Activity-5

Determine Audit Objectives, Scope and Criteria

Purpose:
To Outline the Audit Objectives, Scope and Criteria for 1’st 2’nd and 3’rd party audits.

Duration:
5 Minutes Introduction+ 15 minutes+10 minutes feedback.
Individual Exercise
Slide # 45 to 48

Marks for Continuous evaluation: 1-10 (1-2: unacceptable, 3-4: poor, 5-6: acceptable, 7-8: good, 9-10: excellent.
Each delegate shall be graded as per above criteria. These marks to be linked to Continuous assessment
Sheet

Task-A: Refer the Activities 2 & 4. You have already understood the 1’st; 2’nd and 3’rd party audits.
Now identify the AUDIT OBJECTIVES, SCOPE AND CRITERIA laid down for each type of the audit.

Audit Type AUDIT OBJECTIVES SCOPE CRITERIA

First party Audit  Evaluate the documented
process, Procedure, politics etc.
 Check how effective the
controls are in the process
Second party Audit  Objective is to verify customer’s
specific requirements along with
product/service specification
All Design, Engineering &
Testing Activity
Vendor’s manufacturing
activity
Procedures, Standard,
Reports & Client Spec.
Procedures, Standards,
Method Statement & Client
Spec.

Third party Audit  To check the compliance of

statutory, regulatory compliance certification/registration of ISO 9001:2015
conformity Requirements
by evaluating against QMS 9001
standards. Customer
requirements, organization
requirements.