1gnou

II

THE PEOPLE 'S

UNIVERSITY

Enrolment No: ...... .. 1.1:S.\½,'j.\.J .1.b...... ...

S\J£\1f\.....>..IN.mr.\...... ............... .
Name: ...... .

Address: ...?.~.J .i ·-J-··\)·\S.r.lN.~....~.l\

~i) f Y'-'J
.........N.lW. ....~.Gt\i\ .~J\.q~Jk .............. .

1
I Cou rse Title: ... M.f\-.N~.0:tf.~ £\'J.\...... .O..t f,t--it\N l\trl ~t~\hC.t S
M.M.f.r ...0..9..b...........
Course Code: ..........

Assignment No: ............2.9. .......................

.
0 .7.3.J .................... ..
Stud y Cen tre: ...........

'.2.383.'8.::tL~.:?.~............
Phone No.: ........

Email ID Sne..t9'St~ .3:n~s--@-~MOil\- U)r>I

Date: __- __ 1lq \ \9.) l ?.:l._~ ___ _ Signature:------------~ ------- ------- ---
~ .......................c.-,(..-C..•-.-~-00.,-
~===---:.:-::::.-=:-=. =:.=-=:-.::=-.
! ! : :"~"--"'"""_,,,_. .....Qllc..--.-, ..
=

I MMPF-006

Mast rr of Businrss Administration (MBA)/ Mast er of Business

.- Administration (Online) MBA(OL) / Mast er of Business Adm
inistr ation
(Banking & Finance) (MBF ) Master of Business Adm inistr
ation (Fina ncial
Management) (MBAFM)/ Post Grad uate Diploma in Finan cial
Mana geme nt
(PGDIFM)/Post Gradua~e Dipl9ma in Services Mana geme nt
(PGDISM)

ASSIGNMENT
For
July 2023 and Janua ry 2024 Sessions

MMP F-00 6: · Mana geme nt of Finan cial Services

(Last date of submi ssion for July 2023 session is 31 st Octob

er 2023
and for Janua ry 2024 session is 30th April, 2024)

ig nou
THE PEOPLE ' S
UNIVER SITY
School of Mana gemen t Studie s
INDIR A GAND HI NATI ONAL OPEN UNIV ERSIT Y
MAID AN GARH I, NEW DELH I - 110 068
- - - -
 ASSl(;NMENT

C,,110,• Cmlr MMr•·-oott

Con~t' Tilk l\tnnRaemmt of •'lnRndal Service!!
.-\ni11nmrnt Codr MMr•·-00<,ffMA/ Jlll,Y/202.l
All Ulock!I
~ok : Attt-mpt all thr questions nnd submit
this Hsignment to the Coordinator of your
stud~· ('ffltf"t'. I.Ht datt' of !lubmlsslon for July
2023 session Is 31 st October, 2023 and for
Janua11· 2024 se!lslon is 301• April 2024.

I. Select any Financial Institution of your choic

e and try to find out the various financial
sen ices that are being offered by that Institution
. Write a detail note on your Findings.
., Discuss the major Provisions relating to Stock
brokers and Sub-brokers in the Securities
Contracts (Regulation) Act, 19~6.

3. What are Corporate Advisory Services? Expl

ain the major Corporate Advisory Services
provi ded by any such agency of your choice.

4. Discuss the Salient Features of SEBI (Venture

Capital Funds) Regulations, 1996.

5. Find out about the various New Age Bank

ing Technologies and their Applications m
Financial Services. Discuss aboµt any one of those
technologies in detail.
\I Topic........ ........ .... .... . .................................................... Dato ................... ]

TELC~· Teacher's Sign.................................. ...

 Date................................... /I
II Toplc..................... ........... ............................................................

11c1ctc Ll'liCU C.11 \ltl (~~ ( IL:I ~:•ll ~y tl;t ~r~'t$

ti
(QI l rh l cl I l( r,t l (j tlu ,,,clu lu.:t. r· vi ,c tLct

Teacher's Sign... .......... .. .

TELCci.t·
 Toplc............................................................................................Oate...................................

-==-=~ == = == = = = == = = = == == = == = = =
TELCt t· Teacher's Sign ......................................
 {/ Topic............................................. .................. =·-·····:·:············0..................................... i

TELC8. Teacher's Sign .................................. . .

 l Topic.................................... . .... ... ......... ........ D•~· · ···· ··· ·················· J]

- -~L.k.UL-l.LI..U..LUJU..W_Ulltl,U bu L:Jlu l )0 j 18-P-- U}LlD U.J -Jl111

-----p.~~..i..L~.'....\...ll.LUL.L D.t uLL!L.\.•L1 1Ji.< L _du_ u11< elk<,1l CLL.LG, e.
e J "~
- \ { Q~ I I} 0d IT! t 4j, LU Ll Qct UUJ. CU 1U

Teacher's Sign ..................................... .

TELCe·
 /I Top~-------------------------------------- ---------------------------------------------------""'"----------------------------------- II
====r== = == = = = = ==~~;;;;;;;;;;;;;;~===

==~============================-...
TELC•· Teacher's Sign........ . .................... . .. .
= ==;=== = -
[
- . -- -
=:~ ... . ........0 ...
Topic .......... ....................................... ... -~=•-~ ~:::::J - . -- - -~ -

' Lltf
- -~-us..'..u t.Lj- lllL 1L\.l.1LJ.. ) l..O. .CjUlC\U O)J Cl.ud s[Bl.= .-=-
- -~ .l..-4---J..U1......L
\ .LL U~Lllu to b..c ~ LQ~~,t.xl 0.,1 t c. ~ ·1lu t.tii.U~ 0_ Cc___
---t-1..J...l...L..!I..U....'bl_~1 - ~ - ._\\DU<. tfiLL llLU lf,' t! L.Lt LCW_I LU{( G filiL~ -
----+----~ ~\_lD'U.: 1 ~l~ _l .U ·u \
(lu.A. cLLl · b..u.A LuJ.M ._ 'Ju Q - ~10 ~ - _ _-
----+-~ ~~~..u ~- lli1 ~LU'-ll ti QJ ~ u:h a._u k'. uJ.U_ -r LCLS _J__ _
- --t-f'--=.u~~.......i.,__u , LC(LiOn L _\.il.O..il,l.W._!1 G~ S2Jilp
- - - - + -...,__---'----',.,,.___,,,,_.w.....;:...1--k-'-'L""'-...l;~__.,_.__,!....U..J...A....L__i.:_.:w......,._~L..A.....,!..,;~__,__..u.&~ ~ ~ { LIL) J I LLt
'\

, t.o c,~,, ui
("'

Teacher's Sign ..................................... _

 [/ Toplc............................................................................................ Date................................... II
=

.U Cl1J' Q t:1 & LLLi U pQ,,U, (). lW O b}:(Q IW-Ll

~ --
0 ~ }d , u tro. cl

==-============ ====== =============== ===

TELc•· Teacher's Sign ............................ ....... . ..
 l Topi~ ······ ........ ········ ............ .. . .. ... · · · ···· . . .. . ... ""• ············ ················· ····· I]
- - -c...--=-- -=c;_;:;-~--==-
- - - - - . -

------l-VUJCU:_LcL_4- -- I1u li \;\ nL} , I q ()_2.__ ( I s (_lb 19 9-2} cu. {'j

- -~ ~l~ - - \(._\_ l Q \.Ll} L CU-.l l~ LLb . !DJ lD Kl) I I brul..l _jJJ 9,Q o/ ,{Q_ ,. -
- - ~ _uLtl__S r.LW Lili ~ _CCJ ~ _ W D~ _t1k-t1u __LJi_1i::e..,__,u4,.t-4J.
. ,1 _ _
----+--'u,.....:i_ llu~.,ALI.-l....i..i._ Li~ - -~ ~ UlllH i e_~ tQ_l ( iA.c!DtAUf ~) (1 IL outs
- - - + - - >~---J....~.J.A...,1---"2-. ~ tl,} l ~ _l\l_}/ -b
lU-t Quut t2.J IJ ~ H CLi QU. t
C
\j (A. bJ Q \n (A WO lti~ U lOt p U'.J Q Qj').. e

TELCe· Teacher's Sign.................................... .

 '
&g i LL>-u.ru OJ.U ~ pll}.\ Oi0. f) cluJ ~ Q, ~ 9 ~ u.u tU
() - -- .
/
-- . .

-= . (icpLCSn rtu wet.J~1 t.taJ-q.1Q.HO...m ~CU..U&fil~ ~ - -_

b-lJ ~ -°t _
=
_-~t'"LU i LU ~ ttot.u'd e_tj
- . ~'-4 ~ . --
~ ~L L\
·-- -- --- - - -- . - - --
__
-
~ -----~ -lit tp- &,_l L ~ dcillti &l½J-- t2 ~ ):\ I ii Ul. _Ll 0 . U . L
l
~t
--- -~ iL!..CLt Q.u Cnu1pD.W l ©pQ.D Cd i,i @cl CLd uJ c o 's
- - ~- llll .l£ \ ~Hf' d lo t_,(),U pro w.o..t o I U) 11 u A in u iwo
Q.1 _
HU'l ~ (\_ ll\J.\..\prtH::ICdo, Q.u tt.H ~ µ, Lu, ,
)..,LU W ow ci eut fy -
C,\1 rh lllD.~< i 1Au11 u r,cs.t-oLd i DJ .-rtw oug i-i
Qtt{' Duo _

}:{ Q d\1 u t LI (JI \ f) ll Q ,fQ H U. l Dj IA J to ~ I JD b l\l hlt

U
UM 0L }-11Oi. ki, 1:9 OlM ol ro 1 1 ~ >d cD I u """r I .,
o u hf a 1< , 1oM w

TEL C•· Teacher's Sign ........... ............................. ·····

l
[ TOpie....................... ··············· .............. ······..................................
Dato ............... ···········......... 11

'
r- LJ J1 1QJ1 LUt tAt ~ j ~ IC! u-
_io ( l~ Q,1 ucl

TEL C• Teacher's Sign ....................... .. ..............:

 II Topic............................................................................................Data................................... II
- - -- - - -- -- -- -- - - -- - - - - - - -
w ClL\}CUJj_~li}=Ui, Ql opcu,_d Ot1
&..u:u_ij CLI () J1 oJ Tf 10 ~ P
t jlt .U L _
-~ \ . .,.!._
(")

•
•
'
•
•
•
•

8'{'_.

.-
•

=---=-=-=4== = = = = = = = == = = = = = = = = = = = = = == = =
TELC•· Teacher's Sign ............... .................... ..... .
 [ Topic. .... ... .... ................. ............. .. .. ..... . .......... ... . .. . o._ ... . .... ... ... .............. i
- - + - -- - -- - - ----- --- - - - -- - - -- - -- -

TELCe· Teacher's Sign ......................................

 II.· Topic ............ ....... ..................._.. ......_........... ........... ...........
............Date
- - · - ~-······ ........................... \I
.- - - -
I
=-= == =

=ti I o ))lCU .DLue ut memo ~

\U: Q. IAA Q,,lJ, t t.,1JIAi U,

• LD..b1J ~ ,I :±11 Q p \Gll O LUO l A,·f I u Q \A.I() J .t U.,U ciurn y

-= I i;J 111 .J.0O ~~ <u. 0 Qj,J )Q Ltj:
1
l \ q ' I I b 0. P. I Cu A rl

TEL c~· Teacher's Sign ........................................ ..

 ll Topic_-- -- - - - ---- -- --------- -- - -------------- ---------------------------__Dato-
= =====-; ;; -~~- - - -:: ..:...e.:_ ___._
- - ------ ------------ I

LJ liJ J O ~I A =;;.

t)ti . It) TO

TELC... Teacher's Sign .......................... ......... .

 /I Topic ............................................................................................ Date................................... I\
= = = = == = = - = -··•- .-- . ·- - --- - --·--- -- ·- -

- - ,·~pP1f_t.CU<l 1-LJ1t Luvt .: I LLJ>-.atr .CloLy,~.

---=->/ f1 o_Lu_b.Ption- nu_ Lu-. J~ ·
~ Q____u.u.o\,LH...L__~'it OJ ~u u cl cU),,u ll b.R.. Q1rtj t I e d
_ _ __,N
,10 'tc.:± ~18 LJ 1-8+ \i.~ ~ cl O\J\ cn-41.,w t ,og u?9,£•d

uwa Olj 1U Q. uo UTIIH Q__ LU~ ?toJ tu od ~

-- - ~ == = = = = = == ==~
TELC~· Teacher's Sign .........: .............. .... . . .... ·-
= ==
Ii Top;• ·································································, ·•···· ...... , .......Dao................ .. ... i
. -- - · -

- - ~fi:lmtiJJA. ~~li\ a),. ~

- - --Li _9_.t:...P LL( ~
i rh.l. Vi.:tl1 _tllQ.JJ1 b,u,\ i ~
. lO~k -~ cl ~~;-:w~~
(.)..,1 oclQ__u
.~ile. -
?~ - ---
_
! tt ,I O(;h H n -1~Q_ L}n ~ DJ og St 1 ~ , Y)- I Q_ L1i ~-H.:U- t j u ps__Ou-JQ ___
1L->-ll\..u...DlJ ~ LU.>4
- -l-\- 1 l1Q_ - t ~·\CAbru ~' Q_ ct 0 ClLlti ~ QJ1_cJ_ -- -p;-,
_ __...., uc..u _. tte..o_b~.1'l lu __Q)J-il__-&2 t'.'.Itelh __bl_u?11 e~~0c.~ -
!~.l,J...lil...l:'.
h\u..l

1-t11c.u ~ u..tu.1.i dQ._ QLl u \0118 &..u Hu , L Q.~ &,u 19\llQ t! Li o1d o

. aln u b_t w Q_J.1 wo Q,tllfu mo }d ~ tD bill &u:t

c\.o I u il 1 11 Dh-1 & ,.mi to" • f u 1H.ytia i i-L ~ w Ct ¾I b P

0 Ow ,Q.-\-f\ h
, D.ppUlLDh \)\H('l Q,UO H~ ~ {A 01.JXU-U l~
I
oJ%110 L
O • - ' ~

TELC~- Teacher's Sign ............................... .

 r, __ _ _ _
->. B1o~tticu('LnLSleh ~·..w
. ' u. 01 ~
~u.ic..d lc} .:lOµ> I ·l c..LLtL,LD l O(J<;J- 1- l,llJl,,\ t
.!JLl
__ ..ti uuJio1-kt ot 'i u &,qel0J 1 -10 ;£
~l{
1 ,~ _comp.lip - ·_
_
. Lu~ Lld clo ~ c LtLDJ n . (l t--0,Ll.Af} UJ ~ u ~ Qrl ~ t ('·) ..w i
~IS..' L 'b CLL.hl LJ% Ci..~~Q.:t- ' -~W "-;J.6..1.1.J 00 UAlLJ...d cfu-tr.1bu ttd
____ _
-· _ . L1c l.q et 1t- W kLO LO lfuI._ _._,._ ~ .u.~ . . . .----=,,,.;~L- r.L.l.
r ....L.IC:...L._ _

_ ..LUULL-_
~~ ~~~ rr-. .µL LU A-~
__. ___ 5:S L'-LU.ltQU~..!UL,d,.J,ol..--JL J:' .l.c ,l(

=--- ~ A :11.u·u:1 ClM o r i'CXTo d

ICl o.:V OU A

011 d ::H1 oiM di1 CU l.1 ~ Q.J 011c:u.:tC1cct ?v1 mu1.ip1e

TE Lc ~- Teacher's Sign ............. .······•····

 0 .11/\

_ ____._lJ-"'-M[ ~n__ti_ tVl lli)tQLd~ lj ~

___1__ -- __ _

- ') UU 1ab ()>-H ilia n _ ___ 8:}

-- -. ,_t\_...,l. .\. .w
.~ ~ ~ L\ G 1 1142Ll:j lillQ hl LillL Ol:_j
__---4--t~ ~ 1 clw D. ~1 1 01. J~ 1o b',~ ·t1A0t 1AL< ~
1ro usm"
:rn
- --t-----"--'-~1~ ~ ~ LLl ~ ~[i } LlLl(J...·1_1D n_ ~CLlli -pctHJ.Cf::=t-
j ---
- ------+-'~ ~ ~11,A -MU U. CJ..u.ol ~ l,U) lliU Q11 1 Q, \6. 11 ) Llo.:}: •
- - - - 1 - - - --- - -
= ===:!== = == == --- --~ -
TELC~· Teache r's Sign .................... .......... .......