Professional Documents
Culture Documents
Biomed 02 00022
Biomed 02 00022
1 Faculty of Computing, Engineering and Science, University of South Wales, Pontypridd CF37 1DL, UK
2 European Association of Thermology, 1170 Vienna, Austria
3 Department of Physical Medicine, Rehabilitation and Occupational Medicine, Vienna Medical University,
1090 Vienna, Austria; gerold.ebenbichler@meduniwien.ac.at
4 6800 Feldkirch, Austria; t.bochdansky@gmx.at
* Correspondence: kammer1950@aol.com
Abstract: This article provides arguments for and against the classification of low back pain (LBP)
as a disease or health condition. Based on the basic definitions of health, disease, illness, sickness,
infirmity, and pain, little support has been found for the idea that LBP represents a specific disease
entity. Although specified back pains do not signify disease, the pain experienced may be caused by
specific diseases, such as inflammation, neuropathy, fractures, or tumors. Common findings in medi-
cal imaging indicate disk herniation, degenerative joints with or without signs of inflammation in the
facet joints, and spinal stenosis present in a relatively high proportion of pain-free persons. The same
applies to hypomobile segmental dysfunction (joint blockage) and myofascial syndrome. Both func-
tional entities play a core role in manual medicine but are common in asymptomatic subjects, showing
low–moderate reliability and failing to meet the classification requirements of disease. Reducing
Citation: Ammer, K.; Ebenbichler, G.;
disability through interventions targeting a disease’s structural/functional conditions cannot be
Bochdansky, T. Low Back Pain—A
achieved since the relationship between pathological changes and activity restrictions/participation
Disease or Condition of Impaired
Functional Health?
is indirect in most cases. Considering LBP as a condition shifts the goal of treatment from the disease
Definition-Inherent Consequences for to the patient’s optimal performance in activities/participation and allows them to be self-determined
the Comprehensive Care of Back Pain and independent.
Patients. BioMed 2022, 2, 270–281.
https://doi.org/10.3390/ Keywords: low back pain; health condition; disease; classification; comprehensive individual care
biomed2020022
Before this article’s question can be answered, several basic terms must be defined.
Before this article’s question can be answered, several basic terms must be define
These terms include, among others, definitions of “pain”, “health”, “disease”, “pain”,
These terms include, among others, definitions of “pain”, “health”, “disease”, “pain
“medicine”, and “health care”. This terminology is also the foundation for the following
“medicine”, and “health care”. This terminology is also the foundation for the followi
discussion on whether low back pain should be understood as a disease or condition of
discussion on whether low back pain should be understood as a disease or condition
impaired functional health. Finally, definition-inherent consequences for the comprehensive
impaired functional health. Finally, definition-inherent consequences for the comprehe
care of back pain patients are discussed.
sive care of back pain patients are discussed.
2. Terminology: Health
2. Terminology: Health
The term “health” is elusive in its definition. Health terms, such as “disease” are
understood as aThe term “health”
construct to captureis elusive in its definition.
an important condition Health terms,
of living such as “disease”
organisms. The are u
derstood as a construct to capture an important condition
definition of human health has an enormous impact on the practice of medicine and of living organisms. The defi
interventiontion of human
options health has
to improve the an enormous
health impact
condition on the practice
of individuals. of medicine
Defining healthand is interve
both crucialtion
andoptions to improve
difficult. The WHO thedefinition
health condition of individuals.
of “a state of complete Defining
physical, health
mentalis both cruc
and difficult.
and social wellbeing, andThe WHO
not merelydefinition of “a state
the absence of complete
of disease physical,ismental
or infirmity” and social we
not perfect
being, and not merely the absence of disease or infirmity”
but points in the right direction. One problem with this definition is the attempt to is not perfect but points in t
right direction. One problem with this definition is the attempt
define complete health. Keeping that aspect of absolute health counteracts that important to define complete heal
Keeping
statement with thatthat
the idea aspect of absolute
health health the
is “not merely counteracts
absence of that important
disease statement
or infirmity.” with the id
The
that
International health is “not
Classification of merely the absence
Functioning, of disease
Disability or infirmity.”
and Health (ICF) [2] The International
clarified health Class
cationof
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proposed is linked totoimpaired
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functions/structure and perception
In this modification, theofdiagnosis
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to impaired is understood as an
functions/structure a
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process; thecontext
result is factors includeas
understood theanperception
important aspect
of bodily functioning, activity/participation,
internal context factors. Internal context external
factorscontext
include factors, and the level
the perception of functio
of bodily
subjective health conditions and well-being.
ing, activity/participation, externalIn the modified
context ICFand
factors, modelthe (Figure
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general health condition integrates objective and subjective evaluations of
relationship between conditions and diseases is different; the general health condition ICF components.
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ated with health, but in a medical sense, the disease determines a person’s health state
3. Terminology: Disease
Disease may be defined as a disorder of structure or function in a human, animal, or
plant, especially one that produces specific symptoms or affects a specific location that is not
simply a direct result of physical injury [4]. Thus, the term “disease” refers to a pathological
process identified as a deviation from a biological norm. There is objectivity about disease
that physicians can see, touch, smell, and measure. This approach is predominant in
science-based medicine and textbooks describing disease entities for which patients are
the manifestation field. This definition has served as a basic term in a debate on whether
chronic non-malignant pain (CP) should be regarded as a condition or disease entity [5].
The term “disease” differentiates from other descriptions of unhealth [6], which are illness
and sickness.
Illness refers to a feeling or experience of unhealth in a person’s interior that is entirely
personal. Disease and illness are related, but signs of illness are difficult and almost impos-
sible to measure even when psychological assessment tools objectivate patients’ personal
experiences. On the other hand, subjective health experience relates to the definition of
unhealth for persons afflicted with a disease. Thus, for anyone, it is real, true, and as valid
as any external evaluation of this subjective experience.
The third mode of unhealth is sickness. Sickness is a social role, status, negotiated
position in the world, a bargain struck between the person henceforward called “sick” and
the society prepared to recognize and sustain them. Confirmation of being sick often relies
on a confirmed disease and is accepted on different levels for various diseases and their
affected patients. The whiplash epidemic in Australia declined because health authorities
massively reduced sickness certifications [7].
Illness and sickness would be overlooked if unhealth was reduced to the disease
mode stipulated by a mandatory WHO ICD classification, thus creating the impression
that diseases are strange creatures or small biological agents that attack and modify indi-
viduals’ health. Fighting against these “disease personalities” is mandatory to eradicate
those “demons” forever. “Disease” is defined as a model that describes and explains an
experienced impairment of a person’s state of health or the risk of future health impair-
ments based on structural and functional conditions [3]. In other words, the community
recognizes the personal experience of being unwell or ill as being sick and medically and
causally explained by disease. The quasi-causal position of pathology may lead to the
oversimplification of causal chains stemming from the disease-defining pathological lesion.
In order to define a disease, a diagnosis must be established. The diagnosis distin-
guishes between pathological lesions and is defined as:
• The art or act of identifying a disease, illness, or problem by examining someone or
something;
• A statement or conclusion that describes the reason for a disease, illness, or problem;
• The art or act of identifying a disease from its signs and symptoms;
• The decision reached by the diagnosis [8].
From a quality assurance perspective, diagnosis is understood as a process rather than
a classification label necessary for public health statistics. The core of the diagnostic process
is gathering, integrating, and interpreting information based on a patient’s experiences of a
health problem derived from clinical history, physical examination, referrals, consultation,
and diagnostic tests. The established diagnosis is then communicated to the patient and
serves as the basis for therapeutic interventions. The outcome of treatment serves as
feedback to the core process of diagnostic information processing [9].
Undoubtedly, a person reporting pain in the low back area can be examined, but the
underlying causes of this pain (the “problem”) in the low back are typically complex and
may relate to trauma, a tumor, inflammation, or malformation. The “act of identifying”
causes of low back pain shows that a leading perception impairment, the “symptom pain”,
cannot be classified as a “disease” at the same time. The “decision reached by diagnosis”
would, according to the definitions, be based on diagnostic findings of the disease.
BioMed 2022, 2 273
Therefore, one may reasonably question whether “low back pain” represents a diagno-
sis and thus be classified as a disease. In the new International Classification of Diseases
(ICD 11), low back pain is classified under “Symptoms, signs or clinical findings of the
musculoskeletal system” Chapter 21—ME84.2, along with other relevant numbers to be
excluded (MG30.02; MG30.3; MG30.5; FA80-FA8.Z)
The detection and treatment of diseases are the core tasks of medicine, whereas health
care expands its aims beyond disease management and comprehensively includes all
determinants of health. Physical activity of various intensities also plays a central role in
health maintenance [10].
4. Terminology: Infirmity/Frailty/Vulnerability
The WHO also defines another antonym to health, i.e., infirmity. This archaic term is a
precursor to the more modern term frailty. In 1949, infirmity was a condition understood
differently than a disease, although with features of personally experienced illness and/or
socially recognized sickness. The medical definition of frailty shares similar features to dis-
ease, including thresholds for normal physical structures and functions, such as body mass,
muscle strength, walking speed, and physical activity [11]. The term frailty was criticized
due to inherent pejorative and exclusionary tendencies [12]. The FRAILOMIC Initiative
promotes the following definition of frailty as “an age-associated syndrome characterized
by a decrease of biological reserve and resistance to stressors due to functional decline of
several physiological systems and placing the individual at enhanced risk of disability,
hospitalization, and death”. In other words, frailty refers to a decline in both robustness
and recovery (resilience). According to the International Classification of Impairments,
Disabilities and Handicaps-ICIDH (WHO, 1980), disability is defined as “any restriction
or lack (resulting from an impairment) of ability to perform an activity in the manner or
within the range considered normal for a human being” ([13]. Thus, the term frailty is
associated with vulnerability, particularly at advanced ages and/or consuming diseases.
on the context/environmental factors under which the pain was perceived [16]. This finding
provides evidence for diseases or lesions within the tissues causing pain [17]. Nociplastic
pain may contribute to the pain experience of common musculoskeletal pain syndromes,
such as low back pain or fibromyalgia.
A variety of techniques and aids for documenting pain experiences transformed this
subjective phenomenon into objective estimates of this unpleasant experience. Simple
visual analog scales (VAS) became the standard to measure the intensity of spontaneous,
recalled, or provoked pain [18]. Sensory testing helps detect allodynia; an acquired misinter-
pretation of non-painful stimuli presented to the skin [19]. Multidimensional questionnaires
capture pain characteristics other than intensity [20] and detect relationships to emotions,
expectations, and pain triggering circumstances [21].
Low back pain is a health condition associated with a higher risk for years of life
living with disability (YLDs) frequently reported worldwide [1]. Low back pain (LBP) is
defined as localized pain and discomfort below the costal margin and above the inferior
gluteal folds, with or without leg pain. Nonspecific (common) low back pain is defined
as pain not attributed to recognizable, known, or specific pathology (e.g., infection, tumor,
osteoporosis, ankylosing spondylitis, fracture, inflammatory process, radicular syndrome,
or cauda equina syndrome) [22].
An important aspect of pain experience is the duration of this unpleasant sensation.
Manifestations lasting up to 6 weeks are commonly classified as “acute”, “subacute” for
manifestations between 6 and 12 weeks, and “chronic” for conditions/diseases lasting
longer than 12 weeks.
the patient’s medical history and conducting a physical examination to evaluate severe
underlying pathology [23]. Despite the wide variety of red flags presented in guidelines for
low back pain, there is a lack of consensus on which red flags to endorse. Such a condition-
oriented approach allows the separation of patients with specific low back pain from those
with nonspecific low back pain. Currently, the duration of the back pain episode is used to
assign the most effective treatment for patients with nonspecific low back pain since several
studies have raised evidence that patients with acute, subacute, or chronic nonspecific low
back pain respond differently to the same type of therapeutic intervention [24].
Similar to a diagnosis, a one-dimensional description of a physical condition cannot
capture the complex components associated with pain experienced in the low back region.
Core outcome sets were proposed for back pain trials at the end of the 20th century for
back pain sufferers in acute health care [25]. The three outcome domains in the outcome
set include (1) physical functioning, (2) pain intensity, and (3) health-related quality of life
(HRQoL). The Oswestry Disability Index version 2.1a (ODI 2.1a) or the 24-item Roland
Morris Disability Questionnaire (RMDQ-24) are recommended as assessment tools for
physical functioning. Pain intensity should be recorded using a Numeric Rating Scale
(NRS). For HRQoL, the recommended questionnaires are either the Short Form Health
Survey 12 (SF12) or the 10-item PROMIS Global Health (PROMIS-GH-10) ([25].
Patients with acute conditions may develop ongoing pain for more than 12 weeks,
and treatment results may be biased when derived from populations with back pain
present ≤6 weeks. The transmission from acute to chronic low back pain may be associ-
ated with psychosocial distress [26,27]. Chronicity can also be triggered by the patient’s
emotional experience with pain and their beliefs and expectations about the course of
the pain [28]. Several questionnaires for chronicity screening in patients with acute back
pain have been developed [29,30]. The STarT Back Screening Tool [31] or Orebro Screen-
ing Tool [32] primarily screen for psychosocial risk factors. They were established for
their good discriminative abilities. Matching treatment programs with risk classes de-
tected by the STarT tool results in greater health benefits for back pain patients strati-
fied to risk-matched treatment, than patients receiving physical therapy based on the
physiotherapist’s evaluation [33].
the intervertebral joints are evaluated by manual palpation, and restricted motion towards
one direction is considered reversible hypomobile dysfunction. Specific passive movement
interventions are applied to reinstall the normal, limited “joint play” range. Diagnostic and
therapeutic interventions are based on scientific neurophysiological and biomechanical
principles [37]. Due to a lack of epidemiological data on back pain associated with “ver-
tebral blockages” and fair–moderate results in both the repeatability and reproducibility
studies of palpation [38], “vertebral blockage” is not yet accepted as a specific cause for LBP.
6. Conclusions
We found that LBP is defined as pain in a specified anatomical area and lasting a
certain period. Therefore, can “pain” be defined as a “disease”? Of course, it is “just” a
BioMed 2022, 2 279
symptom affecting an individual’s functional health status for a certain time. Additionally,
not every pain results in disability or affects an individual’s quality of life.
It is doubtful whether primary prevention can be successful since one of the well-
known major risk factors is previous periods of LBP; this health condition has already been
found in younger populations [61]. Other risk factors (modifiable and nonmodifiable) were
not identified for a true first episode of LBP [22] except for exercise programs [62].
Individual management programs of LBP must be based on a “BIO-PSYCHO-
SOCIOECONOMIC-CULTURAL MODEL” [10] that can be classified with the terminol-
ogy of ICF and an assessment by adequate instruments (tests, scores, and questionnaires).
A recent literature review concerning the causality of LBP did not differentiate between
the LBP “disease” and its recurring episodes mainly due to an unclear definition of LBP
absence at baseline. Therefore, the authors could not provide a valid answer on whether
LBP can be defined as a disease or episode [62].
LBP being seen as a condition rather than a disease supports individual compre-
hensive care where interventions are applied for any kind of health component. This
approach does not imply that disease does not have high priority in the management of
health problems, but rather, in absence of disease priority, should be defined based on
the risk of developing restrictions to activity and/or participation. Reducing disability by
targeting the structural/functional conditions defining a disease cannot be achieved since
the relationship between pathological changes and restriction to activity/participation is
indirect in most cases.
Supplementary Materials: The following supporting information can be downloaded at: https://
www.mdpi.com/article/10.3390/biomed2020022/s1, Table S1: English ICD 10 Codes and ICD-codes
used in the Germain guideline “specific back pain”.
Author Contributions: All authors have read and agreed to the published version of the manuscript.
Funding: This research received no external funding.
Institutional Review Board Statement: Not applicable.
Informed Consent Statement: Not applicable.
Conflicts of Interest: The authors declare no conflict of interest.
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