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2013 - Henriksen and Tjora - Interaction Pretext - Experiences of Community in The Urban Neighbourhood
2013 - Henriksen and Tjora - Interaction Pretext - Experiences of Community in The Urban Neighbourhood
2013 - Henriksen and Tjora - Interaction Pretext - Experiences of Community in The Urban Neighbourhood
Article
Abstract
It has been suggested that community, social cohesion and territorial ties in neigh-
bourhoods may be characterised by three directions: the lost, the saved and the
transformed. On the basis of a number of case studies in a Norwegian city, it is
found that these three trends exist together, on the basis of various local interactive
practices. The concept of an interaction pretext is developed to answer in a more
nuanced way how various forms of social ties are developed, maintained and/or
altered. By combining this concept with local activity, four community types are
specified that may characterise different neighbourhoods and that may also exist in
parallel at one place: the passing-by community, the tight community, the weak
community, and the split community. Demonstrating the potential of a more
detailed empirical approach to the community question, the paper warns against too
analytically shallow suggestions about their development. By understanding how
neighbourhoods develop socially in different ways, it may be possible to increase the
probability of better community planning.
Ida Marie Henriksen and Aksel Tjora are in the Department of Sociology and Political Science,
NTNU (Norwegian University of Science and Technology), Dragvoll, 7491 Trondheim, Norway.
Email: ida.henriksen@svt.ntnu.no and aksel.tjora@svt.ntnu.no.
Weak Ties, Social Capital and capital, and may often be related to local
Accidental Encounters in the spots, if not in the very neighbourhood
Neighbourhood (Tjora and Scambler, 2013).
According to Goffman (1963) the social
Neighbourhood and community research self is always in interaction with others,
has been informed both by network analysis, through ‘gatherings’ (incidents in which
with particular emphasis on the neighbour- individuals are present, but not necessarily
hood consisting of ‘weak ties’ (Granovetter, in interaction with each other) and ‘encoun-
1973; Schiefloe, 1985), and theories of ters’ (social events with temporary and spa-
‘social capital’ (Bourdieu, 1986). The idea cious borders, where interaction is likely to
that social capital needs to be maintained in occur). Interaction does however not
the neighbourhood (Putnam, 2000) may be happen in a vacuum, but in relation to phys-
regarded as a rather romanticised image of ical (in addition to social) structures. With
the urban neighbourhood as a rural village, inspiration from Jacobs (1961), the Danish
with strong continuous social ties, but has architect Jan Gehl (1980) has for a long time
in fact served as one of many ideals for city been studying how the physical design of
planners (Schiefloe, 1985). Sociologists, public space impacts on life between build-
however, being more careful with normative ings and how place-specific social life seems
analyses, have pointed out that less social to arise and reproduce itself. Although Gehl
capital in dwelling areas does not mean loss does not dive into a determinist notion of
of social life as such (Schiefloe, 1985; physical structures as directly impacting
Young and Willmott, 1986), but that it is social life, he promotes the view that archi-
based on factors other than place and dis- tectural design influences social presence
tance. That does not mean that place is and therefore opportunities for gatherings.
irrelevant for quality of life. Research on On the one hand, urban neighbourhoods
relationships between place and health, for may have potentially unexplored interaction
instance, has demonstrated that neigh- fields, because of physical and institutional
bourhoods with various facilities and barriers (Schiefloe, 1985). On the other
recreational opportunities have positive hand, the design of public space may
health effects (Cattell, 2004; Cattell et al., increase the possibility that ‘necessary activ-
2008; Day, 2008; Dyb et al., 2004). Ties ities’ (taking out the garbage, going to the
(although weak) between neighbours may store, picking up mail) and ‘optional activi-
produce ontological security (Giddens, ties’ (sitting on a bench and enjoying the
1984), on the basis of routine action and sun) may turn into ‘social activities’ (Gehl,
interaction, recognition between people 1980). How mailboxes, garbage containers,
during occasional encounters, while fetch- car parks, benches and playing grounds are
ing mail, walking the dog, having a coffee placed and grouped may therefore influence
in the local cafe, or shopping in the local the level of accidental meetings and greet-
supermarket. Oldenburg (1999) refers to ings between neighbours with similar
places like cafes and parks as potential errands.
‘third places’, in which community may We need to point out that a large number
develop outside the home (first place) of such encounters do not necessarily imply
and work (second place). Third places a better neighbourhood, for all and every-
may be significant arenas for developing body. Some people would be quick to apply
social networks, recognition and identi- various ‘engagement shields’ (Goffman,
fication, hence ontological security and social 1963) in situations where occasional
In the survey and the first studies, we ethnomethodology (Garfinkel, 1967). Our
were struck by the fact that many people contribution in this article is not replicat-
would put a significant emphasis on the ing the detailed observation of these con-
role of neighbourhood community and at tributors of detailed interaction studies,
the same time avoid investing ‘too much’ but rather the use of in-depth interviews,
time and interacting extensively with neigh- to identify the nuances of participants’
bours. Observation from Bay Garden con- accounts of interactive (or non-interactive)
firms this: even though it was the middle of neighbourhood experiences and how they
the summer and warm weather, we only put meaning into these practices.
observed people who spent time (and being The interviews were recorded digitally
available for others) in the common area on with informed consent from the partici-
two occasions. We also found that the resi- pants while the observations were written
dents of Bay Village in particular used the directly on laptops or note books. Both
term ‘idyllic village life’ to describe it. Most interviews and observations were later tran-
of the residents here knew each other quite scribed and analysed through an inductive
well, including names, work and family sit- strategy, generating empirical codes (Tjora,
uation. In all the other neighbourhoods we 2012) through the HyperRESEARCH soft-
examined, people would know many of ware for qualitative analysis.
their neighbours by face, but only a very
few by name. Of all our 92 in-depth inter-
views about housing and neighbourhood Greeting the Neighbours (Routine
(excluding those about meeting places) Time–Space)
only a handful of participants stated that
they had become friends with their neigh- Recognising each other is based on repeated
bours. While it was no surprise that neigh- encounters over time (Goffman, 1963),
bourhood relations are maintained as weak between neighbours often during everyday
social ties (as suggested by Fischer, 1982, routine ‘necessary activities’ (Gehl, 1980),
and Schiefloe, 1985, among others), our such as discarding garbage, getting the
sociological curiosity was triggered by the mail, taking the bus or going shopping.
participants’ emphasis on neighbourhood Goffman (1963) refers to ‘the nod line’ of
relations as important. Do the relatively adults who greet each other regardless of
subtle forms of communication between, whether they know each other or not. In
and the weak social ties among, neighbours our interviews, some participants mention
have more significant social value than that they greet neighbours when they meet
often anticipated? It was necessary for us them in the stairways, or that they only
to dig into the details of neighbourhood greet the closest neighbours that they see
interaction, including those very small on a regular basis. In some situations,
moments of recognition—a nod of the neighbours may even have a small chat, on
head in the local supermarket, small infor- the basis of continued interaction, during
mal chats in a hallway, more explicit acts other (necessary) activities
of communication, as well as organised
gatherings. Our observation has documen- Maybe at the store, if you are in the super-
ted such practices and how they vary, of market queue and talking: ‘‘I have seen you
which much is familiar from the sociology before? Right? You lived in the third floor, in
of Erving Goffman (1963, 1967, 1971; the building over there? How is it there, in
Kendon, 1988) and from the tradition of the party block, the D-building?’’ ‘‘Yes, there
is such and such’’ And then it [the conversa- to read the newspaper or a book. Examples
tion] starts (Charlotte in Bay Garden). include park benches, basketball courts,
football grounds and playgrounds of all
It’s that kind of random situations like shovel-
kinds that are open to the public. Also more
ling snow, or when you are on you’re way to
restricted semi-public areas, like backyards,
or from the supermarket, or returning from
front gardens (Gehl et al., 1977) and fenced
vacation. Or changing tyres is good occasion
areas may provide space for recreation. In
to talk with others (Edgar in WED).
Norway, all neighbourhood projects are
planned with arrangements for recreational
Standing in a supermarket queue, crawling
activities, as a result of the 1970s Norwegian
on the knees around the car to change from
urban planning regulations (Isdal, 2003).
winter to summer tyres, or shovelling snow,
The participant Erik describes the impor-
are all prolonged activities in one physical
tance of such space
spot, by which neighbours become visible
and available for a small chat.
You have some kind of large open areas,
Several of our participants point out that
where you have a lot of activities, where you
they are more likely to recognise those
can play everything from football to basket-
neighbours who also work at the local
ball, and have a picnic. Thus I think the big
supermarket, like Carina from Bay Garden,
areas are important for the neighbourhood
doing her shopping almost daily: ‘‘I do not
because they are gathering points, especially
recognise any neighbours, but if they had
when the weather is nice. Also, we have the
been employees at Prix [the local supermar-
football field and bicycle track that are impor-
ket], then I would greet them’’. We will use
tant (Erik in WED).
the term routine time–spaces for these situa-
tions. They are routinely timed, often with a
Not surprisingly, parents with young chil-
common placing and timing between neigh-
dren are more likely to make use of immedi-
bours. Most Norwegian car-owners change
ate outdoor facilities (Cattell, 2004; Cattell
their tyres themselves, in front of the house
et al., 2008; Unstad, 2001), especially desig-
or in a residential parking lot, often within
nated playgrounds. However, otherwise
the same few days (there is a certain epi-
well-designed areas do not warrant actual
demic character to this seasonal routine). (designated) use. Rather, we have identi-
Also shopping routines are often shared, as fied a significant variation on the use of
some people have the routine of doing such spaces. For instance, backyards that
the grocery shopping after work several are shared between several apartments may
days per week, and those people with be designed for social occasions, but left
this routine will meet each other regularly. empty most of the time. Other places are
Even though these activities are not socially preferred—for instance, as reported by one
directed, their routine regularity in time respondent, Dagmar, from South Town
and space produces a social potential.
There are tables and stuff in the backyard so
it is possible to sit down, but not many take
Sitting on the Bench (Recreational
advantage of this. I believe it has something
Time–Space)
to do with how our property is organised,
Other neighbourhood spaces do not pro- because we have a separate park-exit, which
vide facilities for necessary activities, but makes using the park more convenient. Also,
opportunities to stay, to relax, to work out, the park has more sun, which will stay longer
[in the afternoon]. In the backyard, there is a Getting Together (Social Time–
row of houses to the west that blocks the sun. Space)
And we have to go around the house and
then into the backyard. And it’s very big and
Some situations do have the social as an
nice and there are flowers and trees and a
aim. As noted by Bendik from Bay Village,
flag-pole [laughs], but you know, we don’t ‘‘it is no doubt that what makes it a good
use it much. place to live, is that you can walk outside
and learn to know your neighbours’’. To
In the Norwegian climate, access to sunny participate in voluntary work in the neigh-
spots will influence use of outdoor areas in bourhood and the wider local community
forms a basis for neighbours to socialise,
large parts of the year. Dagmar does not use
getting to know each other, or at least each
the backyard because of the limited sunlight
other’s faces. For him, it is important to get
and this physical fact may render an other-
involved and show oneself as part of the
wise nice recreational outdoor areas less
community and the neighbourhood
attractive. On the other hand, good sunlight
conditions may transform any rough back- It’s these things that bring people together;
yard from a deserted place to a place of qual- doing things together. And there are many
ity (Gehl, 2010). This is something Else from collective activities. And you often have to do
WED experienced, when she and a friend something if you want to be part of the com-
‘‘found out that there is a garage-roof close- munity. You actually have to act. To be part
by in the backyard, where we live, which we of it and get accepted (Bendik in Bay Village).
can use for sun bathing. And it is perfect’’.
While the design of recreational space is He points out the importance of engaging
important, physical qualities, like access to in social occasions to get to know neigh-
sunlight and shelter from wind, are of sig- bours. These occasions may be planned in
nificant importance. In fact, areas may advance, but could also be initiated on a
attract such ‘optional activities’ (Gehl, more accidental basis. In our interviews, the
1980), both because of design and despite participants have described examples of
design. As opposed to routine time–spaces, meeting a neighbour on the way to the
as mentioned earlier, which are chosen on supermarket and agreeing to get together
for a barbecue later in the evening, in an
the basis of need, accessibility (closeness) or
‘‘impulsive dinner grilling’’, to use the own
quality (prices, service, etc.), these recrea-
words of participant Bodil from Bay Village.
tional spaces are more carefully selected
Sociologically it makes sense that proximity
and soon left permanently empty if they do
and accidental encounters (unfocused inter-
not facilitate a ‘nice time’ in some way or action) have potential for planned social
another. Although the physical conditions activities (focused interaction). Interaction
do not determine social life, they afford, or itself produces and maintains interaction,
offer resources for, certain forms of social and is with some continuity institutiona-
activities more than other, as shown earlier. lised (‘this is the way we do things here’). In
Nearby supermarkets may afford quick the well-established neighbourhood of Bay
greetings between ‘familiar faces’, while a Village, the occasional ‘immigrant’ takes the
sunny spot by the nearby playing ground social occasions and expectations for
may provide an opportunity for informal granted, and participates with little hesita-
encounter between parents. tion. In one of the other cases, a relatively
new housing project, Bay Garden, all resi- development of community between resi-
dents moved into approximately 130 apart- dents; however, this potential is not always
ments at the same time and the ‘social released. When the most socially active
standard’ had to be negotiated as a more people join the residents’ board and expect
conscious collective effort. This led to some everyone else to participate in social occa-
conflicts between the (socially) active sions initiated by the board, a potential
people on the residents’ board and the other source of conflict may arise. Residents may
residents, who were more reluctant towards have their social life elsewhere.
collective efforts.
In an established neighbourhood like
South Town we find such conflicts between Having One’s Social Life Elsewhere
tenants, who are mostly students who do not
feel included in the common activities, and Fischer’s (1982) perception was that urban
property owners. One explanation is that a residents had optimised their network
collective responsibility, like gathering trash throughout the city and that contact with
from pavements and tidying shared gardens the neighbours was less important. As sev-
before the summer (after the snow has eral participants have pointed out, the
gone)—in Norwegian termed dugnad— immediate neighbourhood is not their
happens every year during the students’ exam main area for social interaction. Or as Chris
period. Daniel in South Town expresses it from Bay Garden explained it
They inform about the dugnad three days I have established my world through other
before, and that does not fit with my situation. links than neighbourliness. It is at work and
I have quite lot to do . So it becomes difficult through leisure activities, so I have no need
to suddenly accommodate four hours volun- for that much contact with my neighbours .
tary work in the middle of a busy study. just the opposite. If I had more contact with
my neighbours it would be at the expense of
Or as Dina, who has lived in the same area other things in my life. If I were out of things
for many years, describes the difference to do and social relationships, then I might
between the students and those who have ask the neighbour if he would go bike-riding,
lived there for a longer time but I do not have that need.
Yes we always had that dugnad with some Some of the participants invest a lot of time
social activity, like coffee or a beer in the end, and money in their leisure activities and this
but not anymore. It ended when the students will reduce the time spent at home and with
moved in. It was always in their examination neighbourly activities (Kenyon, 2000). Chris
period, and they had no time because they stated that he has so many friends outside
had to study. the neighbourhood that it seems unnecessary
to learn to know his neighbours. That hardly
Daniel and Dina describe the contrast any of his time is spent in his neighbour-
between the students and the other resi- hood does not imply that he leads a life that
dents in the apartments. Throughout our is socially limited. In a similar way, Christian
data, the variation in needs for social life in from Bay Garden points out
the immediate neighbourhood area is strik-
ing. During routine, recreational and social I have never made much contact with my
time–space, there is a potential for neighbours. That’s the way I am. I don’t walk
straight ahead and talk to neighbours or are significant differences between our
[other] people. If my neighbours had con- cases—for instance, between the ‘dense
tacted me, it would have been nice. It’s just community’ among long-time dwellers of
laziness, you cannot be bothered with making Bay Village and within the less communal
contact. It’s not that I don’t want to. I just atmosphere among first-time buyers in
don’t feel the need for it. I don’t want it Bay Garden. While these differences at a
enough. neighbourhood (meso) level are interest-
ing, we are especially curious about how
Rather, as suggested by Wellman (1979), different micro processes lead to such
city residents’ social ties are not restricted to differences.
the near neighbourhood, but are developed By the interaction pretext, we mean a
within a larger geographical territory, in a common reference or concern that legiti-
‘transformed’ community. Accordingly, for mises an encounter, small-talk or a conver-
Chris and Christian, the neighbourhood sation, on the basis of passing-by or
may have very limited social relevance. gathering in a shared physical space. For
instance, we have found that children play-
ing outside in residential areas or in a play-
Discussion: A Typology of ground may afford such an interaction
Neighbourhood Community pretext, either because they are objects of
observation (focused attention) and small
The physical arena of a neighbourhood comments (for passers-by or bystanders) or
may afford a location for ‘gatherings’ and because they are of common concern for
‘unfocused interaction’ (Goffman, 1963) their parents, who may be watching over
between neighbours: people who live close their respective children. The latter point is
to each other may just happen to spend a source of continued contact between par-
time in each other’s proximity, glance at ents of children of the same age in close
each other and offer occasional greetings. physical proximities (Cattell et al., 2008;
In this article, we are concerned with such Unstad, 2001) and the same goes for pet
gatherings, but also how more focused owners, who are more likely to get in touch
interactions, or ‘encounters’, are developed with neighbours than others (Wood et al.,
from gatherings by what we term ‘interac- 2005): the pet becomes an interaction pre-
tion pretexts’. Routine interaction may text. Interaction pretexts may also vary at
evolve into social ties, especially ‘weak ties’ the neighbourhood level—for instance, on
(Granovetter, 1973). In general, we find the basis of common seasonal outdoor
three times as many weak as strong ties in tasks (like tidying leaves in the autumn or
the neighbourhood (Camina and Wood, shovelling snow in the driveway during
2009; Henning and Lieberg, 1996). We find winter), shared responsibilities (tidying up
also in our study that only a few people after winter in common outdoor areas or
report having actual friends in the neigh- planning/doing restoration work on a
bourhood. However, variations are huge, multi-flat townhouse), or shared problems
individually and at the neighbourhood (struggling with a local problem of water in
level. Some people know their neighbours the basement or fighting local urban plans).
by name, perhaps where they work, while While Goffman has been concerned with
others do not recognise many of their how interaction may be focused (as
neighbours at all and could easily mistake opposed to unfocused), we need to extend
them for someone just visiting. And there our interest towards focused attention
instances of them are represented in our of these characteristics. Residents have a lot
empirical material. in common—for instance, age and life
situation—but their (social) activities are
The Tight Community not related to localities in the neighbour-
hood. One result of spending so little time
With a high degree of interaction pretext ‘around’ the neighbourhood is that resi-
and a high level of activity we find the tight dents do not recognise each other, even
community. People in such types of com- though they sometimes wish they could
munity have a vast range of situations in (reporting during interviews that they
which to encounter their neighbours, as well would like to know the neighbours better).
as the interaction pretext to legitimise such Although our notion of a passing-by com-
encounters. The barriers towards initiating munity is located in place, it does have
conversation are low; thus neighbours easily characteristics of a ‘transformed’ (place-
participate in both optional and social activ-
independent) community perspective (Lupi
ities. The individuals get to know each other
and Musterd, 2006), in which residents’
better, which works as a catalyst for even
weak and strong social ties are outside the
more interaction pretexts and activities, in
neighbourhood—recognising the employ-
an upward ‘communal spiral’.
ees in the local supermarket, but not their
Bay Village is characterised by aspects of a
neighbours; and having their closest friends
tight community: everyone knows each
in other parts of the city.
other by name and what they do for a living.
The residents have been socialised into the
community, through the community associ- The Split Community
ation fighting together against specific city
The lower right quadrant of Table 1 shows
developments (a common enemy), through
a community characterised by a low level
neighbours caring a great deal about each
of interaction pretext, but a high degree of
other (for good and for bad), through cere-
activity. House owners and tenants (for
monies like the national day flag-flying, and
instance students) tend to live separate lives
through activities on Bay Beach (which they
in the same neighbourhood, even though
regard as a shared property of Bay Village
the degree of separation has been debated
house owners, even though it is municipal
(Camina and Wood, 2009). Despite many
ground). From a network perspective, the
activities in the neighbourhood (spring
tight community is a mix of weak and strong
social ties and is a good example of the rele- tidying—dugnads, family barbecues and so
vance of the ‘community saved’ argument on), such activities, as well as issues of
(Lupi and Musterd, 2006) in urban studies. common attention, concern or responsibil-
ity, are not shared between owners and
tenants. In our study, we have found char-
The Passing-by Community
acteristics of the split community in well-
The top left quadrant of Table 1 shows a established residential areas (Kenyon,
community with a high level of interaction 2000), in which tenants (students for the
pretext, but a low level of activity. The resi- most part) do not participate in activities,
dents may have various attentions, concerns because they regard them as ‘owned’ by the
and responsibilities in common, but choose permanent dwellers (the house-owners).
not to invest time in social activities locally. On the one hand, such communities may
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