Module 01 Construction Specs and Specs Writing 2021

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Pontifical and Royal

University of Santo Tomas


The Catholic University of the Philippines
Espana, Manila
COLLEGE OF ARCHITECTURE

Building Technology 4

Module 01

Construction Specifications and Specification Writing


Edited by Arch. Raffy Cueva Alli, msarch

General Concepts and Terminology Contract documents consist of the following


written and graphic elements:
Construction Documents
Construction documents consist of contract ▪ Contract Forms
documents and bidding requirements. The purpose These are printed or written document containing
of the construction documents is to communicate terms and conditions that are set and agreed upon
the written and graphic design for administration of by contracting parties, the same should be signed by
the construction contract. These consist of the or on behalf of the parties confirming their
following: willingness to enter into and be bound by the terms
of the contract.
▪ Bidding documents
▪ Contract forms/Agreement The following forms are included:
▪ Conditions of the contract
▪ Special provisions ▪ Agreement
▪ Specifications The contract between the owner and the
▪ Drawings contractor undertaking the project described
▪ Addenda in the contract documents including all
▪ Contract modifications supplemental agreements thereto and all
general and special provisions pertaining to
3 Basic Construction Documents the work or materials therefore; a written
▪ Drawings (working drawings) agreement between the owner and contractor
▪ Conditions of the Contract setting forth the work to performed, the time
▪ Specification for completion, and the contract sum.

Bidding Documents Standard Contract Documents (Agreement)


Bidding documents is a term used to describe the ▪ Owner- Architect Agreement
documents furnished to bidders. They include not ▪ Owner- General Contractor Agreement
only contract documents, but also bidding ▪ Owner- Specialty Trade Contractor
requirements. Bidding documents are supplied by Agreement
the owner during bidding phase of a project prior to ▪ General contractor- Specialty Trade
construction. Contractor Agreement
▪ Owner-Project Management Agreement
Contract Documents ▪ Owner- Construction Management
Agreement
Those printed documents that comprise a contract
which include owner-architect agreement or ▪ Performance Bond
contract form, drawings and/or plans, The approved form of security furnished by
specifications, general conditions, special the contractor and his surety as a guarantee of
provisions, all addenda, modifications and changes good faith on the part of the contractor to
thereto together with any other items stipulated as execute the work in accordance with the
being specifically included. terms of the contract.
Important Notice: This module is purposely prepared by Ar. Rafael C. Alli, of the Building Technology (BT) and Building Utilities
(BU) course cluster for the exclusive use of the1 students of the College of Architecture (CA), University of Santo
Tomas (UST). Any unauthorized reproduction, use, sale or distribution of this material is strictly prohibited and
any violation thereof shall be dealt with accordingly.
▪ Payment Bond ▪ Specifications
The approved form of security furnished by A written document describing in detail the scope
the contractor and his surety as a guarantee of of work to be done, materials and equipment to be
good faith on the part of the contractor to pay used, method of installation or application and
all obligations arising from the contract. the quality of workmanship for a certain work to
be placed under contract, it does not include
▪ Certificates material cost and quantity; an explicit set of
Include certificates of insurance and requirements to be satisfied by a material,
certificates of compliance with applicable product or service; a written, verbal description
laws and regulations. of work to be performed. As a legal
consideration, specifications shall govern over
▪ Conditions of the Contract drawings.
These consist of the general conditions,
supplementary conditions, and other conditions. A specification is usually utilized in conjunction
The conditions of the contract are those portions with working (contract) drawings in building
of the contract documents which define, set forth, construction. Construction specifications must be
or relate to contract terminology, the rights and accurate, clear and concise- regardless of the type
responsibilities of the contracting parties and of building they are written for or whether they
others involved in the work, requirements for are architectural or engineering specifications.
safety and compliance with laws and regulations, Clearly written specifications are essential
general procedure for the orderly execution and because they remove speculation about
management of the work, payments to the requirements and thus enable contractors to bid
contractor, and similar provisions of a general, the project more intelligently.
non-technical nature. Thus, conditions of the
contract define the basic rights, responsibilities, ▪ Supplementary Specifications
and relationships of the parties involved in the These are additional information which may
construction process. Contract conditions are of be issued as an addition or amendment to the
the following two (2) types: provisions of the specifications.

▪ General Conditions ▪ Guide Specifications


Printed documents stipulating the procedural A guide specification is a standardized
and the administrative aspects of the contract; document intended to provide guidance to the
it also sets forth the many of the rights, specifier in preparing a particular portion of
responsibilities, and relationships of the the contract documents.
parties involved. Thus they are general
clauses that establish how the project is to be ▪ Drawings
administered. They contain provisions which These are graphical presentations of the work
are common practice nationwide. Standard involved in the project. These include all
documents published by professional supplementary details and shop drawings. The
societies are often used. drawings may include schematic diagrams
showing such things as mechanical and electrical
▪ Supplementary Conditions systems. They may also include schedules of
The supplementary conditions represent that structural elements, equipment, finishes and other
part of the contract documents which similar items. Frequently, schedules may be
supplements and may also modify provisions included as part of the project specifications, in
of the general conditions. These supplements lieu of being shown on drawings. Drawings
or modifications may be needed to provide should include among others the location of
requirements unique to a specific project, for materials, equipment and fixtures.
example, wage rates.
▪ Working Drawings
▪ Special Provisions Drawings intended for use by a contractor, sub-
Special provisions are instructions which may be contractor or fabricator, which form part of the
issued to the bidding to supplement and/or contract documents for a building project; it
modify drawings, specifications, and/or general contains the necessary graphical information to
conditions of the contract.
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manufacture, erect, fabricate or construct a architect/ engineer alone (provided that the
building or portion thereof. owner has given written authorization for such
procedure and that a copy of such written
▪ Architectural Drawing Documents authority is furnished the contractor upon
Drawing documents prepared by an architect request) or by the contractor, if the contractor
for a construction project, e.g. plans, agrees to the adjustment in the contract sum or
elevations, sections and other details. the contract time.

▪ Engineering Drawing Documents ▪ Field Orders or Construction Change


Engineering drawing documents are technical Authorizations
in nature, used to fully and clearly define These are essentially the same, but have subtle
requirements for engineering items or work, differences. A written order effecting a minor
and is usually created in accordance with change in the work (e.g. the labor to produce
standardized conventions and details. the construction required by the contract
Engineering drawing documents include documents, or materials or equipment
structural, electrical, mechanical, sanitary incorporated or to be incorporated in such
plans and details and other engineering- construction), not involving an adjustment in
related drawings. the contract sum or an extension of the contract
time, issued by the architect/ engineer to the
▪ Addenda contractor during the construction phase.
Addenda are written or graphic instruments that
supplement the bidding documents for the ▪ Supplemental Instructions
purpose of clarifying, correcting or adding to the Supplemental instructions are minor
specifications previously issued. Thus they are instructions or interpretations not involving
written or graphic instrument which modifies or change orders. Supplemental instructions allow
interprets the bidding documents, including the architect/ engineer to direct changes not
drawings and specifications, by additions, involving changes in contract sum or contract
deletions, clarifications, or corrections. They time.
become part of the contract documents when the
construction contract is executed. Typically they Project Manual
are issued prior to the opening of bids. Addenda A complete set of bid and contract documents that
are changes made before contract execution. include the bidding requirements, contract forms,
contract conditions and project specifications.
▪ Contract Modifications
Instructions, change orders, directives, and so on, Project Manual contain the following:
written after execution of the contract; contract
modifications are those additions to, deletions ▪ Title Page
from, or modifications of the work that are made ▪ Table of Contents
after the agreement has been signed. The contract ▪ Addenda (if bound in Project Manual)
documents contain the legally enforceable ▪ Bidding Requirements
requirements which become part of the contract ▪ Invitation to Bid
when the agreement is signed. Contract ▪ Instruction to Bidders
modifications can be issued at any time during the ▪ Information Available to Bidders
contract period. They may be accomplished by ▪ Sample Forms
any of the following: ▪ Agreement
▪ Bid Form
▪ Change Orders ▪ Bid Bond
A written order to the contractor, signed by the ▪ Performance and Payments Bonds
owner and the architect/engineer, issued after ▪ Other Sample Forms
the execution of the contract authorizing a ▪ Conditions of Contract
change in the work, or an adjustment in the ▪ General Conditions
contract sum, or the contract time as originally ▪ Supplementary Conditions
defined by the contract documents. A change ▪ Schedule of Drawings
order may add to, subtract from, or vary the ▪ Technical Specifications
scope of work. It may be signed by the ▪ Divisions 1 through 48
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Submittal ▪ Alternates Options
Document or material provided to the
Architect/Engineer for review or acceptance. ▪ Specifications provide a basis for the
contract’s estimate and the submission of a
Insurance bid. Alternates are established by the architect
Since the are many risk and liabilities that concern and owner for the deletion of work, the
the architect, engineers , contractors and other allied
addition of work and for the substitution of
profession in the construction of a project there
should be a basic insurance requirement and materials. Alternates are written and are listed
coverage that may be necessary to safeguard the in the Bid Form.
interest of all parties to the contract, including the
designers. ▪ Technical specification may permit the
contractor to use several materials or
The Role of Specifications manufacturer’s brand specified for use in the
work.
▪ A specification is an explicit set of
requirements to be satisfied by a material, ▪ Sub-contractor’s Limits. Drawings generally
product, or service show all work to be done and the
interrelationship of various parts.
▪ Specification, as one of the Contract
Documents, deserve as much care and attention ▪ Contractor Limits. General Requirements
as working drawings. establish the limits of each prime contract.

▪ A written or printed description of work to be ▪ Inspection and Testing Procedures (Quality


done, forming part of the contract and Control) the specifications established
describing qualities of material and mode of inspection and testing procedures to be
construction, and also giving dimension and followed during the construction operations.
other information not shown in the drawings.
▪ Design Criteria- in some instances there are
Functions of Specifications some design that could not be reflected in the
drawings.
▪ Legal consideration
Specifications include the following but not
Courts generally held on the event of conflict limited to:
between drawings and specifications, the
specifications, as a written document, govern. ▪ Descriptive title and scope of the specification
▪ Insurance Consideration ▪ Date of last effective revision and revision
designation
Insurance requirements governing owner’s
liability, contractor’s liability, and fire ▪ Person, office, or agency responsible for
insurance are usually incorporated in the questions on the specification, updates, and
general conditions or in supplementary deviations.
conditions and again, made a part of the
specifications by incorporation therein. ▪ The significance or importance of the
specification and its intended use.
▪ Bidding Requirements
▪ Terminology and definitions to clarify the
The bidding requirements include the Invitation meanings of the specification
to Bid, the Instructions to Bidders, the Bid
▪ Test methods for measuring all specified
Form, and the Bid Bond,
characteristics

4
▪ Material requirements: physical, mechanical, 2. Location of materials, equipment, and
electrical, chemical, etc. Targets and fixtures
tolerances. 3. Detail and overall dimensions
4. Interrelation of materials, equipment, and
▪ Performance testing requirements. Targets and space
tolerances, 5. Schedules of finishes, windows, and doors
6. Sizes of equipment
▪ Drawings, photographs or technical 7. Identification of class of material at its
illustrations location
8. Physical extent of alternates
▪ Workmanship
Art. 3 of the General Conditions (UAP Doc 301),
▪ Certifications required. On Drawings and Specifications:

▪ Safety considerations and requirements 1. Copies of Drawings and Specifications


The Owner shall furnish the Contractor free of
▪ Environmental considerations and charge three (3) sets of Drawings and
requirements Specifications. All other copies of Drawings
and Specifications as required by the Contractor
▪ Quality requirements, Sampling (statistics), will be furnished to him at cost of reproduction.
inspections, acceptance criteria
2. Coordination of Drawings and
▪ Person, office, or agency responsible for Specifications
enforcement of the specification. All Drawings and Models are intended to
▪ Completion and delivery. coordinate with the Specifications, to form part
thereof, and also to form part of the Contract
▪ Provisions for rejection, re-inspection, Documents. Where figures are given, they are
rehearing, corrective measures to be followed in reference to measurement by
scale. Anything shown on the Drawings but not
Importance and Characteristics of a well- mentioned in the Specifications, or vice versa,
written Specification or anything not expressly set forth in either but
▪ Clear, concise and technically correct; which is reasonably implied shall be furnished
▪ Avoid use of ambiguous words that may result as though specifically shown and mentioned in
in misinterpretation; both, without any extra charge.
▪ Use simple words that is easy to understand;
▪ Use technical but understandable terms or 3. Clarification of Meaning of Drawings and
words; Specifications
▪ Avoid conflicting requirements; The Contractor shall carefully examine,
▪ Avoid repetitive requirements; compare and verify the date furnished by the
▪ Explanation or reasons for certain Drawings and Specifications. Any doubt as to
requirements is not necessary; the meaning of the Drawings (including notes
▪ Specify construction requirements thereon) or of the Specifications or any
sequentially; obscurity as to the wording of the
▪ Avoid use of awkward phrases such as Specifications will be explained, and all
“and/or” and “him/her”. directions and explanations necessary and
proper to make more definite and certain any
Relationship between Drawings and requirements of the Drawings (including notes
Specifications thereon) or of the provisions of the
Specifications and give them due effect, will be
Drawings should generally show the following given by the Architect.
information
1. Extent , size, shape and location of A. Should a conflict occur between
component part Drawings, or a conflict between
Specifications and Drawings, the
Contractor shall be deemed to have
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estimated a more expensive way of doing giving the means to be employed to achieve the
work unless he shall have asked for and results, e.g. Mechanical exhaust fan shall move
obtained a decision, in writing from the not less than nine hundred cubic meters of air per
Architect before submission of proposals as minute (900 cu. mtrs) and shall move not less
to which method or materials will be than eight hundred cubic meters (800 cu. mtrs.) of
required. If, after award, the less expensive air per minute against 500 mm static air
work is done, the Contractor shall credit the pressure.
Owner an amount equivalent to the
difference between the more expensive and In this method of specifications end results are
the less expensive work. specified along with criteria by which the
performance of a product will be established and
B. If, in the Contractor’s opinion, any work judged and the method can be verified. The
indicated on the Drawings, or specified in contractor may have the liberty to choose
such manner as will make it impossible to materials and methods the will comply will
produce a first class work, he shall refer the performance specifications although this issue has
same to the Architect for interpretation to be settled among parties involved. Moreover, it
before proceeding with work. If the is used to supplement other specification methods
Contractor fails to make such reference, no such as reference specifications, descriptive or
excuse will thereafter be entertained for brand name specifications.
failure to carry out work in the most
satisfactory manner. For example, specification for a paint material, the
end result is obtained by specifying or formulating
4. Discrepancies in Drawings the following criteria:
In case of discrepancy in the figures or
drawings, the matter shall be submitted to the 1. Painted surface shall withstand 10 washings
Architect before any adjustment shall be made with mild detergents.
by the Contractor save only at the latter’s own 2. The painted surface shall show no sign of
risk and expense. The decision of the Architect alligatoring or crazing.
on the adjustment of discrepancies so as to 3. The painted surface shall be resistant to
conform to the real intent of the Drawings and abrasion when using the Taber abrasive
Specifications shall govern and shall be method.
followed by the Contractor. 4. The painted surface shall have an eggshell
finish.
Specification should generally describe the
following items: Advantages in using Performance Specifications

1. Type and quality of materials, equipment and 1. Only end result or design intent is specified.
fixtures. 2. It permits free competition among product
2. Quality of workmanship manufacturers.
3. Methods of fabrication, installation, and 3. Applicable to all types and sizes of projects.
erection 4. It delegates the technical responsibilities to
4. Standards, code and regulatory requirements the construction industry where the contractor
5. Dimensional requirements for specified rather than the Architectural/Engineering firm
materials, manufactured products and is responsible for the results.
equipment
6. Allowances and unit prices in the contract Disadvantages in using Performance
7. Product alternates and options Specifications
8. Specific requirements for administration of
contract 1. Time-consuming due to its lengthy and
detailed specifications.
Types of specifications 2. More difficult to enforce than other methods
of specifications.
▪ Performance Specification 3. Too elaborate especially for a small or minor
A specification that stipulates how a particular project.
component or system must perform without
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4. Delegate the technical responsibility to the ▪ Reference Specification
product manufacturer who may know their A specification that refers to a standard
product better than the specification to indicate the properties desired in
Architectural/Engineering firm or the a material or component and the methods of
contractor. testing required to substantiate the performance of
products; a standardized mandatory language
▪ Descriptive Specification document prescribing materials, dimensions and
A specification that stipulates the exact quantities workmanship, incorporated by reference in the
and qualities or properties of materials to be contract documents, with information in the
furnished and how they are to be assembled or madatory requirements checklist; refers to a
installed in a construction, e.g. Mechanical standard established for either a material, a test
exhaust fan shall be wall-mounted, centrifugal method, or an installation procedure, these
type fan of weather-proof construction mad for standard similarly are predicated on either
outdoor use. It shall be of all-aluminum descriptive or performance criteria, e.g. Masonry
construction including aluminum centrifugal surface paint finish- Flat finish (latex type)
propellers. Boysen Permacoat Latex # 701.

Steps in the preparation of Descriptive Steps in the preparation of Reference Standard


Specifications: Specifications:

1. Research for available products in the 1. The standard specifications used must be
market. recognized as authoritative in the construction
2. Check on the important features required for industry.
a certain product. 2. The standard specifications must be made
3. Determine what features to describe the available to all parties involved in the project.
product shall be shown or included in the 3. Specifier should know the standard
drawings. specifications and does not present
4. Describe the product important features conflicting information.
5. Specify quality assurance measures e.g. 4. It should establish a date of standards.
submittals, certifications, testing or
inspection. Advantages in using Reference Standard
Specifications include the following:
Advantages in using descriptive specifications 1. Widely known and accepted by construction
industry.
1. It specify exactly what the design intends. 2. Do not limit product competition.
2. It is applicable to all conditions, methods or 3. Dramatically shortens the length of
situations of a project. specifications preparation
3. Applicable to all types and sizes of projects.
4. It permits free competition in market or Disadvantages of Reference Standard
product brands. Specifications include the following:
1. No appropriate standard to reference since
Disadvantages of descriptive specifications standards are written mostly for most
common and generally available products.
1. It requires specifications writer special 2. Standards generally refer to the minimum
attention in describing the design intent in requirements.
order to achieve desired results. 3. Standards may become obsolete or outdated
2. It requires lengthy product description than over time because of advantages in
other specification methods. technology where new products are being
3. It is more time-consuming in preparing this introduced into the market.
kind of specification. 4. Requires a lot of research and attention when
4. Use of which is being replaced with using this method of specifications.
reference standards which is more complete 5. They must be incorporated properly and
and detailed specifically when specifying should include supplementary specifications.
certain product.

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▪ Proprietary Specification 3. Caution must be made in order to avoid error
A specification that stipulates the use of specific in specifying model number of products or
products, systems, or processes without provision product designations.
for substitution; one in which the specifier states
outright the actual make, brand name, model ▪ Combination Specification
number, catalog number, and other proprietary Combination specification may be a combination
information of a product or the installation of performance, descriptive and reference
instruction of a manufacturer is indicated. Where specifications but never a combination of open
certain options are available, the specifier should and closed specification. In this specification type
include those pertinent to the project; a closed a product may be required with specific physical
type specification. characteristics and also may be required to
conform to a particular standard.
▪ Brand name specification
A type of specification where the desired General Guidelines in the Selection of
product is specified by the name given by the Specifications Method to Use
manufacturer or by the manufacturer’s name 1. The designer should be able to establish what
and model number. the Client or Owner requires
2. Consider what method is suited for the project
▪ Closed specification in terms of size and complexity
In closed specification, there are two (2) types 3. Identify what method of specifications will
of this type of specification namely: the single result in the best quality of work
product and the multi-product specification. 4. Consider the economics of product specified
Closed specifications are generally brand name without compromise on quality
specifications. This is used basically where
material is required to match existing material ▪ Method System
in terms of quality, type and performance. Method System is employed when the specifier
describes in detail the materials, workmanship,
▪ Open specification installation, and erection procedures to be used by
This is the opposite of closed specification, it is the contractor in the conduct of their work
called open because all manufacturers whose operations in order to achieve the result expected.
product meet performance or description This can be described as descriptive specification.
specified, may qualify to bid. All performance
and descriptive specifications are open. Brand For example: a descriptive specification for a
name specifications are open if the phrase “or masonry wall would described the materials to be
equal” is used. used: the brick and mortar ingredients,
composition of the mortar, test of individual
Advantages in using Proprietary Specifications components, weather condition during erection,
workmanship involved in laying up the brick,
1. Allows close control of product selection. type of brick bond, jointing, and finally the
2. Drawing can be more complete and detailed cleaning procedure
since it can be prepared based on precise
information from selected product Specification Language
manufacturer.
3. Specifications can be shorter. Specification language should be precise not vague.
4. Simplifies bidding process by narrowing The precise specification can be enforced; the
competition and eliminating product pricing vague one may be difficult to enforce a d will still
manipulation which is considered as a major cost the owner money because the contractor has
variable. included the cost in the bid.

Disadvantages in using Proprietary Specifications The essential requirement for writing specifications,
aside from technical know-how, is the ability to
1. Reduces competition express oneself in good English. Although the
2. May specify products that the contractor may specifications are one of the contract documents
not be familiar with has little experience in
using it.
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that become legal documents, legal phraseology is shall meet. Wherever the word shall appears, it
not necessary. indicates that a requirement is being stated.

There are 4 C’s for Specification Will


The word will is used in connection with acts and
Clear – no ambiguity (use proper grammar, actions required of the owner or of the architect/
choose precise words to convey intent) engineer. Thus verb form will is used by the
owner or purchaser as a self-imposed
Correct – technically (provide precise requirement. It denotes the information the
information or data; use proper terminology) owner will supply, documents the owner will
review, and approvals the owner will issue- all at
Concise – no excessive verbiage (avoid the proper time.
unnecessary words)
Streamlined Mode
Complete- information content (do not omit This technique uses a colon (:) to mean shall or
important or necessary information) shall be. Streamlined specifications are very
concise and clear to read. The subject indicated
Specifications sometimes try to explain or give before the colon is helpful especially when
reasons for choices or alternatives. A golden rule of checking for keywords. Examples: Adhesive:
specification writing is to state only requirements; Spread with notched trowel, 2. Equipment: Install
do not provide reasons for the requirements. plumb and level, 3. Portland Cement: ASTM 150,
In a specification, avoid using the words must, is to, Type 1.
and should. The word should is indefinite and
normally implies a preference not strong enough to Words to Avoid
warrant the use of the word shall. The articles “a”, “an” and “the” are not necessary
and can be deleted where clarity is not diminished.
Imperative Mode Avoid making an article or pronoun out of the
The simple imperative mode is the recommended following words: such, said and same. The use of
method for instructions covering installation of “all” is usually unnecessary.
products and equipment. The verb that clearly
defines the action becomes the first word of the Avoid: Install the equipment plumb and level;
sentence. The imperative sentence is concise and Such accessories shall be silver-plated;
readily understandable. Examples: 1. Spread tile Polish said floor with wax;
adhesive with notched trowel, 2. Install equipment Polish same floor with wax;
plumb and level, 3.Apply three (3) coats of paint to Store all millwork under shed.
each exposed surface.
Some Maxims for Specifications
Indicative Mode
The traditional language of specification sentences 1. Be Brief
is the indicative mode, passive voice. This requires a. Specify standards articles by reference to
the use of the word shall in nearly every statement. Accepted Standard Specification
This sentence structure can cause unnecessary b. Avoid repetition of information shown or
wordiness and monotony. Examples: 1. Tile scheduled on the drawings
adhesive shall be spread with notched trowel, 2. c. Do not include inapplicable text.
Equipment shall be installed plumb and level, 3. d. Never make the word “contractor” the
Three (3) coats of paint shall be applied to each subject of a sentence in a trade section,
exposed surface. e.g.
Poor: Rubbed Finish Contractor shall
Shall apply a rubbed finish to
When used in a specification, the word shall is exposed surfaces of concrete.
used with reference to the work required to be Better: Rubbed Finish shall be applied
done by a contractor or supplier. It denotes the to exposed surfaces of
things the supplier shall do, documents they shall concrete.
supply, features they shall build into the e. Eliminate superfluous words such as
equipment, or performance levels the equipment the following :
9
ALL: Fabrication Delivery of materials
The use of the word “all” is frequently Workmanship Samples and shop drawings
unnecessary Installation Permits
Poor : Store all millwork under shelter. Tests Guarantees
Better: Store millwork under shelter Schedules Cleaning
WHICH and other relative pronouns Preparations Job conditions
such as “who” and “that” should be
used sparingly, if at all MASTER SPECIFICATIONS
Poor : Install bathroom accessories
which are to be purchased Entirely new specifications are seldom developed
under an allowance …… for each project. Instead, most design firms,
Better: Install bathroom accessories to government agencies, and large corporations use
be purchased under an master specifications as basis for their project
allowance ….. specifications. These master specifications include
THE: items of work normally encountered by that
Definite article “the”, and organization. Each master section includes standard
indefinite articles “a” and “an” need not clauses normally applicable to the item of work and
be used in many instances. The lists numerous possible alternatives. Specifications
following paragraph actually reads notes within the text alter the specifications to meet
better with the underscored words particular requirements. Paragraphs and articles that
deleted: do not apply are deleted. Data can be omitted from
a master specifications; this omission does not
The Contractor shall strip the topsoil require editing of other material as a result of the
from the areas to be excavated and omission.
graded, and neatly pile it on the
property; then, after all the backfilling MASTERFORMAT
is finished and all the areas graded, A uniform classification system for construction
the available top soil shall be spread specifications that is divided into several sections,
over the areas to be seeded or planted. each of which is sequentially numbered and named.
It is the most widely used standard for organizing
OF: specifications and other written information for
The preposition “of” may often be commercial and institutional building projects in the
eliminated to shorten the text: U.S. It provides a master list of divisions, and
Poor: For colors see Schedule of Paint section number and titles within each division, to
Finishes follow in organizing information about a facility’s
Better : For colors see Paint Finish construction requirements and associated activities.
Schedule Master format is a product of the Construction
f. Use numerals instead of writing out the Specifications Institute (CSI) and Construction
number Specifications Canada; also known as Uniform
g. Use well-known and accepted System.
abbreviations
MASTERSPEC
h. Use Simple Imperative mood and simple
present infinite as o
MASTERSPEC is a master specification for the
i. Consider the use streamlined
construction industry developed by Production
specifications
Systems for Architects and Engineers (PSAE), now
the Professional System Division of the American
2. Use Simple and Clear Language
Institute of Architects (AIA). It is one of the most
complete and widely used guide specifications
Make Specifications a Reference
available. This master specification carries the
The technical section contains two categories of
endorsement of the National Society of Professional
paragraph, namely, the technical and non-technical:
Engineers and the American Consulting Engineers
Council, which review the engineering sections for
Technical Non-technical accuracy and adequacy prior to their publication.
Materials Scope of work MASTERSPEC sections are titled, formatted, and
10
numbered essentially in accordance with Includes most structural metals and metals not
MASTERFORMAT and CSI’s Manual of Practice falling under the specific provisions of other
divisions; exceptions are reinforcing steel, curtain
SPECTEXT walls, roofing, piles, doors and windows.

SPECTEXT is copyrighted by the Construction Division 06 Wood and Plastics


Sciences Research Foundation and publushed by Includes most work traditionally performed by
Construction Specification Institute. It is published carpenters,; exceptions are wood fences, concrete
in CSI’s 16-division format. Section titles and five- formwork, doors, windows and finish hardware.
digit numbering system are in accordance with the
titles and numbering system in Division 07 Thermal and Moisture Protection
MASTERFORMAT. SPECTEXT is revised every Includes most items normally associated with
five years; portions of text are revised quarterly. insulation and preventing the passage of water
vapor; exceptions are paint, waterstops and joints
SPECSystem installed in concrete or masonry, and gaskets and
sealants.
SPECSystem (the successor of SweetSpec) is an
interactive expert system for writing specifications. Division 08 Doors and Windows
First, a computer dialogue takes place between a Includes hardware, doors, windows and frames,
project architect or engineer and the computer’s metal and glass curtain walls, transparent and
CD-ROM (compact disk, read only memory) translucent glazing; exceptions are glass block and
containing the software and data files; the dialogue glass mosaics.
mimics that which would occur between an
architect or engineer and an expert specification Division 09 Finishes
writer. For each section of the required specification Includes interior finishes not traditionally the work
document, the computer asks a series of questions of the carpentry trade.
in logical decision-making order. The software is
updated periodically. Division 10 Specialties
Includes factory-assembled, pre-finished items.
16 Divisions Masterformat
Division 11 Equipment
Division 01 General Requirements Includes most items of specialized equipment.
Includes most requirements that apply to the job as
a whole or to several of the technical sections, and Division 12 Furnishings
especially the requirements sometimes referred to
as special conditions. General conditions and Division 13 Special Construction
supplementary conditions are not included in the
division specifications. Division 14 Conveying Systems
Division 02 Sitework Division 15 Mechanical
Includes most subjects dealing with site preparation
and development. Site utilities in Division 15 and Division 16 Electrical
16 must be coordinated with these sub-divisions.

Division 03 Concrete CSI Masterformat 2004 Edition


Includes most items traditionally associated with
concrete work; exceptions are paving, piles, Division Numbers and Titles
waterproofing, and terrazzo.
Procurement and Contracting requirements
Division 04 Masonry Group
Includes most materials traditionally installed by
mason, exceptions are paving and interior flooring.
Division 00 Procurement and contracting
requirements group
Division 05 Metals Essentially the same scope as the Masterformat
11
1995 Edition Masterformat 1995 Edition.

Division 11 Equipment
Specifications Group Equipment: Equipment related to process
engineering has been relocated to the Process
General Requirements Sub-group Equipment Sub-group and equipment related to
infrastructure has been relocated to the Site and
Division 01 General Requirements Infrastructure Sub-group.
General Requirements: Area for performance
requirement added to allow fro writing Division 12 Furnishings
performance requirements for elements that overlap Furnishings: Essentially the same as Masterformat
work sections (building envelope, structure, etc.) 1995 Edition.
This allows for a mixture of broad performance
specifications and descriptive specifications in a Division 13 Special Construction
project manual. Special Construction: Special construction related
to process engineering has been relocated to the
Division 02 Existing Conditions Process Equipment Sub-group. Security access,
Existing Conditions: This division is now limited to building automation, detection and alarm, and fire
“existing conditions” construction practices that suppression subjects have been relocated to the
relate to items at the site at the commencement of Facility Services Sub-group.
work- selective demolition, sub-surface and other
investigation, surveying, site decontamination, and Division 14 Conveying Equipment
site remediation, among others. All site Conveying Equipment: Renamed with process
construction as well as heavy civil and related material handling subjects relocated to the
infrastructure subject matter, including utility and Process Equipment Sub-group.
pavement work, has been relocated to the Site and
Infrastructure Sub-group. Division 15 Reserved

Division 03 Concrete Mechanical: Division 15 has been reserved for


future expansion and material has been relocated to
Division 04 Masonry Division 22- Plumbing and Division 23- Heating,
Ventilating and Ai Conditioning in the Facilities
Division 05 Metals Services Sub-group.
Concrete, Masonry and Metals: Essentially the
same scope as Masterformat 1995 Edition. Division 16 Reserved
Electrical: Division 16 has been reserved for future
Division 06 Wood, Plastics and Composites expansion and material has been relocated to
Wood, Plastics and Composites: Essentially the Division 26- Electrical and 27- Communications in
same scope as Masterformat 1995 Edition with Facility Services Sub-group
expansion in the areas of plastics and composites.
Division 17 Reserved
Division 07 Thermal and Moisture Protection
Thermal and Moisture Protection: Essentially the Division 18 Reserved
same as Masterformat 1995 Edition.
Division 19 Reserved
Division 08 Openings
Openings: Renamed but essentially the same scope
of as Masterformat 1995 Edition with the addition Facility Services Sub-group
of some other openings as louvers and grilles. This Sub-group retains the same basic content as
published in Draft 4, but with some new divisions,
Division 09 Finishes arranged in a revised order.

Division 10 Specialties Division 20 Reserved


Finishes and Specialties are essentially the same as
12
Division 21 Fire Suppression
Fire Suppression: Fire suppression subjects Division 33 Utilities
relocated from Division 13 in Masterformat 1995 Utilities: Expanded utility subjects relocated from
Edition. Division 2 in Masterformat 1995 Edition.

Division 22 Plumbing Division 34 Transportation


Plumbing: Plumbing subjects relocated from Transportation: Expanded transportation subjects
Division 15 in Masterformat 1995 Edition. relocated from Divisions in Masterformat 1995
Edition.
Division 23 Heating, Ventilating and Air
Conditioning Division 35 Waterway and Marine
Heating, Ventilating and Air Conditioning: HVAC Construction
subjects relocated from Division 15 in Waterway and Marine Construction: Expanded
Masterformat 1995 Edition. waterway and marine subjects relocated from
mainly Division 2 in Masterformat 1995 Edition.
Division 24 Reserved
Division 36 Reserved
Division 25 Integrated Automation
Integrated Automation: Expanded integrated Division 37 Reserved
automation subjects reloated from Division 13 in
Masterformat 1995 Edition. Division 38 Reserved

Division 26 Electrical Division 39 Reserved


Electrical and lighting subjects relocated from
Division 16 in Masterformat 1995 Edition.
Process Equipment Sub-group
Division 27 Communications
Expanded communications subjects relocated from Process Equipment Sub-group: Some materials in
Division 16 Masterformat 1995 Edition. this sub-group is new to Masterformat 2004
Edition, while some has been relocated from
Division 28 Electronic Safety and Security Divisions 11, 13 and 14 in Masterformat 1995
Electronic Safety and Security: Expanded Edition.
electronic safety and security subjects relocated Division 40 Process Integration
from Division 13 in Masterformat 1995 Edition. Process Integration: Process facilities are
composed of a variety of sub-systems, tied together
Division 29 Reserved and integrated by distribution pathways, control
and instrumentation. All of these systems must work
Site and Infrastructure Sub-group together as a whole. This division includes elements
used to tie these systems together. Piping, heat
This Sub-group contains heavy civil and utility tracing, insulation and instrumentation and control
subject matter, as well as site construction material systems, and also provides a place to specify
moved from Division 2 in Masterformat 1995 commissioning requirements for sub-systems and
Edition. facility as a whole.

Division 30 Reserved Division 41 Material Processing and Handling


Equipment
Division 31 Earthwork Material Processing and Handling Equipment:
Site construction subjects, chiefly below-grade, Equipment for processing and conditioning of raw
from Division 2 in Masterformat 1995 Edition. materials, material handling equipment for bulk
material as well as discrete units, manufacturing
Division 32 Exterior Improvements equipment and machinery, test equipment, and
Exterior Improvements: Site construction subjects, packaging/ shipping systems.
chiefly above-grade, from Division 2 in
Masterformat 1995 Edition. Division 42 Process Heating, Cooling, Drying
13
Equipment This part covers those general areas of concern
Process Heating, Cooling and Drying Equipment: which precede and follow work, and which define
Equipment for process heating, cooling and drying the scope of work.
of materials, liquids, gases and manufactured items
and materials. ▪ Part 2- Products
This part defines in detail the materials, equipment,
Division 43 Process Gas and Liquid Handling, system, fixtures, etc., which will be incorporated
Purification and Storage into the work.
Equipment
Process Gas and Liquid Handling, Purification and ▪ Part 3- Execution
Storage Equipment: Equipment for handling, Part 3 describes in detail the manner in which items
purification and storage of process liquids, gases, covered in part two are to be incorporated into the
slurries, includes atmospheric tanks as well as work.
pressure vessels.
Part 1 – General
Division 44 Pollution Control Equipment
Pollution Control Equipment: Equipment for 1.1. Summary
controlling emission of contaminants from A. Scope of Work –redundancy should be
manufacturing processes and treatment of air, soils avoided
and noise contaminants. B. Work of other section –the separation of
work of a similar nature is clearly
Division 45 Industry-Specific Manufacturing delineated by this paragraph heading so
Equipment that there is no duplication but a clear
Industry-Specific Manufacturing Equipment: A understanding of like work specified under
division in which users can specify equipment that different section.
is used only within a single industry. All industries C. Related Section – best avoided, because it
currently identified with North American Industry is the contractot’s responsibility to
Classification System (NAICS) are allocated space coordinate the work of his various
within the division. subcontractors
D. Allowances - avoid duplication
Division 46 Reserved E. Unit Prices –coordinated with bid form.
Division 47 Reserved F. Measurement and Payment
G. Alternates
Division 48 Electrical Power Generation
Electric Power Generation: Plants and equipment
1.2. References
for the generation and control of electrical power
from fossil, nuclear energy, hydroelectric, wind,
1.3. Definition of Terms
solar energy, geothermal energy, electro-chemical
energy, and fuel cells.
1.4. Systems Description - generally applicable to
mechanical, electrical, elevators, and process
Division 49 Reserved
equipment and specified in those sections.
Divisions not named above are explicitly reserved
to provide space for future development and
1.5. Submittals- enumerate the various types of
expansion. To minimize costs resulting from
data to be submitted for architect’s review.
potential future expansion, it is not recommended
Assemble the information under various
that users populate these divisions with their own
subparagraph heading, such as samples, shop
material.
drawings, product data, certificates,
warranties, bonds, and so on.

CSI Three-part Section Format 1.6. Quality Assurance – standards (specify


The three basic parts section format are the standards, procedures, criteria, and limitations
following: that establish an overall level of quality);
qualifications (establish standards and criteria
▪ Part 1- General for determining the qualifications of tradesmen,
suppliers, subcontractors and products);
14
regulatory requirements (cite specification 2.8. Mixes – whether prepared on-site or off-site,
regulations and codes that apply to specify the proportions of the materials listed above
contractor’s detailed design of trusses, required to produced concrete, plaster, terrazzo,
connections, precast, items, etc.) mock-up (a macadam, and so on.
full-sized structural model built accurately to
scale chiefly for study testing, or display.” 2.9. Fabrication
Include sample panels, curtain wall assemblies,
pre cast concrete panels, integrates ceiling 2.10 Finishes –shop priming of ferrous metal and
systems, and so on,) shop finishing of wood cabinets are specified here.

1.7. Delivery, Storage and Handling – general 2.11. Source Quality Control –test and inspections
provisions governing the transportation, of products fabricated off-site, including precast
handling, storage, and protection of material concrete elements, prefabricated wood trusses
and equipment are included in Division 1
(general requirements) 2.11. Source Quality Control – test and
inspections of products fabricated off-site, including
1.8. Project/Site Conditions – specification precast concrete elements, pre-fabricated wood
subparagraphs dealing with the physical truss, and so on, are specified.
environmental conditions under which physical
environmental conditions under which the work Part 3 –Execution
is to be performed should be specified here.
These included existing conditions weather, 3.1. Acceptable Installers - use only in very
temperature, humidity and so on special instances where experts knowledge and
workmanship are paramount – for example,
1.9. Sequencing and Scheduling – be careful not to intricate custom woodwork, precast concrete, and
intrude on contractor’s responsibility so forth.

1.10. Warranty –use this paragraph to set forth 3.3 Preparation- subparagraphs headings as field
the requirements for correcting defects that measurements, priming, and so on. For
extend beyond 1-year correction-of-work waterproofing or damp proofing it would include
period in the general conditions. patching or grinding of surfaces to obtain a
satisfactory base to receive these treatments.
1.11. Systems Start-Up – generally applicable
to mechanical, electrical, elevators, and 3.4. Erection/ Installation/ Application/
process equipment and specified in those Construction – would include various
sections. subparagraph detailing the requirements for
installation details, construction and erection
1.12. Maintenance – separate maintenance methods and quality of workmanship.
requirements that are part of the general
construction and built into the contract sum 3.5. Repair/Restoration – existing products
from maintenance contracts to be executed
separately; extra materials specify hard-to – 3.6. Reinstallation – existing products
obtain sizes and colors of materials for attic
storage. 3.7. Field Quality Control – test and inspection
procedures to determine the adequacy of the work
Part 2- Products completed ad installed are specified. These would
Depending on the
include test for soil compaction. Pile loading,
2.1. Manufacturers number and extent of concrete cylinder test, erection tolerance
2.2. Existing Products these items, segregate inspections, and so on.
2.3. Materials into paragraphs or
2.4. Manufactured Units subparagraphs. Specify 3.8. Adjusting – would include putting builders’
by performance,
2.5. Equipment descriptive, references hardware into operating condition balancing of
2.6. Components specs, or proprietary mechanical ventilation systems, and so on.
2.7. Accessories methods.

15
3.9. Cleaning – cleaning of specific surfaces such control
as masonry , terrazzo, glass, and so on, is specified Shop drawings Site tests,
in the subparagraph. inspection
Samples Manufacturers’
3.10. Demonstration – focuses primarily to field services
mechanical and electrical systems, to elevators, Quality Adjusting
assurance/
process equipment, and so forth.
control submittals
3.11. Protection - surfaces that may damage by Design data, test Cleaning
subsequent construction operations, particularly reports,
architectural concrete, metal curtain wall members, certificate,
finished wood floors, and so on manufacturer’s
instructions,
3.12. Schedules – includes items such as hardware manufacturer’s
schedules, lighting fixtures, and so forth field reports,
qualification
statements
Three-part Section Format Outline
Closeout Demonstration
submittals
Part 1 Part 2 Part 3
Quality Protection
General Products Execution Assurance
Summary Manufacturers Installers Qualifications Schedules
Scope Existing Examination Regulatory
Products requirements
Products supplied Materials Site verification
Certifications
but not installed of conditions
Field samples
under this section
Mock-up
Products Manufactured Preparation
Pre-installation
installed but not units
meeting
supplied under
this section Delivery, Storage
and Handling
Related section Equipment Protection
Packing,
Allowances Components Conditions of
shipping,
Surfaces
handling and
Unit prices Accessories Surface
unloading
preparation
Acceptance at site
Measurement Mixes Erection
Storage and
procedures
protection
payment
procedures Waste,
management and
Alternates Fabrication Installation
disposal
References Shop assembly Application
Project/ Site
fabrication
conditions
tolerances
Project/ site
Definitions Finishes Construction
Environmental
Description of Shop priming, Special
requirements
Systems shop finishing techniques
Existing
Design Source Quality Interface with
conditions
requirements, Control other work
Environmental
performance
condition
requirements
Sequencing
Requirements of Tests, Inspection Sequences of
Regulatory verification of operation Scheduling
performance Warranty
Agencies Site tolerances Special warranty
Qualifications Repair/ System Startup
Restoration Owner’s
Submittals Reinstallation Instructions
Product data Field quality Commissioning
Maintenance
16
Extra materials Demolition
Maintenance The systematic dismantling or destruction of a
service building/ structure, in whole or in part.

Construction-related Terminology
References
Work
The entire construction or separately identifiable A Guide to Practical Specifications Writing by The
parts thereof required to be furnished under the United Architects of the Philippines (UAP)
contract documents. Professional Development Center, 1986
Construction Estimating Guide for Architects by The United
All on-site work done from site preparation, Architects of the Philippines (UAP) Professional
excavation, foundation, assembly of all the Development Center, 1981
components and installation of utilities and
equipment of buildings/ structures. Visual Dictionary of Architecture by Francis D.K.
Ching, New York: Van Nostrand Books, Inc., 1995
Erection
Installation in place of components of a building/ Building Design and Construction Handbook (6 th
structure. Edition) by Frederick S. Merritt and Jonathan T.
Ricketts, New York: McGraw-Hill Book Co., 2001.
Addition
The National Building Code of the Philippines and
Any new construction which increases the height or
Its Implementing Rules and Regulations compiled,
area of an existing building/ structure.
edited and published by Philippine Law Gazette,
2015 Edition
Alteration
Construction in a building/ structure involving
Products Catalogs, brochures, pamphlets, technical
changes in the materials used, partitioning,
specifications, etc.
location/ size of openings, structural parts, existing
utilities and equipment but does not increase the
over-all area thereof.

Renovation
Any physical change made on a building / structure
to increase its value, utility and/or to improve its
aesthetic quality.

Conversion
A change in the use or occupancy of a building/
structure or any portion/s thereof which has
different requirements.

Repair
Remedial work done on any damaged or
deteriorated portion/s of a building/ structure to
restore its original condition.

Moving
The transfer of any building/ structure or portions/s
thereof from its original location or position to
another, either within the same lot or to a different
one.

17

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