Regtech Business Cases - Deloitte

RegTech
Business Cases 2023

Explore the tangible value
of RegTech solutions
JUNE 2023
RegTech Business Cases 2023
Content
introduc tion
r e g u l at o r y r e p o r t i n g
risk management
iden t i t y m a n agemen t & con t rol
compliance
tr ansac tion monitoring
deloit te regtech a ssets
c o n ta c t s
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Explore the mission-critical solutions

orbiting the RegTech space
When we began exploring the RegTech Universe launch. Using large language models and needs are set to thrive in this brave new world,
in 2017, we predicted that demand would go reinforcement learning techniques, the chatbot while those that turn their backs risk becoming
stratospheric, fueled by rocketing compliance not only holds realistic conversations but also obsolete.
challenges and technological development. answers complex questions, composes poetry
and debugs code. However, it has raised serious On this note, we introduce the 2023 RegTech
Since then, the adoption of RegTech solutions ethical and data protection concerns, with report, featuring around 100 RegTechs
has soared. While fast-moving regulations and tech leaders signing an open letter in March delivering solutions for regulatory reporting,
technologies remain key drivers, the tech boom 2023 to pause AI development and expedite its risk management, identity management,
is also revolutionizing all economic actors across governance. compliance and transaction monitoring. Several
the board. This transformation is catalyzed RegTechs have also shared their points of view
by the digitalization of human interactions, This raises the dilemma for compliance on the industry and where it is headed.
including social media and web3 technologies, departments and regulatory entities—should
giving rise to new applications and regulations. we embrace AI or oppose it? We hope this report will help you find the right
spaceship to take your business to the next
The technology leading this evolution is artificial At Deloitte, we believe the progress of AI and galaxy.
intelligence (AI), which has made massive strides other cutting-edge technologies will only
in analyzing large volumes of data in near real- accelerate, with AI already being built into the
FRANÇOIS-KIM HUGÉ PATRICK LAURENT
time to help humans expand their skill sets and most common work applications. Consequently, Partner Partner
make more informed decisions, amongst other many regulations in this area are in the works, RegTech Leader Innovation Leader
breakthroughs. including the EU’s recent proposal for far-
reaching AI legislation. Companies that adapt
For example, the AI chatbot ChatGPT has to this technological revolution and leverage
attracted sensationalist headlines since its RegTech to manage their mounting compliance
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Reading guide
The solutions are divided into c at egory
5 categories
- Regulatory reporting
company
- Risk management
area of expertise Area of expertise
- Identity management & control
RegTech solutions often
- Compliance
specialize in one or more
- Transaction monitoring solution
industries. These sectors are
listed here.
Benefits benefits
When implementing RegTech solutions,

companies can benefit from quantifiable technology Technology
savings, whether a reduction in time/ The advanced technologies
workload or costs. outcomes leveraged by the solution are
indicated here.
Outcomes
Benefits can result in specific outcomes.
The most common among RegTech
solutions are listed here.
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Want to know more about them?

List of data points available for more than 100+ RegTechs
Company information Product/service offering (for each product/service of the company)
Company profile Financials Solution profile Market positioning Technology
• Trading and legal name • Revenues • Name of the solution • Launch date • On premise vs. cloud
• Founding date • Free cash flow • Predecessor • Target industry • Integration features
• Number of employees • Average total assets over the • Target function • Customization possibility
• Category past 2 years Value proposition • Number of existing clients • Underlying technologies
• Website • Cash and marketable securities • Target country scope
• Twitter handle • Operating income • Features • Competitors
• Contact person • Debt • Benefits • Awards Data available upon request.
• Headquarter address • EBITDA • Competitive advantage • Target laws/regulations Please contact us.
• Branches • CAPEX • Time/cost saving potential • Languages
• Business purpose • Interest expenses • Satisfaction survey frequency • Licensing model
• Number of paying clients • Future features • Delivery model luregtech@deloitte.lu
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Our service offering

Our RegTech expertise and assets can be used
in the context of various engagements
REGTECH MARKET STUDY REGTECH IMPLEMENTATION
Gain a better understanding of the RegTech Improve existing processes by deploying RegTech
market and current trends solutions strategically across the organization
Can be
part of
REGTECH SCOUTING REGTECH M&A ADVISORY
Identify relevant RegTech companies in line Identify the right RegTech deal, execute it
with the organisation’s strategic objectives and successfully and deliver the expected returns
specific search criteria
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01
risk management
Regulatory iden t i t y m a n agemen t & con t rol
Reporting compliance
Enable automated data distribution and

regulatory reporting through big data
analytics, real time reporting and cloud.
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Compliance
point of view
TRAction
QUES TION _ 01 QUES TION _ 02
Let’s start with a brief introduction—what can you What are the concrete challenges/use cases
tell us about TRAction and your RegTech offering? that your solution addresses?
risk management
Many firms assist with trade and transaction reporting; some The common reporting regulations, EMIR, MiFIR and SFTR, have
provide data extraction and conversion software, some offer their own rigid file formats and validation rules. TRAction allows
consultancy services on reporting regulations, and others act clients to submit data in their native format from their trading
as agents reporting trades. platform, back office or OMS. We then enrich and transform the
data to meet regulators’ requirements without burdening our
TRAction is different—not just a software provider, consulting firm clients. compliance
or reporting agent. Our complete end-to-end solution not only
assists organizations with all aspects of regulatory reporting, but
also saves costs. tr ansac tion monitoring
TRAction only charges organizations for their transaction

reporting, with no additional fees for software, setup or the
guidance we provide.
1 / 2
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Compliance
point of view
TRAction
QUESTION_03 QUESTION_04
What specific technology do you rely on? Why do you think this is the right time to
How important is it for your solution? implement your services?
risk management
Amazon Web Services (AWS), because keeping everything in “If it ain’t broke, don’t fix it” is a common saying in the back
the cloud enhances security and provides scalability for our offices of financial markets firms. We find the best time to
rapid growth. SQL databases, because we often process up implement our system is when clients have new regulatory
to 10 million trades per day and need a robust database with requirements, like the EMIR-refit that is due in 2024.
massive storage capabilities.
compliance
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R egul atory R e p or t ing
compan y
Artius Global area of expertise
• Financial services
solution benefits technology
Artius Global time saving potential

Application Program Interface (API) ●
Shareholding Disclosure 11-30% r e g u l at o r y r e p o r t i n g
Big data and analytics ●
The Artius Global Shareholding
Disclosure solution allows financial cos t saving potential Blockchain ○
organizations to automate their risk management
shareholding disclosure process from 11-30% Cloud computing ●

end to end, allowing them to quickly
rectify issues by consolidating, validating
Robotics ○
and calculating data across the entire outcomes Smart contracts ○
organization. The solution digitalizes the
regulatory rules across 100+ jurisdictions, Process enhancement ● Voice and text recognition ○
compliance
automatically notifying institutions of
the need to disclose and auto-filling the Process acceleration ●
multiple mandatory forms/templates
required by the respective jurisdictions. Process transformation ● tr ansac tion monitoring
Quality improvement ●
website
www.artiusglobal.com
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compan y
Blockpit area of expertise
• Retail
Blockpit API Suite time saving potential

>50% r e g u l at o r y r e p o r t i n g
Blockpit API Suite is a crypto tax app
that connects exchanges and wallets,
automatically classifying transactions cos t saving potential Blockchain ●
according to country-specific laws. risk management
It generates tax reports as a PDF >50% Cloud computing ○
in minutes, giving users the exact
contribution to report to the tax office.
Robotics ○
The solution also allows multi-shore
tax calculation frameworks and report
outcomes Smart contracts ○
generation. Process enhancement ● Voice and text recognition ○
compliance
Process acceleration ●
Process transformation ● tr ansac tion monitoring
website
www.blockpit.io
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compan y
CG3-1 Regulatory area of expertise
Capital
15c3-1 time saving potential

Application Program Interface (API) ○
15c3-1 is a regulatory capital compliance
solution that allows fast, easy calculations
with transparent reporting of capital cos t saving potential Blockchain ○
charges on qualified stock baskets risk management
(risk-based haircuts); capital charges for >50% Cloud computing ○
US government bonds (debt securities
haircut); and deficits, excesses and
Robotics ○
deductions for repurchase agreements
and reverse repurchase agreements
(repurchase agreements deductions). Process enhancement ● Voice and text recognition ○
compliance
Process transformation ○ tr ansac tion monitoring
website
www.cg3-1.com
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compan y
Control Now area of expertise
TR Accuracy time saving potential

TR Accuracy collects data reported to
regulators or vendors and executes
validations to assess the reported cos t saving potential Blockchain ○
information’s accuracy. The solution risk management
references market data and provides the >50% Cloud computing ○
reporting firm with a report highlighting
any relevant inaccuracies. It can ingest
Robotics ○
any reporting data format and run over
5,000 business-specific validations.
Process enhancement ● Voice and text recognition ○
compliance
website
www.control-now.com
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compan y
CRT area of expertise
IFSS time saving potential

31-50% r e g u l at o r y r e p o r t i n g
IFSS (Integrated Financial Supervisory
System) provides organizations with an
Big data and analytics ○
identity and access management facility, cos t saving potential Blockchain ○
an API endpoint for report submission risk management
and processing, Report Template 11-30% Cloud computing ○
Manager for creating new reports, and
a submission portal for human2human
Robotics ○
interaction. outcomes Smart contracts ○
compliance
Process acceleration ○
website
www.crt.hr
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compan y
Dash Regulatory area of expertise
Technologies
DASH 360R time saving potential

DASH 360R is a comprehensive, hosted
regulatory reporting portal, delivering
a sophisticated suite of solutions to cos t saving potential Blockchain ○
simplify the ever-changing compliance risk management
landscape. Organizations can quickly 11-30% Cloud computing ○
generate reports and streamline audit,
back office, and reconciliation efforts
Robotics ○
through a single platform to fulfill their
regulatory capital and compliance
requirements, including risk-based Process enhancement ● Voice and text recognition ○
haircuts, fixed-income haircuts, financial compliance
reporting, and more. Process acceleration ●
website
www.dashregtech.com
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compan y
DeltaconX area of expertise
DeltaconX time saving potential

DeltaconX is a unique regulatory, state-
of-the-art platform offering enhanced
multi-regulatory capabilities in exception cos t saving potential Blockchain ○
management, data management, and risk management
reconciliation management on declared >50% Cloud computing ●
transactions. Users can retrieve all
reports and records for supported
Robotics ○
regulations, including the entire history
and lifecycle events. The fully flexible
platform accepts declarations in XML, Process enhancement ● Voice and text recognition ○
CSV and Excel, and data via API, SFTP, compliance
manual upload, or even manual data Process acceleration ●
entry.
website
www.deltaconx.com
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compan y
Fenion area of expertise
Fenion time saving potential

Fenion delivers regulatory managed
services to organizations, producing
complex regulatory data formats and cos t saving potential Blockchain ○
quantitative services and delivering fund risk management
data in all required formats. Invoicing is 31-50% Cloud computing ○
fully automated on the fund and/or client
level and only includes services provided
Robotics ○
to the client. outcomes Smart contracts ○
compliance
website
www.fenion.at
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compan y
Fintellix area of expertise
Fintellix time saving potential

Fintellix is a multi-country regulatory
reporting platform allowing organizations
to automate their complete data and cos t saving potential Blockchain ○
reporting workflows, enabling user risk management
collaboration and compliance oversight. 31-50% Cloud computing ●
The “low code” BCBS239 lined platform
follows the single extract multiple
Robotics ○
implementations approach, allowing
data reuse to meet multiple risk and
regulatory requirements. The intuitive Process enhancement ● Voice and text recognition ○
user interface empowers business compliance
users and reduces their dependency on Process acceleration ●
technology teams to manage ongoing
operations and changes. This operating Process transformation ● tr ansac tion monitoring
and database agnostic platform works
both on-cloud or on-premises. Quality improvement ●
website
www.fintellix.com
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compan y
Fundvis area of expertise
Fundvis Platform time saving potential

The Fundvis Platform allows
organizations to digitalize their
operational workflows, create custom cos t saving potential Blockchain ○
cooperative work environments, and add risk management
any relevant partner and stakeholder to 11-30% Cloud computing ●
their process management. Companies
can receive detailed reports with all
Robotics ○
relevant decisions, transactions and
involved users for each process, upload
their documents or templates in a safe Process enhancement ● Voice and text recognition ○
environment with real-time collaboration, compliance
and track document advancements and Process acceleration ●
team members’ contributions to stay
current. Process transformation ○ tr ansac tion monitoring
website
www.fundvis.org
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compan y
Kundesjekk area of expertise
Kundesjekk time saving potential

Kundesjekk is an effective, easy and
ready-to-use solution that simplifies
organizations’ AML, signatures and cos t saving potential Blockchain ○
control processes. It allows users to risk management
check private individuals against UN, EU 31-50% Cloud computing ●
and US sanctions lists by creating new
customer relationships.
Robotics ○
compliance
website
www.kundesjekk.no
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compan y
Novatus Advisory area of expertise
Novatus Transaction time saving potential

Reporting Analysis >50% r e g u l at o r y r e p o r t i n g
Novatus Transaction Reporting Analysis is
a cloud-based solution that gives leaders cos t saving potential Blockchain ○
greater control over meeting complex risk management
global regulatory reporting requirements, >50% Cloud computing ●

including MiFID II, EMIR, SFTR, and Dodd-
Frank. Interactive dashboards present
Robotics ●
results clearly, providing transparent outcomes Smart contracts ○
management information and precise
root cause analysis. The tool ensures Process enhancement ● Voice and text recognition ○
compliance
the high levels of accuracy necessary for
organizations to meet their ever-changing Process acceleration ●
risk and regulatory requirements.
website
www.novatusadvisory.com
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compan y
Objective area of expertise
• Healthcare
Corporation
Objective RegWorks time saving potential

Objective RegWorks is an end-to-end
regulatory software with low-code/
no-code automation that provides cos t saving potential Blockchain ○
organizations with best-practice risk management
regulatory workflows, powerful reporting 11-30% Cloud computing ○
dashboards, and risk-based decision-
making.
Robotics ○
compliance
website
www.objective.com.au
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compan y
Pincvision area of expertise
• Healthcare
• Manufacturing
• Retail
DEVI time saving potential

DEVI automates compliance processes
by converting data from organizations’
own system formats into the format cos t saving potential Blockchain ●
required by authorities, and checks for risk management
data completeness. If necessary, data is 11-30% Cloud computing ●
automatically enriched based on smart
business rules.
Robotics ○
Process enhancement ● Voice and text recognition ●
compliance
website
www.pincvision.com
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compan y
Qomply area of expertise
Qomply ReportAssure time saving potential

Qomply ReportAssure is a proprietary
assurance engine solution that allows
organizations to check every piece of cos t saving potential Blockchain ●
transaction report data for accuracy, risk management
and performs sophisticated matrix rules 31-50% Cloud computing ●
for accuracy, validity and timeliness. The
solution checks date inputted manually
Robotics ○
through the UI or through an API; detects
issues with both a firm’s input files and
the regulator’s MDP output files; analyzes Process enhancement ● Voice and text recognition ○
reports both before and after they are compliance
sent to the regulator; performs two-way Process acceleration ●
or three-way reconciliations; and verifies
that transactions sent from front- Process transformation ● tr ansac tion monitoring
office systems to the regulator match
transactions received by the regulator. Quality improvement ●
website
www.qomply.co.uk
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compan y
Regcentric area of expertise
Reg360 time saving potential

Reg360 is an out-of-the-box regulatory
taxonomy solution (data model,
validation rules, submission formats cos t saving potential Blockchain ○
and report forms) that is continuously risk management
updated to reflect the latest regulatory 31-50% Cloud computing ○
requirements. This solution integrates,
curates and quality controls enterprise
Robotics ○
data sets for regulatory reporting,
management reporting and enterprise
analytics. Process enhancement ● Voice and text recognition ○
compliance
website
www.regcentric.com
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compan y
Reporting Center area of expertise
Elite Reporting Platform time saving potential

Elite Reporting Platform is a flexible-by-
design solution that allows banks and
other financial institutions to accurately cos t saving potential Blockchain ○
automate their regulatory reporting. The risk management
solution covers data extraction, data >50% Cloud computing ○
parsing and algorithm computations,
and allows users to export reports in
Robotics ○
standard formats (including Excel, XBRL,
XML, CSV, and TXT) and drill down to the
lowest level of detail. Process enhancement ● Voice and text recognition ○
compliance
website
www.reportingcenter.eu
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compan y
Reportix area of expertise
Reportix CellStore time saving potential

Reportix CellStore is a no-code user
interface for defining extract, transform
and load (ETL) workflows for XBRL cos t saving potential Blockchain ○
reports, using a scalable Kubernetes- risk management
based platform to deploy and run these 31-50% Cloud computing ●
workflows. The solution supports any
target database system and processes
Robotics ○
almost all data formats, including Excel
and CSV files. The solution holds a full
XBRL software certification. Process enhancement ● Voice and text recognition ○
compliance
website
www.reportix.com
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compan y
Risklytics area of expertise
Risklytics time saving potential

Risklytics is a risk management software
for the factoring and leasing industry. It
digitizes risk management and controls cos t saving potential Blockchain ●
customers’ requirements, automating risk management
regular work such as reporting. The 11-30% Cloud computing ●
solution helps companies avoid copy-
and-paste errors, and generates alerts
Robotics ○
for omitted data transfers and alerts
to the management to limit violations.
outcomes Smart contracts ●
It offers a documentation/reporting Process enhancement ● Voice and text recognition ○
system, a risk inventory limit and early compliance
warning system, a dashboard, and risk- Process acceleration ●
bearing capacity calculation.
website
www.risklytics.de
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compan y
TRAction area of expertise
TRAction Trade time saving potential

Reporting >50% r e g u l at o r y r e p o r t i n g
TRAction Trade Reporting is a regulatory
solution that allows financial institutions cos t saving potential Blockchain ○
to extract, convert and enrich data. risk management
Organizations can manage their 31-50% Cloud computing ●

European obligations under EMIR, MiFIR/
MiFID II, SFTR and best execution rules;
Robotics ○
follow ASIC rules in Australia; and comply outcomes Smart contracts ○
with MAS reporting and best execution
requirements in Singapore. Process enhancement ● Voice and text recognition ○
compliance
website
www.tractionfintech.com
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compan y
Wecan Group area of expertise
Wecan Comply time saving potential

Wecan Comply is a compliance platform
that provides auditability, privacy,
smart storage and quality data for the cos t saving potential Blockchain ●
compliance and financial sector. The risk management
solution secures and simplifies external 31-50% Cloud computing ●
asset manager (EAM) compliance with
custodian banks by creating a standard
Robotics ○
and removing repetitive submissions,
while improving data quality for all
stakeholders. Process enhancement ○ Voice and text recognition ○
compliance
website
www.wecangroup.ch
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02
risk management
Risk iden t i t y m a n agemen t & con t rol
Management compliance
Detect compliance and regulatory risks,

assess risk exposure and anticipate
future threats.
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Risk Management
point of view
Linkurious
tell us about Linkurious and your RegTech offering? that your solution addresses?
risk management
Linkurious provides technical and non-technical users with Institutions often struggle to harness their data to understand
an intuitive solution allowing swift, precise detection and their clients’ contexts, identify fraud or money laundering rings,
investigation of even the most sophisticated financial crime and recognize sophisticated suspicious activities. Analysts
networks for optimal risk mitigation and protection. More must open dozens of tabs to identify everything directly and
than 3,000 investigators across Global 2000 companies, public indirectly related to a person and connect the dots between
organizations, governments, and NGOs use Linkurious to harness data points. Therefore, it is cumbersome, time-consuming and compliance
their complex connected data to uncover fraud and money sometimes even impossible to spot and analyze complex fraud
laundering schemes. and money laundering schemes that represent organizations’
biggest non-compliance risks and financial losses. tr ansac tion monitoring
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Risk Management
point of view
Linkurious
risk management
Linkurious relies on graph analytics and is compatible with Financial crime fighters struggle to keep up with savvy
the leading graph databases. We leverage graph analytics fraudsters and money launderers that slip through the cracks
in three ways: of current systems, while the cost of financial crime continues
to rise for financial institutions or governmental agencies. New
1. To detect complex patterns across billions of transactions that technologies like graph visualization, analytics, AI and machine
would go unnoticed with traditional approaches; learning have matured, offering a game-changing opportunity compliance
2. To consolidate multiple alerts of a particular entity into a single to supercharge organizations’ tech stack, increase their anti-
case, enabling analysts to prioritize cases and reducing the financial crime practice’s cost efficiency, and improve risk
alerts backlog and false positives/false negatives; and mitigation. tr ansac tion monitoring
3. To facilitate the visual understanding of a client, transaction and

alert’s context for faster and more informed decision-making.
2 / 2
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Risk Management
compan y
BCube Analytics area of expertise
• Healthcare
• Retail
RegStacker time saving potential

RegStacker is a client portal that enables
end-to-end workflows involving all
stakeholders, allowing organizations to cos t saving potential Blockchain ●
securely manage the delivery of audit, risk management
compliance and regulatory services. It 11-30% Cloud computing ●
also provides real-time reporting on
risk, compliance and audits to executive
Robotics ○
management. outcomes Smart contracts ○
compliance
website
www.bcubeanalytics.com
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Risk Management
compan y
Derivitec area of expertise
Derivitec Risk Portal time saving potential

Derivitec Risk Portal is an out-of-the-
box web platform solution that can
be integrated into organizations’ own cos t saving potential Blockchain ○
applications. Risk needs are covered risk management
from initial analysis to final attribution, >50% Cloud computing ●
providing complete transparency
across all stakeholders. It increases
Robotics ○
reporting coverage, API connectivity and
report sharing within and outside the
organization. Process enhancement ● Voice and text recognition ○
compliance
website
www.derivitec.com
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Risk Management
compan y
FundCalcs area of expertise
FundCalcs time saving potential

FundCalcs is a customized calculation
and process solution for the fund
industry with rapid deployment. Its off- cos t saving potential Blockchain ○
the-shelf, one-size-fits-all platform allows risk management
firms to avoid complex configuration 11-30% Cloud computing ●
and training requirements. The solution
covers different fund types, including
Robotics ○
hedge funds, mutual funds, fund of
funds, and private equity funds.
compliance
website
www.fundcalcs.com
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Risk Management
compan y
GeneriTrend area of expertise
• Healthcare
• Manufacturing
• Retail
GeneriTrend time saving potential

GeneriTrend is an extensive data analytic
platform backed by expert consulting
that formalizes and automates the cos t saving potential Blockchain ○
process of determining if a trademark is risk management
becoming—or has already become—a >50% Cloud computing ○
generic term. The solution automates
and formalizes the monitoring of
Robotics ○
trademark genericness, as well as
evidence if challenged as generic.
Process enhancement ○ Voice and text recognition ○
compliance
Quality improvement ○
website
www.generitrend.com
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Risk Management
compan y
Linkurious area of expertise
Linkurious Enterprise time saving potential

Linkurious offers an easy-to-use user
interface that enables organizations to
visually explore and analyze complex cos t saving potential Blockchain ○
networks helping to detect and risk management
investigate threats. It supports a range >50% Cloud computing ○
of graph databases, is compatible with
high security requirements and can be
Robotics ○
deployed on-premise or in the cloud. outcomes Smart contracts ○
compliance
website
www.linkurious.com
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Risk Management
compan y
Ncontracts area of expertise
Operational Risk time saving potential

Management Software >50% r e g u l at o r y r e p o r t i n g
Suite Big data and analytics ○
Operational Risk Management Software
cos t saving potential Blockchain ○
risk management
Suite is a group of solutions for managing
integrated vendors, risks, business
31-50% Cloud computing ●
continuity, compliance, internal audits, Robotics ○
and findings for US-based financial iden t i t y m a n agemen t & con t rol
institutions. The suite also offers vendor outcomes Smart contracts ○
management, risk assessment creation,
and policy development services. Process enhancement ○ Voice and text recognition ○
compliance
website
www.ncontracts.com
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Risk Management
compan y
Neterium area of expertise
Jetscan and Jetflow time saving potential

Jetscan and Jetflow are complementary
watchlist screening technology
solutions that are API-native. Jetscan cos t saving potential Blockchain ○
allows counterparty screening (e.g., for risk management
customer records), while Jetflow allows 31-50% Cloud computing ●
transaction screening (e.g., for payments).
Robotics ○
compliance
website
www.neterium.io
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Risk Management
compan y
Risklution area of expertise
• Healthcare
• Manufacturing
• Retail
Risklution time saving potential

Risklution is a software solution that
automatically takes care of risk inventory;
internal control systems (ICS); reporting cos t saving potential Blockchain ●
such as risk and compliance reports; loss risk management
database; case management; monitoring >50% Cloud computing ●
and notification systems; alarm chain;
delegated data collection; StaRUG; and
Robotics ○
sustainability risks/ESG. outcomes Smart contracts ○
compliance
website
www.risklution.de
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Risk Management
compan y
SAI360 area of expertise
• Healthcare
• Manufacturing
• Retail
SAI360 Integrated GRC time saving potential

SAI360 Integrated GRC is a software
solution that monitors, manages
and prevents disruption by offering cos t saving potential Blockchain ○
organizations a unified view of enterprise risk management
risk management, from risk and audit >50% Cloud computing ●
to compliance and ESG. The solution is
easy and quick to operationalize with
Robotics ○
preconfigured modules and a fast-start
implementation.
compliance
website
www.sai360.com
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Risk Management
compan y
Secuvy AI area of expertise
• Healthcare
• Retail
Secuvy Data Discovery time saving potential

& Classification 31-50% r e g u l at o r y r e p o r t i n g
Secuvy Data Discovery & Classification
allows companies to collect, organize and cos t saving potential Blockchain ○
build a live data catalog to handle privacy, risk management
security and governance requirements >50% Cloud computing ●

for various IT resources, including
databases, object stores and storage
Robotics ●
environments. Customers can view a outcomes Smart contracts ○
snapshot of all sensitive files, emails and
images, and automatically classify them Process enhancement ● Voice and text recognition ●
compliance
by category, type, operational purpose
and access or even custom sensitivity Process acceleration ●
labels.
website
www.secuvy.ai
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Risk Management
compan y
TrusTrace area of expertise
• Manufacturing
• Retail
Certified Material time saving potential

Compliance (CMC) 31-50% r e g u l at o r y r e p o r t i n g
CMC provides fashion brands with
complete, digital chain-of-custody cos t saving potential Blockchain ●
information at the product level, risk management
including all associated evidence to help >50% Cloud computing ●

them answer any regulatory questions
from customs, consumer authorities or
Robotics ○
other organizations. It fills evidence gaps outcomes Smart contracts ○
in certified material supply chains with AI
digitization and enables firms to back up Process enhancement ○ Voice and text recognition ●
compliance
their product claims faster.
website
www.trustrace.com
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Risk Management
compan y
VIGIL area of expertise
VIGIL time saving potential

VIGIL is an all-in-one solution offering
a range of modules, such as Process,
where organizations can map and cos t saving potential Blockchain ○
structure their knowledge into processes; risk management
Controls Manager, to link controls to 11-30% Cloud computing ○
processes; Internal Control, to develop
effective and transparent internal control;
Robotics ○
Internal Audit, to organize and centralize
internal audit missions; Compliance,
to organize and centralize compliance Process enhancement ● Voice and text recognition ○
and/or RC missions; Risk Management, compliance
to manage operational risks in a single Process acceleration ●
tool; GDPR, with 25 customizable data
processing sheets; and GAP and due Process transformation ● tr ansac tion monitoring
diligence, to create customized missions
in line with companies’ needs. Quality improvement ●
website
www.vigil-solutions.eu
BACK 45 NEXT
Risk Management
compan y
Workscope area of expertise
• Healthcare
Workscope time saving potential

Workscope is a platform solution that
allows organizations to automate file,
data and task mining; analyze and cos t saving potential Blockchain ○
visualize data; and create file lifecycle risk management
management and risk notification >50% Cloud computing ●
workflows, all in real-time.
Robotics ○
compliance
website
www.workscope.com
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03
risk management
Identity iden t i t y m a n agemen t & con t rol
Management compliance
& Control tr ansac tion monitoring
Facilitate counterparty due diligence and Know Your Customer

(KYC) procedures. AML and anti-fraud screening and detection.
BACK 47 NEXT
Identity Management & Control
point of view
Norbloc
tell us about Norbloc and your RegTech offering? that your solution addresses?
risk management
Norbloc is redefining how customer data is handled and shared by Our platforms directly address the two challenges of KYC today;
leveraging innovative technologies to solve financial institutions’ lack of digitization and lack of data portability.
KYC problems globally.
Sancus, a tailored digital orchestrator platform, digitizes
Norbloc’s platforms cover the entire KYC lifecycle, enabling and optimizes customer onboarding, KYC, KYB, AML and
individuals, financial institutions and licensing authorities to manage remediation. It synthesizes a variety of data sources and services compliance
and securely share verified KYC data within a secure ecosystem. around one zero-code workflow editor/orchestrator.
By putting customers in control of their data and ensuring a “single
version of truth” for each customer file, Norbloc improves customer Fides and Atlas, the decentralized data-sharing platforms, tr ansac tion monitoring
onboarding, increases data security and mitigates systemic risks. facilitate the secure sharing of validated KYC information across
an ecosystem of participating entities. They mutualize the
All our solutions comply with the fifth and sixth AML Directives burden of compliance and ensure a single version of truth
and GDPR. per customer file across institutions.
1 / 2
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point of view
Norbloc
risk management
Norbloc’s data-sharing modules leverage DLT, allowing We see two evolution waves in the RegTech space; digitization
financial institutions to handle and share private data in a and collaboration.
legally compliant way. iden t i t y m a n agemen t & con t rol
Digitization has gained significant ground, mainly driven by the
A distributed database abstraction layer and a distributed COVID-19 pandemic, with growth in remote onboarding and
key management system, both Norbloc IP, are coupled electronic ID verification.
with the blockchain/DLT ledger. This provides operational compliance
efficiencies and legal compliance, and DLT is only used as Once customer data has been digitized and verified, the next
metadata and pointer holder. step is to share it across institutions with the consent of its
owner, the customer. Norbloc platforms sit on the nexus of tr ansac tion monitoring
Our platforms’ IP and extensive production testing position digitization and regulated data portability, anticipating the next
Norbloc as an expert and leading innovator in this space. wave of RegTech evolution. And, that next wave is here.
2 / 2
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compan y
AsiaVerify area of expertise
• Healthcare
• Manufacturing
• Retail
AsiaVerify time saving potential

AsiaVerify offers APAC’s most
comprehensive and compliant ultimate
beneficial owner (UBO), KYB, and KYC cos t saving potential Blockchain ○
intelligence in one convenient, easy-to- risk management
use package. Users have real-time access >50% Cloud computing ○
to official data sources that are live, up-
to-date and translated into English. The
Robotics ○
UBO algorithm continuously searches for
cross-border shareholder information
through the various layers of company Process enhancement ● Voice and text recognition ○
ownership to identify a company’s UBO. compliance
website
www.asiaverify.com
BACK 50 NEXT
compan y
NewBanking area of expertise
Identity • Manufacturing
NewBanking Identity time saving potential

NewBanking Identity’s platform
provides a range of features to address
businesses’ critical challenges regarding cos t saving potential Blockchain ●
customer onboarding, compliance, risk management
security, and identity verification. Its main 31-50% Cloud computing ●
features include automated customer
onboarding; compliance checks;
Robotics ○
advanced security measures; advanced
identity verification; customizable
workflows; and comprehensive reporting. Process enhancement ● Voice and text recognition ○
compliance
website
www.newbanking.com
BACK 51 NEXT
compan y
norbloc area of expertise
Fides time saving potential

Fides is a KYC data-sharing ecosystem
using innovative and secure distributed
ledger and blockchain technologies to cos t saving potential Blockchain ●
improve data quality and streamline data risk management
verification. Customers share validated 31-50% Cloud computing ○
KYC data across institutions in the Fides
ecosystem, allowing banks to share the
Robotics ○
burden of validating and maintaining
KYC data.
compliance
website
www.norbloc.com
BACK 52 NEXT
compan y
Regula area of expertise
• Healthcare
Regula Document time saving potential

Reader SDK 31-50% r e g u l at o r y r e p o r t i n g
Regula Document Reader SDK is a
standalone software product that cos t saving potential Blockchain ○
enhances organizations’ ID verification risk management
processes from any source, including 31-50% Cloud computing ○

mobile, web and document reader.
The solution allows the fully automatic
Robotics ○
reading and verification of personal data outcomes Smart contracts ○
in passports, ID cards, driver’s licenses,
visas and other identity documents, Process enhancement ● Voice and text recognition ●
compliance
enabling comprehensive identity
verification while requiring limited action Process acceleration ●
from users.
website
www.regulaforensics.com
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compan y
Sedicii area of expertise
KYCexpert time saving potential

KYCexpert allows financial institutions
to operate as a network to securely
share client or transaction information cos t saving potential Blockchain ●
without disclosing underlying risk management
personal identifiable information (PII). 31-50% Cloud computing ○
Organizations can identify potentially
suspicious transactions and clients
Robotics ○
more accurately by pooling their risk
information, allowing a more effective
detection of criminal activity. In addition, Process enhancement ● Voice and text recognition ○
Sedicii has developed a specific compliance
application to eliminate a pervasive form Process acceleration ●
of fraud—authorized push payment
(APP) fraud. Process transformation ● tr ansac tion monitoring
website
www.sedicii.com
BACK 54 NEXT
compan y
Vital4 area of expertise
Vital4 time saving potential

Vital4’s corporate risk and compliance
solutions deliver up-to-date, high-quality
data to protect organizations against cos t saving potential Blockchain ○
financial crimes, terrorism, bribery and risk management
corruption, helping them save time 11-30% Cloud computing ●
and money while mitigating the risks
of third-party relationships. Users can
Robotics ●
screen and monitor employees and
third parties against thousands of global
financial sanctions, watch lists, PEPs, Process enhancement ● Voice and text recognition ○
and news and media sources. Vital4 compliance
delivers detailed data on individuals Process acceleration ●
and businesses worldwide, enabling
subscribers to perform simple, Process transformation ○ tr ansac tion monitoring
streamlined due diligence.
website
www.vital4.net
BACK 55 NEXT
04
risk management
Compliance iden t i t y m a n agemen t & con t rol
Real time monitoring and tracking compliance
of current state of compliance

and upcoming regulations. tr ansac tion monitoring
BACK 56 NEXT
Compliance
point of view
Fenergo
tell us about Fenergo and your RegTech offering? that your solution addresses?
risk management
Fenergo is the leading provider of client lifecycle management • Lengthy and frustrating client onboarding journeys;
(CLM) SaaS solutions, digitalizing how financial institutions, • Manual processes, siloed data and legacy tech preventing iden t i t y m a n agemen t & con t rol
asset management and FinTech firms onboard and manage single client overviews;
clients throughout the client lifecycle while providing regulatory
assurance. • Rising regulatory obligations and risk and reputational
damage from regulatory fines; compliance
Every client journey is digitalized, from initial client onboarding to • High cost to comply ; and
compliance, continuous monitoring and offboarding. • Negative client experiences leading to abandoned client
onboarding and an inability to expand the business with tr ansac tion monitoring
Our in-depth financial services and regulatory expertise and existing clients.
out-of-the-box rules engine future-proofs clients against evolving
ESG, KYC, AML, tax and prudential regulations across more than
120 jurisdictions.
1 / 2
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Compliance
point of view
Fenergo
What specific technology do you rely on? What’s next? How do you see the
How important is it for your solution? compliance area evolving?
risk management
We use AWS because it allows our clients to leverage the Digitization and automation will remain key strategic priorities to
ultimate SaaS technology solution for their unique business tackle economic volatility.
challenges. AWS enables us to create a secure and serverless
architecture leveraging API layers, containerized services and With ESG becoming mandatory in many jurisdictions, financial
native cloud data storage services. It also allows best practice institutions are prioritizing their ESG compliance. Smart
cloud security, governance, and compliance implementation organizations will explore automating data and processes and compliance
enabling frictionless application migration, build development consolidate their operating models.
and infrastructure migration to AWS at scale.
Further sanctions due to the Ukraine war and guidance for tr ansac tion monitoring
regulated entities will arise in 2023. Institutions must focus
on accounts and relationships with potential connections to
sanctioned entities and individuals, including PEPs.
2 / 2
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Compliance
compan y
6clicks area of expertise
• Healthcare
• Manufacturing
• Retail
6clicks time saving potential

6clicks is an AI-powered governance,
risk and compliance (GRC) platform and
marketplace solution. Its features include cos t saving potential Blockchain ○
risk management; audit and assessment; risk management
issues and incident management; policy >50% Cloud computing ●
and control management; risk news
and alerts; third-party compliance;
Robotics ○
asset management; custom registers;
vulnerability management; projects and
playbook automation; and a custom Process enhancement ● Voice and text recognition ○
report generator. compliance
website
www.6clicks.com
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Compliance
compan y
Aigine AB area of expertise
• Healthcare
• Manufacturing
• Retail
Aigine Control time saving potential

Aigine Control allows companies to
extract text from practically all data
sources, databases and file formats. cos t saving potential Blockchain ○
The solution’s large language model risk management
(LLM) is trained to identify direct and >50% Cloud computing ●
in-direct personal data according to
the GDPR, and assesses and classifies
Robotics ○
content according to Article 30 of the
GDPR (including type of personal data,
purpose, business process, legal basis, Process enhancement ● Voice and text recognition ●
and retention schedule). compliance
website
www.aigine.se
BACK 60 NEXT
Compliance
compan y
AML Partners area of expertise
• Healthcare
RegTech ONE time saving potential

RegTech ONE is a secure, flexible and
scalable platform with a fully dynamic
multi-dimensional risk engine, offering cos t saving potential Blockchain ○
organizations a one-stop, single-platform risk management
solution for KYC, AML monitoring 31-50% Cloud computing ○
and screening, case management, ID
verification, and more. Companies can
Robotics ○
reduce their technical debt by activating
different RegTech ONE modules.
compliance
website
www.amlpartners.com
BACK 61 NEXT
Compliance
compan y
Armadillo area of expertise
• Healthcare
• Manufacturing
• Retail
Armadillo time saving potential

No information available r e g u l at o r y r e p o r t i n g
Armadillo is a platform that provides
organizations with original registry
documents, corporate reports, and cos t saving potential Blockchain ○
PEPs and sanctions checks, as well as risk management
ID verification for know your customer No information available Cloud computing ○
(KYC), due diligence and enhanced due
diligence (EDD) through proprietary
Robotics ●
technological solutions. outcomes Smart contracts ○
compliance
website
www.armadillo.co.uk
BACK 62 NEXT
Compliance
compan y
BeCLM area of expertise
BeCLM time saving potential

BeCLM is an integrated solution that
provides several modules to help
organizations automate their AML, asset cos t saving potential Blockchain ●
freezes, sanctions and PEPs checks; KYC risk management
processes; requirements control; sales; 11-30% Cloud computing ●
and regulatory documentary base.
Robotics ○
compliance
website
www.beclm.com
BACK 63 NEXT
Compliance
compan y
BoardiGO area of expertise
• Healthcare
• Manufacturing
• Retail
BoardiGO time saving potential

BoardiGO is an all-in-one, easy-
to-implement solution with all the
features organizations need to perform cos t saving potential Blockchain ○
governance online. All governance risk management
services are grouped in one place, >50% Cloud computing ●
allowing companies to streamline and
simplify their governance management.
Robotics ○
compliance
website
www.boardigo.com
BACK 64 NEXT
Compliance
compan y
Carne Group area of expertise
Curator time saving potential

The Curator digital platform covers the
entire fund lifecycle for asset managers
and management companies, including cos t saving potential Blockchain ○
product masterview, risk, oversight, risk management
reporting, due diligence and global >50% Cloud computing ○
registrations. By leveraging industry-
leading technology and a risk-driven
Robotics ○
platform, organizations can choose from
a wide array of tried and tested solutions
to increase their efficiency and cost- Process enhancement ● Voice and text recognition ○
effectiveness. compliance
website
www.carnegroup.com
BACK 65 NEXT
Compliance
compan y
Cascade area of expertise
Cascade time saving potential

Cascade is a platform that allows
organizations to digitalize their AML/
KYC procedures and adopt a complete cos t saving potential Blockchain ○
risk-based approach, offering integrated risk management
daily name, PEPs, sanctions and >50% Cloud computing ●
adverse media screening. Through a
central dashboard, users are given a
Robotics ○
live overview of the AML status of each
client file, and can view alerts on next risk
reviews and monitor missing documents Process enhancement ● Voice and text recognition ○
and ID expiration dates. compliance
website
www.cascade.lu
BACK 66 NEXT
Compliance
compan y
Clausematch area of expertise
Policy Portal time saving potential

The Policy Portal is an all-in-one
platform that allows real-time workflows,
collaboration, and communication. It cos t saving potential Blockchain ○
creates a precise, paragraphed audit trail risk management
of who did what and when, benefiting 31-50% Cloud computing ●
personal accountability. Compared to
similar solutions built around Word and
Robotics ○
PDF documents, it can map content on
a paragraph-to-paragraph (P2P) level and
then apply machine learning algorithms Process enhancement ● Voice and text recognition ○
on top. compliance
website
www.clausematch.com
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Compliance
compan y
Compliance area of expertise
Solutions • Healthcare
• Manufacturing
• Retail
MCS Compliance time saving potential

Platform >50% r e g u l at o r y r e p o r t i n g
The MCS Compliance Platform provides
organizations with a centralized solution cos t saving potential Blockchain ○
to handle all their compliance tasks. It risk management
offers more than 20 systems, including >50% Cloud computing ●

supply chain compliance; business
partner compliance; whistleblowing;
Robotics ○
compliance risk management; gifts and outcomes Smart contracts ●
hospitality management; a competitor
contact register; and M&A due diligence. Process enhancement ● Voice and text recognition ●
compliance
website
www.compliancesolutions.com
BACK 68 NEXT
Compliance
compan y
Corlytics area of expertise
Corlytics Regulatory time saving potential

Monitoring Platform 31-50% r e g u l at o r y r e p o r t i n g
Corlytics’ Regulatory Monitoring Platform
includes a taxonomy mapping and a cos t saving potential Blockchain ○
regulation library. It allows organizations risk management
to perform regulatory monitoring, 31-50% Cloud computing ●

regulatory risk analytics, and compliance
policy management.
Robotics ●
Process enhancement ○ Voice and text recognition ●
compliance
website
www.corlytics.com
BACK 69 NEXT
Compliance
compan y
Credas area of expertise
Credas time saving potential

Credas is an ID verification solution that
allows companies to streamline their
onboarding process through market- cos t saving potential Blockchain ○
leading technologies, revolutionizing risk management
their compliance and due diligence >50% Cloud computing ●
management. It includes biometrics
and document verification; PEPs and
Robotics ○
sanctions screening and monitoring;
open banking financial insights;
customizable data capture forms; Process enhancement ● Voice and text recognition ○
and eSign. compliance
website
www.credas.com
BACK 70 NEXT
Compliance
compan y
Cynopsis area of expertise
Ares/Artemis/Athena time saving potential

Ares is a digital onboarding platform
that provides non-face-to-face know-
your-customer (KYC) processes, allowing cos t saving potential Blockchain ○
organizations to conduct e-KYC in a way risk management
that integrates effortlessly with their 31-50% Cloud computing ●
own systems. Artemis is a unique KYC
automation tool specifically designed
Robotics ○
to meet the regulatory requirements
of small-and-medium-sized financial
institutions, professional services Process enhancement ● Voice and text recognition ○
providers, and FinTech startups. compliance
Athena automates the post-transaction Process acceleration ●
monitoring obligations of regulated
financial institutions to combat money Process transformation ○ tr ansac tion monitoring
laundering and terrorism financing
activities. Quality improvement ●
website
www.cynopsis-solutions.com
BACK 71 NEXT
Compliance
compan y
Dilisense area of expertise
Dilisense time saving potential

Dilisense is an easy-to-integrate API
solution that allows clients to download
the complete database (e.g. sanction, PEP, cos t saving potential Blockchain ○
criminal watchlist etc.) to run coverage risk management
analytics. It helps organizations perform >50% Cloud computing ●
sanction checks and PEP screenings by
accessing a myriad of official government
Robotics ○
sources from around the globe. outcomes Smart contracts ○
compliance
website
www.dilisense.com
BACK 72 NEXT
Compliance
compan y
DRINKS area of expertise
• Non financial services
DRINKS time saving potential

DRINKS is a real-time Wine as a Service
(WaaS) platform enabling licensed and
unlicensed businesses to bring beverage cos t saving potential Blockchain ○
alcohol to consumers. It is also a tax risk management
and compliance solution that allows >50% Cloud computing ●
full compliance within Shopify and the
DRINKS platform.
Robotics ○
compliance
website
www.drinks.com
BACK 73 NEXT
Compliance
compan y
Droit area of expertise
Adept time saving potential

Adept is a platform allowing companies to
operationalize laws, rules and policies to
improve compliance within their existing cos t saving potential Blockchain ○
systems, providing the consensus view risk management
and industry standard for regulatory 31-50% Cloud computing ○
interpretation. To verify decisions, Adept
generates a logic model with traceable
Robotics ○
pathways linked to the original source
text. The platform enhances clarity
and confidence, increases operational Process enhancement ● Voice and text recognition ○
efficiencies, and provides a repeatable, compliance
auditable and defendable process. Process acceleration ●
website
www.droit.tech
BACK 74 NEXT
Compliance
compan y
EPICTec area of expertise
etac time saving potential

etac is a software application that
enables process digitalization in
the financial industry. The solution cos t saving potential Blockchain ○
allows organizations to automate and risk management
streamline business processes and 11-30% Cloud computing ●
minimize errors, providing measurable
quality improvement and cost
Robotics ○
reductions. Customers can efficiently
fulfill their regulatory requirements in
investment compliance and optimize Process enhancement ● Voice and text recognition ○
their collaboration with external auditors. compliance
website
www.epictec.ch
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Compliance
compan y
Ethic Alliance area of expertise
• Healthcare
• Manufacturing
Ethic Alliance time saving potential

Ethic Alliance helps whistleblowers find
the best law firm to take their case while
advising them on how to best structure cos t saving potential Blockchain ○
their case. It also helps law firms market risk management
to and find whistleblowers, filter out 31-50% Cloud computing ○
the best cases, and structure evidence
for easy submission. Ethic Alliance also
Robotics ○
educates the public on whistleblower
laws through marketing campaigns, and
helps governments ensure companies Process enhancement ● Voice and text recognition ○
are complying with laws and not stealing compliance
government funds. Process acceleration ●
website
www.ethicalliance.com
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Compliance
compan y
Fenergo area of expertise
Fenergo KYC time saving potential

Fenergo is an onboarding and operations
management platform that digitally
orchestrates client journeys through cos t saving potential Blockchain ○
every point in the client lifecycle—from risk management
initial prospecting to digital account 11-30% Cloud computing ●
opening, maintenance and refresh,
ongoing due diligence, and client
Robotics ○
offboarding. Multi-channel by design
and powered by API integrations,
Fenergo creates a streamlined process Process enhancement ● Voice and text recognition ○
for all client data and documentation, compliance
minimizing time to revenue. Process acceleration ●
website
www.fenergo.com
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Compliance
compan y
Fineksus area of expertise
PayGate Inspector time saving potential

PayGate Inspector is a blacklist filtering
application solution that allows
financial institutions to comply with cos t saving potential Blockchain ○
AML regulations by checking financial risk management
transactions and customer databases 31-50% Cloud computing ●
against official and private watchlists and
blacklists, helping them focus on high-
Robotics ○
probability detections by using intelligent
detection prioritization and false-positive
reduction. It allows PEP and RCA Process enhancement ● Voice and text recognition ○
screening, name scans, sanction filtering compliance
and batch scanning. Process acceleration ●
website
www.fineksus.com
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Compliance
compan y
Finologee area of expertise
ENPAY time saving potential

ENPAY is a professional payment and
multi-bank account access management
platform for the finance industry. cos t saving potential Blockchain ○
Users can streamline and monitor risk management
their payment initiation, validation and 11-30% Cloud computing ●
reporting workflows, manage all incoming
and outgoing payments, and connect to
Robotics ○
the international PEPPOL network. outcomes Smart contracts ○
compliance
website
www.finologee.com
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Compliance
compan y
Four Eyes Financial area of expertise
The Four Eyes Intelligent time saving potential

Compliance Platform 31-50% r e g u l at o r y r e p o r t i n g
The Four Eyes Intelligent Compliance
Platform provides a variety of modules cos t saving potential Blockchain ○
for both head offices and advisors of risk management
organizations, including Onboarding; 31-50% Cloud computing ●

Trade Suitability & Surveillance; Shelf
Radar; Point of Sale Product Comparison;
Robotics ○
Approved Product Management; and outcomes Smart contracts ○
Discovery Zone.
compliance
website
www.foureyes.financial.com
BACK 80 NEXT
Compliance
compan y
Grath Ltd area of expertise
Grath Platform time saving potential

Grath is a governance risk and control
platform that allows organizations to
perform risk management and risk cos t saving potential Blockchain ○
scoring, and map a controls inventory risk management
to rules and obligations. It processes 11-30% Cloud computing ●
and stores auditable evidence to
demonstrate firms’ compliance, maturity
Robotics ○
and capabilities. outcomes Smart contracts ○
compliance
website
www.grath.com
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Compliance
compan y
Harpocrates area of expertise
• Manufacturing
• Retail
HARPOCRATES time saving potential

HARPOCRATES is a Compliance-as-a-
Service (CaaS) platform that provides
organizations with a highly automated cos t saving potential Blockchain ○
technology stack to analyze documents risk management
and contracts, and convert laws and 11-30% Cloud computing ●
regulations into digital assets to ensure
compliance or contract understanding.
Robotics ○
compliance
website
www.harpocrates-corp.com
BACK 82 NEXT
Compliance
compan y
HelloFlow area of expertise
HelloFlow time saving potential

HelloFlow is an innovative no-code,
drag-and-drop builder for client
onboarding, monitoring and digital cos t saving potential Blockchain ○
workflow solutions. It provides a range risk management
of services and tools, including KYC, KYB, No information available Cloud computing ●
contract handling, application lifecycle
management (ALM), digital identification,
Robotics ○
customer relations management, flow
builder, risk engine and customer portal,
and can be customized to the company’s Process enhancement ● Voice and text recognition ○
needs. compliance
website
www.trulioo.com
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Compliance
compan y
InvestorCOM area of expertise
InvestorCOM time saving potential

Compliance Platform >50% r e g u l at o r y r e p o r t i n g
The InvestorCOM Compliance Platform
for wealth and asset managers includes cos t saving potential Blockchain ○
RolloverAnalyzer TM, a tool providing risk management
a single workflow for recommending, 31-50% Cloud computing ○

documenting and disclosing rollovers;
PeerCompareTM, a tool showing
Robotics ○
reasonably available alternatives that outcomes Smart contracts ○
have been considered; and ShelfMonitor
TM, a tool that monitors and manages an Process enhancement ○ Voice and text recognition ○
compliance
investment product shelf in real-time.
website
www.investorcom.com
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Compliance
compan y
KYC2020 area of expertise
DecisionIQ time saving potential

DecisionIQ is an API-first Software-as-a-
Service (SaaS) solution for enterprises
that is easy to integrate. This global cos t saving potential Blockchain ○
sanction, PEP and adverse media risk management
screening solution allows users to screen >50% Cloud computing ●
thousands of global news sources with a
structured, de-duplicated, and regularly
Robotics ○
updated AML-watchlist database
of over 1,500 public sources across
193 countries. The AI-based service Process enhancement ● Voice and text recognition ○
auto-clears false positives and delivers compliance
a more than 70% reduction in false Process acceleration ●
positives, a more than 50% reduction
in manual workloads, and a more than Process transformation ○ tr ansac tion monitoring
35% reduction in total onboarding and
ongoing monitoring costs. Quality improvement ●
website
www.kyc2020.com
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Compliance
compan y
Lawsnote area of expertise
Lawsnote Compliance time saving potential

System >50% r e g u l at o r y r e p o r t i n g
Lawsnote Compliance System is
a customizable solution for highly cos t saving potential Blockchain ○
regulated organizations, such as risk management
banks and insurance, financial and

No information available Cloud computing ○
logistics companies. It supports legal
compliance for automation work
Robotics ○
processes, enables quick responses to outcomes Smart contracts ○
government regulations, and determines
the necessity of internal regulation Process enhancement ● Voice and text recognition ○
compliance
amendments. Three main modules are
provided: auto notification, regulation- Process acceleration ●
linking AI services, and an internal
notification platform. Process transformation ● tr ansac tion monitoring
website
www.about.lawsnote.com
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Compliance
compan y
MCO area of expertise
(MyComplianceOffice) • Financial services
MyComplianceOffice time saving potential

MyComplianceOffice is a powerful
compliance management platform
with a centralized data center, allowing cos t saving potential Blockchain ○
companies of all sizes to meet their risk management
evolving regulatory needs and ensure 31-50% Cloud computing ●
compliance more easily. It provides
different services all from one place,
Robotics ○
including know your employee, know
your transactions, know your third party,
and know your risk. Process enhancement ● Voice and text recognition ○
compliance
website
www.mycomplianceoffice.com
BACK 87 NEXT
Compliance
compan y
Microvista area of expertise
Technologies
GST time saving potential

GST is a tax compliance software that
helps businesses manage and file
their goods and services tax returns. cos t saving potential Blockchain ○
The solution allows the automation of risk management
calculating, recording and reporting 1-10% Cloud computing ●
processes.
Robotics ○
compliance
website
www.microvistatech.com
BACK 88 NEXT
Compliance
compan y
My Compliance area of expertise
Centre
My Compliance Centre time saving potential

My Compliance Centre is a single, shared
and integrated cloud-based compliance
management solution for regulated cos t saving potential Blockchain ○
financial services firms. It provides risk management
centralized task management, integrated 11-30% Cloud computing ●
document management and compliance
monitoring, replacing a complex network
Robotics ○
of worksheets, documents and systems.
The solution is flexible and easy to
configure. Process enhancement ● Voice and text recognition ○
compliance
website
www.mycompliancecentre.com
BACK 89 NEXT
Compliance
compan y
Napier area of expertise
Napier Continuum time saving potential

Continuum is an all-in-one solution
that equips organizations with a robust
financial crime risk management system cos t saving potential Blockchain ○
that spans their entire risk profile. As a risk management
modular solution, clients can configure 31-50% Cloud computing ●
their compliance systems according
to their individual requirements. The
Robotics ○
solution covers transaction monitoring,
client screening, transaction screening,
client activity reviews, regulatory Process enhancement ● Voice and text recognition ○
reporting management, client risk compliance
assessment, and KYC onboarding. Process acceleration ●
website
www.napier.ai
BACK 90 NEXT
Compliance
compan y
PerformLine area of expertise
PerformLine time saving potential

PerformLine is a regulatory and
compliance monitoring platform that
empowers compliance teams to control cos t saving potential Blockchain ○
web, call, messaging, email, document, risk management
and social media risk with a unified >50% Cloud computing ○
solution. It provides organizations with
comprehensive coverage across all
Robotics ○
marketing channels and a complete view
of risk.
compliance
website
www.performline.com
BACK 91 NEXT
Compliance
compan y
Polixis area of expertise
ARDIS time saving potential

ARDIS is designed to help front-office
and compliance teams conduct complex
AML, PEP, sanctions and KYC research, cos t saving potential Blockchain ○
enhancing their existing KYC review risk management
and supporting new onboarding. The >50% Cloud computing ●
solution allows interconnection of data
and features a pricing architecture for
Robotics ●
end users outcomes Smart contracts ○
compliance
website
www.polixis.com
BACK 92 NEXT
Compliance
compan y
PRIVAPI area of expertise
• Healthcare
• Retail
Privapi Portal time saving potential

The Privapi Portal allows organizations
to partially automate GDPR data subject
access requests, by recording these cos t saving potential Blockchain ○
requests and verifying requesters’ risk management
identities. It enables the system-based 31-50% Cloud computing ●
creation of individualized responses and
an end-to-end encrypted communication
Robotics ○
channel to securely exchange messages
and files. The tool systematically
integrates all entities in the responding Process enhancement ● Voice and text recognition ○
organization by assigning roles and compliance
responsibilities. Other features include Process acceleration ●
deadline monitoring, management
overview, notifications via email, and an Process transformation ● tr ansac tion monitoring
audit trail for evidence obligations.
website
www.privapi.io
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Compliance
compan y
Red Marker area of expertise
• Healthcare
Red Marker time saving potential

Red Marker analyzes document text and
images to ensure brand and regulatory
compliance up to 30 times faster than cos t saving potential Blockchain ○
manual review. By supporting numerous risk management
file types, organizations can identify >50% Cloud computing ○
potential legal and brand risks in any
document. From checking for updated
Robotics ○
licensing and disclaimers to ensuring
consistency in web content, Red Marker
helps companies effectively manage Process enhancement ● Voice and text recognition ●
their online presence to comply with compliance
regulations. Process acceleration ●
website
www.redmarker.ai
BACK 94 NEXT
Compliance
compan y
RegLab area of expertise
Legal Compliance time saving potential

Software >50% r e g u l at o r y r e p o r t i n g
Legal Compliance Software allows
companies to entirely digitalize their cos t saving potential Blockchain ○
AML process according to automated risk management
workflows. The Regulatory Lab digital >50% Cloud computing ○

process covers all the AML Directive’s
requirements and is updated in the event
Robotics ○
of legislative changes. It ensures all steps outcomes Smart contracts ○
are fully and logically registered, allowing
users to submit an audit trail with Process enhancement ● Voice and text recognition ○
compliance
extensive supporting documents during
audits. Process acceleration ●
website
www.reglab.com
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Compliance
compan y
RegMetrics area of expertise
• Healthcare
RegMetrics time saving potential

RegMetrics helps organizations identify
the general safety and performance
requirements for their medical devices. It cos t saving potential Blockchain ○
allows firms to efficiently classify medical risk management
devices and retrieves specific standards >50% Cloud computing ○
and test houses relevant to the user.
Robotics ○
compliance
website
www.reg-metrics.com
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Compliance
compan y
Relata area of expertise
Relata time saving potential

Relata offers multiple services for
organizations, including Relata Track,
a detailed email engagement tool that cos t saving potential Blockchain ○
tracks who is interacting with your risk management
emails, and Relata Explore, a fully 11-30% Cloud computing ●
automated, organization-wide network
mapping tool that allows users to view
Robotics ○
who knows whom. Organizations can
also harness advanced data techniques
to score and monitor the strength of Process enhancement ● Voice and text recognition ○
relationships, such as Relata Report, compliance
a reporting capability for relationship Process acceleration ●
data, and Relata Data, a fully automated
relationship tracking tool. Process transformation ○ tr ansac tion monitoring
website
www.relata.ai
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Compliance
compan y
Sanction Scanner area of expertise
AML Screening time saving potential

AML Screening offers organizations a
comprehensive suite of products to
mitigate financial crime risk. Its customer cos t saving potential Blockchain ○
screening tool performs AML checks risk management
on customers before onboarding to 31-50% Cloud computing ○
ensure they are not involved in money
laundering, terrorist financing, or fraud.
Robotics ○
The transaction screening feature
enables businesses to check third-party
transaction owners and beneficiaries Process enhancement ● Voice and text recognition ○
in real-time to prevent suspicious compliance
transactions. Process acceleration ●
website
www.sanctionscanner.com
BACK 98 NEXT
Compliance
compan y
Sanctions.io area of expertise
• Manufacturing
• Retail
Sanctions.io time saving potential

Sanctions.io is a smart AI-powered
sanction, PEP and criminal watchlist
screening solution for companies’ AML, cos t saving potential Blockchain ○
KYC and trade compliance needs. Users risk management
have access to worldwide sanctions lists, >50% Cloud computing ●
criminal watchlists and PEP data, and can
screen against high-risk jurisdiction lists,
Robotics ○
including the FATF blacklist/grey list and
FinCen.
compliance
website
www.sanctions.io
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Compliance
compan y
Sinpex area of expertise
Sinpex Platform time saving potential

Sinpex is a platform that enables the
complete automation of organizations’
B2B KYC checks internationally, cos t saving potential Blockchain ○
improving data quality. It extracts all data risk management
from primary sources, such as official 31-50% Cloud computing ●
documents, which can be obtained
worldwide in real-time.
Robotics ●
compliance
website
www.sinpex.ch
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Compliance
compan y
Skillcast area of expertise
Skillcast Compliance time saving potential

Portal 11-30% r e g u l at o r y r e p o r t i n g
Skillcast Compliance Portal is a
learning management system that cos t saving potential Blockchain ○
allows companies to create off-the- risk management
shelf e-learning course libraries; 11-30% Cloud computing ●

policy attestations, staff surveys and
declarations; compliance registers
Robotics ○
for recording activities like gifts, outcomes Smart contracts ○
hospitality, personal account dealing and
whistleblowing; and record in-person Process enhancement ● Voice and text recognition ○
compliance
training with the Training 360 tool.
website
www.skillcast.com
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Compliance
compan y
SmartKYC area of expertise
SmartKYC time saving potential

smartKYC’s technology drives faster,
better and more cost-effective KYC at
every stage of the relationship – liberating cos t saving potential Blockchain ○
human effort to focus on decision- risk management
making rather than laborious research. >50% Cloud computing ○
smartKYC fuses artificial intelligence with
linguistic and cultural sensitivity and deep
Robotics ○
domain knowledge to set new standards
for KYC quality, whilst transforming
productivity and hardwiring compliance Process enhancement ● Voice and text recognition ●
conformance. compliance
website
www.smartkyc.com
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Compliance
compan y
Surety area of expertise
• Manufacturing
Surety time saving potential

Surety helps companies meet their
regulatory obligations irrespective of
sector or jurisdiction. The toolset covers cos t saving potential Blockchain ○
key compliance processes, including risk management
regulatory document interpretation/ 31-50% Cloud computing ●
disambiguation via OCR test analysis;
mapping of regulatory text to internal
Robotics ○
controls; review of compliance
requirements, evidence provision and
compliance scoring; compliance data Process enhancement ● Voice and text recognition ●
visualization and analytics and internal/ compliance
external compliance reporting. Process acceleration ●
website
www.complianceasaservice.com
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Compliance
compan y
TAINA Technology area of expertise
TAINA FATCA & CRS time saving potential

Validation Platform >50% r e g u l at o r y r e p o r t i n g
The TAINA FATCA & CRS Validation
Platform is a fully automated, flexible and cos t saving potential Blockchain ○
lightweight solution for organizations. risk management
The platform allows front- and back-office >50% Cloud computing ●

compliance operations, covering the
customer lifecycle management journey
Robotics ○
from document request to validation, outcomes Smart contracts ○
audit and reporting.
compliance
website
www.taina.tech
BACK 104 NEXT

Compliance
compan y
VerifyVASP area of expertise
VerifyVASP time saving potential

VerifyVASP provides counterparty
due-diligence support to virtual asset
service providers (VASPs), enabling the cos t saving potential Blockchain ●
immediate and secure transmission of risk management
travel rule data that is fully encrypted, 31-50% Cloud computing ●
decentralized and end-to-end.
The solution is easy to integrate by
Robotics ○
downloading and deploying an enclave
server in organizations’ infrastructure.
compliance
website
www.verifyvasp.com
BACK 105 NEXT

Compliance
compan y
Winnow area of expertise
Winnow time saving potential

Winnow’s automated regulatory
compliance platform helps businesses
stay current with regulatory cos t saving potential Blockchain ○
requirements. By providing constantly risk management
updated information, businesses can >50% Cloud computing ○
avoid the pitfalls of using old, inaccurate
guidance that can lead to costly
Robotics ○
mistakes. Organizations can harness
a comprehensive suite of features to
manage their regulatory compliance Process enhancement ● Voice and text recognition ○
more effectively, including the ability compliance
to rapidly generate state and federal Process acceleration ●
compliance surveys.
website
www.winnow.law
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05
risk management
Transaction iden t i t y m a n agemen t & con t rol
Monitoring compliance
Solutions for real-time transaction monitoring and

auditing. Leverage the benefits of distributed ledger
through blockchain technology and cryptocurrency.
BACK 107 NEXT

Tr a n s a c t i o n M o n i t o r i n g
point of view
Vneuron
tell us about Vneuron and your RegTech offering? that your solution addresses?
risk management
Vneuron provides comprehensive financial crime technology As AML compliance is constantly evolving due to regulatory changes,
solutions. Our team stays at the forefront of the industry by sophisticated ML practices, and growing cash flows and money channels,
continually striving to combine the latest agile and modern it consumes more resources and is more difficult to achieve with legacy iden t i t y m a n agemen t & con t rol
technologies to create advanced enterprise solutions that set frameworks. Therefore, we designed a robust technology solution
new industry standards. providing financial institutions a holistic approach to modern challenges:
• Evolutive and customizable: catering for regulatory, IT, compliance

This means that all financial institutions, whether top-tier banks
infrastructure and organizational changes.
or startup FinTechs, do not need to choose between having
comprehensive AML controls and responding to increasing • Seamless: enabling organizations to fully address their
operational excellence requirements. regulatory requirements and streamline business processes
and monitoring to achieve operational efficiency.
• Supports smart decision-making: advanced screening
and monitoring algorithms provide explainable outputs
and visual analytics.
1 / 2
BACK 108 NEXT

point of view
Vneuron
Why do you think this is the right time to What are the key benefits that transaction
implement your services? monitoring solutions can provide to clients?
risk management
Financial crimes are growing in number and sophistication, Novel transaction monitoring (TxM) systems offer robust and
making traditional AML approaches less effective. In tandem, resilient responses to financial institutions’ expectations:
regulations require stronger AML/CFT controls and place iden t i t y m a n agemen t & con t rol
• A ccuracy: ML behavior detection curbs false positives, avoiding
significant fines on non-compliant institutions, causing serious
swamping teams with useless investigations. Accuracy is
reputational damage.
achieved by simulating and finetuning monitoring rules.
• Explainability: once a red flag is detected, TxM provides a compliance
We believe financial institutions have a unique opportunity
rationale for the behavior’s detection.
to adopt behavioral, modern, and comprehensive AML
• Automation: investigation processes are automated up to the
technologies. By embracing holistic solutions integrating cutting-
submission of suspicious transaction reports.
edge technology, institutions are not limited by siloed and tr ansac tion monitoring
• Audit-proof: because every decision is auditable, TxM records
narrow-scoped approaches and can achieve a new level of AML
every rationale used to make recommendations and decisions.
effectiveness.
• Future-proof: evolving monitoring rules, reporting
and workflows are customizable through user-friendly
graphical user interfaces. 2 / 2
BACK 109 NEXT

compan y
Ceptinel area of expertise
CEP (Complex Event time saving potential

Processing) >50% r e g u l at o r y r e p o r t i n g
CEP allows organizations to process a
large and complex amount of information cos t saving potential Blockchain ○
to detect money laundering, providing risk management
a comprehensive view from initial alert 31-50% Cloud computing ○

to final report. Users can investigate
and report potential compliance or AML
Robotics ○
events in real-time and identify fraud or outcomes Smart contracts ○
abuse by clients, brokers or insurance
adjusters. They can also detect and Process enhancement ● Voice and text recognition ○
compliance
cancel unauthorized operations between
brokers and clients, automatically identify Process acceleration ●
internal fraud schemes or suspicious
activity such as accessing unauthorized Process transformation ○ tr ansac tion monitoring
data, and detect fraud before it causes
harm by preventing malpractices. Quality improvement ●
website
www.ceptinel.com
BACK 110 NEXT

compan y
Chainalysis area of expertise
Chainalysis KYT (Know time saving potential

Your Transaction) >50% r e g u l at o r y r e p o r t i n g
Chainalysis KYT (Know Your Transaction)
is a cryptocurrency transaction cos t saving potential Blockchain ●
monitoring solution that automatically risk management
detects and alerts organizations to 11-30% Cloud computing ○

potential high-risk activity patterns.
These include anomalous transactions,
Robotics ○
scams, darknet markets, and addresses outcomes Smart contracts ○
on the OFAC’s sanctions list. Users
can monitor transactions across any Process enhancement ● Voice and text recognition ○
compliance
cryptocurrency, understand their
overall risk, receive automated alerts Process acceleration ●
for suspicious activity, and leverage
data trusted by law enforcement and Process transformation ○ tr ansac tion monitoring
regulatory agencies globally. The solution
reduces manual workflows and is easily Quality improvement ●
customizable to particular risk appetites. website
www.chainalysis.com
BACK 111 NEXT

compan y
I-Spiral area of expertise
• Healthcare
RegTek+ time saving potential

RegTek+ is a unified KYC and AML
platform. This solution allows a seamless
onboarding and ongoing monitoring; cos t saving potential Blockchain ●
it centralizes compliance and case risk management
reporting with real time monitoring. 31-50% Cloud computing ●
The solution provides an easy
parameterization, risk -based approach.
Robotics ○
compliance
website
www.complytek.ai
BACK 112 NEXT

compan y
Divly area of expertise
Divly time saving potential

Divly is an international cryptocurrency
tax platform for investors and
accountants, allowing them to track cos t saving potential Blockchain ○
their cryptocurrency portfolios and risk management
generate tax reports that comply with >50% Cloud computing ○
local regulations. Users can aggregate
their entire cryptocurrency activity in
Robotics ○
one place and generate tax reports with
all necessary information for their tax
declarations. Accountants can gain an Process enhancement ● Voice and text recognition ○
overview of all their clients, check their compliance
clients’ tax calculation progress, and Process acceleration ●
access their clients’ accounts to perform
actions on their behalf. Process transformation ○ tr ansac tion monitoring
website
www.divly.com
BACK 113 NEXT

compan y
KeeSystem area of expertise
KeeSense time saving potential

KeeSense is a portfolio management
software for asset management
companies, wealth management firms cos t saving potential Blockchain ○
and family offices, allowing them to risk management
connect and communicate with key 11-30% Cloud computing ●
players such as clients, custodian
banks, regulators and auditors. This
Robotics ○
solution provides CRM with a compliance
aspect, including KYC, document
management, client onboarding, and Process enhancement ● Voice and text recognition ○
suitability and appropriateness; a compliance
portfolio management system offering Process acceleration ●
benchmarking processes, asset
consolidation, performance calculation Process transformation ○ tr ansac tion monitoring
and cash flow; risk management; an
ordering module; and a client portal. Quality improvement ●
website
www.keesystem.com
BACK 114 NEXT

compan y
Nerodata area of expertise
Nero Compliance Cloud time saving potential

Nero Compliance Cloud is an all-in-
one compliance software that helps
companies with all their risk mitigation cos t saving potential Blockchain ○
needs. The solution allows AML name risk management
screening; transaction monitoring; AML 31-50% Cloud computing ●
and fraud rule and scenario creation and
monitoring; and merchant and customer
Robotics ○
risk assessment. outcomes Smart contracts ○
compliance
website
www.nerodata.com
BACK 115 NEXT

compan y
Spotixx area of expertise
AMALIA time saving potential

AMALIA is a workbench solution that
allows organizations to build, test and
simulate models to score and auto-close cos t saving potential Blockchain ○
AML alerts, providing a fully integrated risk management
production process for daily scoring and 11-30% Cloud computing ●
decision recommendation on AML alerts.
The solution has a full score and decision
Robotics ○
explainability through transparent,
rule-based models and comprehensive
decision audits, and integrated live model Process enhancement ● Voice and text recognition ○
validation and monitoring to track model compliance
performance over time. Process acceleration ●
website
www.spotixx.com
BACK 116 NEXT

compan y
Vneuron Risk and area of expertise
Compliance
Reis Risk and time saving potential

Compliance Suite 31-50% r e g u l at o r y r e p o r t i n g
Reis Risk and Compliance Suite is a
sophisticated anti-money laundering cos t saving potential Blockchain ○
(AML) solution for financial institutions, risk management
equipping banks, insurance companies, 31-50% Cloud computing ○

FinTechs, payment providers, and
investment institutions with state-of-
Robotics ○
the-art functionalities and customization outcomes Smart contracts ○
options for AML compliance.
compliance
website
www.vneuron.com
BACK 117 NEXT

Deloitte RegTech assets

Launch your regulatory mission with Deloitte’s
innovative RegTech products and services.
r eg u l ato ry r e p o r t i n g identit y management and control identit y management and control identit y management and control
Regulatory Watch AML Cloud Platform KYC Report Automation Versatile Customer
(KYC RA) Underwriting (VCU)
Deloitte’s Regulatory Watch alert service AML Cloud Platform offers organizations KYC RA automatically creates AML Deloitte and Web Shield’s VCU solution
allows organizations to anticipate a cloud-native, ready-to-use transaction suspicious activity and risk reports for offers a robust due diligence process,
compliance challenges and transform their monitoring (TM) platform that ingests, organizations based on AI and natural testing organizations’ existing systems and
regulatory obligations into opportunities. prepares and analyzes data to generate language generation (NLG) technologies. processes for potential weaknesses. By
It helps firms foresee changes with ample AML alerts on suspicious transactions. Organizations gain a high-quality holistic using proven intelligence screening and
time to comply with essential laws and KYC view while reducing their manual web crawling technologies, VCU analyzes
develop their business strategy with clear The AML pathway’s core business process workload and associated costs, and can organizations’ control structures, identifies
regulatory priorities. supports the entire TM cycle, from defining also compensate for a lack of qualified possible risks not yet recognized or
the model to evaluating outcomes and compliance staff. sanctioned, and issues the results in
supporting continuous improvement. a report.
Luxembourg The Netherlands Germany Germany
1 / 3
BACK 118 NEXT


identit y management and control identit y management and control compliance compliance
AML-in-a-box Deloitte Know Your Deloitte Compliance SmartComply

Customer (DKYC) Monitor
AML-in-a-box offers organizations DKYC is an integrated and customizable Deloitte Compliance Monitor helps SmartComply is a web-based engine hosted
Deloitte’s best-in-class tools, strategies and managed service of multiple KYC, AML organizations understand and tackle their in a secure environment and remotely
guidelines for a complete AML framework. and CTF solutions, expertise and workflow compliance landscape by distilling compliance accessible. It helps compliance and risk
An experienced team tailors the features management, reducing organizations’ literature into doable tasks. By deploying the control functions effectively identify, assess
to clients’ individual needs, including AML onboarding time and enhancing data quality. solution, organizations can automate these and mitigate the full spectrum of risks, and
policies and procedures; templates for AML The multi-channel web-based platform tasks and track, report on and monitor their follow up on their risk profile, monitoring
risk assessment and enhancement plans; allows organizations to delegate selected compliance performance. and internal control deficiencies. Its
templates for CDD client file documentation; activities to Deloitte, including collecting and reporting and aggregation capabilities also
and TM alert review. qualifying data and documents, risk scoring support these functions’ communication
and due diligence, shareholding structure efforts.
collection, and watchlist screening.
The Netherlands Luxembourg India Luxembourg
2 / 3
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tr ansaction monitoring tr ansaction monitoring
PayTracer Crypto Guardian
PayTracer leverages Deloitte’s anti-financial Crypto Guardian translates blockchain

crime (ATC) expertise with Web Shield’s transactions into real-world interactions,
technology infrastructure, providing financial helping clients of all sectors trace and
institutions a 360° real-time and modular counter illegal entities and activities like
payment screening solution with transaction money laundering or terrorist financing. It
tracking and analysis. With only basic payment combines established blockchain analytic
data —the involved parties’ names, IBANs, tools with state-of-the-art data analytics
addresses and transaction amount—PayTracer techniques to deliver tracing, monitoring
can produce a risk score for the transaction and and forecasting capabilities.
its parties. Its case management system also
allows users to check and flag transactions for
appropriate action.
Germany Germany
3 / 3
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Let’s continue to fuel this Universe together!
RegTech Community of Practice

Central team
Patrick Laurent
Partner - Innovation Leader
palaurent@deloitte.lu
François-Kim Hugé
Partner - RegTech Leader
fkhuge@deloitte.lu If you are a RegTech…
… and want to modify … and want to be part

Giulia Pescatore some information on your of our RegTech Universe?
Senior Manager - Innovation solution? Please contact our Do not wait any longer
gpescatore@deloitte.lu team. and submit your request!
luregtech@deloitte.lu Register online
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RegTech

Business Cases 2023

iden t i t y m a n agemen t & con t rol

tr ansac tion monitoring

deloit te regtech a ssets

Explore the mission-critical solutions

The solutions are divided into c at egory

When implementing RegTech solutions,

Want to know more about them?

Company information Product/service offering (for each product/service of the company)

Company profile Financials Solution profile Market positioning Technology

Our service offering

REGTECH MARKET STUDY REGTECH IMPLEMENTATION

REGTECH SCOUTING REGTECH M&A ADVISORY

Regulatory iden t i t y m a n agemen t & con t rol

tr ansac tion monitoring

Enable automated data distribution and

QUES TION _ 01 QUES TION _ 02

TRAction only charges organizations for their transaction

tr ansac tion monitoring

Artius Global area of expertise

solution benefits technology

Artius Global time saving potential

shareholding disclosure process from 11-30% Cloud computing ●

Blockpit area of expertise

solution benefits technology

Blockpit API Suite time saving potential

CG3-1 Regulatory area of expertise

solution benefits technology

15c3-1 time saving potential

Control Now area of expertise

solution benefits technology

TR Accuracy time saving potential

CRT area of expertise

solution benefits technology

IFSS time saving potential

Dash Regulatory area of expertise

solution benefits technology

DASH 360R time saving potential

DeltaconX area of expertise

solution benefits technology

DeltaconX time saving potential

Fenion area of expertise

solution benefits technology

Fenion time saving potential

Fintellix area of expertise

solution benefits technology

Fintellix time saving potential

Fundvis area of expertise

solution benefits technology

Fundvis Platform time saving potential

Kundesjekk area of expertise

solution benefits technology

Kundesjekk time saving potential

Novatus Advisory area of expertise

solution benefits technology

Novatus Transaction time saving potential

global regulatory reporting requirements, >50% Cloud computing ●

3. To facilitate the visual understanding of a client, transaction and