what Pctcr van Inw:ll',('n (t,1.1o) ..rlls'liv,'s'. lly'.r li{<'' v,rrr Activity composition: Necess arily, a's F-ing at, is composed of b,'s G,-ing
Inwagen takcs himsclf to mcan whar bi<ll<lgi.srs <l<l: tlrt' liv.'s ol <ont tr't('()rt',.rnisrrrs (v:ttt lnw.rl',('n rr( /, , h;', (;.,-ing at tr, . .. and br', Gr-ingat tnexactly if b,'s G,-ingat t,, l);'s
r99o: 81).
#
LLIAM Mind-Bod.y Theories and the Emotions
12 TUTI
JAW O RS 33
G;ing at tr,. . . and bn', Gn-ing at tn are structured Ilwise, where time tr nomologically but metaphysically, for Gabriel to experience anger or
includes the times t7, tz, . - -,tn- enjoyment unless his parm manifest their powers in the right coordinated
way."
In other words, a in the activity of lting exactly if a's parts and
engages
On the hylomorphic view, then, emotions are essentially embodied in
surrounding materiali manifest their powers Fwise. I throw a baseball the physiological mechanisms that compose us, yet it is not possible to
exacdy if my parrs and surrounding materials manifest their powers throw- reduce descriptions and explanations of them to descriptions and explana-
inga-basebali-wise. Simila rly, I experience anger or enjoyment exactly if
tions of physiological mechanisms." The reason is that there is more to
my par$ and surrounding materials manifest their powers anger- or these activities on the hylomorphic view than the operations of physiolo-
enjoyment-wise.
'Givel gical mechanisms; there is also the way those operations are coordinated or
reasonable assumptions, -activity composition implies that the
structured, and sffucture in general is something different from things that
behaviors of strucrured individuals never violate the laws governirg their
are structured. It is possible for pafts of our nervous systems to be activated
fundamenral physical constituents. According to hylomorphitT, the activ-
in the ways they are when we are experiencing a particular emotion even
ities of stru.t.rr.d wholes are composed of the sffuctured manifestadons of
though we are not experiencing the emotion in fact. Patients with pseu-
the powers of their lower-level constituents and surrounding materials. If
dobulbar affect, for instance, suddenly and unpredictably cry or laugh in
those constituents or materials were to lose their powers, or were to become
ways that are indistinguishable from the ways they would if they were
incapable of manifesting them, they would become incapable of compos-
experiencing sadness or mirth, and yet they do not feel sad or amused
irg ilt. acriviries of sffucrured wholes. Those activities depend on lower- (Parvisi et al. zoo6). Parts of their nervous systems are activated in the ways
te*t items retaining and manifesting the powers they have. By analogl, it is they would be durirg a real emotional episode, and yet their activation fails
only because bricks and timbers retain fieir shapes under compression that
to be coordinated in the way necessary to compose an emotion. The
they can be recruited as components of buildings. Similarly, it is only hylomorphic view is thus robustly antireductive despite its commitment
because lower-level materials retain their distinctive powers that structured
to essential physical embodiment.
individuals can recruit them as components for their own activities. This is
Based on what's been said, it's possible to appreciate how hylomorphists
one thing that sers the hylomorphic view apart from many emergentist
approach mind-body problerrs, includitg the problem of emergence.
theorie, Jr"r claim that higher-level powers trump or nullify the powers of
Hylomorphic srrucrure carves out distinctive individuals from the other-
lower-level things (Sperry ry84).
wise undifferentiated sea of mafter and energf described by our best
This definition also makes it clear that a structured individual has the
physics, and it confers on those individuals distinctive powers. If hylo-
power ro engage in various activities on account of its parts. Those parts
morphic structure exists, then the physical universe is punctuated with
ior* * subsei of the individuals with powers whose coordinated manifesm- pockets of org anized change and stabiliry - composite physical objects
tions compose its activities. \fle can express this idea by t"yrng _that a (paradigmati."lly living things) whose structures are powers that distin-
srrucrr.Iredlndividual's parrs embody its powers. My visual system embodies
guish what they can do from what unstructured materials can do. Those
my power ro see; your circularory system embodies your power to bring
oxygenated blood ro various parts of yourself; Gabriel's limbic system rr M*y hylomorphists of the past have denied *rat all our powers are essentially embodied in the
.mbodies his power to experience emotions, and so orl. powers of our parts. Aristotle himself appears to deny it in De Anima III.a where he appears to argue
According to the hylomorphic theory I've'' been describing, all the that understandin gor nous, th. power to grasp the essences of things, has no organ and is in general
powers of structured individuals are essenti illy embodied in their parts; unmixed (amige) with a body (4zgarc*2il. I commitment to the essential embodiment of our
capacities is nevertheless the default position for hylomorphists. In fact, Aristotle treats embodiment
itr. activities in which they engage are essentially composed of the coordi- as the default position as well (4opr6*rg, L4*7;4o7bry-r8), and as we have seen, erren he claims that
nated manifestations of the powers of their parts and surrounding materi- the emotions are essentially embodied (4o3at6*rg, ?-4*7; 4o7bt7*r8; cf. 4t1a4*6).
'' The term 'reduction' is used in a variery of ways in philosophy and the sciences. The notion of
als. It is impossible, nor just nomologically but metaphysically, for nrc to rcduction that interesm us here is inter-theoretic reduction (Churchland ry86: zl8*g). Inter-
engage in the activiry of throwing a baseball urrlcss nry l)ilrts rl'rilnifcst thcir rlrcorcric rcduction is a synchronic relation bemreen theories or conceptual frameworks in which
po*.6 in the right coordinated way.Likcwi.sc, it i.s irrrpo.ssiblc',, ltot itr.st onr: o('tlrr.rrr, rlrc rcducing theory or framework, is able to take over the descriptive and explanatory
rok's pl;ry.'rl by tlr,'otlrcr, thc rcduccd theory or framework.
ry
il
34 s7 I LLrAM JA\Ur O RS Kr Mind-Body Theories arud the Emotions 35
powers include the powers to think, feel, perceive, and act. The other of the coordinated manifestation of the powers of something's parm and
approaches ro mental phenomena we've considered reject hylomorphic surrounding materials. Consequently, there is a sense in which hylomorph-
structure. As a result, they are committed to a worldview that lacks a basic ists can reject claim (l) a.t well.
principle that distinguishes the parm of the physical universe that can Critics might still demand that hylomorphists explain exactly how the
think, feel, perceive, and act from those that can't. As a result, the existence movemenrs of tiny particles in my brain can give rise to the rich qualitative
of those po\^rers in the natural world can begin to look inexplicable and experiences I have. But hylomorphists argue that this demand is illegiti-
mysrerious in a way that was highlighted by the problem of emergence. mare. It is legitimate ro demand an explanation of how p happens only ff p
If there is nothing built into the basic fabric of the universe that explains happens in fact. Yet accordirg to hylomorphists, lower-level physical
"l'he latter
why ZoneA has powers that Zone B lacfts - lf nothing explains why lou, occurrences do not produce thoughts, feelings, and perceptions.
sn/, have the power to think, feel, and perceive, while the materials are instead ways in which lower-level occurrences are structurcd, and
surrounding you do not * then the options for understanding the existence strucrures in general are not generated or produced by the things they
of those powers in the natural world become constrained: either those srrucrure. The srructure that makes somethitg a piano is not produced by
powers must be identified with the powers of physical materials taken by pieces ofwood and metal; it is instead somethirg imposed on the wood and
themselves or in combination (as panpsychists and many physicalists meral by the piano maker. Likewise, say hylomorphists, brains do not
claim), or fieir existence must be taken as an inexplicable matter of fact generare or produce thoughts, feelings, and percepdons. The latter are
(as many emergentists and epiphenomenalists claim), or their existence in instead manifestations of the powers of brains and odrer organic subsys-
the natural world must be denied altogether (as substance dualists and rems that are coordinated by us, sometimes consciously as when we
eliminative physicalists claim). imagine or remember, sometimes unconsciously as when we feel fear,
\[ith hylomorphic structure, however, the options are no longer con- surprise, or disgust. Our powers to think, feel, and perceive might be
strained in the foregoirg way.Distinctive powers like yours and mine exist embodied in muscular conffactions, neural firings, and other physiological
in the natural world because sffucture exists in the natural world. Moreover, occurrences, but they are not generated or produced by those occurrences,
because srructure is a basic principle on the hylomorphic view, this does not for strufiured things are not in general causal by-products of the lower-
simply push the demand for an explanation back a step. A framework's basic level things they structure. Consequendy, demanding an explanation for
principles stand in need ofno further explanation. Structures and things that how brains produce consciousness implicidy begs the question against
ger srrucrured are both basic on the hylomorphic view. Nothing must hylomorphists, for it assumes the existence of a kind of occurrence that
explain why the former exist any more than somethirg must explain why hylomorphists deny exists. On hylomorphists' own terms, it is not legit-
the latter do. fu a result, the view leaves it unmycterious why and how imate to demand an explanation of lower-level generation any more than it
thought, feeling, and perception exist in the natural world. is legitimate to demand that a meteorologist explain how the will of Zeus
Consider now how hylomorphists solve the problem of emergence in produces rain.
particular. They target claim b); they deny that all of our properties are Critics might persist and demand an explanation for the emergence of
determined by the properties of our parts. Although properties like the srrucrure itself on the hylomorphic view. Structural phenomena did not
mass, location, and position of a complex whole may be determined by the always exist in the universe. Xflhat, then, were the lower-level physical
masses, locations, and positions of the particles composing it, this is not conditions thar were responsible for bringing them about? Hylomorphists
ffue of all properties, for some of them depend on structure. In addition, do not deny that we can ask how particular structures came to be in place.
hylomorphism spot an ambiguiry in claim (l). It is true that no nutnbcr o[ My distinctively human structure came to inform various biotic materials
particles can produce conscious experiences by them.sclvcs, lrut iF rhclsc on accounr of the reproductive activiry of my parents. Likewise, we can ask
particles compose somethirg with the right structr.Irc, if tlrc:y nralti['c'.st tht'ir how the first living things emerged, how the first living structures came to
powers in the right coordinated waf, then thcrct i.s a scn.s(' in wlrich :l inform prebiotic materials. \il'hat we cannot ask, accordirg to hylomorph-
number of nonconscious particles can colrl[rirrc lo 1rr.,tlu('(' il ('()ttsr'iotts isrs, is what is responsible for continually generating the sffuctures that I
whole. For on thc hylonlorphic vicw, ir c()ns('irlu.s ('xl)('t'it'nrt'is ('()ttl1r,,s.'..1 and orlrcr livirrg rhirrgs have. My structure is not somethirg continually
)6 IuT ILLTAM JA\r/ O RS KI
Conclusion
Mind-body problems place constraints on the shape that an ontology of
the emotions can take. For the past fifry years, the theories that have
occupied center stage in discussions of mind-body problems have been
antireductive and naturalistic. They claim, on the one hand, that we are
physical beings whose emotional capacities are essentially tied to, realized
by, or embodied in the physical materials that compose us. On the other
hand, they claim that this essential dependence on physical materials does
not sanction psychophysical reduction; it does not imply that physical
theory can in pri"cipie irt . over the descriptive and erplanatory tol.t that
psychological discourse currently plays. The most popular theories of this
sort have been forms of nonreductive physicalism, emergentism, and
epiphenomenalism. They face a variery of well-rehearsed difficulties.
Hylomorphism provides a framework that promises to avoid these diffi-
culties. It posits structures as basic powers on a pff with those of funda-
mental physical materials. Whether it provides a workable alternative to
standard approaches to the emotions in the long run depends on the
workabiliry of its underlying metaphysics.