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BARBOSA, BERTOLAMI & FRANCISCO, 2019. Towards A Physically Motivated Planetary Accounting Framework
BARBOSA, BERTOLAMI & FRANCISCO, 2019. Towards A Physically Motivated Planetary Accounting Framework
Abstract
In this work we present a physically motivated planetary Accounting Framework for the Earth System. We
arXiv:1907.10535v1 [physics.ao-ph] 24 Jul 2019
show that the impact of the human activity in terms of the Planetary Boundary variables can be accounted for
in our Landau-Ginzburg phase transition physical formulation. We then use the interaction between climate
change and ocean acidification mechanisms to exemplify the relation of the concentration and flux of substances
of the Planetary Boundaries variables, as proposed by the accounting framework of Kate and Newman, with
the underlying thermodynamical transformation, quantifiable by the Landau-Ginzburg inspired model. In this
work we present a physically motivated planetary Accounting Framework for the Earth System. We show that
the impact of the human activity in terms of the Planetary Boundary variables can be accounted for in our
Landau-Ginzburg phase transition physical formulation. We then use the interaction between climate change
and ocean acidification mechanisms to exemplify the relation of the concentration and flux of substances of
the Planetary Boundaries variables, as proposed by the accounting framework of Kate and Newman, with the
underlying thermodynamical transformation, quantifiable by the Landau-Ginzburg inspired model.
Keywords: Anthropocene, Earth System, Accounting framework
∆F (H)|Anthro = −Hψ, (3) It is easy to see that if h1 > 0, h9 < 0 and g19 > 0,
then the effect is to mitigate the destabilizing effect of
where we have absorbed the constant, h, into the defi- h1 . The net effect of this technological interaction is
nition of H. This can be safely done because the time to ensure that the minimum due to human interven-
scale of human impacts is so much faster than that of tion is, as discussed in Ref. [5], closer to the Holocene,
natural driven change to the ES. minimizing the departure of the ES temperature from
The effect of human activities in altering the op- the one at the Holocene. We could also argue that g11
timum Holocene conditions can be decomposed into and g99 might be negative too, given that they can
its different components, denoted by hi . These com- have a saturating effect on themselves.
ponents have a straightforward correspondence to the
set of 9 or 10 parameters that compose the Planetary
3. The Accounting Framework
Boundaries (PB) framework [7]. In the context of
the PB, these parameters specify the state of the ES
There is a natural accountancy criterion built into
in terms of its deviation from the Holocene-like con-
the physical framework discussed in the previous sec-
ditions that sustain human civilisation as we know
tion, given that it allows for the quantification of the
it. The maintenance of these conditions is ensured if
destabilizing effect of human intervention on the ES.
the ES remains within the so-called Safe Operating
This can be exemplified when we consider the deple-
Space (SOS), which sets a limit on each of the PB
tion of living biomass stock, as discussed in Ref. [5].
components [11]. The function H describing human
Considering this as the sole component of human in-
intervention can thus be written as [10]:
tervention,
9
X 9
X 9
X H = α∆mLB , (6)
H= hi + gij hi hj + αijk hi hj hk + . . . ,
where mLB is the total living biomass and α = 3.5 ×
i=1 i,j=1 i,j,k=1
107 J/kg is the conversion constant of biomass into
(4)
energy. Estimates indicate that the amount of living
where the second and third set of terms indicate the
biomass has dropped from 750 × 1012 kg in 1800, to
interaction among the various effects of the human
660 × 1012 kg in 1900, and to 550 × 1012 kg in 2000
action on the PB parameters. Of course, higher or-
[13, 14].
der interactions terms can be considered, but we shall
restrict our considerations up to second order and, This biomass depletion is well correlated with, e.g.
in fact, to a subset of planetary boundary param- CO2 concentration, hence it suggests a quota, QBM ,
eters. It is physically reasonable and mathemati- for a country or region at a fixed time interval, ∆t,
cally convenient to assume that the 9 × 9 matrix, by multiplication by a fraction, f (A, P, GDP, . . .), of
[gij ] is symmetric, gij = gji , and non-degenerate, the global quota that is a function of the territory’s
det[gij ] 6= 0. In principle, these interactions terms are area, population, GDP or other relevant measures,
sub-dominating, however, their importance has to be α∆mLB
established empirically. As discussed in Ref. [10], they QLB = f (A, P, GDP, . . .), (7)
∆t
3
Of course, the specific planetary boundary breakdown It is relevant to point out that none of the account-
suggests itself a set of quotas: ing systems proposed so far includes the interactions
hi terms and some among these might be clearly impor-
Qhi = f (A, P, GDP, . . .), (8) tant. If so, the next issue is to consider the typical
∆t
time scale for a given planetary boundary parameter
which requires an accurate knowledge of all hi ‘s and
to affect the others. For instance, in what concerns
their scaling down to a country (region). Further-
the relationship between the CO2 concentration and
more, the usefulness of this approach is valid as far
its effect on the acidity of the oceans a typical time
as the contribution of the interaction terms is sub-
scale of change is about 240 days [15]. The under-
dominant at the time interval ∆t, otherwise, this set
standing of the underlying processes associated to this
of quotas is meaningless in this time interval.
change will be discussed in the following section. If
The temperature field can have, as discussed in
this time scale is the smallest one involving the inter-
Ref. [5], a spatial dependence and thus the free en-
action between the planetary boundary parameters,
ergy should have terms like |∇ψ|2 and ∇2 ψ. These
then the accounting system of Ref. [8] yields a reli-
terms could be split in contributions from countries
able picture of the ES at this time scale.
(regions) area and hence should be normalized by
their area. This suggests the following quota system-
atics for a given country (region): 4. Modelling the interaction between Plane-
tary Boundaries
|∇ψ|2
QSpatial = f (A), (9)
∆t As discussed in the previous section, for each PB,
or an equivalent expression for the Laplacian. there is a control variable that measures its deviation
Hence it is clear that our physical framework sug- from the Holocene conditions. Each of these control
gests several strategies for an accountancy procedure. variables, xi can then be associated to an hi term
Neglecting interactions, the breakdown of H into its in the human activities function given by Eq. (4) by
planetary boundary components leads, for a partic- means of a proportionality constant αi . The corre-
ular choice of the fraction, f (A, P, GDP, . . .) to the spondence is thus given by,
Planetary Boundary Accounting Framework of Ref.
[8] up to a multiplicative constant that converts the hi = αi ∆xi . (10)
matter concentration and flows of each of the plane-
tary boundary quantities into the free energy involved The αi proportionality constants reflect the physical
in the respective set of thermodynamic processes. For processes of each PB and have units such that the hi
sure, these processes must be understood and decom- terms have dimensions of energy.
posed in its most elementary steps so that their very We present here the modelling of the interaction be-
essence is captured and quantified. tween climate change and the ocean acidification. We
In fact, it is fairly easy to show that our proce- will denote these with indexes i = 1, 2, respectively,
dure encompasses other accounting proposals through and the interaction term between them by g12 .
a specific choice of the subset of terms of the break- In both these cases, the control variables, x1 , x2 ,
down of H in its Planetary Boundary (PB) compo- have units of concentration, namely, Carbon Dioxide
nents. For instance, if we consider the Technosphere, concentration in the atmosphere, for climate change,
as discussed above, it is reasonable to assume that and H+ ion concentration in seawater, for ocean acid-
its impact must be conjugated with the population, ification.
P , and affluence, A, or GDP, which implies that a These choices allows for writing the PB in the fol-
particular term of our breakdown of H contains the lowing way:
I = P AT proposal. Of course, since the I = P AT
measure is purely socio-economical, for instance, T is h1 = α1 ∆x1 = α1 (x1 − x1,H + ), (11)
measured in the number of patents, it is somewhat h2 = α2 ∆x2 = α2 (x2 − x2,H ), (12)
disjoint from the thermodynamical nature of our ap-
proach, but there is a clear parallelism of the two where is the direct anthropogenic carbon emission in
measures once a suitable planetary boundary is cho- a given time period and xi,H correspond to Holocene
sen. values.
4
To calculate the interaction term g12 we examine Then, in the ocean, there is a well known chain of
two different scenarios, the non-interacting and the chemical reactions that describes the carbonate sys-
interacting ones. In the first scenario, since there is tem and may be broken down into two simple reac-
no interaction there is no change in h2 due to carbon tions,
dioxide concentration increase, so the global variation
k1
is equal to the change in h1 . CO2 + H2 O HCO− +
3 +H , (19)
k̄1
5
(from 407 ppm in January 2018 to 410 ppm in Jan- time. The dynamical equations around the equilib-
uary 2019). rium point are then given by:
In Ref. [15], it is estimated that the time it takes
˙r = M δ~r + mêx ,
δ~ (28)
for the exchange between gaseous and aqueous car-
bon dioxide to reach an equilibrium is about a year
where the term mêx is the external contribution from
(240 days). With that in mind, we consider that at
the steady increase in the CO2 concentration.
the start of an year (e.g January 2018) carbon dioxide
exchange has reached an equilibrium and an atmo-
spheric concentration of currently 407 ppm, and con- 5. Results
sider a steady input of carbon such that at the start
of the following year (in this scenario January 2019) Even though we have already considered an ap-
the increase in concentration was of 3 ppm granting a proximation for the dynamics, it is still hard to cal-
total of 410 ppm, meaning that there was an increase culate the expressions for the equilibrium concentra-
of about 0.737% of CO2 in the atmosphere. Over the tions, therefore in this section we shall consider some
year the oceans must have reached a new equilibrium numerical values and interpret the results in terms of
and since the percentual increase was small, the new these particular values.
equilibrium should not be too far away from the old First let us take into account the amount of carbon
one. Taking this into account, it seems reasonable to dioxide that was emitted during 2017 and 2018. It
consider a Linear Stability approach to compute how is estimated in Ref. [17], that in 2017 approximately
the concentrations of the inorganic forms respond to 36.1 × 1012 kg were emitted, and in 2018 approxi-
a steady, but small increase of CO2 in the system. mately 37.1 × 1012 kg. It is possible to convert these
Defining a vector ~r as: quantities into concentrations in the atmosphere. The
conversion rate is 1 ppm(CO2 ) = 2.12 × 1012 kg. We
v should note that in these two consecutive years there
y was an increase of approximately 2.5% in carbon emis-
~r =
z ,
(25) sion, meaning that, if this trend continues, by the end
w of 2019 the total amount of carbon emitted will be
close to 38.0 × 1012 kg. It is helpful to summarize
and a small perturbation around a fixed ~r, ~r → some relevant quantities that can be derived from the
~r + δ~r. From the linear stability approach δr˙ i = previous values.
∂ r˙i 2
∂rj |~r0 δrj +O(δr ), where the dot stands for the usual Table 1: Carbon dioxide annual emission and related values.
time derivative and ~r0 is the fixed point for which Starred values (∗) are predictions based on the extrapolation
δ~r = 0. We may represent the derivative terms as of carbon emissions.
∂ r˙i
components of a matrix M such that Mij = ∂r |~r .
j 0 Year 2017 2018 2019
The equilibrium condition gives the following concen-
trations: CO2 emissions (1012 kg) 36.2 37.1 38.0*
v0
Atmospheric CO2 406 407 410
v0
y0 k1 v0 equilibrium
~r0 = = k̄1 w0 (26)
z0 k1 k2 v02
concentration, x1
k̄1 k̄2 w0 (ppm)
w0 w0 Oceans CO2 1.218 1.221 1.230
Given these values the matrix takes the form: equilibrium
v0 concentration Jan. 1st,
−k1 k̄1 w0 0 k1 w 0 v0 (10−5 mol/dm3 )
k1 −k̄1 w0 − k2 k̄2 w0 −k1 w0 + kk̄1 k2
v0 v0
w0 2
M =
2 Atmospheric CO2 17.1 17.5 17.9*
0 k2 −k̄2 w0 − kk̄1 k2 wv002
concentration increase,
2
v0
k1 −k̄1 w0 + k2 −k̄2 w0 −k1 w − kk̄1 k2 v0
w0 2
0 2
(27) (ppm)
That is written in terms of v0 and w0 which can Oceans CO2 1.62 1.66 1.70*
be calculated by knowing the concentration of car- concentration increase,
bon dioxide (v0 ) and seawater pH (w0 ) at a given m (10−14 mol/(dm3 s)
6
The molar concentrations in Table 1 can be calcu- From Table 1 we see that in 2018 v0 was 1.22×10−5
lated using Dalton’s Law for partial pressure and the which is fairly close to the value given in Eq. (35).
value for the solubility constant, K0 , was estimated Also, we get a new value for w0 by adding δw:
using the information provided in Ref. [15] assuming
a temperature of 298K, which gives a value for the w0 (2018) = w0 (2017) + δw = 8.46 × 10−9 , (36)
solubility constant K0 ≈ 0.03 mol/(dm3 atm). which gives a new value for the acidity level, pH =
Let us now verify whether our model is consistent 8.073. A decrease of 0.0124%.
and if we can forecast some values for the beginning Now let us do the same for the time period between
of 2020. The average seawater pH in 2017 may have 2018 and 2019, v0 = 1.221 × 10−5 , w0 = 8.461 × 10−9
been very close to 8.07, [15], which indicates an hy- and m = 1.66 × 10−14 :
drogen ion concentration of 8.44×10−9 mol/dm3 . Re-
calling the matrix M and the concentrations’ vector,
~r, described in the previous section, it is clear that δv(2018 → 2019) = 3.33 × 10−8 , (37)
in order to calculate the variations of all components’ δw(2018 → 2019) = 1.89 × 10−11 . (38)
concentrations we need the numerical values for the
equilibrium concentrations of [CO2 ], v0 , and [H+ ], w0 , From these values we can perform the same kind of
as well as the forward and reverse reaction rate con- computation as before to obtain:
stants. The equilibrium concentrations v0 are given
in Table 1 and w0 is the value calculated from the v0 (2019) = v0 (2018) + δv = 1.224 × 10−5 , (39)
assumed pH, namely, 8.07. The change per unit of
which once again is very close to the value given in
time, m, is also shown in Table 1. The reaction rates
Table 1, v0 = 1.230 × 10−5 up to a 0.49% increase.
are provided in Ref. [18] and are the following:
The new value of w0 is:
Year 2010 2011 2012 2013 2014 2015 2016 2017 2018 2019 2020
CO2 emissions (1012 kg) 33.1 34.4 35.0 35.3 35.6 35.5 35.7 36.2 37.1 38.0* 39.0*
Atmospheric CO2 15.6 16.2 16.5 16.7 16.8 16.8 16.8 17.1 17.5 17.9* 18.38*
concentration increase,
(ppm)
Atmospheric CO2 388 391 393 395 397 399 402 406 407 410 413*
equilibrium concentration,
x1 (ppm)
Oceans CO2 equilibrium 1.164 1.173 1.179 1.185 1.191 1.197 1.206 1.218 1.221 1.230 1.233*
concentration, v0
(10−5 mol/dm3 )
Oceans CO2 concentration 1.48 1.54 1.57 1.58 1.59 1.59 1.60 1.62 1.66 1.70* 1.75*
increase, m
(10−14 mol/(dm3 s)
Oceans H+ equilibrium 8.32 8.34 8.35 8.37 8.39 8.41 8.43 8.44 8.46 8.48 8.50*
concentration, w0
(10−9 mol/dm3 )
δv (10−8 mol dm−3 ) 2.89 3.02 3.08 3.12 3.15 3.15 3.18 3.24 3.33 3.42* 3.53*
δw (10−11 mol dm−3 ) 1.69 1.75 1.79 1.80 1.82 1.81 1.82 1.84 1.89 1.93* 1.99*
New oceans CO2 1.167 1.176 1.182 1.188 1.194 1.200 1.210 1.221 1.224 1.233* 1.240*
concentration, v0 + δv
(10−5 mol/dm3 )
New oceans H+ 8.34 8.35 8.37 8.39 8.41 8.43 8.44 8.46 8.48 8.50* 8.52*
concentration, w0 + δw
(10−9 mol/dm3 )
New atmosphere CO2 389 392 394 396 398 400 403 407 408 411* 415*
concentration, x1 + δx1
(ppm)
New oceans pH 8.079 8.078 8.077 8.076 8.075 8.074 8.074 8.073 8.072 8.071* 8.071*
Atmosphere CO2 0.52% 0.25% 0.25% 0.25% 0.25% 0.50% 0.66% ~0 0.49% - -
concentration error
8
25
20
20
15
15
10
10
5
5
α2
0
20 000 40 000 60 000 80 000 100 000 α1 0 A
-2500 -2000 -1500 -1000
h1 = α1 ∆x1 ∼ 4 × 1026 × 5 × 10−6 = The authors would like to thank Kate Meyer, Will
Steffen and Alessandro Galli for the insightful dis-
= 2 × 1021 J (46)
cussions. The work of FF is supported by the Fun-
31 −9
h2 = α2 ∆x2 ∼ 2 × 10 × 2 × 10 = dação para a Ciência e Tecnologia through grant
22 SFRH/BPD/118649/2016.
= 4 × 10 J (47)
g12 h1 h1 ∼ −3.4 × 10−24 × 2 × 1021 × 4 × 1022 =
= 2.7 × 1020 J (48) References
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