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SEBI Grade A Syllabus & Exam Pattern 2024: Get PDF, Details
The SEBI Grade A Recruitment exam is conducted for the Assistant Manager post under the
Security Exchange Board of India. Candidates preparing for the same must be aware of the SEBI
Grade A Syllabus and Exam Pattern. Knowing the syllabus will help you know the subject-wise
topics to be prepared for the SEBI Grade A exam. Similarly, knowing the SEBI Grade A Exam
Pattern is essential to understand the marking scheme, sectional weightage, and type of questions
asked in the exam. Check all these details in the following article.
As per the SEBI Grade A selection process, there are a total of three phases of recruitment- an
online Screening Test, the second phase was an Online Examination, and and Interview.
«The Phase ifying in nature.
2 As per the SEBI Grade A Exam Pattern the Screening Test and Onile Exam carry 200 marks
each.
The screening test will be objective-type while the online exam will have objective and
descriptive type of questions.
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SEBI Grade A Syllabus 2024
Before starting their exam preparation, the candidates must be aware of the SEBI Grade A
syllabus. This will help them devise an effective preparation strategy to cover all the topics
without missing out on anything important. The phase-wise detailed SEBI Grade A Syllabus is
given in the following sections.
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SEBI Grade A Syllabus- Phase 1 Screening Test
The Online Screening Test paper consists of two parts: The syllabus for the same is given below.
Paper 1: General Awareness, Reasoning, Quantitative Aptitude, English
Language SyllabusTopics
General Reasoning Aptitude English Language
Awareness
. History . Series . Area . Rules For Tenses
. Current Affair |, Coding- . Average . Rules For Prepositions
. Geography Decoding . Interest List of Prepositions
«General . Arrangements |, HCF and . Rules and List of
Knowledge . Logical LCM Conjunctions
«Politics Reasoning . Probability . Active And Passive Voice
. Organizations |, Non-Verbal . Time and Rules
. Recent Reasoning Distance «List of One Word
Developments |, Blood . Time and Substitutions
. General Relations Work . List of
Science . Calendars «Profit Loss Homophones/Homonyms
. Cause and . Partnership |, List of Synonyms and
Effect . Squares Antonyms
. Clocks and Square . Idioms And Phrases
, Statement Roots «Spotting the Error
and . Pipes and . Article Rules
Assumptions Cistern . Direct & Indirect Speech
, Statement . Volume Rules
and
Conclusions
. Syllogism
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Subject-wise SEBI Grade A Syllabus for Phase I Paper IT
SEBI Grade A Syllabus for Phase I Paper II - Legal
SLNo. | Subject Weightage*
1. Constitution of India (Preamble, Part I, Part III, Part IV, Part IVA, 20%
Part V, Part VI, Part VIII, Part IXA, Part IXB, Part XI)2. Contract Law — 25%
o Indian Contract Act, 1872;
0 Sale of Goods Act, 1930;
o Indian Partnership Act, 1932;
o Specific Relief Act, 1963.
3. Code of Civil Procedure, 1908 (Part I, Part II, Part III, Part IV, Part V, | 25%
Part VII, Schedule I)
4, Transfer of Property Act, 1882 (Chapter III, Chapter IV, Chapter V)
5. Arbitration and Conciliation Act, 1996 (Part I)
6. The Limitation Act, 1963
7 Administrative Law 20%
8. Jurisprudence and Interpretation of Statutes
9. Important Latin terms and maxims
10, Law of Torts and Consumer Protection Act, 2019 10%
SEBI Grade A Syllabus for Phase I Paper II Information Technology Topics
sl. | Topics Sub Topics Weightage
NoDatabase ER-model. Relational model: relational algebra, tuple 10
Concepts calculus, Integrity constraints, normal forms. File
organization, indexing (e.g., B and B+ trees),
Transactions, and concurrency control.
SQL Queries Select, view, truncate, delete, update, alter, Inner join, | 10
different types of outer joins, use of aggregate
functions, Union, intersection, except, in and exist
clauses, nested queries
Programming Program control (iteration, recursion, Functions), 30
Concepts (Java /C | Scope of variables, Binding of variables & functions,
cH) Parameter passing, Functional and Logic
Programming, OOPS Concepts, Inheritance, Class and
object, Constructors, Functions, Exception Handling
Data Analytics Regex, Slicing, Data reshaping, DataFrames, 10
Languages Dictionaries and Sets, File Management, Classes and
(Python / R) Functions, Data Mining, Lists, Importing and
exporting data, charts and graphs
Algorithms for ‘Tree and graph traversals, Connected components, 10
problem-solving | Spanning trees, Shortest paths; Hashing, Sorting,
Searching; Design techniques (Greedy, Dynamic
Programming, Divide-and-conquer)
Networking ISO/OSI stack, LAN Technologies (Ethernet, Token 10
Concepts ring), TCP/UDP, IP, Basic concepts of switches,
gateways, and routers, Application layer protocols
(DNS, SMTP, POP, FTP, HTTP), Firewalls
Information & Cyber Attacks, Software Development Security, 10
Cyber Security Network Security, Authentication, CIA -
Concepts Confidentiality, Integrity and Availability, Network
Audit, Systems Audit8 | Data Data Extraction, Data Cleaning, Data Transformation, | 5
warehousing Data Loading, Metadata, Data Cube, Data Mart, Data
Models,
9 | shell Shell Scripting Basics, Shell Variables, Shell Script 5
Programming Arguments, If Statement, Loop, Return, Basic UNIX
commands
Total 100
Kindly note: topics in phase 1 of the rest of the streams are similar to topics in the Phase 2
examination, which is discussed later in this article.
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SEBI Grade A Syllabus - Phase 2 Online Examination Syllabus
The syllabus for both papers of SEBI Grade A Phase 2 exam is explained below.
Paper 1: English Descriptive
The paper on English is framed in a manner that will assess the writing skills of the
* candidates including expression and understanding of the topic. It includes precis
writing/essay writing/comprehension.
Paper 2: SEBI Grade A Concerned Subject Syllabus
Paper II will have questions from the subject concerned to the post the candidate is applying for.
The subject-wise syllabus for the same is given below.
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SEBI Grade A Syllabus for Phase - II, Paper 2 - Legal
SLNo. | Subject Weightage*Criminal Law —
o Indian Penal Code, 1860 (Chapter I, Chapter II, Chapter III,
Chapter IV, Chapter V, Chapter VA, Chapter VI, Chapter IX, Chapter
XVII, Chapter XXI, Chapter XXII, Chapter XXIID;
o Code of Criminal Procedure, 1973.
Law of Evidence - Indian Evidence Act, 1872
30%
Corporate Laws —
o Companies Act, 2013;
o Limited Liability Partnership Act, 2008;
o Insolvency and Bankruptcy Code, 2016 (Part I, Part ID.
30%Securities Laws —
0 Securities Contracts (Regulation) Act, 1956;
0 Securities and Exchange Board of India Act, 1992;
0 Depositories Act, 1996;
o Securities and Exchange Board of India (Procedure for Holding
Inquiry and Imposing Penalties) Rules, 1995;
0 Securities Appellate Tribunal (Procedure) Rules, 2000;
o Securities and Exchange Board of India (Prohibition of
Fraudulent and Unfair Trade Practices relating to Securities
Market) Regulations, 2003;
o Securities and Exchange Board of India (Substantial Acquisition
of Shares and Takeovers) Regulations, 2011;
o Securities and Exchange Board of India (Prohibition of Insider
Trading) Regulations, 2015;
0 Securities Contracts (Regulation) (Stock Exchanges and Clearing
Corporations) Regulations, 2018;
o Securities and Exchange Board of India (Depositories and
Participants) Regulations, 2018.
40%SEBI Grade A Syllabus for Phase - II, Paper 2 - Information Technology
Topic Concept Weightage
Algorithms Sorting, Searching, Greedy Algorithms, Dynamic 30
Programming, Backtracking, Divide and Conquer, Pattern
Searching
Data Structure Array, Linked List, Stack, Queue, Binary Tree, Indexing, | 40
JSON Objects, Binary Search Tree, Heap, Hashing, Matrix
String Manipulation | Length, Substring, Regex, Search 10
Object Oriented Abstraction, Encapsulation, Polymorphism, Inheritance | 20
Programming
SEBI Grade A Syllabus: General Stream for Paper 2: Phase 1 and Phase 2
Candidates can check the syllabus for each subject of the General Stream below.
Commerce & Accountancy
Accounting as a financial information system;
‘Accounting Standards with specific reference to Accounting for Depreciation,
Inventories, Revenue Recognition, Fixed Assets, Foreign Exchange Transactions,
Investments.
Cash Flow Statement, Fund flow statement, Financial statement analysis; Ratio analysis;
Accounting for Share Capital Transactions including Bonus Shares, Right Shares.
Employees Stock Option and Buy-Back of Securities.
Preparation and Presentation of Company Final Accounts.
Management
Management: its nature and scope; The Management Processes; Planning, Organization,
Staffing, Directing and Controlling;
The Role of a Manager in an Organization. Leadership: The Tasks of a Leader;
Leadership Styles; Leadership Theories; A successful Leader versus an effective Leader.
Human Resource Development: Concept of HRD; Goals of HRD;
Motivation, Morale and Incentives: Theories of Motivation; How Managers Motivate;
Concept of Morale; Factors determining morale; Role of Incentives in Building up
Morale.. Communication: steps in the Communication Frocess, Communication Channels, Oral
versus Written Communication; Verbal versus non-verbal Communication; upward,
downward and lateral communication; Barriers to Communication, Role of Information
Technology.
Finance
Financial System: Role and Functions of Regulatory bodies in the Financial Sector.
Financial Markets: Primary and Secondary Markets (Forex, Money, Bond, Equity, etc.),
functions, instruments, recent developments.
General Topics; |
, Basics of Derivatives: Forward, Futures, and Swap
, Recent Developments in the Financial Sector
. Financial tetuston=use of technology
, Alternate source of finance, private and social cost-benefit, Public-Private
Partnership
Direct and Indirect taxes; Non-tax sources of Revenue, GST, Finance
Commission, Fiscal Policy, Fiscal Responsibility and Budget Management Act
(FRBM),
Inflation: Definition, trends, estimates, consequences, and remedies (control):
WPI, CPI - components, and trends.
Costing
Overview of Cost and Management Accounting - Introduction to Cost and Management
Accounting, Objectives, and Scope of Cost and Management Accounting.
Methods of Costing - Single Output/ Unit Costing, Job Costing, Batch Costing, Contract
Costing, Process/ Operation Costing, Costing of Service Sectors.
Basics of Cost Control and Analysis -
, Standard Costing,
; Marginal Costing,
* Budget and Budgetary Control.
«Lean System and Innovation -
Introduction to Lean System
Just-in-Time (JIT) Page 20 of 26
Kaizen Costing 5S
Total Productive Maintenance (TPM)
Cellular Manufacturing/ One-Piece Flow Production Systems
Six Sigma (SS)
Introduction to Process Innovation and Business Process Re-engineering
(BPR).
Companies Act
. The Companies Act, 2013 - Specific reference to Chapter III, Chapter IV, Chapter VIII,
Chapter X, Chapter XI, Chapter XII, and Chapter XXVII.
Economics
. Balance of Payments, Foreign Exchange Markets, Inflation, Monetary and Fiscal Policy,
Non-banking Financial Institutions.
, Market Structures, National Income: Concepts and Measurement,
Classical & Keynesian Approach Determination of output and employment,
Consumption Function, Investment Function, Multiplier and Accelerator, Demand and
supply for Money, IS-LM, Inflation and Phillips Curve, Business Cycles
Research Stream Syllabus for Paper 2: Phase 1 & Phase 2Candidates should note that the syllabus for the kesearch stream Is common for Phase 1 and Phase
2. Given below is the syllabus for each subject of the Research Stream.
Economics:
Demand and Supply,
Market Structures,
National Income,
Determination of output and employment,
Investment Function,
Multiplier and Accelerator,
Demand and Supply for Money ,
IS - LM, Inflation and Phillips Curve,
Business Cycles,
Inflation,
Monetary and Fiscal Policy,
Non-banking Financial Institutions.
Public Economics:
Public Goods,
Tax & Non-Tax Revenue,
Direct & Indirect Taxes,
Progressive and non-Progressive Taxation,
Incidence and Effects of Taxation,
Public expenditure ,
Public Debt,
Public Budget and Budget Multiplier.
Statistics and Econometrics:
Measures of Central tendency & dispersions,
Correlation, Sampling methods,
Sampling Distribution,
Statistical Inferences,
Hypothesis testing,
Regression Analysis.
International Economics:
. Balance of Payments,
2 Foreign Exchange Markets,
2 Role of International Financial Institutions: BIS, IOSCO, IMF & World Bank.
Financial Markets:
Asymmetric Information,
Market Model,
Market Efficiency,
Primary Market,
Secondary Market,
Commodity Markets,
Mutual Funds,
Stock Exchanges,
Depositories,
Clearing Corporations,
Credit Rating Agencies,« \Lorporate Vent Market
} Forwards, Futures, Options, Hedging,
2 Speculation and Arbitrage.
Official Language
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"Market Terminology)
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SEBI Grade A Exam Pattern 2023
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