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How Prevalent Are Potentially Illegal Questions During Residency Interviews - A Follow-Up Study of Applicants To All Specialties in The National Resident Matching Program
How Prevalent Are Potentially Illegal Questions During Residency Interviews - A Follow-Up Study of Applicants To All Specialties in The National Resident Matching Program
How Prevalent Are Potentially Illegal Questions During Residency Interviews - A Follow-Up Study of Applicants To All Specialties in The National Resident Matching Program
Abstract
Purpose Results 5,311/8,281 [64.1%]). Questions
To describe the prevalence and effects Of 21,457 eligible applicants, 10,976 regarding their commitment to the
on applicants of being asked potentially (51.1%) responded to the survey. program were reported by 15.5%
illegal questions during the residency Overall, 65.9% (7,219/10,967) (1,608/10,378) of respondents. Such
interview process by surveying all reported receiving at least one potentially illegal questions negatively
residency applicants to all specialties. potentially illegal question. More affected how respondents ranked
Method female respondents reported being programs.
The authors surveyed all applicants asked questions about gender Conclusions
from U.S. medical schools to residency (513/5,357 [9.6%] vs. 148/5,098 Two-thirds of applicants reported being
programs in all specialties in 2012–2013. [2.9%]), marital status (2,895/5,283 asked potentially illegal questions. More
The survey included questions about the [54.8%] vs. 2,592/4,990 [51.9%]), or women than men reported receiving
prevalence of potentially illegal questions, plans for having children (889/5,241 questions about marital status or family
applicants’ level of comfort with such [17.0%] vs. 521/4,931 [10.6%]) than planning. Potentially illegal questions
questions, and whether such questions male respondents (P < .001). Those in negatively influence how applicants
affected how applicants ranked programs. surgical specialties were more likely perceive and rank programs. A formal
Descriptive statistics, tests of proportions, to have received a potentially illegal interview code of conduct or interviewer
t tests, and logistic regression modeling question than those in nonsurgical training could help to address these
were used to analyze the data. specialties (1,908/2,330 [81.9%] vs. issues.
Most states have laws prohibiting laws have occurred during residency To expand on our previous research, we
employers from asking job applicants interviews.14–20 In 1990, the Association aimed to describe the prevalence and
questions related to marital status, family of American Medical Colleges found effects of being asked potentially illegal
planning, age, ethnicity, religion, or sexual that 35% of residency applicants were questions during the residency interview
preferences.1–5 The term “potentially illegal asked about family planning/marital process by surveying all residency
questions” refers to those that are meant status.14 Moreover, 38% of women were applicants to all specialties.
to reveal, or have the effect of revealing, an asked about their pregnancy intentions.
applicant’s membership in a class protected A 1993 study found that more than half
by federal and state civil rights laws. of the residency applicants surveyed Method
Interviewers may pose informal questions received questions that they felt were All applicants to all specialties in the
to try to get to know an applicant.1 “inappropriate, uncomfortable, or National Resident Matching Program
However, if these questions are asked, they possibly discriminatory.”16 (NRMP) in 2012–2013 were eligible to
can be used as evidence of discrimination participate. After both residency programs
if the applicant is not hired.6–13 In recent years, most research on this and applicants submitted their NRMP
subject has been conducted within rank lists in February 2013, up to three
Residents are recognized by the courts as individual specialties. For example, a 2000 e-mail messages (approximately one week
“employees” covered by these civil rights survey of urology residency applicants apart) were sent directing applicants to
laws.1–5 However, violations of these found that every female respondent was the survey instrument. The instructions
asked about marital status, and 60% were clearly stated that the information
Please see the end of this article for information asked about family planning.17 In 2001, collected would remain confidential and
about the authors. 86% of the 184 emergency medicine that only the researchers would have
Correspondence should be addressed to H. Gene residency applicants surveyed reported access to individual responses. To ensure
Hern Jr, Highland Hospital, Alameda Health perceived violations of fair employment that respondents’ identities were not
System, 1411 E. 31st St., Oakland, CA 94602;
telephone: (510) 437-4800; e-mail: hhern@ laws.18 Four years later, 30% of emergency revealed to the researchers, the Electronic
alamedahealthsystem.org. medicine residency applicants still Residency Application Service staff sent
indicated that they were asked potentially all e-mail messages, the survey instrument
Acad Med. XXXX;XX:00–00.
illegal questions.19 In 2007, our group was located on a public Web site (www.
First published online
doi: 10.1097/ACM.0000000000001181 found that 65% of the 7,028 applicants surveymonkey.com), and all data remained
Supplemental digital content for this article is to five different specialties reported being anonymous. The Survey Monkey Web
available at http://links.lww.com/ACADMED/A342. asked such questions.20 site prohibits the same IP address from
Copyright © by the Association of American Medical Colleges. Unauthorized reproduction of this article is prohibited.
Research Report
submitting multiple responses to each Data analysis age was 26.6; 51.3% were female, and
question, so individuals cannot complete We used STATA 13.0 (STATACorp, 57.6% had a marital status of single.
the survey more than once. College Station, Texas) to analyze Other basic demographic information
our data. Statistical analyses included is presented in Table 1. Respondents
Survey represented all 19 specialties in the
calculating basic prevalence rates, tests
We developed our survey instrument of proportions, and a t test to compare NRMP Match (see Table 2).
based on a review of the literature and means. To identify any demographic
a study group consensus. In addition, Among respondents, 65.8%
characteristics associated with being
a survey methodologist edited the (7,219/10,967) reported being asked
asked a potentially illegal question, we
instrument. at least one potentially illegal question
applied logistic regression modeling. We
during the interview process (see
analyzed being asked a potentially illegal
The purpose of the study was Table 1). Of the potentially illegal
question as the dependent variable, and
intentionally stated in neutral terms: questions asked, most frequently
the model accounted for the following
“Your answers to this survey will help questions were about applicants’ families;
independent variables—age, gender, race,
improve the overall interview process for 53.3% (5,710/10,710) of respondents
marital status, parental status, and if the
future classes.” Respondents were asked were asked about their marital status
respondent applied to a surgical specialty.
if, during the course of all their residency and 24.0% (2,592/10,798) were asked if
We then recoded the dependent variables
interviews, they received questions related they had children. Another related and
as binary responses using respondents’
to the following categories: (1) gender, (2) frequently asked question involved their
reported level of discomfort and impact
age, (3) marital status, (4) parental status, plans for child rearing or childbearing,
on rank list after a potentially illegal
(5) plans for child rearing, (6) ethnicity, with 13.8% (1,450/10,512) reporting that
question was asked. Responses indicating
(7) religion, and (8) sexual orientation. they had been asked such a question.
that a question made a respondent
We inquired, for example, “Were you Other potentially illegal questions
“very uncomfortable” or “somewhat addressed religion (982/10,368; 9.5%),
asked any questions about your gender uncomfortable” were coded as positive
in relation to your specialty choice or ethnicity (969/10,747; 9.0%), age
outcomes for discomfort. Responses (758/10,740; 7.1%), gender (692/10,917;
training?” Those who indicated that indicating that a respondent was “much
they had received such a question then 6.3%), or sexual orientation (121/10,360;
less likely to rank highly” or “less likely 1.2%). About one in six applicants
were asked, “How comfortable did you to rank highly” were coded as positive
feel sharing this information?” Response (1,608/10,378; 15.5%) were asked
outcomes for negative impact on rank about their level of commitment to the
options ranged from “very comfortable” lists. The independent variables stayed
to “very uncomfortable” on a five-point residency program. For a breakdown
the same. by specialty of the potentially illegal
modified Likert scale.
questions received, see Table 2.
Surgical specialty was incorporated into
Next, respondents were asked, “What the logistic regression models because
effect did this type of question have on Of those who were asked potentially
of our prior findings demonstrating a illegal questions, respondents reported
your decision to rank this program?” higher prevalence of potentially illegal
Response options ranged from “much less that an average of 5.2 (standard deviation
questions among surgical programs.20 [SD] 3.6) programs asked about marital
likely to rank it highly” to “much more Surgical specialties were defined as
likely to rank it highly” on a five-point status, 4.1 (SD 3.3) asked about parental
general surgery, neurosurgery, orthopedic status, 4.0 (SD 3.6) asked about ethnicity,
modified Likert scale. surgery, obstetrics–gynecology, and 3.7 (SD 3.2) asked questions related
otolaryngology. Non-response bias to gender, 3.1 (SD 2.7) asked about
Finally, respondents were asked if they
was analyzed using early (after the first age, 3.3 (SD 2.8) asked about plans to
had encountered a situation in which they
two e-mails) versus late (after the third have children, 2.6 (SD 2.7) asked about
were asked for a commitment, verbal or
e-mail) respondent comparisons.21 For religion, and 3.8 (SD 4.0) asked about
otherwise, to rank a program highly. The
all statistical analyses, we used P < .001 sexual orientation.
survey clearly stated that responses should
as the cutoff for reporting significant
be based on questions initiated by the
associations. Early versus late survey respondents
interviewers regarding information that
the applicant had not previously disclosed In comparing early versus late
The Alameda County Medical Center respondents, we found small yet
either in her or his file or in the interview
(now Alameda Health System) statistically significant differences
prior to the question being asked.
institutional review board approved the across some demographic charac
The survey also solicited demographic survey instrument and study protocol teristics (see Table 1). We found no
information, such as specialty, age, prior to distribution. significant differences between the
gender, the number of programs to which two groups with regard to receiving
the respondent had applied, the number Results potentially illegal questions about age,
that offered an interview, and the number gender, family planning, ethnicity,
at which the respondent interviewed. Overall prevalence of potentially illegal religion, or sexual orientation. However,
See Supplemental Digital Appendix 1 questions we did find differences with regard
at http://links.lww.com/ACADMED/ Of the 21,457 U.S. residency applicants in to questions about marital status,
A342 for a copy of the complete survey 2012–2013, 10,967 replied to our survey parental status, and commitment to the
instrument. (51.1% response rate). Mean respondent program.
Copyright © by the Association of American Medical Colleges. Unauthorized reproduction of this article is prohibited.
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Copyright © by the Association of American Medical Colleges. Unauthorized reproduction of this article is prohibited.
4
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Table 2
Prevalence of Being Asked Potentially Illegal Questions During Residency Interviews, by Specialty,
From a Survey of All Applicants to All Specialties in the National Resident Matching Program, 2012–2013
Copyright © by the Association of American Medical Colleges. Unauthorized reproduction of this article is prohibited.
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Table 3
Prevalence of Being Asked Potentially Illegal Questions During Residency Interviews
by Specialty and Gender, From a Survey of All Applicants to All Specialties in the
National Resident Matching Program, 2012–2013
Discomfort as a result of being asked potentially illegal questions in almost all Female gender, in an ordinal logistic
potentially illegal questions categories. regression model, was significantly
A significant percentage of respondents associated with a greater likelihood of
Effect of being asked potentially illegal indicating a negative impact on rank list
reported discomfort after being asked
questions on respondents’ rank lists when asked about gender (aORf = 3.78,
potentially illegal questions (see
Table 4). Questions about commitment A sizable percentage of respondents 95% CI: 2.16–6.64, P < .001), marital status
to the program were most frequently reported that potentially illegal questions (aORf = 2.37, 95% CI: 1.94–2.89, P < .001),
associated with discomfort; 77.2% of in each category caused them to place parental status (aORf = 3.25, 95% CI:
respondents reported feeling “somewhat the program lower on their rank list; 2.47–4.28, P < .001), plans for child
uncomfortable” or “very uncomfortable” however, the majority reported that rearing (aORf = 3.57, 95% CI: 2.57–4.95,
when asked this question. The prevalence their rank lists were not affected by these P < .001), or religion (aORf = 1.90, 95%
of discomfort for each category of questions (see Table 5). Certain questions CI: 1.34–2.69, P < .001) (see Table 5).
question is depicted in Table 4. were associated with more respondents Surgical specialty was associated with a
ranking the program lower (negative greater likelihood of indicating a negative
When asked about gender, more impact); 39.8% of respondents who were impact when asked about plans for child
respondents reporting discomfort were asked about their level of commitment rearing (aORs = 1.58, 95% CI: 1.19–2.09,
women (86.0%) than those reporting no to the program, 30.7% who were asked P < .001).
discomfort (74.0%, P < .001). The same about gender, and 25.4% who were asked
was true for those reporting discomfort about plans for child rearing all reported
when asked about marital status (60.0% vs. ranking the program lower because Discussion
49.8%, P < .001), parental status (59.7% vs. of the question. Asking about sexual In this study, we surveyed 10,967
45.5%, P < .001), or plans for child rearing orientation was more polarizing; 31.9% applicants to residency programs in
(77.0% vs. 51.5%, P < .001). The results of of respondents reported that being asked 19 specialties. We found that two-thirds
an adjusted ordinal regression model are about sexual orientation caused them were asked at least one potentially illegal
presented in Table 4; female respondents to rank the program lower, while 25.0% question. In the surgical specialties,
were significantly more likely to report reported that the same question caused that rose to 82%, and the odds of
discomfort in response to being asked them to rank the program higher. receiving a potentially illegal question
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Table 4
Discomfort Among Applicants Who Were Asked Potentially Illegal Questions During
Residency Interviews, From a Survey of All Applicants to All Specialties in the
National Resident Matching Program, 2012–2013
as a surgical applicant compared with interview; of those who received such a potentially illegal questions.14–20 Whereas
as a nonsurgical applicant were 2.97. question, 77% reported discomfort and most studies have focused on a single
In addition, women were much more 40% reported ranking the program lower specialty, our prior work explored these
likely than men to be asked questions as a result. issues among applicants to five specialties
regarding their gender, marital status, (internal medicine, general surgery,
and plans to have children in the future. These findings, along with those from orthopedic surgery, obstetrics–gynecology,
Finally, 16% of applicants were asked previously published studies, underscore and emergency medicine) in the 2006–
for a commitment (either verbal or a continuing problem in residency 2007 NRMP Match. Our current study
otherwise) to the program during their interviewing—applicants are being asked expands on that work by including all
Table 5
Impact of Being Asked Potentially Illegal Questions on Applicants’ Rankings of
Residency Programs, From a Survey of All Applicants to All Specialties in the National
Resident Matching Program, 2012–2013
Copyright © by the Association of American Medical Colleges. Unauthorized reproduction of this article is prohibited.
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specialties in the 2012–2013 NRMP Match clear breach of the Match Participation possible. This may have led to a biased
to offer a broader perspective on the topic. Agreement set forth by the NRMP. estimate of the prevalence of potentially
In comparing the results of these two Given applicants’ discomfort with such illegal questions, either too low or
studies, we found that this issue continues questions, residency programs should too high, depending on respondents’
to be a problem across medicine. establish and enforce policies designed to experiences. For example, in some cases
uphold this agreement. respondents may have brought up the
Our findings have important implications issues themselves and the interviewer
for medical educators, especially those In the last few years, more interest has only continued the line of questioning.
involved in residency training programs. developed in standardized interviews, If sensitive information is offered freely
First, given the prevalence of potentially such as the multiple mini-interview by an applicant, the interviewer may
illegal questions, our findings support (MMI), which can be helpful in medical continue to discuss that information.
the need for standardizing interviewers’ school and residency selection.22 Set
training on the federal and state laws questions could limit applicants’ exposure In summary, the prevalence of potentially
governing equal employment hiring to potentially illegal questions; however, illegal questions during residency interviews
practices. Programs may not be aware these models have their own drawbacks. is high. Among respondents to our survey
that some interviewers are asking these Hopson et al23 described a study using (including late respondents), women were
questions, and interviewers may not be 71 interns as surrogates for residency more likely than men to receive questions
aware of the risk they are taking in asking applicants and noted a correlation about gender, marital status, and family
them or of the harmful consequences that between MMI scores and clerkship planning. Applicants to surgical specialties
may occur. Certain questions, if asked, are grades. Yet, the authors also noted less were more likely to report being asked
at best inappropriate and may be illegal preference for MMI-style interviews. potentially illegal questions in all question
if asked disproportionally of one group Soares et al24 used a mixed traditional categories. Applicants often reported
compared with another or if applicants’ and MMI-style interview and found that discomfort at being asked such questions
responses influence ranking decisions. applicants vastly preferred the traditional and reported ranking a program lower as
Furthermore, asking these questions, interview over the MMI-style interviews. a result of a question. Educators should
regardless of legality, may violate a moral recognize that such questions have a
or ethical standard among medical Our study has some important limitations. negative impact on applicants and consider
educators. First, our response rate was 51%. The outreach to interviewers to provide
survey may be inherently biased, and our information regarding acceptable interview
Second, respondents to our survey from findings might overestimate the prevalence procedures. A formal interview code of
surgical specialties, particularly women, of potentially illegal interview questions conduct could address these issues within
were more likely to be asked potentially because those who identified such the difficult process of selecting future
illegal questions. This finding is very questions may have been more inclined medical practitioners.
concerning, especially with regard to to respond. However, even using the most
specialties in which women are still conservative estimate of nonrespondent Acknowledgments: The authors wish to thank Ms.
underrepresented, both in the workforce bias, assuming that all nonrespondents did Moira Edwards and Ms. Renee Overton of the
Association of American Medical Colleges and
and in training programs. Surgical not receive any potentially illegal questions, the Electronic Residency Application Service for
programs may consider educating we estimate that 30% of the entire pool of their invaluable help and Michael Ward, JD, for
interviewers to avoid inappropriate U.S. residency applicants (7,219/21,457) employment law opinions.
questioning, to reduce discomfort, reported that they had received a
and to avoid dissuading applicants, potentially illegal question. Prior analyses Funding/Support: None reported.
particularly women, from wanting to of nonrespondent bias have suggested Other disclosures: None reported.
join their program. However, as we have that late respondents share characteristics
demonstrated, gender differences in with nonrespondents.21 We compared Ethical approval: The Highland Hospital,
receiving potentially illegal questions early and late survey respondents and Alameda Health System (formerly Alameda
were not limited to surgical specialties. found no significant differences between County Medical Center) institutional review
board approved the survey instrument and study
Across all specialties, program directors the two groups with regard to receiving protocol prior to distribution.
could improve their recruiting and potentially illegal questions about age,
retention of applicants by clearly gender, family planning, ethnicity, religion, H.G. Hern Jr is vice chair for education, Department
delineating boundaries for interviewers, or sexual orientation. This suggests that of Emergency Medicine, Highland Hospital, Alameda
given that the residency interview process nonrespondents are exposed to potentially Health System, Oakland, California, and associate
clinical professor, Department of Emergency
is protected by both federal and state law illegal questions at a significant rate, similar Medicine, University of California, San Francisco,
as a formal job interview. to respondents. School of Medicine, San Francisco, California.
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C.P. Wills is residency director, Department of 11 California Government Code Section 19 Thurman RJ, Katz E, Carter W, et al.
Emergency Medicine, Highland Hospital, Alameda 7287.3(b)(1). Emergency medicine residency applicant
Health System, Oakland, California, and associate 12 U.S. Department of Labor. Discrimination perceptions of unethical recruiting
clinical professor, Department of Emergency against married women. 29 CFR. §1604.4. practices and illegal questioning in the
Medicine, University of California, San Francisco, 13 Phillips v. Martin Marietta Corp, 400 U.S. match. Acad Emerg Med. 2009;16:
School of Medicine, San Francisco, California. 542, 544 (1971). 550–557.
14 Association of American Medical 20 Hern HG Jr, Alter HJ, Wills CP, Snoey ER,
Colleges. 1990 Medical School Graduation Simon BC. How prevalent are potentially
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