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Measuring Patient Anxiety in Primary Care: Rasch Analysis of the 6-item


Spielberger State Anxiety Scale

Article in Value in Health · September 2010


DOI: 10.1111/j.1524-4733.2010.00758.x · Source: PubMed

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Volume 13 • Number 6 • 2010
VA L U E I N H E A LT H

Measuring Patient Anxiety in Primary Care: Rasch Analysis of


the 6-item Spielberger State Anxiety Scale vhe_758 813..819

Helen Court, PhD, Katy Greenland, PhD, Tom H. Margrain, PhD


Cardiff University, Cardiff, UK

A B S T R AC T

Objectives: The 6-item Spielberger State Anxiety Scale has been used as a operated well and item and person reliability was good. Furthermore,
replacement of the original version in many health-care studies. The principal-components analysis of the residuals confirmed the scale mea-
purpose of this study was to evaluate the measurement properties of the sures a unitary concept. A scoring key was generated to allow conversion
shortened 6-item Spielberger State Anxiety Scale using Rasch analysis in of raw scores to a continuous measurement.
general medical practice patients (N = 297). Conclusion: The 6-item Spielberger State Anxiety Scale is shorter than the
Methods: Participants (aged 16 years or above) were recruited on a con- original version and has good psychometric properties. This would suggest
secutive basis from three general medical practices. Prior to their appoint- the scale is a valid alternative to the full version for use in primary
ment, participants were asked to complete a 6-item Spielberger State health-care practice and research.
Anxiety Scale. Keywords: anxiety, primary health care, questionnaire, Rasch analysis.
Results: The results of the study showed that the scale is unidimentional,
and each item measures a different level of patient anxiety. The rating scale

Introduction the true relationship between response categories is unknown.


For example, the difference between “not at all” and “some-
Heightened patient anxiety is a detrimental factor to health-care what” may be different to the difference between “somewhat”
outcomes. Anxiety has been associated with disrupted recall of and “moderately.” In addition, it is not known if all the items
information [1], poor attention [1], reduced satisfaction [2], and measure equal levels of anxiety. This approach limits the inter-
can be a barrier to effective patient–practitioner communication pretation of the anxiety score because the difference between a
[3]. Patient anxiety also contributes to wasted health-care score of 6 to 8 on an ordinal scale may not represent the same
resources, because of patient noncompliance [4], nonattendance distance as a score between 8 and 10. This precludes mathemati-
of appointments [5,6], and in other cases, excessive utilization of cal operations such as the calculation of change scores, or effect
health-care services [7,8]. Furthermore, severe or prolonged sizes. However, Rasch analysis can be used to overcome many of
anxiety can also represent a psychiatric disorder that is a focus the limitations associated with Likert scales [25,26]. Rasch
for treatment [9]. analysis strengthens the measurement quality of a questionnaire
The Spielberger State-Trait Inventory (STAI) has been widely by weighting individual items based on their contribution to the
used to measure patient anxiety in primary health care [10–18]. underlying trait, allowing transformation of raw scores into con-
The original scale incorporates 20 items that measure “state” tinuous data. Additionally, items which are redundant for precise
anxiety and 20 items that measure “trait” anxiety. Trait anxiety measurement can be identified and removed from the scale i.e.,
is a stable personality trait that influences a person’s “anxiety misfitting items. Rasch analysis has become a popular method to
proneness” [19]; whereas, state anxiety is a transient experience improve the design, sensitivity, and validity of questionnaires in
caused by a person’s cognitive appraisal of a potential threat or health care [27–29].
danger [19,20]. In other words, state anxiety is that dimension of Previous Rasch analysis studies have identified a number of
anxiety which may be reactive to the health-care experience. A misfitting items in the full STAI 20-item state scale [30,31].
shortened 6-item version of the state scale has been developed Misfitting items can indicate that an item measures something
[21] to help reduce the associated respondent burden of the different from the rest of the scale. Furthermore, such items can
full-length version. The 6-item state anxiety scale has good inter- introduce off-variable noise and degrade the measurement. To
nal reliability (Cronbach alpha 0.82) and correlation with the full date, there are no studies that report the psychometric properties
STAI is high (r = 0.95) [21]. The shortened scale has been used in of the shortened 6-item version using Rasch analysis.
many health-care settings, including dental [12,22], medical [16], Therefore, the main aim of this study was to evaluate the
and general medical practice [23,24]. measurement properties and unidimensionality of the shortened
The original and shortened versions of the Spielberger state 6-item Spielberger State Anxiety Scale using Rasch analysis. The
anxiety scale utilizes a Likert scale. Each item has four response secondary aim was to evaluate construct validity. This will provide
categories (“not at all,” “somewhat,” “moderately,” and “very further evidence about the validity of using the shortened scale as
much”) which are assigned numerical values (1–4). These values a replacement of the full version in primary health-care studies.
are added together to produce an anxiety score (Likert scoring).
At best, this approach yields ordinal-level data. This is because
Methods
Address correspondence to: Helen Court, School of Optometry and
Vision Sciences, Cardiff University, Cardiff CF24 4LU, UK. E-mail:
Study Design and Population
waltersh1@cardiff.ac.uk Three general medical practices in the Vale of Glamorgan agreed
10.1111/j.1524-4733.2010.00758.x to distribute questionnaires to patients. These were located in a

© 2010, International Society for Pharmacoeconomics and Outcomes Research (ISPOR) 1098-3015/10/813 813–819 813
814 Court et al.

busy city center, a town, and a rural location. The sample was Table 1 Characteristics of the patient sample
drawn from consecutive patients attending for an appointment
N 297
with a general practitioner. Practices were asked to ensure that
every patient (16 years and over) was given an information sheet Gender (%)
to read and a 6-item Spielberger State Anxiety Scale [21] to Female 194 (65.3)
complete before they had their appointment. Reception staff Male 103 (34.7)
Age 44.4 (⫾18.9 years)
were asked to keep note of the number of patients refusing to Education (%)
complete a questionnaire. All procedures adhered to the tenets of GCSE or equivalent 97 (32.7)
the Declaration of Helsinki and ethical approval was obtained A levels or equivalent 70 (23.6)
from the South East Wales Research Ethical Committee. Degree 55 (18.5)
No qualifications 72 (24.2)
Missing 3 (1.0)
Reason for appointment (%)
Statistical Analysis Routine 57 (19.2)
All data were entered into the statistics package Statistical Problem 144 (48.5)
Treatment 31 (10.4)
Package for the Social Sciences Ver. 12 (SPSS Inc., Chicago, IL, Emergency 60 (20.2)
USA) and recoded such that all items had a consistent valance. Missing 5 (1.7)
Rasch analysis was undertaken according to the Andrich Last appointment (%)
Rating Scale model [32] using Winsteps ver. 3.58.1 [33]. The <6 months 232 (78.1)
6–12 months 41 (13.8)
Rasch model is distinctive from most statistical modeling because 1–2 years 18 (6.1)
the aim was not to describe a set of data, rather, it was an “ideal” >2 years 5 (1.7)
that the data should meet in order to provide successful measure- Missing 1 (0.3)
ment. Rasch analysis is a probabilistic logistic model, which First language (%)
English 281 (94.6)
produces Logit values describing item difficulty, person ability, Welsh 9 (3.0)
and determines threshold values for each response category for Other 3 (1.0)
the items. In this way, Rasch analysis can provide questionnaire Missing 4 (1.3)
scores which are on a true interval scale.
Firstly, Rasch analysis was performed to evaluate the
operation of the response categories. This analysis identifies how
well respondents can discriminate reliably between response considered absent if below 0.5 logit between item calibrations
categories. [36,37].
Secondly, Rasch analysis fit statistics were used to identify The reliability of the final questionnaire was measured using
how well each item contributed to the underlying unidimensional person and item reliability estimates.
measure [25]. Fit statistics describe how both items and person Construct validity examines whether a measurement tool
responses fit the predicted responses of the Rasch model. Rasch (e.g., questionnaire) has the relationships with other variables
analysis provides two chi-square statistics, infit and outfit, which which we would expect [38]. Construct validity was examined by
are calculated from the mean square of the residuals. These range independent t-test of the differences in scores between subjects
from zero to infinity. Items fitting perfectly with the unidimen- attending for a routine or emergency appointment. We hypoth-
sional scale have an expected infit or outfit statistic of 1. esized that patients attending for an emergency appointment
Values less than 1 indicate that the item overfits the model. would report significantly higher levels of anxiety.
Substantially overfitting items add little extra information to the
scale and as such, they are redundant; whereas, values higher
than 1 suggest misfit to the model, and these items may be Results
measuring something different from the rest of the scale. Infit Questionnaire responses were received from 297 patients. The
statistics are weighted to give more importance to those people demographic details of the patients are shown in Table 1. Person
who are closer to the item mean. Outfit statistics are not fit statistics provide information about how closely people are
weighted and so, are more sensitive to outlying scores. Therefore, responding according to the prediction of the Rasch model. Poor
items with poor fit statistics compromise the validity of the fit statistics highlight people who may not be responding in a
measurement. Smith et al. (1998) suggest that interpretation of consistent way, in other words, rogue responders. Of the 26
item fit statistics can be aided by defining infit and outfit cut-off people identified as substantially misfitting the model (outfit and
values based upon the sample size (infit: 1 ⫾ 2/√N and outfit: infit mean square >1.40), the individual questionnaire responses
1 ⫾ 6/√N) [34,35]. Interestingly, unlike item fit statistics, sample were examined by the authors. The questionnaires were exam-
size has little influence upon person fit statistics because ques- ined to identify any in which respondents had selected same
tionnaires tend to be short in length (100 items or less) [34]. response category. Three of the items had reversed scales, making
Unidimensionality was also assessed by principal- it easy to identify responses which were completely contradic-
components analysis (PCA) of the residuals. Two criteria were tory. None of the participants had responded this way. Therefore,
used to assess unidimensionality. Firstly, the proportion of the all questionnaires were retained for analysis.
variance explained by the measures for the empirical calculation
should be similar to the model [25]. Secondly, the unexplained
variance explained by the first contrast should be less than 2 Response Scale Analysis
eigenvalue units [33]. Winsteps provides category diagnostic statistics that describe
Item estimates should be invariant to the group assessed. how well the response categories (e.g., “not at all”, “somewhat”)
Differential item functioning (DIF) occurs when items have dif- operate. Categories that operate well should have ordered
ferent item difficultly estimates across groups [25]. In the present structure calibration thresholds. This indicates that every cat-
study, DIF was evaluated for age (<50 years as younger, ⱖ50 egory has a distinct probability of being selected more than any
years as older) and gender (male, female) using t-tests. DIF was other category for a particular person difficulty. The structure
Rasch Analysis of the 6-item STAI 815

Figure 1 Probability curve to show the operation


of four response categories (Cat 1 = “not at all”,
Cat 2 = “somewhat,” Cat 3 = “moderately,” Cat
4 = “very much”).

calibration thresholds are visually identified in a probability the reliability of the scale to discriminate between people of
curve and show that the response categories function well different abilities. It is defined as the ratio of the adjusted person
(Fig. 1). Furthermore, the step difficulties advance between the standard deviation to the standard error of the measurement (i.e.,
recommended values of 1.4 and 5.0 logits [39], ensuring mea- the variance not accounted for by the Rasch model), measured in
surement stability. standard error units [25]. The person separation ratio (signal-to-
noise ratio) was 1.89, which is only slightly lower than the
Person and Item Estimates recommended value of 2 [40].
None of the items exhibited DIF for either gender or age
In Figure 2, the spread of each item calibration is visualized and
(Table 3).
is compared with the range of person ability estimates. The range
The estimates obtained with Rasch analysis were used to
of the items is -1.01 to 1.86 Logits. Items located at the bottom
generate a scoring key which recodes the raw questionnaire
of the map, e.g., Item 4 “right now I am relaxed,” help discrimi-
scores into continuous data (Table 4).
nate between those people with lower anxiety. Conversely, items
located at the top of the map, e.g., Item 3: “Right now I feel
upset,” are high-level anxiety discriminating items.
Item calibration estimates are shown in Table 2 i.e., the esti- Evaluating Unidimensionality
mated level of anxiety measured by each item. Winsteps pro- According to the guidelines suggested by Smith et al. (1998),
vides statistics to describe the precision of these estimates. The the infit and outfit cut-off values for a sample size of 297 are
high item separation reliability coefficient (0.99) of the items 0.88–1.12 and 0.65–1.35 for infit and outfit, respectively [34].
indicates the stability of the item estimates. The root mean Table 2 identifies that only one of the six items (item 6) had
square error (RMSE) is a further measure of the accuracy of the both infit and outfit mean squares which were outside these
item estimates. Values range from 0–1 and values close to 0 criteria. Infit values were just outside these criteria for a further
indicate good accuracy. The RMSE over all the items is 0.11 for three items (items 1, 3, and 4). However, while aspects of these
this analysis. items do not exhibit “perfect” fit to the Rasch model, Linacre
Figure 1 shows the mean anxiety level that each item mea- indicates that items with infits/outfits of up to 1.5 are still pro-
sures. The mean of the person estimates is -1.06 Logits (standard ductive for measurement [33] i.e., these items add to the scale
deviation ⫾ 1.58), with a range from 5.32 to -5.20 Logits. in a meaningful way. Therefore, although the fit of these items
Inspection of the person–item map indicates that the items are is questionable, we decided to retain these items and further
marginally targeted toward the higher end of anxiety. However, evaluate the unidimensionality of the scale based upon PCA of
when the influences of the categories are accounted for, the items the residuals.
measure over a larger range (Fig. 1) i.e., the items span virtually PCA of the residuals identified that the variance explained by
the complete range of person anxiety levels. the measures for the empirical calculation (75.6%) was almost
Winsteps provides a statistic called the person separation identical to the model (75.7%). The unexplained variance
reliability coefficient that describes the reliability of person order- explained by the first contrast was 1.7 eigenvalue units (i.e., <2.0
ing and is similar to the conventional Cronbach alpha coefficient. eigenvalue units). Taken together, these results suggest unidimen-
It is 0.78 for this sample. The person separation ratio expresses sionality of the scale.
816 Court et al.

Figure 2 Person item map for the 6-item Spielberger State Anxiety Scale.
Rasch Analysis of the 6-item STAI 817

Table 2 Fit statistics and item calibration measures for the 6-item State sionality of the scale was further supported by PCA of the
Anxiety Scale residuals. The validity of the scale as a measure of state anxiety
was also supported by the expected results that patients attend-
Mean square Item calibration ing for an emergency appointment reported significantly higher
Item Infit Outfit (SE) scores.
1. Right now I feel calm 0.70 0.75 -0.42 (0.10) Inspection of the person–item map (Fig. 1) reveals that the
2. Right now I am tense 1.12 1.02 0.23 (0.10) items are targeted toward the higher levels of anxiety. However,
3. Right now I feel upset 1.21 0.89 1.86 (0.13) when the category structure of each item is considered, the items
4. Right now I am relaxed 0.86 0.98 -1.01 (0.10)
measure almost the complete range of patient anxiety for this
5. Right now I feel content 0.96 1.06 -0.83 (0.10)
6. Right now I am worried 1.37 1.45 0.18 (0.10) sample (Fig. 1). Where this questionnaire is used as a research
tool to assess the ability of interventions to reduce anxiety, failure
SE, standard error. to differentiate the level of “extreme” anxiety is not problematic.
Interventions which can significantly reduce anxiety are those
which cause a significant decrease in mean anxiety. Therefore,
Construct Validity while it is important that the questionnaire can reliably measure
State anxiety scores were significantly higher for patients attend- the majority of people close to the mean, it is less important that
ing because of an emergency compared with those attending for it measures those who are at the extremes, i.e., who are in the
a routine appointment (t (114) = -3.92; P < 0.001). tails of the normal distribution. Furthermore, Figure 2 and
Table 2 show that each item has a different item measure, i.e.,
each item measures a different level of anxiety. The majority of
Discussion studies using the shortened scale calculate anxiety by adding raw
scores. This approach assumes that each item has equal difficulty
The results of this analysis show that the 6-item Spielberger State
and therefore contributes equally to the final measurement.
Anxiety Scale [21] is a valid measurement tool with which to
However, the results from this analysis suggest that each item
quantify anxiety in general medical practice. The questions on
should be weighted in the final measure. In other words, use of
this scale work well together to form a valid unidimensional
raw anxiety scores could degrade measurement precision.
interval scale, i.e., it measures a single underlying latent trait,
Rasch analysis also provides “separation reliabilities” that
“state anxiety.”
describe the reliability of the item and person estimates. The
Rasch analysis is a powerful tool allowing identification of
separation reliabilities were high (0.99 for items and 0.78 for
items which are not sensitive to the underlying trait. “Misfitting”
persons), indicating that the estimated measures can discriminate
items increase the level of noise within the measurement and
items and persons well along the anxiety scale. For individual
therefore should be removed [41]. Tenenbaum, 1985, identified
patient use, the person separation reliability indicates that the
nine items in the full version of the STAI state scale with poor fit
questionnaire will reliably discriminate patients into at least three
statistics [31]. Whereas, analysis of the 6-item scale showed that,
levels of anxiety [33]. In other words, practitioners will be able to
although not all items perfectly fit the Rasch model, all items are
recognize patients with high levels of anxiety. Category analysis
productive for measurement i.e., infit and outfit mean square
also confirmed the use of a four response option. Item and
values were below 1.5 [33]. These results suggest that the short-
category threshold estimates were used to create a scoring key,
ened scale measures one underlying construct. The unidimen-
allowing conversion of raw scores to a continuous measure of
anxiety (Table 4).
One limitation of the study was that receptionists were not
Table 3 DIF in the 6-item Spielberger State Anxiety Scale item calibra- consistent in recording the number of people who refused to
tions for gender (male, female) and age (<50 years as younger, >50 years
complete the questionnaire. Although every practice commented
as older)
that the majority of people accepted a questionnaire, we do not
Gender (male, female) Age (<50, ⱖ50 years) know the response rate. Nonresponse can introduce bias into the
Item DIF t P DIF t P sample [42]. Comparison to recent population estimates for
general practice attendance in Wales identifies that the current
1 0.12 0.58 0.56 0.09 0.43 0.67 study may have slightly underrepresented older patients (Welsh
2 0.34 1.57 0.12 0.03 0.16 0.88
estimates; median age range 55–64 years) [43]. It is possible that
3 0.34 1.26 0.21 0.47 1.79 0.08
4 0.25 1.22 0.23 0.25 1.27 0.21 older people were slower at questionnaire completion and did
5 0.14 0.66 0.51 0.24 1.19 0.23 not return the questionnaire. However, previous studies within
6 0.26 1.18 0.24 0.12 0.58 0.56 health care suggest that there is no association between age and
state anxiety [16,44]. This indicates that the age bias may not
DIF, differential item functioning.
have effected the distribution of questionnaire scores. The
current study also included a slightly higher proportion of
women compared with population estimates (65% vs. 55%)
Table 4 Scoring key for the 6-item State Anxiety Scale
[43]. Health-care studies suggest that women tend to report
Item Not at all Somewhat Moderately Very much higher anxiety levels compared with men [16,44,45]. Therefore,
it is possible that there was a slight overrepresentation of higher
1 2.66 0.60 -1.41 -3.55 anxiety scores in our sample.
2 -2.90 -0.76 1.25 3.31
3 -1.27 0.87 2.88 4.94 Although some slight bias may exist in the sample because of
4 4.09 0.01 -2.00 -4.14 an overrepresentation of women, this should not significantly
5 2.25 0.19 -1.82 -3.96 compromise the calibration of the questionnaire. Unlike the cali-
6 -2.95 -0.81 1.20 3.26 bration of questionnaires in traditional test design which are
This key may be implemented by assigning the appropriate score for each response category
dependant upon the sample, Rasch analysis allows relatively
selected; adding up the scores and dividing by the number of questions answered. sample-free test calibration [46,47]. The Rasch model simply
818 Court et al.

seeks to describe what happens when any person encounters any 17 Habib NE, Mandour NM, Balmer HGR. Effect of midazolam on
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