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Psychotherapy Research, 2018

Vol. 28, No. 3, 457–469, https://doi.org/10.1080/10503307.2016.1216624

EMPIRICAL PAPER

Interactional synchrony and negative symptoms: An outcome study of


body-oriented psychotherapy for schizophrenia

LAURA GALBUSERA1, MICHAEL T. FINN2 , & THOMAS FUCHS1


1
Clinic for General Psychiatry, University of Heidelberg, Heidelberg, Germany & 2Department of Psychology, University of
Tennessee, Knoxville, TN, USA
(Received 16 November 2015; revised 14 July 2016; accepted 16 July 2016)

Abstract
Objective: We sought to assess the efficacy of a manualized body-oriented psychotherapy (BPT) intervention for
schizophrenia, by focusing on improvement of negative symptoms and on changes in interactional synchrony. We also
explored aspects of a phenomenological theory of schizophrenia, which states that negative symptoms should be
understood within an encompassing disturbance of subjectivity and intersubjectivity. Method: Sixteen persons with
schizophrenia participated in 10 weeks of BPT. General psychiatric symptomatology and negative symptoms were assessed
before and after therapy. Interactional synchrony was assessed via cross-correlations of movements between patient and
interviewer in interviews conducted before and after therapy. Results: Psychiatric symptomatology and negative
symptoms significantly improved with a medium effect size. We also demonstrated a significant increase in interactional
synchrony with a strong effect size. Post hoc analyses showed a significant increase only with open-ended interviews
conducted by the same interviewer. Furthermore, we explored the correlation between negative symptoms and
interactional synchrony, finding a large inverse relationship. Conclusions: BPT for schizophrenia may effectively reduce
patients’ negative symptoms and psychiatric symptomatology. Moreover, it may yield some recovery of pre-reflective social
relations. Further evidence of the specific relation between negative symptoms and interactional synchrony would support
a phenomenologically informed holistic view of schizophrenia.

Keywords: outcome research; philosophical/theoretical issues in therapy research; psychosis/severe mental illness; body-
oriented psychotherapy; interactional synchrony

Across different fields of research on schizophrenia, pre-reflective level of experience. That is, one can
one theme of this severe condition recurs: an inter- implicitly sense that something is different in the
subjective disturbance. Clinical reports, phenomeno- face-to-face interaction with patients, although it is
logical explorations, experimental, and even difficult to name. Notably, such uncanny feelings in
neurological studies explored the intersubjective the intersubjective encounter even became an intui-
dimension in schizophrenia. The disturbance has tive basis for diagnosing schizophrenia in what
been referred to as a disconnection from the shared Rümke (1941) introduced as the “praecox feeling”
intersubjective world (Blankenburg, 1971; Min- (see also Grube, 2006; Varga, 2013).
kowski, 1970), a disturbance of the “in between” Although this pre-reflective intersubjective
(Kimura, 1982), a disruption manifested in the trans- dimension seems to play a crucial role in schizo-
ference relation (Karon & Vandenbos, 1977) or an phrenia, the importance of this phenomenon is
intersubjective existential struggle (Galbusera & largely ignored in current diagnostic criteria. A
Kyselo, 2016; Kyselo, 2015). A common element typical, DSM-informed view of schizophrenia
across these concepts is that this odd feeling of dis- encapsulates the disorder mainly into behavioral
connection, of missing flow in the face-to-face manifestations (symptoms), leading to an underesti-
encounter is manifest first and foremost at the mation of the role that first-personal and second-

Correspondence concerning this article should be addressed to Laura Galbusera, Clinic for General Psychiatry, University of Heidelberg,
Vossstrasse 2, Heidelberg 69115, Germany. Email: 8laura.galbusera@gmail.com

© 2016 Society for Psychotherapy Research


458 L. Galbusera et al.

personal experience can play in the understanding of of the schizophrenic experience (Stanghellini & Bal-
schizophrenia (Parnas, Sass, & Zahavi, 2013). In lerini, 2002, 2004).
contrast to the mainstream approach, in this paper, A shift from the realist and positivist epistemology
we focus on the embodied intersubjective disturb- informing the DSM to a phenomenological view of
ance in schizophrenia instead of only focusing on psychopathology has already proven useful for a
symptoms. We do this by adopting a phenomenolo- better understanding of schizophrenia, leading to
gical perspective. Then, we apply this perspective to more reliable diagnoses. Indeed, the exploration of
psychotherapy research. the pre-reflective dimension of self-experience and
In the present paper, we look at embodied inter- intersubjectivity has highlighted characteristic phe-
subjectivity for assessing the efficacy of a body- nomenological features that have been shown to be
oriented psychotherapy (BPT) intervention for crucial for an accurate differential diagnosis of schizo-
schizophrenia. We operationalize and empirically phrenia (Haug et al., 2012; Nordgaard, Revsbech,
investigate embodied intersubjective processes by Saebye, & Parnas, 2012; Nordgaard, Sass, &
measuring patients’ interactional bodily synchrony. Parnas, 2012). This pre-reflective and intersubjective
In what follows, we set the theoretical background disturbance shares much in common with the tra-
for the hypotheses and methodology of this study. ditional understanding of negative symptoms. Con-
sider, for instance, behaviors such as affective
flattening, anhedonia, asociality, apathy, and social
inattentiveness: they all point to a lack of implicit
A Phenomenological Perspective on Negative
and bodily spontaneous expression and to a discon-
Symptoms
nection at the pre-reflective intersubjective level (see
A mainstream approach to understanding schizo- Van Duppen, 2015 for an in-depth analysis along
phrenia holds an essential difference in positive these lines). Looking at negative symptoms through
and negative symptoms. These are considered as the lens of phenomenology, it appears that these
independent entities: the first indicate the appear- cannot be conceived as “removed” features of the dis-
ance of clinical manifestations such as hallucinations order, pointing to a mere lack of normal functions.
and delusions and the second refer to a lack of On the contrary, they have been shown to be comp-
normal functions (e.g. anhedonia, apathy). Positive lementary and integrated aspects of a qualitative
symptoms are traditionally the main target of treat- transformation in the whole structure of experience,
ments, such as pharmacological options, whereas concerning subjectivity and intersubjectivity (Parnas
the negative symptoms still remain a persistent and & Sass, 2001; Sass & Parnas, 2003). Given the impor-
pervasive problem in treatment over the long term tant role negative symptoms have for the prognosis
(Milev, Ho, Arndt, & Andreasen, 2005). In con- and long-term course of the disorder, we believe
trast, contemporary phenomenological psychiatry that a phenomenological view on negative symptoms
emphasizes the importance of considering patients’ might not only contribute to psychodiagnostics but
experience first and foremost as an interconnected also to psychotherapy research.
meaningful whole (Parnas et al., 2013). These foun- In order to empirically investigate the intersubjec-
dations lead to the conceptualization of schizo- tive disturbance in schizophrenia, in what follows,
phrenia as a disorder of the most basic sense of self we narrow down our focus to a core specific aspect:
(Parnas & Sass, 2001; Sass & Parnas, 2003). the temporal dimension of synchronization and attu-
Parnas and Sass (2001) and Sass and Parnas nement. We thereby operationalize the broader
(2003) describe the core feature of the whole of notion of embodied intersubjectivity into a more
schizophrenia experience in terms of an ipseity dis- specific measurable construct.
order, that is a diminished sense of being a first-
person embodied subject of awareness and action.
Such a pervasive disturbance of subjectivity is, at
Schizophrenia as Intersubjective
the same time, a disorder of “self-with-others”
Desynchronization
(Fuchs, 2013). Indeed, a diminished self-presence
(also referred to as an ipseity disturbance) is Minkowski (1970) has described the specific tem-
related to a pre-reflective disconnection from the poral dimension of the pre-reflective intersubjective
social environment or, in Minkowski’s (1970) disconnection in schizophrenia as a disturbance in
words, a diminished “me-here-now-presence.” lived time: an experiential desynchronization from
The loosening of the implicit and immediate the environmental contingencies and a diminishment
relation to the world and others, also known in the of vital and intuitive attunement in the relation with
phenomenological literature as schizophrenic others. More recently, Fuchs (2007) has described
autism, has been described as a crucial characteristic the lacking implicit “timing” in the interaction
Psychotherapy Research 459

(including aspects such as synchronization and viewed at the bodily level in terms of a disruption of
rhythm) as a crucial aspect of the experienced sense interactional synchrony. Although the empirical
of disconnection in schizophrenia (Fuchs, 2001, phenomenon of bodily synchrony does not encom-
2005, 2010). He called it a disturbance of intersub- pass the whole complexity of the intersubjective dis-
jective temporality, which implies a sense of desyn- turbance at stake, we believe that it might be validly
chronization from others (Fuchs, 2010). conceived as a behavioral manifestation of it.
In this paper, we claim that the phenomenological
sense of detachment in the intersubjective encounter
finds its phenomenal counterpart in the desynchroni-
Interactional Synchrony and Psychotherapy
zation of movement at the bodily level. This link
Research
allows the operationalization of a phenomenological
construct into an empirical and observable one. Since the first empirical investigations, interactional
The concept of participatory sense-making1, as it synchrony was considered as expressing connected-
was elaborated by Fuchs and De Jaegher (2009), pro- ness between persons interacting (McDowall,
vides a theoretical basis for this claim. 1978). Research findings over the last decades have
With the notion of participatory sense-making, shown and confirmed that the temporal intertwine-
Fuchs and De Jaegher (2009) integrated a phenom- ment of movement has its correlate in the reciprocal
enological description of intersubjectivity with its be- orientation toward the other’s intentions and
havioral counterpart. On the one hand, they describe motives (e.g., Bernieri, Reznick, & Rosenthal, 1988;
the pre-reflective process of intersubjective under- Condon, 1980; Oullier, de Guzman, Lagarde, &
standing and sense-making as the phenomenological Kelso, 2008). As Kendon (1970) has put it: “to
experience of “mutual incorporation”2: a co-pres- move with another is to show that one is ‘with’ him
ence and reciprocal interaction of lived bodies that in one’s attentions and expectancies” (p. 124).
through action and perception intertwine in mean- Taking a further step, more recent studies on interac-
ingful and immediate ways. On the other hand, pre- tional synchrony have associated it to rapport, feeling
reflective intersubjective understanding is considered of emotional closeness, compassion, and positive
to be embodied and enactive: as two persons coordi- relationship (e.g., Julien, Brault, Chartrand, &
nate in making meaning together, they also intertwine Begin, 2000; Koss & Rosenthal, 1997; Miles, Nind,
their movement (De Jaegher & Di Paolo, 2007; & Macrae, 2009; Tickle-Degnen & Rosenthal,
Fuchs & De Jaegher, 2009). Subjective intercorporeal 1990; Tschacher, Rees, & Ramseyer, 2014; Valde-
experience and dynamics of movement coordination solo & De Steno, 2011). Coherently with these
are two sides of the same coin. In accordance with results, few studies on psychotherapy have shown
this notion, the experience of pre-reflective intersub- that interactional synchrony is directly correlated
jective detachment typical of schizophrenia might be with the quality of the therapeutic relationship and
similarly conceived as being related to disrupted with the outcome of therapy (Darwiche et al., 2008;
dynamics of movement coordination. Nagaoka & Komori, 2008; Ramseyer & Tschacher,
Bernieri and Rosenthal (1991) distinguished two 2011, 2014, 2016).
different aspects of movement coordination: behavior Nonverbal communication in psychotherapy has
matching and interactional synchrony. Whereas the been widely investigated, based on the awareness
first indicates qualitative and static behavioral fea- that nonverbal behavior plays a decisive role in
tures of the individuals such as postures, mannerisms relationship formation and therapeutic outcome
or facial displays, the latter refers to the temporal (e.g., Hall, Harrigan, & Rosenthal, 1995). Yet, the
dynamics of coordination, which are dependent focus has been mainly on the quality of individual
upon both each individual’s intentions and the behavior (as opposed to dyadic dynamics) and on
dyadic system.3 Interactional synchrony is thus a the role of mimicry and behavior matching (as
quantitative measure of the intersubjective temporal opposed to interactional synchrony) (Ramseyer &
modulation of bodily movement, which indicates Tschacher, 2011). Only recently, the interest for
different degrees of temporal relatedness. This the phenomenon of interactional synchrony has
measure grasps the phenomenon of movement began to grow and the proper methodologies for
coordination as it is implied in the notion of participa- studying interactional movement dynamics have
tory sense-making4: the bodily “timing” of the inter- been developed (Koole & Tschacher, 2016). One
subjective coupling, which assays different degrees of major step in this direction has been the work by
pre-reflective engagement (mutual incorporation) in Ramseyer and Tschacher (2011), who stressed the
intercorporeal encounters. According to these con- importance of exploring the nonverbal dynamics of
siderations, the disorder of intersubjective tempor- interaction occurring at the system level of the thera-
ality in schizophrenia might be also coherently pist–patient dyad, that is, interactional synchrony.
460 L. Galbusera et al.

In doing so, they have developed a computational Current Study


method for recording and analyzing the general
In this study, we continue the line of research on the
movement dynamics of a dyad: Motion Energy
efficacy of BPT by first addressing changes in nega-
Analysis (MEA). This methodological instrument
tive symptoms and standard psychiatric measures.
has opened the possibility of measuring interactional
Additionally, we consider empirical changes in
synchrony in the dynamic coordination of move-
patients’ embodied intersubjective relations.
ment of the dyad through the empirical analysis of
Indeed, although dimensions of subjectivity and
digital video.
self-disorders have already been addressed in BPT
outcome studies (Röhricht et al., 2009), the dimen-
sion of embodied intersubjectivity remains unex-
BPT for Schizophrenia plored. We believe that looking at patients’
embodied interactions is of crucial importance for
Based on the conclusions of phenomenological psy-
two reasons. First, according to a phenomenological
chiatry, therapeutic interventions have been developed
approach, a disruption at the level of embodied inter-
that address first and foremost the implicit and pre-
subjectivity is at the core of the schizophrenic disturb-
reflective level of experience. Embodied intersubjec-
ance. Second, the specific embodied quality of BPT
tivity and pre-reflective self-awareness are the target
targets embodied intersubjectivity as a crucial
dimensions of BPT, where implicit experiences and
medium for therapeutic change. It is thus of clinical
nonverbal interactions play a central role for the
relevance to explore whether changes within this
process of therapeutic change (Röhricht, 2000,
dimension are observable as a result of the BPT inter-
2009). BPT is the overarching term for such tech-
vention. Due to the novelty of this approach in the
niques that span across a heterogeneity of settings
assessment of therapy outcome, the present study is
and targets (see Röhricht, 2009 for a review). Predo-
still of pilot and exploratory nature.
minantly nonverbal interventions in psychotherapy
By focusing on the temporal dimension of the inter-
have been developed especially for body-related psy-
subjective disturbance in schizophrenia, we have oper-
chopathologies (somatoform disorders, medically
ationalized the notion of embodied intersubjectivity
unexplained symptoms, posttraumatic stress dis-
into the empirical construct of interactional syn-
orders, eating disorders, and schizophrenia) and for
chrony. Following Ramseyer and Tschacher (2011),
target patients who do not respond to talk therapy,
in this study, we measure interactional synchrony by
or where speech may not be the most suitable thera-
means of the MEA method. Two main hypotheses
peutic medium (Galbusera & Fuchs, 2013; Röhricht,
were formulated for this study. First, we hypothesized
2009). In this paper, we focus on an intervention for
that we would replicate previous outcome studies on
schizophrenia, manualized by Röhricht (2010) (see
BPT for schizophrenia by confirming that improve-
also Röhricht & Priebe, 2006).
ment in negative symptoms and general psychiatric
Although this BPT intervention for schizophrenia
symptomatology measures could be observed after
has been specifically created for targeting negative
the BPT intervention. Second, we hypothesized that
symptoms (Röhricht, 2010; see also Röhricht &
the BPT intervention has an effect on patients’ embo-
Priebe, 2006), a theoretical grounding in the phe-
died interactions: in contrast to a pre-reflective discon-
nomenological tradition has allowed an understand-
nection from others, dynamics of interactional
ing of negative symptomatology within a holistic
synchrony may be reestablished through BPT. In
perspective of schizophrenia as an experiential self-
order to examine this hypothesis, we analyzed levels
disorder (Röhricht, 2000; Röhricht, Papadopoulos,
of interactional synchrony before and after treatment
Suzuki, & Priebe, 2009; Röhricht & Priebe, 2004;
in a separate setting (interviews).
Scharfetter, 1999). Practice-based clinical evidence
Finally, we explored the correlation between inter-
and a few empirical trials have shown the efficacy of
actional synchrony and negative symptoms, with the
BPT in reducing negative symptoms (Röhricht &
aim of understanding whether these symptoms
Priebe, 2006; Röhricht, Papadopoulos, Holden,
might indeed be related to a core disturbance of
Clarke, & Priebe, 2011; Priebe et al., 2013) and
intersubjectivity.
these results have been also linked to dimensions of
self-disorders (Scharfetter’s ego-pathology scores;
Scharfetter, 1981, 1999) showing a link between the
two (Röhricht et al., 2009). By this linkage, negative Method
symptoms have been shown to be related to the
Participants
core disturbances of subjectivity in schizophrenia,
instead of merely being conceived as “removed” fea- Originally, 25 patients were recruited for the study, 9
tures of the disorder. of them dropped out5 and 16 patients were therefore
Psychotherapy Research 461

included in the study (N = 16; 13 male, 3 female; the qualitative interview before therapy (the prether-
Mean age = 43, SD = 12.7). Inclusion criteria were apy interview), for the qualitative interview after
a diagnosis of schizophrenia spectrum disorders therapy (the posttherapy interview), and for the stan-
ICD10 F20-F29 (with exclusion of F23—acute and dardized symptom evaluation after therapy (the
transient psychotic disorder). Exclusion criteria symptom evaluation). The posttherapy interview
were any presence of current substance-induced psy- maintained the same interviewer of the pretherapy
chosis, current participation in inpatient treatment, interview and the same interviewing style; this
and a diagnosis of mental disability or an organic allowed a reduction of contextual and interpersonal
brain syndrome. Fifteen patients were diagnosed variability. The symptom evaluations were conducted
with paranoid schizophrenia6 (F20.0; ICD-10) and by interviewers who were unknown to the patients, in
one with schizoaffective disorder (F25.9; ICD-10). order to rule out the effect of familiarization (with the
Diagnoses were made by the treating psychiatrists same interviewer) on synchrony measures and there-
according to the ICD-10. Fifteen patients were fore to test the generalizability of the synchrony
treated in outpatient setting and one in outpatient changes. To reduce the difference of interactional
and day hospital setting. All patients were Caucasian. context between the qualitative interviews and the
Nationality and mother tongue were German for all symptom evaluations, interviewers conducting the
patients apart from one, whose nationality and symptom evaluation were instructed to keep a loose
mother tongue were English. conversational style (similar to the qualitative inter-
views) during the first 15 minutes. All interviews
were videotaped with a stable camera frame.9 There
was a video recording error for one symptom evalu-
Procedure and Setting
ation interview, resulting in a smaller sample size
Patients were recruited from three sites: the psychia- (N = 15) for analyses utilizing this information.
tric University Clinic in Heidelberg (eight patients),
the psychiatric center Nordbaden in Wiesloch
(three patients), Germany, and the psychiatric outpa-
Measures
tient institute in Mosbach (five patients), Germany.
The study procedures were approved at all sites and Psychiatric symptomatology. All measures of psychia-
all patients signed informed consent documents tric symptomatology were collected through struc-
before participating. All data were treated anon- tured interviews with trained research assistants.
ymously and confidentially. The BPT intervention Two measures of general psychiatric symptomatol-
was implemented across the three psychiatric ogy were administered. The Brief Psychiatric
centers in group settings and unfolded over a period Rating Scale (BPRS) is a general assessment
of 10 weeks with bi-weekly 90-minute sessions.7 measure for symptoms. A total of 18 symptoms are
The intervention was led according to the manual rated on a 7-point Likert scale. It was especially
guidelines (Röhricht, 2010) by one trained body- developed as outcome measure to assess patients
oriented psychotherapist and two co-therapists change and it is widely used for assessing psychotic
trained in clinical psychology. Body-oriented psy- symptoms (Overall & Gorham, 1962). The Global
chotherapists were directly trained by the authors of Assessment of Function (GAF) is an assessment
the treatment manual. scale from the Diagnostic and Statistical Manual of
All patients took part in at least 80% of the treatment Mental Disorders that scores symptoms and global
program. During the intervention period, patients did functioning of the person on a dimension from 1
not take part in other therapy offers on a regular to 100 with symptom benchmarks (4th ed., text
basis.8 All patients received pharmacological therapy rev.; DSM-IV-TR; American Psychiatric Associ-
(neuroleptic medication) which did not change ation, 2000). The Scale for the Assessment of Nega-
during the BPT intervention period. Symptom assess- tive Symptoms (SANS) was also administered in
ments were implemented with all patients by trained order to specifically measure negative symptomatol-
research assistants before and after therapy. For the ogy. The SANS is a common scale for the evaluation
assessment of synchrony, additional qualitative semi- of negative symptoms in schizophrenia (Andreasen,
structured interviews were implemented by L.G. 1989). It assesses the presence and severity of nega-
(first author), trained clinical psychologist, before and tive symptoms across five domains: affective flatten-
after BPT. These interviews were implemented ing or blunting, alogia, avolition-apathy, anhedonia-
according to phenomenologically oriented interview asociality, and attention. We used the final global
methodology (e.g., Nordgaard et al., 2012). score in this study.
In order to measure changes before and after Synchrony calculation. In order to calculate the
therapy, interactional synchrony was measured for degree of synchrony across the interviews, we
462 L. Galbusera et al.

employed the Motion Energy Analysis software across all minutes in order to derive the synchrony
(Ramseyer & Tschacher, 2011; MEA version 2.06, measure for an entire interview.10 Figure 1 shows a
2011). This software allowed us to collect the sampling of the raw MEA values for each frame
frame-by-frame changes in specified regions of inter- across one minute of a single posttherapy interview,
est of a video frame. We specified two regions of plotting both the interviewer’s and the patient’s
interest for the analysis: the interviewer’s and movement.
patient’s whole body. Movement was collected at a
resolution of 15 frames per second for a maximum
of 15 minutes duration from the beginning of each
Results
interview. While most interviews were longer than
15 minutes and cut down to that maximum Changes in General Psychiatric Symptoms
amount, 14 (29.17%) interviews in our database and Negative Symptoms
were under 15 minutes. Of these shorter interviews,
Replicating previous research on BPT, we found
the average duration was 10:55 minutes (SD = 4:21).
decreases in general psychiatric symptomatology,
The MEA software provided time series of frame-
which reflected improvement after therapy. Paired
by-frame movement quantity in the regions of inter-
samples’ t-tests indicated a decrease in BPRS symp-
viewer and patient. In order to develop a measure
tomatology from before therapy (M = 2.05, SD
of overall synchrony across the entire interview, we
= .61) to after therapy (M = 1.70, SD = .46), t(15) =
further processed the simultaneous time series in an
−4.32, p < .001, d = −0.59, and an increase in GAF
algorithm modeled after the analysis of Ramseyer
score from before therapy (M = 57.25, SD = 13.67)
and Tschacher (2011). We calculated rolling cross-
to after therapy (M = 66.94, SD = 7.58), t(15) =
correlations at a time window of plus and minus 5
3.67, p = .002, d = 0.78.
seconds, which, at 15 frames per second of data, pro-
We also found that there was a significant improve-
duced a total of 151 correlations for each minute,
ment in negative symptoms. A paired samples t-test
ranging from the patient leading 75 frames to
indicated a decrease in negative symptoms on the
pacing 75 frames. These calculations were performed
SANS from before therapy (M = 27.25, SD = 13.27)
using the rollccf function found in the hydromad R
to after therapy (M = 18.88, SD = 10.84), t(15) =
package (Andrews, Croke, & Jakeman, 2011). Fol-
−2.85, p = .012, d = −0.68.
lowing, we averaged the absolute values of these
cross-correlations in order to establish the overall
synchrony for a given minute. These calculations
were made on distinct, minute-long windows that Changes in Interactional Synchrony
did not overlap. After producing these minute-level Testing to our second hypothesis, we examined
averages, we subsequently averaged synchrony whether interactional synchrony in both interviews

Figure 1. Frames of patient and interviewer MEA data over a sample minute.
Note: The gray line represents interviewer movement and the black line represents patient movement. MEA data were collected at 15 frames
per second, so 200 frames are equivalent to 13.33 seconds.
Psychotherapy Research 463

after therapy (the posttherapy interview and the difference between the pretherapy interview and the
symptom evaluation) were different from the prether- symptom evaluation in our post hoc tests, we uncov-
apy interview with a special contrast in a one-way ered an important caveat to our positive findings
repeated-measures ANOVA model. We found that, from the special contrast analysis: the change in inter-
in fact, there was a significant effect in this contrast, actional synchrony appears contained to an increase
F(1, 14) = 4.91, p = .04, d = 1.18. Synchrony signifi- from pretherapy interview to the posttherapy
cantly increased from the pretherapy interview to interview.
the two interviews given after therapy. We had con-
firmed that the synchrony in interviews that were
shorter than 15 minutes was not significantly differ-
ent from those that were 15 minutes, t(45) = 1.23, Correlation Between Changes in Negative
p = .23, d = 0.37, and had included these interviews Symptoms and Changes in Interactional
in the analysis. Synchrony
Following, we explored the specific differences in We examined the degree to which reductions in
synchrony between the pretherapy interview syn- negative symptoms were correlated with increases
chrony and the other two interviews individually. in synchrony. Since only those who increased in
Post hoc paired sample t-tests indicated that there synchrony after therapy could be said to have poten-
was a large difference in synchrony between the pre- tially responded from the treatment in this dimen-
therapy qualitative interview (M = .07, SD = .02) and sion, we selected only those who responded with
the posttherapy interview (M = .09, SD = .02), t(15) increased in synchrony from the pretherapy inter-
= 2.87, p = .012, d = 1.11. Figure 2 shows a compari- view to the posttherapy interview for an initial
son of the average synchrony for each minute of the exploratory analysis (N = 14). Following, we corre-
interviews for both the pretherapy interview and the lated pre–post changes in synchrony with pre–post
posttherapy interview. In this figure, one can see changes in negative symptoms. The change indices
both how the synchrony interviews are different and for both measures were calculated by subtracting
how the average synchrony for each minute pro- the pretreatment values from the posttreatment
gresses dynamically across the 15-minute span. values. We found a nonsignificant negative corre-
However, there was no significant difference in lation in the predicted direction between synchrony
average interactional synchrony between the prether- and negative symptoms among these respondents, r
apy interview and the symptom evaluation (M = .08, (12) = −.51, p = .06. See Figure 3 for a scatterplot of
SD = .02), t(14) = 1.20, p = .25, d = 0.42. With no the values of these change indices. Given the small

Figure 2. Interactional synchrony during interviews over time.


Note: Error bars indicate high and low bounds of the standard error for each mean.
464 L. Galbusera et al.

Figure 3. Scatterplot of the relationship between change in negative symptoms and change in interactional synchrony among the treatment
responder subsample.
Note: The gray area represents the 95% confidence interval of the regression line. Change indices for both measures were calculated by sub-
tracting the measure before treatment from the measure after treatment. For both indices, negative values indicate a decrease over time, while
positive values indicate an increase over time.

sample size for this analysis, we also examined this only applied to the more open-ended pretherapy
relationship with a nonparametric correlation, and posttherapy interviews conducted by the same
Spearman’s Rho, ρ(12) = −.45, p = .11, which interviewer. In an exploratory analysis, we found
demonstrated a weaker trend. While these tests some initial evidence suggesting a possible large
did not reach statistical significance, they demon- inverse correlation between changes in interactional
strated medium-to-large effect sizes. Testing the synchrony and severity of negative symptoms; this
same relationship with all patients (N = 16) resulted was not as robust given a reduced sample size and it
in weaker, nonsignificant Pearson correlation, r(14) did not reach statistic significance (p = .06).
= −.04, p = .89, and Spearman’s Rho, ρ(14) = −.27,
p = .31. The relationships between interactional
synchrony and negative symptoms were examined Changes in Psychiatric Measures and
for each time point as a cross-section. Pretherapy Negative Symptoms
interview synchrony and negative symptoms before
treatment were not significantly correlated, r(14) The results on general psychiatric symptoms and
= −.13, p = .63. Posttherapy interview synchrony negative symptoms improvement support previous
and negative symptoms after treatment were also outcome studies on the efficacy of BPT which have
not significantly correlated, r(14) = −.02, p = .95. shown a significant decrease in negative symptoms
following the intervention (Priebe et al., 2013; Röh-
richt & Priebe, 2006; Röhricht et al., 2011). Impor-
tantly, previous clinical and randomized trials on
Discussion
BPT not only have shown BPT to be more effective
After 10 weeks of BPT intervention, schizophrenic than treatment as usual, but have also shown better
patients showed a significant improvement of results than atypical antipsychotics (Röhricht &
medium effect size (d = 0.59–0.78) in general psy- Priebe, 2006). The outcomes of BPT are particularly
chiatric symptoms and negative symptoms. In relevant if one considers the general lack of effective
addition, there was a strong (d = 1.11) increase in treatment for negative symptoms, which often
interactional synchrony between interviews before remain a persistent and impairing burden in patients’
and after therapy with an important caveat that this lives.
Psychotherapy Research 465

Changes in Interactional Synchrony 2013; Kohler et al., 2008; Lavelle, Healey, &
McCabe, 2014a; Trémeau et al., 2005). Yet, most of
Supporting our hypothesis, we found a statistically
these studies have focused on the individual behavior.
significant increase in interactional synchrony from
Although some researcher have broadened the focus
the interview situation before therapy to the pooled
to interactional settings, they have still mainly measured
effect of both interviews after therapy. Considering
individual responses and behaviors (Kupper, Ram-
the two interviews after therapy separately in a post
seyer, Hoffmann, Kalbermatten, & Tschacher, 2010;
hoc comparison, we found some important caveat to
Lavelle, Healey, & McCabe, 2013, 2014a, 2014b).
this effect. A statistically significant increase in inter-
Using Bernieri and Rosenthal’s (1991) terminology,
actional synchrony was found when comparing the
one might argue that research on this topic has been
pretherapy interview with the posttherapy interview.
more concerned with the phenomenon of behavior
A slight increase in synchrony was also observable
matching rather than interactional synchrony.
between the pretherapy interview and the symptom
Recently, a few empirical studies have measured
evaluation, yet this increase was not statistically
the temporal dynamics of interpersonal coordination
significant.
(i.e., interactional synchrony), showing an impair-
The lack of significant results in interactional syn-
ment of social motor coordination in schizophrenia
chrony change for the symptom evaluation seems
(Kupper, Ramseyer, Hoffmann, & Tschacher,
likely due to the contextual and interpersonal differ-
2016; Raffard et al., 2015; Varlet et al., 2012).
ences introduced. Although the interviewers were
However, these studies have been implemented in
instructed to keep a loose conversational style, a
artificial settings such as the hand-held pendulum
review of the interview videos showed that the inter-
task or role-play situations. Our study makes a
actional context was still very structured, probably
novel contribution to this research strand, in that it
due to the structured nature of this interview protocol
investigates interactional synchrony in a less struc-
and the lack of interviewers’ training in qualitative
tured conversational setting. We believe that an
interviewing methods.
analysis of more natural interactions can better
In contrast, the pretherapy and posttherapy inter-
grasp the participatory sense-making phenomenon
views were conducted by the same interviewer and
and, more specifically, its disruption in schizo-
followed the same conversational and phenomenolo-
phrenia. Besides, this study investigates for the first
gical interviewing style. Interactional synchrony is a
time the phenomenon of interactional synchrony in
relational measure that captures coordination
schizophrenia within the context of psychotherapy
dynamics at the level of the dyad system; therefore,
outcome research. Thus, the focus was not on deficits
the amount of synchrony is constitutively dependent
but on the possibility of recovery and change within
upon both persons interacting. Since the personal
such dimension.
interaction style of the interviewer and the interac-
Ramseyer and Tschacher (2011, 2014, 2016) have
tional context of the interview were kept stable for
already shown a positive correlation between interac-
the pretherapy and posttherapy interviews, we argue
tional synchrony and psychotherapy outcome; in
that the significant variation in interactional syn-
their studies, which included a relatively wide spec-
chrony ought to be due to changes in patients’ inter-
trum of different disorders, interactional synchrony
action styles. This change in the patients’ bodily way
was generally associated with relationship formation
of relating can first of all be considered as an increase
and working therapeutic alliance. A correlation
in the temporal attunement of their own movements
between nonverbal synchrony and the quality of
to those of another person in face-to-face inter-
relationship has been confirmed by other psychother-
actions. Moreover, drawing on the notion of partici-
apy studies (e.g., Darwiche et al., 2008; Julien et al.,
patory sense-making, such behavioral changes can
2000; Koss & Rosenthal, 1997; Nagaoka & Komori,
simultaneously be understood as an increased relat-
2008). In a recent article, Koole and Tschacher
edness to the world and to others at the phenomeno-
(2016) have reviewed the empirical literature and
logical level. This might thus point to some recovery
have developed a theoretical interpersonal synchrony
of the intersubjective temporal attunement at the pre-
model of psychotherapy. According to this model, non-
reflective level. These findings acquire particular rel-
verbal synchrony supposedly creates an inter-brain
evance as they touch upon an essential aspect of
coupling which supports the establishment of the
schizophrenia, that is, a pre-reflective detachment
therapeutic bond.
from the social world.
The present paper confirms and contributes to the
In the last decade, several empirical studies have
already existing literature on the important role of
investigated nonverbal behavior in persons with schizo-
synchrony for psychotherapy outcome and relation-
phrenia, generally showing a diminishment or impair-
ship formation. Yet, we believe that, in the case of
ment of it (Brüne et al., 2008; Del Monte et al.,
schizophrenia, interactional synchrony might
466 L. Galbusera et al.

acquire a much deeper relevance. Before being an patients recovered intersubjective attunement and
indicator of relationship, it points to the contingent synchrony, the less they scored on the negative symp-
dimension of embodied intersubjective “timing” or, toms scale. Similar results were found in a recent
as Fuchs (2010) put it, the intersubjective temporality study investigating interactional synchrony and
which is at the core of the schizophrenic disturbance. schizophrenia symptomatology, which has shown a
Interactional synchrony might thus be conceived as a significant negative correlation between interactional
valid operational construct for grasping changes at (head) synchrony and negative symptoms (Kupper
the intersubjective dimension of pre-reflective et al., 2016).
engagement, thereby being an important indicator According to a phenomenological perspective,
of outcome for therapeutic change in schizophrenia. negative symptoms should not be regarded as inde-
The results of this study have been supported and pendent entities but rather as co-constitutive of the
complemented by the findings of a parallel qualitative core disturbance of schizophrenia (Fuchs, 2013;
study on the same BPT intervention. An in-depth Parnas et al., 2013). These findings suggest an empiri-
qualitative investigation of patients’ experience has cal relation between negative symptoms and a disorder
highlighted a recovery of patients’ spontaneous and of intersubjectivity, thus supporting and confirming a
pre-reflective engagement with others after BPT phenomenological view of schizophrenia. Although
(Galbusera & Fellin, 2016). Moreover, embodied the analysis presented in this paper is still explorative
intersubjectivity not only stands out as a crucial and yet not sound enough to support any definitive
aspect of therapy outcome but is also a core target claim, it points to some interesting reflections on the
dimension of the therapeutic process in BPT. The nature of negative symptoms in schizophrenia which
treatment manual (Röhricht, 2010) includes struc- we believe are worthy of further research.
tured tasks that specifically target the implicit and
embodied intersubjective sphere: for example, regu-
lating interpersonal distances, perceiving one’s own
Limitations
personal space, learning conversation-like patterns
through movement and mirroring exercises. This study aimed at assessing the efficacy of BPT by
Besides, specific aspects of the therapeutic relation- using standard measures of symptoms and by intro-
ship, such as a noninstructive, acknowledging and ducing a new perspective which focuses on embodied
authentic stance by the psychotherapist, have been intersubjectivity as a core dimension of the schizo-
shown to play a crucial role in BPT change process phrenic disorder and as the main locus of therapeutic
(Galbusera & Fellin, 2016). The integrated findings change in BPT. Due to the novelty of this approach,
of the present study and of the complementary quali- this study is still to be considered as being of a pilot
tative investigation on the same BPT intervention and exploratory nature. In what follows, we outline
(Galbusera & Fellin, 2016) emphasize the impor- some important limitations that should inform and
tance of embodied intersubjective dynamics for the improve further research on this topic.
process and outcome of schizophrenia treatment. First, although we consider the psychiatrists’ diag-
noses to be reliable, an additional standardized diag-
nostic test such as the Structured Clinical Interview
for DSM would have further enhanced the reliability
Interactional Synchrony and Negative
and validity of the study. Patients’ medication should
Symptoms
also be taken into consideration, as its side effects
After examining the differences in interactional syn- influence patients’ attention, energy levels, nonverbal
chrony and negative symptoms before and after the behavior, and responsiveness. Different types of
BPT intervention, we explored the correlation medication might thus have had an effect on
between the two. This analysis is based on the phe- outcome. Control over such variables should be
nomenological theory that negative symptoms might increased in future replications of this study.
be better conceived as being related to a core disturb- Another critical issue is that the increase in interac-
ance of subjectivity and intersubjectivity rather than tional synchrony from the pretherapy to the postther-
being merely “removed” features of the disorder apy interview might have been influenced by an effect
(Parnas & Sass, 2001; Sass & Parnas, 2003). of familiarization with the interviewer. Although we
Although these results did not reach statistic signifi- could not rule out this effect, we believe that it is
cance due to the small sample size, they show a made much weaker by the time gap of 10 weeks
strong negative correlation between severity of nega- between interviews. Yet, we do not know what kind
tive symptoms and interactional synchrony in those of bias familiarization may have on interactional syn-
patients who increased in synchrony (i.e., responded chrony as, so far, no other studies have used repeated
to treatment in this way): it seems that the more measures of interactional synchrony with same dyads.
Psychotherapy Research 467

We acknowledge this potential limitation due to the Notes


pilot nature of our study and we call for further 1
Originally, the notion of participatory sense-making was intro-
research to validate these results. duced by De Jaegher and Di Paolo (2007), who applied prin-
To conclude, two important limitations need to be ciples of dynamic systems theory to the phenomenon of social
mentioned. First, this study did not include follow-up interaction. Fuchs and De Jaegher (2009) for the first time inte-
grated within this notion both a dynamic systems approach and
assessments. This precludes the possibility of estab-
a phenomenological one.
lishing if the changes observed after the BPT inter- 2
The concept of mutual incorporation draws on Merleau-
vention remain stable over time. Finally, due to the Ponty’s (1962) notion of intercorporeality, which is described
absence of a control group, we cannot infer with cer- as a fluctuation between one’s own embodied position and
tainty whether the findings are specifically related to the incorporation of the other’s lived body into one’s own sen-
sorimotor schema.
the effect of BPT model. Although the results on 3
Indeed, the term interactional synchrony was coined by
negative symptoms and psychiatric assessment Condon and Ogston (1966) for indicating nonverbal behavior
measures confirm and support previous results of and coordination at the system’s level of the dyad.
4
empirical clinical research and randomized con- For more details about the link between participatory sense-
trolled trials, the findings on interactional synchrony making and interactional synchrony, see Galbusera (2016).
5
and its relation to negative symptoms introduce new The reasons for the high dropout rate (36%) might be the con-
siderable effort demanded by the psychological testing and
insights on therapy for schizophrenia that still need to interviews for the study. Indeed, besides the measures pre-
be tested in additional trials. sented in this paper, additional tests were implemented for
other parallel studies. Some patients dropped out immediately
after the pretherapy tests and others did not take part in the
posttherapy interviews, although they participated in BPT.
Conclusion
Another reason for dropout was the intensive time schedule of
In this study, we have investigated the efficacy of BPT the BPT program, as some patients had difficulties to attend
all sessions.
from a mainstream and a phenomenologically 6
Only one of the patients diagnosed with paranoid schizophrenia
informed perspective. First, we have confirmed that had comorbidity with schizoaffective disorder (F25.1; F25.5;
BPT for schizophrenia effectively reduces patients’ ICD-10)
7
negative symptoms and has an overall positive influ- BPT sessions followed the structured format of the manual
ence on patients’ psychiatric symptomatology. guidelines. Each session was divided into five phases: an
Second, we have shown that BPT also seems to opening circle, a warm up phase, a structured tasks phase, a
creative phase and a closing circle (for more information, see
affect the embodied intersubjective dimension, which Röhricht & Priebe, 2006). The 90-minute length of the sessions
is crucial for the pathological definition of schizo- thus allows enough time for all phases to be implemented.
8
phrenia. At the embodied intersubjective level, BPT According to the information given by the treating psychiatrists,
seems to yield a recovery of patients’ pre-reflective only two patients took part in work therapy and cognitive train-
ing during the BPT intervention (only partially overlapping);
social relations and intersubjective attunement,
few patients received occasional supporting meetings with a
which have been measured in this study through psychotherapist.
bodily interactional synchrony. These findings 9
For motion energy analysis, the camera frame should remain
provide important evidence for the efficacy of BPT stable to avoid any spurious detection of movement.
10
and should be further investigated in future clinical Our only departure from Ramseyer and Tschacher (2011) was
not standardizing the individual motion energy time series
trials. Finally, by showing a relation between negative
prior to the synchrony calculation. Performance of a Pearson
symptoms and interactional synchrony, the present correlation already functions as a standardized metric; standar-
study supports a phenomenologically informed holis- dizing individual time series has no effect on the final correlation
tic view of schizophrenia, where negative symptoms values.
are conceived as components of a disturbance of sub-
jectivity and intersubjectivity. We believe that such
view should inform psychotherapy research in order ORCiD
to yield a better understanding of the mechanisms
and outcomes of schizophrenia treatment. Michael T. Finn http://orcid.org/0000-0003-2490-
2562

Funding
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