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Research Proposal and Thesis. 24,2
Research Proposal and Thesis. 24,2
BHRIM/2021/95784
A research proposal submitted in partial fulfillment of the requirements for the award of the
degree of science in Health Records and Information Management in the School of Public Health
DECLARATION
This proposal is my original work and has not been presented for a degree in any other
University.
Signature: ……….
Date: ……….
CERTIFICATION
This proposal has been submitted for review with our approval as university supervisors.
DEFINITION OF TERMS
Appointment Scheduling - The process of booking and managing patient appointments in a
healthcare facility.
Missed Appointments - Booked appointments that patients fail to attend without notice.
Overbooking - Scheduling more appointment slots than available capacity to account for no-
shows.
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ACKNOWLEDGMENT
First and foremost, I would like to express my sincere gratitude to the Almighty God for the gift
of life, strength, knowledge, and ability to undertake this research study. I wish to acknowledge
my supervisor, Hillary Mutugi Muthii, for his immense support, guidance, and feedback
throughout the research process. His wisdom, patience, and commitment were invaluable in
developing the proposal. I could not have wished for a better mentor.
I am greatly indebted to the management of Mathari National Teaching and Referral Hospital for
permitting me to conduct the study at their facility. Special thanks go to the outpatient
department staff and administrators who provided important insights during the proposal
research.
I am also deeply grateful to the School of Public Health fraternity including lecturers, librarians,
and my classmates for contributing to my academic and professional growth. The progressive
learning environment nurtured my research skills and prepared me for this proposal
development. Thanks to my family and friends for their incredible support, prayers, and
encouraging words throughout the demanding research process. You kept me focused on the
goal.
Finally, I acknowledge the financial assistance from my family towards my tuition fees, this
enabled me to undertake the degree study and work on this proposal. I am truly honored by your
investment in my academic journey.
Table of Contents
DECLARATION.......................................................................................................................................2
CERTIFICATION.....................................................................................................................................2
ABBREVIATIONS AND ACRONYMS...................................................................................................3
DEFINITION OF TERMS........................................................................................................................4
ACKNOWLEDGMENT...........................................................................................................................5
Table of Contents.........................................................................................................................................6
LIST OF TABLES AND FIGURES.........................................................................................................8
ABSTRACT...............................................................................................................................................9
CHAPTER 1: INTRODUCTION...........................................................................................................10
1.1 Background to the Study...............................................................................................................10
1.2 Statement of the Problem..............................................................................................................11
1.3 Justification....................................................................................................................................12
1.4 Objectives.......................................................................................................................................12
1.5 Research Questions........................................................................................................................13
1.6 Significance....................................................................................................................................13
1.7 Delimitations..................................................................................................................................13
1.8 Limitations.....................................................................................................................................14
1.9 Assumptions...................................................................................................................................14
1.10 Conceptual Framework...............................................................................................................14
CHAPTER 2: LITERATURE REVIEW...............................................................................................15
2.1 Introduction...................................................................................................................................15
2.2 Appointment Scheduling Procedures...........................................................................................15
2.3 Causes of Failed Appointments.....................................................................................................16
2.4 Challenges in Appointment Scheduling.......................................................................................16
2.5 Strategies for Improving Appointment Scheduling.....................................................................17
2.6 Summary........................................................................................................................................17
CHAPTER 3: METHODOLOGY..........................................................................................................18
3.1 Research Design.............................................................................................................................18
3.2 Study Location...............................................................................................................................18
3.3 Study Population............................................................................................................................18
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ABSTRACT
Appointment scheduling is a crucial component of quality service delivery and operations in
healthcare facilities. However, many public hospitals in Kenya continue facing challenges related
to missed appointments, long waiting times, and overall patient dissatisfaction. At Mathari
National Teaching and Referral Hospital, complaints persist about failed appointments, delays,
unclear booking protocols, and poor coordination despite investments in scheduling systems.
This indicates underlying deficiencies in the appointment scheduling procedures and systems at
the hospital that need evaluation. This study aims to assess the factors affecting the scheduling of
patients' appointments at Mathari National Hospital in Nairobi, Kenya. Adopting a mixed
methods approach, the study will utilize a descriptive cross-sectional survey with a sample of
384 outpatients selected through systematic random sampling. Quantitative data will be collected
using questionnaires. Qualitative data will be obtained from key informant interviews with 15
departmental heads and administrators purposively sampled. Quantitative data will be analyzed
using descriptive statistics including frequencies, percentages, means, and standard deviations.
Qualitative data will undergo thematic analysis. The findings will provide insights into
deficiencies within the appointment system at Mathari Hospital. Recommendations will inform
scheduling reforms to reduce failed appointments, waiting times, and backlogs, and improve
coordination across departments and overall service delivery. The study will benefit patients
through enhanced access to specialized care at the premier mental health facility in Kenya.
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CHAPTER 1: INTRODUCTION
This chapter provides background information and an overview of the research study. It
introduces the study's focus on evaluating appointment scheduling at Mathari National Teaching
and Referral Hospital in Kenya. The chapter highlights persistent challenges the hospital faces
including increased failed appointments, long patient waits, and coordination issues between
departments. These deficiencies point to gaps in Mathari Hospital's appointment system that
require further investigation.
The chapter states the research problem, which is to assess the factors affecting patient
appointment scheduling at Mathari Hospital. It justifies the need for the study given the lack of
prior in-depth analyses of Mathari's specific scheduling context. The study's objectives are
outlined, which are to examine the booking procedures, causes of failed appointments,
coordination challenges, and potential improvements. Four corresponding research questions are
presented.
Additionally, it also covers the study's significance, delimitations to outpatients, and limitations
including response bias. Key assumptions are noted. Overall, the chapter effectively introduces
the research focus, rationale, aims, and parameters as a foundation for the ensuing study. It
provides helpful background and context for readers on the research gaps this study seeks to
address regarding appointment scheduling at Mathari Hospital in Kenya.
In Kenya, public hospitals have relatively high patient volumes that require robust appointment
scheduling to streamline operations. However, studies indicate that many public facilities still
face significant challenges in their appointment scheduling processes, leading to failed bookings,
long queues, overbooking of slots, and patient dissatisfaction.
Mathari National Teaching and Referral Hospital provides specialized mental health services and
training for patients across Kenya (Kumar et al., 2022). The hospital serves over 700 outpatients
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daily across specialized clinics including psychiatry, psychology, occupational therapy, and
pediatric neurology.
Despite efforts to optimize scheduling through hospital information systems, the hospital
continues facing appointment challenges like increased failed appointments, long patient waiting
times exceeding 4 hours in some cases, miscommunication between departments, and overall
patient dissatisfaction. This indicates gaps in the appointment scheduling system that need
evaluation.
This study aims to assess the factors affecting appointment scheduling at Mathari Hospital
including booking procedures, causes of failed appointments, scheduling challenges, and
potential improvement strategies (Stern et al., 2021). The findings will help formulate
recommendations to enhance the hospital's appointment scheduling system and service delivery.
In Kenya, congestion and delays due to poor appointment scheduling continue hindering service
delivery and patient satisfaction nationally. A study across 10 county hospitals found average
waiting times of over 3 hours and failed appointment rates up to 22%. Deficiencies in booking
procedures, clinic management, patient communication and IT systems contribute to these
appointment failures.
At Mathari National Teaching and Referral Hospital, which provides critical mental healthcare,
the appointment scheduling challenges mirror national trends but require focused study. Mathari
Hospital serves over 700 outpatients daily across psychiatry, psychology and other key clinics.
However, the hospital has experienced increased failed appointments from 15% to 25% monthly
between 2018-2020 alongside longer average waiting times rising from 2 to 4 hours.
Additionally, overbooking, coordination issues between departments, and low patient satisfaction
plague Mathari's appointment system.
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1.3 Justification
Prior studies have examined appointment scheduling systems in Kenyan hospitals broadly.
However, few have focused on the specific factors influencing scheduling at Mathari Hospital.
This study will provide an in-depth investigation into the booking procedures, causes of failed
appointments, coordination challenges, and potential improvement strategies based on the
hospital's unique context.
The findings will help hospital administrators and department heads design targeted interventions
to solve the appointment scheduling inefficiencies. Enhancing the scheduling system will
improve departmental coordination, reduce patient waiting times, decrease failed appointments,
and promote optimal resource utilization and service delivery at Mathari Hospital. Consequently,
the scheduling deficiencies that lower patient satisfaction with the hospital will be addressed.
Therefore, an in-depth assessment of the appointment scheduling factors at Mathari Hospital is
justified to inform reforms that will improve efficiency and health outcomes. The study will also
add to existing literature on managing hospital appointment systems in low-resource settings.
1.4 Objectives
The general Objective is to assess the factors affecting the scheduling of patients' appointments
at Mathari National Hospital.
Specific Objectives
Mathari Hospital.
Hospital?
1.6 Significance
The findings will reveal deficiencies in the appointment scheduling system at Mathari Hospital
based on procedures, failed bookings, coordination, and proposed solutions. The hospital
management can use these to reform scheduling and coordination mechanisms between the
outpatient department, medical records, laboratories, and pharmacies.
Effective scheduling will help reduce patient waiting times, missed appointments, and
departmental backlogs. Consequently, the quality and efficiency of services offered at Mathari
Hospital will improve. Patients also benefit from enhanced access to specialized care at the
facility.
The recommendations can be adapted by other public hospitals in Kenya experiencing similar
appointment scheduling challenges. The study also contributes empirical knowledge on
optimizing hospital appointment systems in limited-resource settings.
1.7 Delimitations
The study will focus on the outpatient department at Mathari National Hospital. It will involve
patients attending outpatient clinics only. The inpatient wards and other units like radiology and
physiotherapy will be excluded.
1.8 Limitations
The collection of data using questionnaires and interviews may introduce response bias from
participants. The tools will be validated through piloting and expert review to minimize this.
Recall bias is another potential limitation where respondents may not accurately remember past
experiences.
1.9 Assumptions
The respondents are assumed to provide honest and accurate responses regarding their
experiences and perceptions of the appointment scheduling system. It is also assumed that the
sample will adequately represent the target population.
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Availability of resources
Healthcare professional
Technological infrastructure
Appointment system
effectiveness
Patient factors Waiting time
Appointments adherence
Patients’ preferences Patient satisfaction
Transport challenges
Socio-economic factors
Communication
Breakdown
Lack of coordination between
department
Limited patient access to
information
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scheduling in healthcare settings. The section critically analyzes previous studies on booking
strategies. The review provides context and background on the appointment scheduling factors
Several appointment scheduling methods and models have been developed and implemented in
various healthcare contexts. Some common methods include fixed interval scheduling models
where patients are booked at standardized hourly or half-hourly slots due to the approach's
simplicity (Gupta, & Denton, 2008). For instance, a clinic may schedule all patients at every 1
hour from 8 AM to 5 PM daily. However, fixed scheduling is associated with limitations like idle
provider time and patient backlogs when appointments take less time than allotted.
Other more advanced scheduling models include the Bailey-Welch rule which aims to reduce
provider idle time by scheduling successive appointments based on expected service duration.
The rule matches projected service times to booking intervals to optimize schedules. Additional
models like open access and advanced access scheduling have also emerged to improve
flexibility and access by adjusting availability based on fluctuating patient demand.
In the Kenyan context, studies have found that public hospitals still rely heavily on fixed interval
scheduling models due to their straightforwardness. However, efforts are being made to enhance
flexibility and responsiveness using hospital information systems for certain facilities. More
research is still needed on utilizing optimized scheduling models in Kenya's public hospitals.
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Existing studies have cited forgetting appointments as one of the primary causes of failures,
resulting from inadequate reminders to patients. Patients get distracted from honoring scheduled
bookings when they do not receive effective reminders prior (Etikan et al., 2016). Appointment
times clashing or conflicting with other personal commitments also frequently lead to last-minute
cancellations or no-shows.
Lack of adequate transport or high transport costs may also hinder patients from showing up,
particularly in low-income regions. Additionally, patients' perceived improvement in health
status and feeling better often reduces their motivation to follow up, causing missed bookings.
Negative experiences during prior visits further lower intentions to return, contributing to
failures.
Studies also indicate that miscommunication and lack of coordination between different hospital
departments undermines integrated scheduling across facilities. For instance, poor coordination
between laboratories and clinics leads to delays in testing that disrupt appointment workflows.
Moreover, scheduling systems that rely on inaccurate demand forecasting and suboptimal
booking rules often result in overbooking or underutilization of capacity. Understaffing and
improper scheduling protocols exacerbated by a lack of staff training further hampers scheduling
efficiency.
In the Kenyan context, several studies have attributed appointment scheduling deficiencies in
public hospitals to continued reliance on paper-based systems, understaffing, and lack of
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Automating the scheduling process using electronic health information systems has also been
cited as crucial for promoting efficiency. Integrated health IT systems reduce paperwork, manual
errors, and delays associated with paper records and provide real-time data to optimize booking
(Anand et al., 2019). Investing in scheduling module upgrades and infrastructure is vital.
Providing pre-appointment reminders through SMS, calls and letters has been found effective in
decreasing failed appointment rates. Staff training on scheduling protocols and technologies
similarly bolsters booking success. Audits help assess gaps.
2.6 Summary
This chapter has provided an extensive review of existing literature on appointment scheduling
factors including procedures, failures, challenges, and solutions. Key gaps identified include
limited context-specific studies on drivers of scheduling effectiveness in Kenya's public
hospitals. This study aims to address this gap by investigating the predictors of successful
booking at Mathari Hospital. The next chapter outlines the methodology adopted for the study.
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CHAPTER 3: METHODOLOGY
3.1 Research Design
This study will adopt a descriptive cross-sectional study design that allows the researcher to
describe the phenomena in its nature but does not draw inferences. According to Kothari (2004),
research design refers to the out-line that enables the researcher to smoothly carry out the
difference research operations. It therefore lead to effective production of maximum data with
minimum expenses in terms of time and finances. Bryman and Bell (2017) affirmed that
descriptive study design strive to gather data that describe the existing phenomenon through
questions relating to attitudes and perceptions of the individuals concerned.
It involves collecting data that describes the happenings and later on categorization, tabulation,
presentation and then description of the information. Since the study is to determine the
influence of health records on the quality of health services delivery in Embu County, descriptive
study design was the most appropriate for this study.
1. Outpatients attending mental health clinics at the Mathari Hospital outpatient department. An
estimated 400 patients visit the outpatient facility daily (Mathari Hospital, 2018). This group
experiences the appointment scheduling procedures firsthand.
2. The health records and information department personnel responsible for coordinating
appointment scheduling across departments at the hospital. The departmental heads will also
be included in the study. There are 8 key departmental heads and hospital administrators
directly engaged in scheduling as per the hospital's organization chart.
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n = N/(1+N(e)2)
Where:
n = Sample size
N = Study population
e = Precision level
With a population of approximately 400 daily outpatients and a precision of , the sample size is:
n = 400/ (1+400(0.03)2)
n = 294
Therefore, the patient sample will comprise 294 individuals selected through systematic random
- The questionnaire can include questions about the booking procedures patients experience
when scheduling appointments, allowing for the identification of the specific processes used.
- Open-ended questions can gather patients' perspectives on the causes of failed appointments
from their point of view, providing insights into the contributing factors.
- While the questionnaire may not directly address interdepartmental coordination challenges,
patients' experiences and perceptions of the appointment scheduling process could reveal
potential coordination issues.
4. To establish the causes of long patient waiting times when scheduling appointments at Mathari
Hospital:
- Questions about perceived challenges and open-ended feedback from patients can shed light
on factors contributing to long waiting times during the appointment scheduling process.
- Open-ended questions can gather patients' recommendations and suggestions for improving
the appointment scheduling process, potentially providing insights into strategies to reduce failed
appointments (Jensen & Laurie, 2016).
3.7.2 Reliability
Test-retest methods will evaluate the reliability of the tools where they will be administered
twice to the pilot sample. Pearson correlation values above 0.7 will indicate acceptable
reliability. For the qualitative tool, two researchers will independently code the pilot data and
In-person administration: The research team can approach patients at the hospital
premises, such as in waiting areas or after their appointments, and request them to
complete the questionnaire on the spot. This method allows for immediate data collection
and ensures a higher response rate, as the researchers can explain the purpose of the study
and address any queries from the participants.
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Qualitative data will undergo thematic analysis where responses are grouped into major themes.
Relevant quotes will also be identified. Data will be triangulated to reconcile the quantitative and
qualitative findings.
excluding personal identifiers during data collection, storage, and publication. The collected data
will also be safely stored in password-protected devices and encrypted platforms.
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APPENDICES
I. Questionnaire
Section 1: Demographic Information
Gender:
a) Male
b) Female
a) Forgot scheduled date b) Transport challenges c) Time clash with other commitments d) Felt
In your opinion, what are the main challenges with appointment scheduling at this facility?
a) Long waiting times b) Failed appointments c) Few slots d) Unclear booking process e) Other
(specify)
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a) More booking options e.g. online b) Reminders for appointments c) More booking staff
ii. What booking procedures are used for outpatient department appointments?
iii. What is the average lead time between booking an appointment and the appointment
date?
iv. How many appointment slots are available per clinic per day on average?
v. What is the approximate failed appointment rate for your department? What factors do
vi. What challenges have you experienced with coordination of appointment scheduling
vii. In your opinion, what are the main bottlenecks or issues with the current appointment
scheduling system?
viii. What strategies would you recommend the hospital adopt to improve appointment
scheduling?
ix. Any other comments or thoughts on enhancing appointment scheduling at the facility?
III. Budget
Item Cost (Ksh)
Contingency 10,000
Total 110,000
Table 3.2
v. Data collection.
V. Map
Figure 1.1
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REFERENCES
Anand, V., Yang, K., & Zheng, C. (2019). Automated patient appointment scheduling. Journal of
https://doi.org/10.1080/01605682.2018.1505463
Bosch, R., & Rendon, A. (2012). Managing appointment scheduling. Patient flow: Reducing
Drewek, R., Mirea, L., & Adelson, P. (2017). Lead time reduction utilizing lean tools applied to
healthcare: The inpatient phlebotomy process. The Quality Management Journal, 24(1),
42-55. https://doi.org/10.1080/10686967.2017.11918508
Etikan, I., Musa, S. A., & Alkassim, R. S. (2016). Comparison of convenience sampling and
purposive sampling. American Journal of Theoretical and Applied Statistics, 5(1), 1-4.
https://doi.org/10.11648/j.ajtas.20160501.11
Gupta, D., & Denton, B. (2008). Appointment scheduling in health care: Challenges and
https://doi.org/10.1080/07408170801977686
Jensen, B. B., & Laurie, C. (2016). Doing real research: A practical guide to social research.
Sage.
Kihuba, E., Gathara, D., Mwinga, S., Mulaku, M., Kosgei, R., Mogoa, W., ... & English, M.
https://doi.org/10.3402/gha.v7.24859
Kumar, M., Macharia, P., Nyongesa, V., Kathono, J., Yator, O., Mwaniga, S., McKay, M.,
Huang, K. Y., Shidhaye, R., Njuguna, S., & Saxena, S. (2022). Human-centered design
exploration with Kenyan health workers on proposed digital mental health screening and
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Stern, S., Bhat, R., & Roth, S. (2021, May 1). Opioid Use Disorder and Education and MAT
https://scholarshare.temple.edu/handle/20.500.12613/6594