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David Aveiro
Giancarlo Guizzardi
Sérgio Guerreiro
Wided Guédria (Eds.)
LNBIP 334

Advances in
Enterprise Engineering XII
8th Enterprise Engineering Working Conference, EEWC 2018
Luxembourg, Luxembourg, May 28 – June 1, 2018
Proceedings

123
Lecture Notes
in Business Information Processing 334

Series Editors
Wil van der Aalst
RWTH Aachen University, Aachen, Germany
John Mylopoulos
University of Trento, Trento, Italy
Michael Rosemann
Queensland University of Technology, Brisbane, QLD, Australia
Michael J. Shaw
University of Illinois, Urbana-Champaign, IL, USA
Clemens Szyperski
Microsoft Research, Redmond, WA, USA
More information about this series at http://www.springer.com/series/7911
David Aveiro Giancarlo Guizzardi

Sérgio Guerreiro Wided Guédria (Eds.)


Advances in
Enterprise Engineering XII
8th Enterprise Engineering Working Conference, EEWC 2018
Luxembourg, Luxembourg, May 28 – June 1, 2018
Proceedings

123
Editors
David Aveiro Sérgio Guerreiro
University of Madeira and Madeira Instituto Superior Técnico,
Interactive Technologies Institute Universidade de Lisboa
Funchal, Portugal Lisbon, Portugal
Giancarlo Guizzardi Wided Guédria
Free University of Bozen-Bolzano Luxembourg Institute of Science
Bolzano, Brazil and Technology
Esch-sur-Alzette, Luxembourg

ISSN 1865-1348 ISSN 1865-1356 (electronic)


Lecture Notes in Business Information Processing
ISBN 978-3-030-06096-1 ISBN 978-3-030-06097-8 (eBook)
https://doi.org/10.1007/978-3-030-06097-8

Library of Congress Control Number: 2018964608

© Springer Nature Switzerland AG 2019


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Preface

The CIAO! Enterprise Engineering Network (CEEN) is a community of academics and


practitioners who strive to contribute to the development of the discipline of enterprise
engineering (EE) and to apply it in practice. The aim is to develop a holistic and general
systems theory-based understanding on how to (re)design and run enterprises effec-
tively. The ambition is to develop a consistent and coherent set of theories, models, and
associated methods that: enable enterprises to reflect, in a systematic way, on how to
realize improvements; and assist them, in practice, in achieving their aspirations.
In doing so, sound empirical and scientific foundations should underlie all efforts
and all organizational aspects that are relevant should be considered, while combining
already existing knowledge from the scientific fields of information systems, software
engineering, management, as well as philosophy, semiotics, and sociology, among
others. In other words, the (re)design of an enterprise and the subsequent implemen-
tation of changes should be the consequence of rationalized decisions that: take into
account the nature and reality of the enterprise and its environment; and respect rele-
vant empirical and scientific principles.
Enterprises are systems whose reality has a dual nature by being simultaneously, on
one hand, centrally and purposefully (re)designed, and, on the other hand, emergent in
a distributed way, given the fact that its main agents, the humans that are the pearls
of the organization, act with free will in a creative and in a responsible (or sometimes
not) way. We acknowledge that, in practice, the development of enterprises is not
always a purely rational/evidence-based process. As such, we believe the field of EE
aims to provide evidence-based insights into the design and evolution of enterprises
and the consequences of different choices irrespective of the way decisions are made.
The origin of the scientific foundations of our present body of knowledge is the
CIAO! Paradigm (Communication, Information, Action, Organization) as expressed in
our Enterprise Engineering Manifesto and the paper “The Discipline of Enterprise
Engineering.” In this paradigm, organization is considered to emerge in human com-
munication, through the intermediate roles of information and action. Based on the
CIAO! Paradigm, several theories have been developed and are still being proposed.
They are published as technical reports.
The CEEN welcomes proposals of improvements to our current body of knowledge,
as well as the inclusion of compliant and alternative views, always keeping in mind the
need to maintain global systemic coherence, consistency, and scientific rigor of the
entire EE body of knowledge as a prerequisite for the consolidation of this new
engineering discipline. Yearly events like the Enterprise Engineering Working Con-
ference and associated Doctoral Consortium are organized to promote the presentation
of EE research and application in practice, as well as discussions on the contents and
current state of our body of theories and methods.
Since 2005, the CEEN has organized the CIAO! Workshop and, since 2008, its
proceedings have been published as Advances in Enterprise Engineering in the
VI Preface

Springer LNBIP series. From 2011 on, this workshop was replaced by the Enterprise
Engineering Working Conference (EEWC). This volume contains the proceedings
of the 8th EEWC, held in Luxembourg. There were 24 submissions. Each submission
was reviewed (double-blind) by three Program Committee members and the decision
was to accept nine full papers and three short papers, which were carefully reviewed
and selected for inclusion in this volume.
The EEWC aims at addressing the challenges that modern and complex enterprises
are facing in a rapidly changing world. The participants of the working conference
share a belief that dealing with these challenges requires rigorous and scientific solu-
tions, focusing on the design and engineering of enterprises. The goal of EEWC is to
stimulate interaction between the different stakeholders, scientists, as well as practi-
tioners interested in making EE a reality.

May 2018 David Aveiro


Giancarlo Guizzardi
Sérgio Guerreiro
Wided Guédria
Organization

EEWC 2018 was the eighth Working Conference resulting from a series of successful
CIAO! Workshops and EEWC Conferences over the past few years. These events were
aimed at addressing the challenges that modern and complex enterprises are facing in a
rapidly changing world. The participants in these events share the belief that dealing
with these challenges requires rigorous and scientific solutions, focusing on the design
and engineering of enterprises.
This conviction has led to the effort of annually organizing an international working
conference on the topic of enterprise engineering, in order to bring together all
stakeholders interested in making enterprise engineering a reality. This means that not
only scientists are invited, but also practitioners. Moreover, it also means that the
conference is aimed at active participation, discussion, and exchange of ideas in order
to stimulate future cooperation among the participants. This makes EEWC a working
conference contributing to the further development of enterprise engineering as a
mature discipline.
The organization of EEWC 2018 and the peer review of the contributions to the
conference were accomplished by an outstanding international team of experts in the
fields of enterprise engineering. The following is the organizational structure of EEWC
2018.

Advisory Board
Antonia Albani University of St. Gallen, Switzerland
Jan Dietz Delft University of Technology, The Netherlands

Conference Chairs
Henderik A. Proper Luxembourg Institute of Science and Technology,
Luxembourg
Jan Verelst University of Antwerp, Belgium

Program Chairs
David Aveiro University of Madeira and Madeira Interactive
Technologies Institute, Portugal
Giancarlo Guizzardi Free University of Bozen-Bolzano, Italy

Organizing Chair
Wided Guédria Luxembourg Institute of Science and Technology,
Luxembourg
VIII Organization

Program Committee
Alberto Silva INESC and University of Lisbon, Portugal
Carlos Pascoa University of Lisbon, Portugal
Christian Huemer Vienna University of Technology, Austria
David Aveiro University of Madeira, Portugal
Duarte Gouveia University of Madeira, Portugal
Eduard Babkin Higher School of Economics, Nizhny Novgorod,
Russia
Florian Matthes Technical University Munich, Germany
Frank Harmsen Maastricht University and Ernst & Young Advisory,
The Netherlands
Geert Poels Ghent University, Belgium
Giancarlo Guizzardi Free University of Bozen-Bolzano, Italy
Graham McLeod University of Cape Town and Inspired.org,
South Africa
Hans Mulder University of Antwerp, Belgium
Jan Dietz Delft University of Technology, The Netherlands
Jan Hoogervorst Sogeti Netherlands, The Netherlands
Jens Gulden University of Duisburg-Essen, Germany
Joao Paulo Almeida Federal University of Espírito Santo, Brazil
Jose Tribolet INESC and University of Lisbon, Portugal
Joseph Barjis Institute of Engineering and Management,
San Francisco, CA, USA
Junichi Iijima Tokyo Institute of Technology, Japan
Marcello Bax Federal University of Minas Gerais, Brazil
Martin Op ’t Land Capgemini, The Netherlands; University of Antwerp,
Belgium
Mauricio Almeida Federal University of Minas Gerais, Brazil
Miguel Mira Da Silva INESC and University of Lisbon, Portugal
Monika Kaczmarek University Duisburg Essen, Germany
Niek Pluijmert INQA Quality Consultants, The Netherlands
Peter Loos University of Saarland, Germany
Petr Kremen Czech Technical University in Prague, Czech Republic
Philip Huysmans University of Antwerp, Belgium
Rony Flatscher Wirtschaftsuniversität Wien, Austria
Sérgio Guerreiro INESC and University of Lisbon, Portugal
Steven van Kervel Formetis, The Netherlands
Stijn Hoppenbrouwers HAN University of Applied Sciences, The Netherlands
Sybren de Kinderen University of Luxembourg, Luxembourg
Tatiana Poletaeva Higher School of Economics, Nizhny Novgorod,
Russia
Tiago Prince Sales University of Trento, Italy
Ulrik Franke Swedish Defense Research Agency, Sweden
Contents

On Architecture

The Institutional Logic of Harmonization: Local Versus


Global Perspectives . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3
Maximilian Brosius, Stephan Aier, M. Kazem Haki, and Robert Winter

Systems Approaches in the Enterprise Architecture Field of Research:


A Systematic Literature Review . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 18
Jarkko Nurmi, Mirja Pulkkinen, Ville Seppänen, and Katja Penttinen

Affordance-Driven Software Assembling . . . . . . . . . . . . . . . . . . . . . . . . . . 39


Ondřej Dvořák, Robert Pergl, and Petr Kroha

Understanding Architecture Principles as Working Mechanisms . . . . . . . . . . 55


Mark Paauwe

On Security and Blockchain

Decentralized Enforcement of Business Process Control Using Blockchain. . . 69


Diogo Silva, Sérgio Guerreiro, and Pedro Sousa

Enterprise Engineering in Business Information Security . . . . . . . . . . . . . . . 88


Yuri Bobbert and Hans Mulder

Exploring a Role of Blockchain Smart Contracts


in Enterprise Engineering . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 113
Barbora Hornáčková, Marek Skotnica, and Robert Pergl

On DEMO

Validating the DEMO Specification Language . . . . . . . . . . . . . . . . . . . . . . 131


M. A. T. Mulder

Modeling the System Described by the EU General Data Protection


Regulation with DEMO . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 144
Duarte Gouveia and David Aveiro

DEMO as a Tool of Value Co-creation Strategy Realization . . . . . . . . . . . . . 159


Eduard Babkin and Pavel Malyzhenkov
X Contents

Colored Petri-Net for Implementing DEMO/PSI Transactions


for N Actor Roles (N >= 2) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 168
Duarte Gouveia and David Aveiro

On Teaching

Towards a Multi-stage Strategy to Teach Enterprise Modelling . . . . . . . . . . . 181


Henderik A. Proper, Marija Bjeković, Bas van Gils,
and Stijn J. B. A. Hoppenbrouwers

Author Index . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 203


On Architecture
The Institutional Logic of Harmonization:
Local Versus Global Perspectives

Maximilian Brosius(&), Stephan Aier, M. Kazem Haki,


and Robert Winter

Institute of Information Management, University of St. Gallen,


St. Gallen, Switzerland
{maximilian.brosius,stephan.aier,
kazem.haki,robert.winter}@unisg.ch

Abstract. Perspectives in organizations differ to which extent information


systems (IS) should be tailored towards local (e.g., business unit) needs or
toward organization-wide, global goals (e.g., synergies, integration). For con-
tributing to overall IS performance success, the harmonization of different
perspectives becomes essential. While many scholars have highlighted the role
of IS management approaches, institutional studies argue that harmonization is
not solely the result of managerial action, but a consequence of institutional
pressures that guide organizational decision-making. In the paper at hand, we
follow the call for adopting institutional theory on the intra-organizational level
of analysis and study the logic of attaining harmonization along institutional
pressures. By means of a revelatory case study, we find harmonization attained
in a dynamic interplay between different institutional pressures. Mimetic pres-
sures influence normative pressures, which in turn influence coercive pressures.
Our findings as well as our implications for enterprise engineering guide
prospective research in studying the attainment of harmonization through an
institutional lens.

Keywords: Institutional theory  Institutional pressures  Harmonization

1 Introduction

In virtue of ever-growing complex organizational environments, perspectives on the


development of information systems (IS) differ on whether to meet local business needs
or organization-wide, global IS performance goals [1]. While tailored IS solutions may
support local business unit operations [2], cost efficiencies and synergies are said to
become realized through aligned and consistent IS landscapes at the global level, which
requires harmonization efforts [3]. Consequently, it has become the underpinning
rationale of numerous IS management approaches to harmonize local (i.e. business
unit) needs with global (i.e. organization-wide) goals [4]. Yet, Mignerat and Rivard
[5, p. 369] posit that researchers might not be able to explain “everything that happens
in organizations by considering only rational actions of managers”. For studying how
global goals are achieved, the institutional logic that surrounds decision-makers in
exercising their tasks needs to be considered, and requires a closer investigation [6].

© Springer Nature Switzerland AG 2019


D. Aveiro et al. (Eds.): EEWC 2018, LNBIP 334, pp. 3–17, 2019.
https://doi.org/10.1007/978-3-030-06097-8_1
4 M. Brosius et al.

Institutional logic is defined as the patterns of rules, values, assumptions, and


beliefs by which individuals (re-)produce their material subsistence, organize time and
space, and provide meaning to their social reality [7]. It intends to explain the formal
and informal rationales of action and interaction for accomplishing organizational goals
and tasks [8, 9]. Institutional logic is promoted by institutional theory, which is among
the most vibrant theoretical lenses in IS research [5]. However, to date, institutional
theory has been applied mainly at the inter-organizational level, i.e. explaining har-
monization between organizations.
In the paper at hand, we follow several calls in the root discipline of institutional
theory [10–13] as well as in IS research [5] and take an intra-organizational per-
spective through a revelatory case study of a highly decentralized organization. High
decentralization is a well-suited structure for our purpose as it helps to translate the
setting of pressures among different organizations into a setting of pressures among
different units within an organization. We thus aim to learn how the distinctive
influence of each pressure alone as well as the dynamic influence of pressures inter-
acting (e.g., shaping, constraining, or constituting each other among different units)
contribute to the attainment of harmonization. We seek to answer the following
research question:
What is the institutional logic of harmonization in a decentralized organization?
The remainder of this paper is structured as follows: first, we provide the theoretical
foundation, i.e. institutional theory, its state of research in IS, as well as the research
gap along which we position our contribution. Next to the research method, the case
analysis is presented, following the reflection of institutional pressures and their
influence. We conclude by discussing implications of our insights for future research.

2 Theoretical Background

2.1 Institutional Theory


Institutional theory [14–16] understands organizations as social constructions, which
seek to gain legitimacy in their environment. To gain legitimacy, organizations must
adhere to assumptions, values, beliefs, and rules that are prevailing in their environ-
ment. In turn, adhering to a common set of assumptions, values, beliefs, and rules leads
organizations to become homogenous over each other, i.e. a state of harmonization,
which shapes and constrains organizational action and behavior [8].
Numerous theorists have contributed to explain how harmonization becomes
attained. More prominently, regulative, normative, and cultural systems have been
associated by theorists as “vital ingredients of institutions” [8, p. 59]. These associa-
tions are particularly reflected in the three institutional pressures introduced by
Dimaggio and Powell [16], namely, coercive, normative, and mimetic pressures.
Theory further argues that each pressure is catered by types of carriers, namely,
symbolic systems (coded meaningful information), relational systems (horizontal and
vertical structures fostering commitment), activities (actions, routines), and artifacts
(objects, materials) [8]. Coercive pressures build on the logic of instrumentality,
The Institutional Logic of Harmonization: Local Versus Global Perspectives 5

through which organizations constrain and regularize behavior. Rules, laws, or sanc-
tions are prominent carriers. Normative pressures introduce an obligatory dimension
into social life to which behaviors can be compared. Normative pressures are typically
carried by values, norms, and standards, building on the logic of appropriateness and
social obligations. Finally, mimetic pressures result from similar responses to uncer-
tainty and refer to the imitation of one organization seen by another as more legitimate
or successful, following the logic of perceived benefits. Observation, communication,
and the work climate are prominent carriers of mimetic pressures.
IS research has applied institutional theory as a lens on a variety of settings, such as
IS innovation, IS implementation, and IS adoption [5, 17]. A growing body of work
thereby explicates the importance of institutional pressures on the inter-organizational
level, leading to harmonized courses of action between organizations [5]. For instance,
Teo et al. [18] found that all three pressures work in parallel and respectively have an
influence on an organization’s intention to adopt IS. However, they found that pres-
sures’ effects vary in strength with regards to the level of exertion (competitors, parent
organization, customers, and suppliers). Pressures also vary due to different firm
characteristics (i.e. dominant/less dominant market player), a perspective that has been
promoted by Bala and Venkatesh [19]. While working simultaneously, pressures are
also shaped by external influences: Liang et al. [20], for instance, examined mediating
effects on external institutional pressures, highlighting the role of top management on
information technology (IT) assimilation. Furthermore, the combination of institutional
pressures may vary over time. For instance, Benders et al. [21] found varying effects
and strengths of institutional pressures over several IS adoption phases. Finally,
Nielsen et al. [17] demonstrated that organizations change their responses to institu-
tional pressures over time. Their findings broadened the understanding of institutional
pressures, reflecting organizational concerns of conformity and nonconformity.

2.2 Intended Contribution


To date, the existing discourses in IS research on institutional theory mainly refer to the
inter-organizational level, studying the influence of pressures on harmonization
between organizations [5]. According to Mignerat and Rivard’s [5] review of 53 IS
studies that adopt institutional theory, only two focused the intra-organizational level.
In line with Greenwood et al.’s [13] outline in organization science, Mignerat and
Rivard [5] motivate the adoption of institutional theory on the intra-organizational level
—such as on/among units—for future IS research. We follow their call and study the
attainment of harmonization along institutional pressures on the intra-organizational
level.
Furthermore, the discourses in IS research illustrate pressures to work in combi-
nation [5], in different organizational contexts [e.g., 18], as well as in different temporal
circumstances [21]. By shifting the focus from the organization as such to different
units within an organization, we assume that harmonization may be explained by more
than just the distinctive influence of each pressure separately. Particularly, we aim to
account for the dynamics of institutional pressures interacting among different units,
which may be shaping, constraining, or even constituting one another.
6 M. Brosius et al.

To develop a first understanding of how institutional pressures lead to harmo-


nization in an intra-organizational setting, we study the institutional logic. Institutional
logic intends to explain the patterns of rules, values, assumptions, and beliefs (i.e.
carriers of institutional pressures) by which individuals (re-)produce their material
subsistence, organize time and space, and provide meaning to their social reality [7]. It
explains the formal and informal rationales of action and interaction for accomplishing
organizational goals and tasks [8, 9]. For our purpose, it may help to explain how local
(i.e. business and IS) needs become harmonized with global business and IT goals. As
organizations are infused with various (often competing) rationales of what constitutes
global goals and how to pursue these, institutional logic may be well-suited to explain
the distinctive as well as the dynamic influence of institutional pressures in place [22].
In recent years, institutional logic has been pertinently used for explaining how intra-
organizational processes affect organizational goals, change, and success [23–25].

3 Research Method

Case studies are a dominantly used approach for studying institutional logic [23, 26,
27]. We selected a single case along the criteria of criticalness and revelatory insights,
conducting a series of twelve semi-structured interviews [28]. Following our research
objective, we opted for a highly decentralized organization, operating under labor
division and granted autonomy. This structure may be well-suited to explain how
unbounded local units, focused on meeting specific demands of their respective cus-
tomers, may become guided toward global goals. High decentralization also helped us
magnifying the focus on the (dynamic) influence of institutional pressures within and
between different units as well as between local and global levels.

3.1 Case Description


The case organization is one of the Europe’s leading providers of public services in its
respective field. With a yearly operating budget of over €200 million and more than
3,000 employees, it supplies its services to over 8,000 international customers on three
continents namely, South America, Europe, and Eastern Asia. Additionally, the
organization has over 50 partnership agreements with peer organizations around the
world. The organization is structured highly decentralized: while adhering to shared
global goals, the attainment of these goals is left autonomously in the hands of its local
units. Overall, the organization offers four types of services. The first is a standardized
service for a heterogeneous market of about 7,000 customers. The second is specialized
and tailored to an exclusive market of around 1,000 customers. The third service type is
a knowledge-centered public service, offered to a small market of international experts.
The fourth service type is also knowledge-centered, however, mostly offered locally.
Global Business. The organization is operating under a global management board. Its
president is temporarily elected out of the over 100 local business unit managers, being
responsible for supervising the legitimacy of internal decisions. Three vice-presidents
support the president in the fields of services, internal operations, and international
The Institutional Logic of Harmonization: Local Versus Global Perspectives 7

relations. While decisions are exercised through the board of management, decision-
making is commissioned by an authorized committee. This committee consolidates
goals and interests of local units by the leading business unit managers, who are
members of this committee.
Global IT. The global IT department employs around 50 full-time equivalents and is
headed by the Chief Information Officer (CIO). The CIO manages the project portfolio
and stands in close contact with the global business. In total, up to 50 projects on
different levels of complexity are run simultaneously by the global IT department,
ranging from large, global transformation projects to daily business incidents.
Local Business. In total, there are over 1,000 local employees and over 100 leading
service managers in around 40 business units. While specialized on their respective
market segment, they operate autonomously. For service types 1 and 2, business units
are interdependent and have to align their activities with other local units and the global
business level. Service types 3 and 4 follow individual market segments. As local units
are not interdependent in service 3 and 4, no alignment is necessary there.
Local IT. The local IT are independently operating units in the organization and
complement the global IT. The business support as well as their modes of operation lie
autonomously in the hands of the local IT. Currently, five business units exclusively
employ local IT for their operational support. The strengths of the local IT are primarily
a quicker and more flexible mode of operation—as compared to the global IT—such as
in technological (e.g., tool support, incidents) and business process solutions.

3.2 Data Collection


The data collection took place between November 2016 and November 2017. The
collection comprised empirical data from primary and secondary sources.
Primary sources refer to the interviews conducted in the organization. In total, we
conducted twelve semi-structured interviews under the thematic frame of the three
institutional pressures. Each of the three interview parts started with a structured
question, followed by an open discussion for collecting carriers of institutional
pressures:
(1) Coercive: “What are the rules, laws, regulations, guidelines or sanctions that direct
local goals to global goals?”
(2) Normative: “What are the behaviors, norms, values, ideals, or philosophies that
direct local goals to global goals?”
(3) Mimetic: “What are your perceptions, thoughts, beliefs, routines or best-practices
that direct local goals to global goals?
Following our research objectives of understanding the logic of harmonization from
an organizational (not solely IS-specific) perspective, interviewees were chosen from
four distinct areas (Table 1): business global, business local, IT global, and IT local.
All interviews were recorded and transcribed. Complementing our interviews by sec-
ondary sources allowed a triangulation of the data. We used different sources to gain an
in-depth understanding of the organization’s structure, goals, functions, roles, and
8 M. Brosius et al.

dependencies. We studied organigrams, regulations, job descriptions, annual reports,


strategies, mission/vision statements, newspaper articles and the content of webpages.

Table 1. Profiles of interviewees


Role Function (length)
Global Vice-president Director of internal operations (60 min)
business Vice-president Director of administration (60 min)
Vice-president Director of corporate services (60 min)
Global IT CIO Director of IT administration and services
(90 min)
Head of global unit Responsible for service evolution (60 min)
Local business Head of local unit Mainly engaged in service 1, 2, and 3 (60 min)
Head of local unit Mainly engaged in service 4 (60 min)
Head of local unit Engaged in service 1, 2, 3, and 4 (60 min)
Head of local unit Engaged in service 1, 2, 3, and 4 (60 min)
Member of local Mainly engaged in service 1 and 3 (90 min)
unit
Local IT IT service manager Engaged in central IT administration (60 min)
Head of local IT Engaged in local IT administration/services
(90 min)

3.3 Scheme-Guided Analysis


Following Miles and Hubermann [29] as well as Eisenhardt [30], the data analysis was
divided into two phases: coding and case analysis (next section). The coding scheme
was developed based on the three institutional pressures promoted by institutional
theory [8]. These were studied on both local (operational units) and global (adminis-
trative units) levels. Table 2 illustrates our analysis scheme (adapted from [8]).

Table 2. Coding scheme (adapted from [8])


Pressures Coercive Normative Mimetic
Global level Examples: Examples: Examples:
Local level • Rules, regulations • Values, norms • Thoughts, beliefs
• Sanctions • Standards • Shared understanding
• Incentives • Expectations • Work culture/climate

We coded the entire case transcript using Atlas.ti software. In order to identify
institutional pressures, we followed Scott’s [8, p. 60] theoretical descriptions as well as
illustrative examples of carriers (Table 2). Consistent with Scott [8], we considered the
reflection of pressures via symbolic systems, relational systems, activities, and artifacts.
The Institutional Logic of Harmonization: Local Versus Global Perspectives 9

4 Case Analysis

In the following, we describe the identified carriers reflecting the pressures that con-
tribute to the attainment of harmonization in the organization. Consistent with our
focus of analysis, we study the reflection of pressures on global and local business and
IT levels. We report on the both distinctive (i.e. separate) as well as dynamic (i.e.
interacting) influence of pressures.

4.1 Institutional Pressures

Coercive Pressures. At the global business level, coercive pressures are carried by the
overall vision and strategy. Vision and strategy reflect negotiated compromises of the
organization’s committee. They comprise a global business orientation, which is used
to initiate and direct local change and development projects. Furthermore, the global
business monitors and evaluates standards of local business service. Together with the
global business, the global IT develops IT-related parts of the overall strategy. For
operationalizing IT-related strategies, the global IT is in constant negotiation with the
global business for the allocation of budgets. Toward the local business, the global IT is
required to steer IT developments that either operationalize global goals or non-
standardized business support solutions. Despite these regulations, the global IT is
granted autonomy in pursuing technological support for the local business.
On the local business level, coercive pressures are reflected in the standardization of
services, in strict definitions of service processes and minimum quality requirements.
For developing technological solutions to which no standardized products exist, the
global business requires mandatory consultancies from local business units with the IT.
Despite these consultancies and the minimum quality requirements, there are no
coercive pressures on the operations of local business units. Moreover, autonomy is
granted by the regulation not to regulate local units’ operations. By granted autonomy,
local units specialize in tasks and labor to supply their services to their respective
market, guided by the global frame of vision and strategies. The local IT is constrained
by budgets, which are allocated by the global IT and the local business level. For
services that support the global IT, the local IT takes advantage of financial subsidies
from the global IT. Yet, the operationalization of local business demands lies auton-
omously in the hands of the local IT and is not further regulated.
Normative Pressures. At the global business level, normative pressures are carried by
norms, values, and the overall identity. Norms focus the generation of quality and
innovativeness in outputs and services, comprising desired performance toward the
customer. Values refer to the organization’s brand and reputation, creating a common
desire of belonging and foster the motivation to actively engage in corporate devel-
opment. Another major carrier of normative pressures is the committee, which com-
prises over 100 representatives from global and local levels with the goal of corporate
development. While decisions are executed at the global business level, the committee
collects and negotiates contesting and potentially conflicting local goals and expecta-
tions, fostering a compromise among these. Compromises then become externalized in
10 M. Brosius et al.

vision and strategies. Finally, identity is among the normative pressures, carrying the
meaning attached to goals that are negotiated among local and global levels. Moreover,
identity encompasses shared expectations, such as toward roles and contributions. The
global IT shares values and norms of the global business, understanding its role as
supporting function for the global business. In order to excel support, the global IT
employs high standards of technical resources deployment as well as personnel
capabilities. Due to high standards, the global IT becomes involved in organizational
development regarding IT-related aspects in global vision and strategies.
As local units serve different markets, they differ with regards to norms and values.
Expectations to pursue these values are also specific, differing particularly within local
units: while having a strong team focus, unit members value specializations in tasks as
well as their different levels of knowledge and expertise. In turn, they value pro-active
engagement in corporate development. As local unit representatives are members of the
committee, contesting and potentially conflicting goals, norms, values, and expecta-
tions become mutually negotiated toward a global compromise. Operating autono-
mously, the local IT understands its role as a flexible business support provider.
Local IT units operate directly with the business, independently from global supervi-
sion. Service orientation, while not directly delivering on the organization’s output,
drives the local IT. The mode of working within the local IT is similarly characterized
by a high degree of flexibility in pursuing operations (emphasizing a service way of
thinking).
Mimetic Pressures. At the global business level, mimetic pressures are triggered by
transparent communication channels and an endorsed feedback culture. Transparent
channels of communication foster the exchange of knowledge and experience among
global and local levels. Thereby, the global business learns how overall goals are
operationalized, and what best practices or performance challenges resulted. In this
vein, personal contact and bilateral communication between global and local repre-
sentatives is valued and encouraged for a shared understanding on corporate devel-
opment. Besides, the global business learns from the observation of industry
competitors. At the global IT level, mimetic pressures are also triggered by observa-
tions: on the one side, the global IT observes the global business in joint operations,
learning from a centralized body operating in a comparable administration function. On
the other side, global IT units observe industry competitors in regular peer meetings,
where project management practices, success stories, and field reports are shared.
Communication and reporting channels as well as bilateral contact among global IT
representatives follow this relation. Learnings and experience are also shared with the
local IT based on personal contacts as well as the bilateral exchange of knowledge and
best practices.
At the local business level, mimetic pressures are reflected in mutual perception and
communication, supported by the work climate. Business units closely observe their
counterparts’ performance. Based on communicated knowledge, success stories, and
best practices, they learn and derive benchmarks for their own operations. By the same
token, learning and the derivation of benchmarks occurs within local business units:
unit members value different qualifications of their colleagues (e.g., education back-
grounds, specialized skills), by which they individually contest toward a greater
The Institutional Logic of Harmonization: Local Versus Global Perspectives 11

performance of the respective unit. Especially trust, reliability, curiosity as well as the
willingness to learn are important factors of the work climate that support communi-
cation and observation. The comparably small size of the local IT unit permits close
physical colocation for mutual observation, helping local IT units’ members to gather
an understanding of best practices and success stories. As a result of pro-active
endorsement of the local IT’s supervisors, experience, knowledge, and learnings are
collectively shared. Likewise, trust and reliability support communication and inter-
action on the local IT level.

4.2 Institutional Logic of Harmonization


Building on our analysis, in the following, we synthesize our findings into six pressure-
specific propositions on explaining the institutional logic of harmonization attained in a
decentralized organization. We further report on the dynamics between institutional
pressures, deriving a seventh proposition on the interplay of pressures (Table 3).

Table 3. Propositions on institutional pressures and their dynamics


P1 In decentralized While local units adhere to their own coercive Coercive
organizations,… mechanisms, globally-enforced coercive pressures
pressures reflect a set of mutually negotiated
compromises among local units
P2 Global coercive pressures foster guided
interaction among local units by providing a
general orientation frame for decision-making
P3 Local units retain their own distinctive norms and Normative
values, that are shared by the market segments in pressures
which they operate and compete
P4 Distinctions in norms and values among local
units are negotiated at the global level toward a
mutually-generated identity
P5 The appreciation of distinct qualifications and Mimetic
perception of best practices set the benchmarks pressures
within local units
P6 The appreciation of distinct norms/values and
perception of best practices set the benchmarks
among local units
P7 Harmonization becomes attained in a dynamic Dynamics
interplay between institutional pressures, i.e. of
between mimetic and normative as well as pressures
normative and coercive pressures
P7a Coercive pressures are influenced by normative
pressures
P7b Normative pressures are influenced by mimetic
pressures
12 M. Brosius et al.

In decentralized organizations, coercive pressures are not enforced from one level
to another. They are a product of local and global negotiations of individual expec-
tations to pursue valued ends. This leads to a compromise of goals and expectations,
becoming reflected in a set of mutually-agreed mechanisms (e.g., vision) (P1). In effect,
these mechanisms harmonize differences among local units and provide an orientation
frame for decision-making toward valued ends (e.g., outputs) as well as guided
interaction (e.g., transparency in communication) among local and global levels (P2).
Local levels adhere to individual norms and values. This mainly results from the
specialization of local units as they operate and compete in different market segments.
Therefore, each local unit shares the prevailing norms and values of their respective
market segment (P3). In turn, normative pressures are also found to stimulate the
adherence of local levels to global values (feeling of belonging). That is, local units
engage in the negotiation of goals and expectations, which contributes not only to the
finding of compromises, but also to an overall identity due to shared expectations (P4).
Communication channels allow for mimetic behavior within and among local units.
Within local units, members appreciate different qualifications of their colleagues, all
contesting toward greater performance of the respective unit. Simultaneously, best
practices are perceived as benchmarks for members’ performance in their own unit
(P5). This fosters the formation of cross-market knowledge among local units, which
perform to different market segments, and eventually leverages mimetic behavior based
on lessons learned from other market segments. Also, local units perceive best practices
as benchmarks, triggering output performance on the global level (P6).
Coercive pressures are externalized in the organization’s overall vision and
strategies. Coercive carriers are the result of mutual agreements among local units on
how to regulate and develop the overall business at the global level. The resultant
compromises comprise norms, values, and expectations among global and local levels.
This brings us to a dynamic interplay between coercive and normative pressure, in
which coercive pressures are impacted by normative pressures that cater negotiated
norms, values, and expectations of local units (P7a). At the local level, two types of
normative pressures are reflected. One type originates in the specific market segment to
which the respective local unit belongs. Consequently, local units try to gain legitimacy
in their respective market through compliance with the given market’s norms and
values. The other type of normative pressures stems from the organization itself: as
such, local units gain legitimacy in the organization through respecting shared norms
and values among different local units. In effect, local units appreciate their differences,
while deriving benchmarks from each other based on success stories and best practices.
This fosters the rise and acquisition of common norms and values as local units try to
mimic the behavior of their successful counterparts (P7b).
To conclude, the institutional logic of harmonization in highly decentralized
organizations can be explained through a dynamic interplay between institutional
pressures (P7). As local units try to mimic behavior of their successful counterparts,
shared norms and values among local units become leveraged. In turn, shared norms
and values become reflected in means to communicate and regulate them in the
organization.
The Institutional Logic of Harmonization: Local Versus Global Perspectives 13

5 Discussion and Conclusion

Our research responds to recent calls for conducting institutional research on the intra-
organizational level of analysis [13]. We make two contributions: firstly, our results
provide six pressure-specific propositions on the institutional logic of harmonization at
the intra-organizational level, which are similarly supported by IS literature at the inter-
organizational level [19, 21, 31–35]. Secondly, our results show the dynamics of
institutional pressures, which are mutually interacting and constitutive. For prospective
research, this finding provides new insights and offers a vantage point for discussion.

5.1 Contribution
For coercive pressures, we found diverging goals and expectations of local levels
reflected in a set of mutually-negotiated mechanisms (P1). IS literature supports this
finding at the inter-organizational level. For example, Bala and Venkatesh [19] found
that inter-organizational business process standards are co-developed by organizations
to standardize their business processes as well as to strengthen their relations to other
firms. Asset connectedness, resource synergies, and collaboration are aimed for
mutually-developed standards. Our proposition that coercive pressures foster guided
interaction among local units by providing an orientation frame for decision-making
(P2) is also line with the inter-organizational IS literature: mechanisms that routinize
decision-making, for instance the allocation of material or authorization of human
resources, are shown to provide a regulative frame for guided decision-making
[31, 32].
Furthermore, we proposed normative pressures along distinctive norms, values, and
beliefs of local levels (P3) as well as their negotiation at the global level toward a
mutually-generated identity (P4). The distinctiveness of norms and values corresponds
to the inter-organizational perspective [33]. A general assumption is that due to dif-
ferent spatial and hierarchical levels, norms, values, and beliefs differ in an organization
[36]. Simultaneously, values, rationales, and opinions are shared within the organiza-
tion and thus yield a collective, assimilated social structure [33]. Davidson and Chismar
[34], among others, discuss that expectations between actors may spill over to
behavioral obligations. In turn, these obligations foster an overall “structure”, which
shapes and provides meaning to organizational behavior [34].
Mimetic pressures were reflected in the appreciation of distinct qualifications and
perception of best practices that set benchmarks among local units (P6) as well as their
members (P5). This is similarly uphold in inter-organizational IS studies, such as by
Bala and Venkatesh [19], who maintain that organizations have a competitive interest
in expanding their relations to others to benefit from shared knowledge, IT/IS assets,
and routines. According to Nicolaou [35, p. 140], communication and social relations
among personnel help organizations to learn about each other’s solutions and “whether
they intend to or not, facilitate imitation of each others’ developments and decisions.”
Benders et al. [21] show that IS managers are attracted by best practices, which
simultaneously leads to industry-wide standardized practices as a result of competitors
that perceive successful practices as an opportunity to catch up in competition.
14 M. Brosius et al.

Finally, we discovered a distinctive logic, in which harmonization becomes attained


in a dynamic interplay between pressures (P7). We find that mimetic pressures influ-
ence normative pressures (P7b), which in turn influence coercive pressures (P7a).
Further, coercive pressures carry normative reflections throughout the organization. In
the inter-organizational IS literature, we selectively found indications that coercive
pressures may derive from normative pressures [e.g., 19]. Further, we found evidence
that normative pressures are influenced by mimetic pressures [e.g., 33, 34, 36].
However, our findings on the institutional logic, occurring dynamically from local to
global levels in a distinctive interplay of mimetic, normative, and coercive pressures,
respectively, lacks evidence in the existing IS literature. This is where our research
contributes with new insights and simultaneously opens an avenue for prospective IS
research.

5.2 Implications
Our findings have implications for the understanding of institutional theory on the
intra-organizational level (explanatory findings) and the discipline of enterprise
engineering.
Explanatory Findings. Our findings show that harmonization emerges in a dynamic
interplay between institutional pressures, a finding that goes beyond existing expla-
nations on the distinctive influence of pressures. While IS research has studied how
institutional pressures work in parallel [5], in different organizational contexts [18], as
well as in different temporal circumstances [21], little is known about their dynamic,
i.e. their interacting influence. Hence, we motivate to consider the dynamic influence of
institutional pressures for future research.
While pressures are dynamic and their influence may change over time, there are
also continuities, i.e. features that are highly stable and persisting in organizations. This
is what institutional theory refers to as “imprinting” [8]. Such continuities may reflect
particular norms, beliefs, rules or combined configurations of them [8]. Our case shows
one major continuity – the institutional logic – that was discovered as a persisting
process, stable due to the constant negotiation of norms, values, and goals. Although IS
scholars have started to focus more on longitudinal and historical examinations of
institutional processes [e.g., 37–39], a large extent of research so far neglects explicit
considerations of stable and persisting features of organizations [5]. Due to this
shortcoming, we outline organizational imprinting as a topic for future research.
Enterprise Engineering. In enterprise engineering (EE), a common discourse
addresses the empowerment of individuals for accomplishing organizational goals and
tasks [40]. Research has propagated to mitigate the Taylorist separation of global
(“thinkers”) and local (“workers”) actors. To this end, our finding of local actors who
negotiate global goals and tasks to pursue these has major implications for any
approach to engineer the organization. For example, approaches that are coercive (e.g.,
strict architecture rules) and not balanced against goals, values, and expectations of
local actors may risk ineffectiveness or non-conformity. This brings us to the following
outline.
The Institutional Logic of Harmonization: Local Versus Global Perspectives 15

Regarding our findings on normative and mimetic pressures, it becomes evident that
harmonization is a dynamic process that occurs along constantly re-negotiated insti-
tutional demands. Consequently, we motivate a more dynamic perspective on EE. In
line with Hoogervorst [40] who suggests to consider the unplanned, self-organizing,
and emerging nature of organizational environments, we motivate to establish and
pursue EE as a continuous process of considering and continuously negotiating goals,
goals, values, beliefs, and best practices among different organizational levels [e.g., see
also 41, 42]. In line with our findings and EE research [43, 44], feedback sessions,
communication channels, and alignment meetings within and between organizational
units may provide a pertinent avenue to dynamically establish and pursue EE over time.

5.3 Limitations
This research has limitations. In line with our research objective, we purposefully chose
a highly decentralized organization. Yet, organizations differ by contextual factors and
personal motives [45]. In consequence, they also respond differently to institutional
pressures. In order to generalize the discovered logic independent from contextual
factors and motives, we suggest extending our single case approach by multiple case
studies, enriching our qualitative data and conducting cross-case analyses.
Another limitation reconciles with this study’s lack of considering timeliness.
While demonstrating the attainment of harmonization as a dynamic process through
interplaying pressures, our study neglects further insights on their temporal evolve-
ment. Moreover, institutionalization is a process that occurs over time and thus raises
the consideration of timeliness [8]. Historic conflicts, changes, or unforeseen events
could lead to a deeper understanding of why some pressures are meaningful in a given
situation or environment, while others are not. A longitudinal perspective may allow
for deeper insights. Hence, we outline the consideration of timeliness in studying the
attainment of harmonization [10] complementarily to the future progress of this
research.

Acknowledgement. This work has been supported by the Swiss National Science Foundation
(SNSF).

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Systems Approaches in the Enterprise
Architecture Field of Research: A Systematic
Literature Review

Jarkko Nurmi, Mirja Pulkkinen(&), Ville Seppänen,


and Katja Penttinen

Faculty of Information Technology, University of Jyvaskyla,


P.O. Box 35, 40014 Jyväskylä, Finland
{jarkko.nurmi,mirja.pulkkinen,ville.r.seppanen,
katja.penttinen}@jyu.fi

Abstract. This study explores the use of the systems approaches (systems
thinking and systems theories) as the theoretical underpinnings for Enterprise
Architecture (EA) research. Both the academic and the practitioner communities
have maintained an interest in EA due to its potential benefits, promising for the
recent technological and business advances. EA as a research area is, however,
characterized by diversified views depicted in different definitions of the con-
cept, and no acknowledged common theoretical foundation. A number of prior
studies have noticed this gap in the EA field of research, and called for a
strengthening of the theory of EA. Variegated systems approaches have been
suggested as a theory base. The aim of this study is to examine if, and to what
extent the systems approaches could provide a common theoretical foundation.
We contribute with a systematic literature review on the state-of-art of systems
approaches in EA research. We find that the systems approaches are, indeed,
frequently referred to in the EA studies. However, as of yet, the application of
these theories appears to be fragmented, and the approaches are rarely sys-
tematically used in empirical studies. We discuss the findings, reflecting to the
types of theory and the use of theory in our area of research.

Keywords: Enterprise architecture  Systems thinking  Systems theory


Systems approaches  Literature review

1 Introduction

Enterprise architecture (EA) appears to maintain some interest in research. This might
be due to the potential solutions it offers to some of the present problems organizations
face with the current emerging technologies and growing complexity [33]. EA presents
a tool for alignment between business and IT, an issue still judged as one of the top
three management concerns [34]. Further, some evidence of business benefits attained
with this approach have been brought up recently [49].
Definition of enterprise architecture varies by its use [6, 32, 39, 55]. However, we
start out by defining EA loosely as an approach to manage, plan and develop enter-
prises and their IT. As a unit of analysis, enterprises or organizations, that, even if

© Springer Nature Switzerland AG 2019


D. Aveiro et al. (Eds.): EEWC 2018, LNBIP 334, pp. 18–38, 2019.
https://doi.org/10.1007/978-3-030-06097-8_2
Systems Approaches in the Enterprise Architecture Field of Research 19

networked or federated and thus depending on their environments, have some decision-
making authority over their own resources and their goal setting (See e.g. [22]; Defi-
nition 2.7). The need for an architectural approach to the management of the business-
IT alignment emerged with the diffusion of IT and the emergence of networking
technologies already decades ago [6]. Technology developments today keep driving the
need, giving new emphasis to the vision: “enterprise analysis tools that are growing in
importance and are likely to become mandatory for any business that continues to grow
and evolve” [62]. This outlines the need for an approach to apply to at least medium or
large size organizations. The need appears in the context of the use of IT in organi-
zations. The term ‘enterprise architecture’, was coined later, and its focus has been
enlarging to cover also the strategic planning [27, 42], to support the business and IT
alignment [6, 44].
Various systems approaches are applied in EA research, and the idea of viewing
enterprises as systems finds support in the related research areas. In management
science, the research of management and organizations, systems theory used to have a
strong resonance [15], summarized in a related special issue of the Academy of
Management Journal [1], however, the interest appearing to fade over time [3].
For EA, an early example of systems theory use is the Systemic EA Method
(SEAM) [59]. Recently, Santana et al. [46] conducted a literature review and a
description of EA network analysis that sees enterprises as complex networks. Fu et al.
[16] discussed complexity cybernetics in relation to EA, and, based on an analysis of
33 papers, concluded that despite growing interest, neither EA cybernetics, nor other
systems approaches have been yet established as a theoretical foundation for studies in
this field. Lapalme [32] encourages taking on the systems thinking and system-in-
environment paradigms for the evolving EA approach.
The need for an acknowledged theoretical foundation for EA has been noted by
previous research [e.g. 7, 25, 26]. Several other studies [e.g. 19, 21] have discussed the
systems nature of an enterprise, and researchers have noted a need to strengthen the
theoretical roots of enterprise architecture as well as to study its relations to other fields,
such as systems thinking [5, 33]. For example, Kappelman and Zachman [28] point that
“[…] the EA trend of applying holistic systems thinking, shared language, and engi-
neering concepts, albeit in the early stages of their application, is here to stay”. Fur-
thermore, [42] state the “importance of systems thinking and, especially, of adopting
the open systems principle, for managing EA design and evolution”.
The aim of this study is to find indications, if, and to what extent, the systems
approaches could provide a common theoretical foundation for EA. We conduct a
systematic literature review to answer the research questions:
• RQ1: To what extent different systems approaches are already in use in EA
research?
• RQ2: What aspects of theory do the systems approaches cover in earlier studies?
The remainder of this paper is structured as follows: First, the concept of enterprise
architecture is presented in Sect. 2. Next, Sect. 3 presents and briefly discusses the
systems approaches, and the elements shared across the different approaches. Addi-
tionally, we take a look into the significance of theory for a research area. In Sect. 4,
the research method of this study, the systematic literature review (SLR) protocol is
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INTESTINAL INDIGESTION AND
OBSTRUCTION IN BIRDS.

Causes: Age, debility, atony, matting of feathers, dry or indigestible food, lack of
water, diseased oviducts, sand or gravel, lack of pebbles or power in gizzard.
Lesions: masses of egg, uric acid, or fæces in cloaca, implicating colon and cæca.
Symptoms: dullness, stupor, vertigo, staggering, erect plumage, trailing wings and
tail, bulging anus, covered with matted feathers, impaction felt by finger.
Treatment: extract mass, castor oil, laudanum, chalk, bismuth, pepper,
demulcents, phenol, exercise, silage, green food, pebbles.

Causes. These resemble those already noted for the dog. Old age,
debility, and atony of the bowel, the matting together of feathers
across the anus, dry feeding, indigestible food, scarcity of water, and
lack of exercise are especially to be noted. Malformations or other
changes lead to obstruction of the cloaca, and of defecation. Sand
and gravel passing from an atonic gizzard accumulate in the small
intestine or in the cæca distending them to great excess. Imperfect
trituration in the gizzard, from lack of pebbles, may prove a factor in
stoneless prairies.
Lesions. The most common seat of obstruction is at the cloaca, and
the impacted matter may be yellow partaking of the nature of yolk of
egg, or it may consist of feculent matters and uric acid in various
proportions, white, hard and fœtid. As in the dog this distension may
be continued forward blocking the colon and cæca as well. Lucet
mentions a case in which the impacted mass measured seven inches
long, and eight in circumference at its posterior and larger end.
Symptoms. The bird is dull, sluggish, stupid, giddy or unsteady on
its limbs, with feathers erect, wings, tail and head pendent and loses
flesh rapidly. Often a felted mass of feathers and fæces cover the
anus. In its absence there appears the rounded swelling or on
manipulation the impacted cloaca or rectum can be felt firm and
resistant.
Treatment. Soften and remove the external mass of fæces by the
aid of tepid water, clip off the feathers, which would tend to restore
it, then by the oiled finger and warm water injections break up and
extract the contents of cloaca and rectum. If impaction remains
farther forward give a teaspoonful of castor oil. If diarrhœa has
already set in, give 5 drops laudanum, and mix chalk or bismuth and
pepper in a mush to be fed to the patient. Injections of slippery elm
containing a teaspoonful of carbolic acid in the pint will prove useful.
The bird should be allowed plenty of exercise, its grain being fed
on a floor covered lightly with straw to encourage scratching, and
silage or green food should be allowed. On the prairies where pebbles
cannot be secured, imported gravel or vitrified brick broken into
small pieces should be allowed.
COLIC IN SOLIPEDS FROM VERMINOUS
EMBOLISM. INTESTINAL CONGESTION.
Definition. Causes: presence of sclerostoma in arteries, form, habit, nature,
immature, biology, life in bowel, in submucosa, in arteries, outside the mammal,
pathogenesis, blood-sucking, verminous cysts, verminous aneurisms, seats of
latter, coagula, embolism, stagnation of blood, œdema and thickening of intestine,
mesentery, fermentations, tympany, infective inflammations, blood extravasations,
infection of liver and spleen. Symptoms: sudden attack, violent colics, reckless
movements, frequent defecation followed by its arrest, palsy of peristaltic
movement, of pain, prostration. Course: two to twenty-four hours, death from
indigestion, tympany, obstruction, hemorrhage, poisoning, recovery, sequelæ,
laminitis, intestinal catarrh or atony, debility. Treatment: aneurism worms beyond
reach, treat lesions, venesection, anodynes, stimulants of peristalsis, antiseptics,
compresses, sinapisms. Prevention: expel intestinal worms, exclude embryos,
tartar emetic, iron sulphate, arsenic, phenol, pure water, occasional vermifuges.
Definition. Congestion and spasms of the intestines in connection
with blocking (thrombus or embolism) of the mesenteric arteries,
and verminous aneurism.
Causes. The essential cause is the migration of the sclerostoma
equinum (strongylus armatus, Rud.) into the mesenteric arteries in
its agamous condition. It seems appropriate therefore to here notice
the life history of this parasite.
The sclerostoma equinum (strongylus armatus) is one of the
common pin worms of the horse. It is distinguished by its dull gray
or reddish brown body, thickest at the cephalic end and tapering off
toward the caudal, but ending in a blunt point; by the round, open
mouth furnished with several firm chitinous rings, of which the outer
bears six short symmetrically arranged papillæ, an intermediate row
of rounded blunt tooth-like projections, and the innermost a row of
fine, closely aggregated and very sharply pointed teeth for
penetration of the mucosa. Male ¾ to 1½ inches long, with caudal
membranous alæ in two lateral lobes, joined by a rudimentary
central lobe: two delicate spicula. Female ¾ to 2 inches long, blunt
pointed tail, vulva in posterior half of the body. Eggs ovoid with
slightly raised ring around the centre: oviparous.
Habitats. They are found in solipeds in two stages of existence, the
mature worms in the cæcum and colon, and the immature in the
same organs encapsuled in little pellets of manure, and in cysts in the
mucosa but also apart in the arterial system especially in the anterior
mesenteric artery and other gastric or intestinal trunks.
The mature sclerostomata are found attached to the mucosa of
the large intestine into which the head is sunk for the purpose of
sucking the blood, and they may be gray, brown or red according to
the quantity of blood which they have imbibed. The author has found
them in little hernial sacs of the mucosa hanging from the peritoneal
surface.
The sexually immature sclerostomata are found in little pill-
like masses of ingesta in the large intestines and from which they
project part of the body through a narrow opening. Another habitat
is in cysts of the mucosa of the cæcum and colon and less frequently
of the small intestine, individual cysts varying in size from a pin’s
head to a hazel nut, and containing the young worm rolled upon
itself, and varying in size but always less than the intestinal worm
and always asexual. In some cases the cyst is found empty but with a
small opening toward the lumen of the bowel showing the means of
escape of the parasite. A third habitat of the immature worm is in the
blood-vessels, especially the posterior aorta and its divisions, and
still more constantly the anterior and other mesenteric arteries.
Biology. The ova of the sclerostoma are segmented in the oviduct
but are hatched out after they have been laid. The hatching may be
effected in the intestine or in manure or water external to the body.
When hatched out in the intestine they may pass out at once with the
manure or they may envelop themselves in pellets of the finer ingesta
and remain for a time in the bowel and finally pass out in this
condition. Baillet has traced their development out of the body. In a
watery or damp medium they are hatched out in a few days as a
cylindroid worm ¼ to ⅓ mm. long, thick in front and with a filiform
tail. In moist environment but especially in damp manure they grow
to 1 mm. or 1.5 mm. and continue for months in this condition, but
remain small and asexual, until taken in, in the drink or green food
of the soliped. Reaching the intestine and especially the cæcum and
colon they bore their way into the mucosa and encyst themselves, or
if they happen to perforate a blood-vessel they make a habitat of that.
In the cyst, development proceeds and when it has reached a certain
stage the worm once more bores its way through the mucosa and
reaching the intestine becomes sexually mature.
In this last migration the young worm is liable to perforate a
blood-vessel in which case it is destined to a period of existence in
the blood. It may, however, have blundered upon a blood-vessel at an
earlier stage when seeking a temporary home in the mucous
membrane, so that the sclerostomata of aneurisms may be derived
from two separate sources. In the blood-vessels the parasite attains a
length of 1 to 8 lines, whereas in the mucous cysts it does not exceed
3½ lines. Yet Neumann holds that after leaving the blood-vessels
they may again encyst themselves in the mucosa before escaping into
the intestine.
Several moultings take place in the asexual condition.
Other views have been advanced as to the development of the
sclerostomata. Colin believed that the ova deposited in the ducts of
the mucous glands and in the perforations made by the parasite in
blood-sucking, hatched in this situation and the embryo at once
encysted itself in the mucosa.
Leuckart imagines that the embryo found in the fæces or in water
outside the body of the soliped, should pass through an intermediate
host before it can return to gain sexual maturity in the horse. But no
evidence of the existence of such intermediate host is furnished, and
the encysted intestinal worms show no indication of a special
development which would have been accomplished in such host.
Willach holds to a hermaphrodite stage passed in the intestine of
the soliped. He found in the bowel small worms apparently related to
the sclerostomata by the appearance of the head and the caudal
membrane, but not exceeding three to five lines in length. Some were
evidently females and contained not only eggs with soft shells, but in
one case embryos. Others had the caudal membrane of the male, yet
contained also a few eggs. There is no vulva and the embryos escape
by rupture of the oviducts. These embryos he supposes are developed
in the same host into the familiar mature sclerostomata.
Whatever may be said of those alleged modes, the first described
series of changes and migrations may be taken as the usual and
regular method of development.
Pathogenesis. Lesions. These embrace perforations of the
mucosa, cysts, aneurisms, embolisms and congestions.
Irritation of the mucosa. The adult worms, like so many
leeches are continually biting and sucking blood from the mucosa
and when present in large numbers, hundreds, thousands, or a
million create an aggregate of irritation which may determine violent
indigestions and congestions.
Verminous Cysts. These are like a pin’s head, a pea or hazel nut,
containing the asexual worm in a mass of purulent debris, or if
empty, presenting a small orifice where it made its exit.
Verminous Aneurisms. These are perhaps the most important
lesions caused by the sclerostome as they are the steppingstone to
the dangerous embolisms, and too often fatal colics and congestions
of the intestines. They are very common in some localities, and rare
in others following the distribution of the sclerostomata. Bollinger
found them in 90 to 94 per cent. of adult horses, and Ellenberger in
84 out of 85 horses dissected. They are found in all ages from six
months up, and are nearly always in the short, stubby trunk of the
anterior mesenteric artery. Often two or three exist in the same
animal, the whole length of the posterior aorta showing patches of
disease, exudations, neoplastic elevations alternating with
depressions, and aneurisms and thrombosis in its different branches.
In 100 horses Bollinger found 168 aneurisms, 153 in the anterior
mesenteric, and its divisions, 4 in the cœliac axis and its divisions, 3
in the hepatic artery, 3 in the posterior mesenteric artery, 3 in the
renal arteries and 2 in the posterior aorta.
The special predisposition of the anterior mesenteric artery is
variously accounted for: 1st. There is the obvious fact that its
branches are distributed to the cæcum and double colon, the home of
the mature parasite, and to the small intestines which are first
reached by the young parasites that are taken in with the water and
the food. These are therefore most likely to get into the branches of
this vessel and to follow them up toward its origin. 2nd. The anterior
mesenteric artery distributes its branches to the small intestines the
most motile portion of the intestinal tract, and the cæcum and colon
the most heavily loaded with solid ingesta, it is therefore the most
subject to traction, and distensions, and the more so that the parent
trunk is extremely short and the divisions pass in all directions and
to a large extent at right angles, so that there is a dragging of the
walls apart as well as an obstruction to the blood flow and an
increase of internal tension. The distension, laceration, inflammation
and softening of the internal coat have accordingly been regarded as
the starting point of an endarteritis upon which the parasites have
been implanted as a further cause of trouble. We must not forget,
however, that the sharp circle of teeth of the parasite, by which it
fixes itself on the intima of the vessel are quite enough to produce
initial endarteritis, without any assistance from distension, traction
or laceration.
The irritation of the intima from whatever cause determines here
as elsewhere exudation, and coagulation, and the inflamed walls
losing their tone yield more and more readily to the internal tension.
Sometimes the coagulum lines the aneurism or vessel all round,
leaving a narrow central passage through which the blood still flows;
in other cases the clot extends into the adjacent smaller vessels,
completely blocking them and disturbing circulation and innervation
in the parts which they supply. As a rule the parasites are found in
galleries hollowed out in the clot, and heads or tails may be seen to
project into the circulating blood. Sometimes they are found
imbedded in the arterial coat, or in an adjacent small abscess. The
formation of aneurisms in the other arterial trunks may follow the
same method.
Embolisms. These come very naturally from the formation of
thrombi in the various arteries. The coagulum determined by the
presence of the worms, tends to undergo retrogressive changes
notably fatty degeneration, to which germs brought on the worms or
in their alimentary canals contribute. This together with the
movements of the parasites tends to break up the mass, and minute
portions are washed on into the different smaller vessels. Soon these
reach divisions which are too small to admit them, which are
accordingly occluded and the circulation through them abolished.
The presence of microbes as well as fibrine contributes to cause
further coagulation, more absolute embolism and arrest of the
circulation.
It is further alleged that the sexual instinct in the summer months
(May to August) leads the worms to leave the aneurisms, to pass
through the smaller divisions to the cæcum or colon where alone full
sexual evolution is possible. In these migrations they cause the
thrombosis of the smaller trunks and determine the verminous
congestions of the bowels which are especially common in these
months.
Disturbances of the Intestinal Circulation. As these usually
occur in the lines of distribution of the anterior mesenteric artery a
knowledge of its divisions and their destination and anastomosis, is
essential to an intelligent understanding of the pathogenesis and
lesions. As first pointed out by Lecoq the anterior mesenteric artery
is divided into three primary bundles: (a) a left of 15 to 20 trunks
which are destined to the small intestine; (b) a right which gives off
cæcal branches, one to the double colon, and one to the ilium to
anastomose with the last trunk of the left bundle; and (c) an anterior
which gives one branch to the second division of the double colon
and anastomosis with the colic branch of the right bundle at the
pelvic flexure; and a second branch to the floating colon to
anastomose with the posterior mesenteric artery.
The divisions of the left bundle anastomose so freely with each
other in the mesentery and immediately above the intestine that the
blocking of any one branch cannot entirely arrest the circulation in
the corresponding part of the intestine. It may however produce a
partial local stagnation in the vessels of a short loop of intestine,
resulting in œdematous infiltration and thickening with resulting
induration and stricture of the gut. Chronic and permanent lesions
are produced by such blocking, but only rarely acutely fatal ones.
Acute and fatal congestive lesions of the small intestine from
verminous embolism, occur only when several adjacent divisions of
the artery are blocked at once, and this is a rare occurrence.
The right bundle of branches furnishes the only two arteries which
are supplied to the cæcum and the only artery furnished to the first
half of the double colon. The ileo-cæcal branch is less involved, first,
because being less dependent and smaller, it is less likely to receive
an embolus, and, second, because any lack of blood supply is
counterbalanced by the free anastomosis with the last iliac division
of the left bundle. When the embolus blocks the undivided trunk of
the right bundle this same principle comes into play, the free supply
of blood from the posterior branch of the left bundle supplying blood
through its anastomosis with the iliac and cæcal branches of the
right.
But when the emboli are lower down, in the cæcal branches of the
right bundle, or in these and the colic branch, arrest of the
circulation in the intestinal walls ensues, followed by paresis, passive
congestion and hemorrhage. The cæcum and double colon thus
become the seats of the grave and fatal lesions of verminous
embolism.
The resulting lesions are to be variously accounted for. The
stagnation of blood in the vessels below the embolus, determines a
speedy exhaustion of its oxygen and increase of its carbon dioxide, so
that it is rendered unfit to maintain the normal nutrition and
functions of the part, and the capillary and intestinal walls are alike
struck with atony or paresis. The blood filters into the stagnant
vessels slowly from adjacent anastomosing trunks, and the liquor
sauguinis exudes into the substance of the tissues and lumen of the
intestine, leaving behind the greater part of the blood globules so
that the stagnant blood is rendered more and more abnormal in
composition. The walls of the capillaries soon lose their cohesion as
well as their contractility, and giving way at different points, allow
the escape of blood into the tissues, bowels and peritoneal cavity. It
has been further claimed that the emboli already infected and in
process of degeneration communicate this to the walls of the vessels
and to the stagnant blood, hastening the process of degeneration and
rupture.
Another series of circulatory disorders are liable to take place. The
blocking of the vessels of the right bundle, tends to increase the
blood pressure in the left bundle and the anterior one, and thus to
determine congestions, paresis and inflammations in the small
intestines, the second division of the double colon and the floating
colon. The resulting inflammation and increased vascular tension
may lead indirectly to implications of the brain and lung.
Extravasations so extensive as to appear like blood clots may be
present between the layers of the mesentery or in the mucosa and
submucosa, and blood, liquid or coagulated, may have accumulated
in the abdominal cavity. Blood effusion into the intestine gives a dark
red coloration to the contents which are further mixed with distinct
clots.
The atonic bowels are always the seat of extensive fermentations
and tympany. The microbes engaged in these fermentations and
their toxins, are accountable for toxic changes occurring in the locally
diseased parts and in distant organs. To this may be attributed the
congestion and softening of the liver and the engorgements and
hemorrhagic centres in the spleen.
Symptoms. An animal, perhaps known to harbor the sclerostoma
equinum, is suddenly attacked with violent and persistent colic. He
trembles, paws, moves his hind feet uneasily, kicks the abdomen,
throws anxious looks at the flanks, crouches, lies down, rolls, gets up,
and at once gets down again. The intensity of the suffering rapidly
increases, the face is drawn and pinched, the eye is extremely
anxious, the patient no longer lies down, but throws himself down
reckless of consequences, when down he is not quiet for an instant,
but now on his breast, then on his side, then on his back, the limbs
struggling and jerked violently, the head turned first to one side and
then to the other, he is a picture of extreme agony. If made to walk
the same indications continue; he walks with head down and limbs
semiflexed ready to drop at any moment, and often he will drop
suddenly in spite of every effort to keep him on his feet. The pulse is
at first strong and full, but as extensive effusion takes place into the
bowels or abdomen, or as the animal is poisoned by toxins, it
becomes small, weak, and it may be imperceptible. Breathing is
quick and catching, and the mucous membranes are dark red.
Sweating which shows first about the elbows or flanks or back of the
ears finally becomes general, the surface cold and the limbs
especially so. Fæces may be passed at first, a few dry balls at a time
from the floating colon or rectum, but soon they are suppressed
entirely. Some patients strain frequently to micturate but pass little
at a time.
In some instances the acute pain seems to suddenly cease, but
there is no general improvement, the patient stands with head
depressed, eyes sunken and expressionless, ears lopped, cold
perspiration, chilly limbs, unsteady gait and imperceptible pulse. It
implies merely a paralysis of the affected bowels in connection with
the extensive congestion and extravasation.
Course. Duration. The more acute cases reach their acme with
great rapidity, death may occur after two hours illness, and in other
cases it may be delayed ten or even twenty-four hours. It may be
caused by indigestion and tympany, by volvulus or invagination, by
excessive hemorrhage, or by poisoning with toxic matters.
Recovery occurs when the vessel blocked is an unimportant one as
a branch of the left bundle so that circulation may be reëstablished
from collateral trunks; or when a more important trunk has been but
partially blocked, and after a time it either clears itself, or collateral
circulation comes in with sufficient compensation. There is a more or
less rapid disappearance of the colics and other symptoms, a free
passage of urine, the rejection of fæces, it may be in a liquid, semi-
liquid or sanguineous condition, yet enough to indicate the
restoration of intestinal tone. The patient begins to pick morsels of
food and soon acquires his former appetite.
In some instances, however, the recovery is not complete. Trasbot
has noted a case of laminitis occurring within fifteen hours after the
improvement, and in other cases there remain chronic debility and
catarrh of the intestines. The appetite remains poor, there are
occasional colics, the bowels are irregular, loose or costive, and the
fæces are dry, glossy and covered with mucus. The back is arched,
the belly tucked up, strength and vigor are both lacking, and the
patient spends much time in the recumbent position.
Complications of various kinds may follow as in other diseases of
the intestines. After even the best recoveries, a relapse is always to be
apprehended as the original cause remains and the animal is liable to
be cut off at any time.
Treatment. This is very unsatisfactory as the original source of
trouble, the worms, being in the blood-vessels, cannot be reached by
vermifuges that would be harmless to the host, and clots blocking the
smaller intestinal vessels, cannot be dissolved and removed.
Moreover, although we could compass the death of the worms in the
aneurisms, we would leave their dead bodies as sources of septic
change, blood coagulation and embolism.
A certain number of cases, however, are not necessarily fatal, and
the worms of the blood-vessels have not an indefinite period of life,
so that there is some encouragement for both therapeutic and
preventive treatment. During the attack we must be content to treat
symptoms. French veterinarians still trust largely to general
bleeding, adopted at the very outset and to the extent of 6 to 10
quarts. It will temporarily lessen the vascular tension, more
permanently dilute the blood, and calm nervous excitement, and in
the most violent cases, as a kind of forlorn hope, it might be tried
with the view of tiding over the acute stage until a freer collateral
circulation could be established.
The use of anodynes will be more generally acceptable to American
practitioners. Two to four grains of sulphate of morphia or codeine
may be given hypodermically in combination with 1½ gr. eserin, 7
grs. barium chloride, or 2 grs. pilocarpin, to secure a speedy
movement of the bowels.
To counteract intestinal fermentation perhaps no better agent can
be got than chloral hydrate, ½ oz. of which may be given by the
mouth in water, and ½ oz. more by the rectum.
Wet compresses to the abdomen, or fomentations with water
rather hotter than the hand can bear or even the application of
mustard is sometimes useful as a soothing or derivative agent.
In the absence of morphia or chloral, laudanum, ether,
chloroform, camphor or assafœtida have been recommended.
It is important to keep the patient on a soft, littered floor to
prevent injury from his throwing himself down, and walking him
around may be resorted to for the same purpose.
Prevention. After a non-fatal attack and in every case in which a
horse is found to harbor the sclerostoma equinum in quantity,
measures should be taken to expel those present in the bowels and to
prevent the entry of embryos. The infested horse may be purged and
put on two drachms each of tartar emetic and sulphate of iron every
morning in a handful of feed half an hour before the first meal. After
six doses he may take a second active purgative. In case of need the
addition of 6 grains arsenious acid and a drachm of carbolic acid to
each dose will render them much more effective. All water must be
withheld that comes from streams running by farm-yards, from
ponds or open wells in barn-yards, from uncovered cisterns and from
any source which receives drainage or leaching from land occupied
by solipeds or spread with their manure.
A course of vermifuge medicine should be given at intervals of two
or three months to get rid of the worms which have passed in the
interval from the cysts of the colon, into the intestine.
NON-VERMINOUS INTESTINAL
CONGESTION IN SOLIPEDS.
Causes: sudden changes to green food, or leguminous fodder, newly harvested
fodder, frosted food, iced water, microbian infection, toxin poisoning, intestinal
fermentations, experiments, volvulus, invagination, strangulation, compression,
atony. Symptoms: as in verminous aneurisms. Diagnosis: absence of worms,
presence of other causes. Treatment.
Causes. Acute intestinal congestion apart from verminous
aneurisms is ascribed to a variety of causes. Sudden changes of food
especially to green food, in spring, or to some of the leguminous
fodder plants (alfalfa, cowpea, clover, tares, vetches), newly
harvested grain or hay, fodders covered with hoarfrost, iced water,
and microbian infection or poisoning with toxins or other irritant
products of intestinal fermentations. Experimentally the injection
into the circulation of pyogenic toxins and putrid matters has
determined intestinal congestion and hemorrhage. In the same way
musty hay or grain have proved the occasion of these attacks. Finally
mechanical blocking of the circulation of the intestine as by volvulus,
invagination, strangulated hernia, or even compression by bulky
food has seemed to operate in this way.
It ought to be borne in mind that the habitual microbes of the
healthy bowel may become pathogenic when brought in contact with
a mucosa which is the seat of irritation, atony or any condition of
debility.
Symptoms and Lesions. The verminous aneurisms and thrombosis
aside, the symptoms and lesions of this form of congestion so closely
resemble those of the verminous affection that it seems needless to
repeat them.
Diagnosis is difficult but the absence of worms in the affected
animals and their fellows, and the presence of some one of the other
recognized causes may lead to a fair conclusion.
Treatment of the affection is more hopeful than in the verminous
affection, and may be conducted on the same general lines.
PSEUDOMEMBRANOUS (CROUPOUS)
ENTERITIS IN SOLIPEDS.
Definition. Causes: As in ordinary enteritis, with added infections or toxins.
Symptoms: As in enteritis, nervous symptoms, diarrhœa. Lesions: Congested
mucosa, whitish or grayish false membranes, in patches or tubular casts, granular,
mucous, albuminoid, fibrinous. Diagnosis: False membranes in stools. Treatment:
Glauber salts, calomel, alkaline carbonates or tartrates, oils, antiferments,
demulcents, careful diet, bitters.
Definition. An inflammatory affection of the bowels characterized
by the ejection with the fæces of false membranes.
Causes. It has been long attributed to the causes which produce
other forms of enteritis and indigestions, as youth, rich stimulating
feeding, sudden change to green food in spring, sudden chills, over-
fatigue, confinement indoors, and prolonged costiveness. In man it is
found as a sequel of infectious diseases (pneumonia, pyæmia), in
Bright’s disease, cirrhosis of the liver and cancer, and in poisoning by
lead, mercury or arsenic (Osler). Cadeac, who found great numbers
of streptococci in the false membranes in animals, is certain it is a
microbian disease, and this is doubtless true, if qualified by the
statement that the microbe as is so often the case with other
intestinal affections, requires an occasion in the form of a diseased or
debilitated condition of the mucosa to enable it to become
pathogenic. The disease is not known to propagate itself indefinitely
or without such a predisposing occasion.
Symptoms. There are dullness, prostration, langor, hyperthermia,
accelerated pulse, and colics which may be slight or very severe. In
some cases nervous symptoms have been observed, such as
irritability or stupor and somnolence with icterus and fœtid stools.
The fæces are usually semi-liquid, implying an excessive liquid
secretion as well as the exudation of the membranous matter.
Lesions. There is a pink congestion of the intestinal mucosa more
or less generally distributed. Whitish false membranes cover patches
chiefly on the terminal portion of the small intestine, but frequently
also on the cæcum and colon, covering an especially red and angry
mucosa. They may occur as simple patches, as ribbon shaped pieces,
or as hollow cylinders lining the entire circumference of the
intestine. They appear as if fibrillated, but contain abundance of
granular matter and seem to be composed mainly of mucus with
albuminoid matter and probably a little fibrine. The deeper layers, in
contact with the inflamed surface are soft and gelatinoid. It is alleged
that coexisting wounds on other parts of the body become covered by
a soft pultaceous false membrane.
Diagnosis is based on the presence of the false membranes of a
considerable thickness, so that they can be distinguished from the
film of mucus which covers the fæcal balls in constipation or enteric
catarrh.
Treatment. Facilitate the secretion from the mucosa, and the
separation of the false membrane by giving 1 lb. Glauber salts, or give
this agent in doses of 5 or 6 ozs. per day. Calomel 1 dr. may be used
instead and has the additional advantage of acting as a disinfectant.
The alkaline carbonates or tartrates or even olive or castor oil may be
used as substitutes. Antiferments like salol, naphthol, salicylic acid,
and salicylate of soda have been prescribed to check the
multiplication of the germ. Flaxseed tea, elm bark, and other
mucilaginous agents may also be given. An easily digestible and
laxative diet and a course of bitters may follow.
PSEUDOMEMBRANOUS (CROUPOUS)
ENTERITIS IN CATTLE.

Causes: as in solipeds, youth, overfeeding, plethora, dietetic blunders,


temperament, over-exertion, chill when heated, gestation, foul water, irritants,
drastics, infections. Symptoms: as in enteritis with false membranes,
complications. Duration. Lesions: false membranes, extent, color, structure,
composition, congested mucosa. Treatment: Glauber and other salts, pilocarpin,
potassium iodide, antiseptics, sulphites, sulphides, borax, bismuth, naphthol,
creolin, muriatic acid, bitters.

Causes. The same causes are quoted as in solipeds, youth, extra


high condition, rich feeding, sudden change to the green food of
spring, climatic vicissitudes of the same season, a sanguineous
(Reynal) or lymphatic (Friedberger and Fröhner) temperament,
overwork, exhausting travel, suppressed perspiration, gestation,
plethora, foul drinking water, special irritant plants (chicory,
Huzard), and drastic purgatives. Cadeac suggests bacteria, quoting
instances of a fifth or a fourth of a herd suffering at once. The same
would come from any other cause acting on the whole herd and it
seems probable that a microbian factor is present but can find
occasion for its pathogenesis only in given morbid conditions of the
mucous membrane. This would explain the failure of the affection to
propagate itself like a plague, and at the same time its tendency to
manifest itself extensively in given herds with a common
predisposing condition.
Symptoms. There are indications of enteric inflammation and
fever, rigors, slight hyperthermia, drying up of the milk secretion,
impaired or suspended appetite and rumination, constipation, colicy
pains, increasing dullness and prostration. As the disease advances
the excrements become soft, pultaceous or watery, with floating hard
baked pieces, dark and even glistening on the surface and more or
less false membranes. These are sometimes stained with blood,
which may also be mingled with the liquid debris. As in solipeds
these membranes constitute the only true diagnostic symptom. They
may appear as shreds, bands or complete cylindroid casts of the
intestine.
Other complications, like pseudomembranous exudate on wounds,
abortions and profound weakness are sometimes noted. The disease
may last eight days before ending in recovery. When death takes
place it is about the fourth or sixth day.
Lesions. The false membranes are found on the ilium and colon, in
thin films or in thick masses, or tubular casts. In extreme cases the
membrane has covered an extent of 24 feet in length, and if recent it
is soft and friable. If older it may be firm, consistent and yellow or
stained by the blood or ingesta. As in solipeds it shows a reticulated
network and a fine granular structure, and is composed mainly of
inspissated mucus with albuminoids and fibrine. The exudate covers
a surface of extreme redness, with points of darker blood-staining
and even abrasion or ulceration. The surrounding mucosa is also
congested, the villi hypertrophied, the mucous follicles swollen.
Treatment. In the early stages a laxative of soda sulphate is of
especial value in depleting from the inflamed mucosa, liquefying the
secretions and dissolving and loosening the false membranes. Epsom
salts, cream of tartar, Rochelle salts, calomel, and pilocarpin are
more or less valuable substitutes. Iodide of potassium is most
valuable in dissolving the exudate and acting as a microbicide (dose
3–4 drs.).
Other alkaline salts may be substituted or as antiseptics the
sulphites, hyposulphites, or sulphides of potash or soda. Borax,
bismuth, naphthol and creolin have also been recommended.
Enemata of warm water are desirable.
In very adynamic conditions, muriatic acid (½ dr. doses) may be
given with vegetable bitters and the same may be allowed during
convalescence.
PSEUDOMEMBRANOUS (CROUPOUS)
ENTERITIS IN SHEEP.
Causes: As in cattle, draughts in folds, overfeeding. Symptoms: fever,
inappetence, weakness of hind parts, diarrhœa, tenesmus, false membranes, blood
in stools, tympany. Treatment: change diet of dam, exercise, Glauber salts,
potassium iodide, bismuth, flaxseed, elm bark, mallow, gum, carminatives, bitters,
antiseptics.
Causes. The same causes are claimed as for cattle. Clavel
attributed it to too rich milk, and exposure to cold draughts, in
folded lambs.
Symptoms. To the general symptoms of fever are added refusal of
the teat, weakness or paresis of the hind limbs, looseness of the
bowels and the ejection of false membranes with an unusual amount
of straining. The dejections may be watery and mixed with blood. In
some cases defecation is suppressed, the intestines being blocked by
the membranes, and then acute indigestion and fatal tympany may
follow.
The pathological anatomy and lesions resemble those seen in the
ox.
Treatment. Change the diet of the ewe, and allow more outdoor
exercise. Give the lamb Glauber salts (½ to 1 oz.) with potassium
iodide (10 grs.), and bismuth (1 dr.). Decoctions of flaxseed, or
solutions of elm bark, mallow or gum arabic are desirable, and
infusions of aromatic plants or oils of peppermint, anise, or fennel
may be added with quinia. As in the other animals such antiseptics
as salol, naphthol, naphthalin, boric acid, or salicylate of soda may be
administered.
PSEUDOMEMBRANOUS (CROUPOUS)
ENTERITIS IN DOGS.
Complication of other diseases like distemper. Symptoms: fever, retching,
vomiting, tense, tender, tympanitic abdomen, irregular bowels, false membranes.
Lesions: stomach empty, congested, croupous exudate, extravasations. Treatment:
sodium sulphate, boric acid, sodium salicylate, salol, bismuth, by mouth or enema,
strychnia, vermifuges.
In dogs the formation of false membranes on the intestinal mucosa
seems to have less of an individual character, and is found associated
with other affections, like canine distemper and parasitism. In the
absence, however, of accurate knowledge of the specific cause of
croupous enteritis in other animals it seems permissible for the
present, to arrange the whole in one class characterized by the
presence of false membranes.
Symptoms. Along with the general symptoms of fever and the
special ones of the existing specific disease there is more or less
disturbance of the digestive organs, anorexia, vomiting, tense,
tender, perhaps tympanitic abdomen, irregularity of the bowels and
the passage of the false membranes. A morose disposition and
tendency to snap has been noticed by Röll.
Lesions. The stomach is empty with red or dark mottled mucosa,
the intestinal mucosa is congested covered with a layer of
mucopurulent exudate, and at intervals patches of false membranes
which are also found in shreds floating in the glairy contents. The
exudates are of a yellowish gray color, more or less streaked with
blood, and the mucosa infiltrated, swollen, highly congested and with
spots of extravasation of blood.
Treatment. Small doses (1 to 2 drachms) of sulphate of soda may
be given by the mouth, or boric acid (1 scruple), salicylate of soda (10
grains), salol (5 grains), or bismuth nitrate (½ drachm). Injections of
boric acid, borax, sodium hyposulphite, or even Glauber salts prove
useful, and powdered nux vomica (1 grain twice daily) may be added.
In case of intestinal parasites vermifuges must be resorted to.
PSEUDOMEMBRANOUS (CROUPOUS)
ENTERITIS IN BIRDS.
In pigeons: Ærobic, non-motile bacillus, in lesions, membrane and internal
organs, pathogenesis, in chickens pathogenesis differs, also in man, parts attacked,
exudate, other symptoms, mortality early and late in outbreak, American form,
pathogenesis to rabbits and Guinea-pigs. Prevention: Avoidance of infection,
quarantine of birds, separation of sick, disinfection, accidental bearers of infection,
pigeons, buzzards, carrion crows, dogs, men, cleanliness. Treatment: Locally
antiseptics, phenol, boric acid, generally, phenol.
This has been especially seen in pigeons in which it has been
studied by Löffler, Cornil and Megnin, and Babes and Puscarin.
Löffler found an ærobic, non-motile, non-liquefying bacillus in the
false membranes, inflamed tissues, liver, lungs and blood, even in
the leucocytes. It formed irregular masses, and grew in nutrient
gelatine, blood serum and potato. It proved pathogenic to pigeons,
linnets, rabbits and mice, but not to hens, Guinea-pigs, rats or dogs.
Chickens, however, suffer from an acute diphtheritic affection caused
by a nearly allied bacillus, and it remains to be seen whether the
varying pathogenesis may not be due to the habit of long continued
growth in a particular genus and an acquired unfitness for growing
in the other. The pathogenesis is also different from the bacillus of
diphtheria of man, and the two diseases are not usually inter-
communicable, in spite of the fact that in rare instances infection has
appeared to have taken place from man to birds.
In pigeons and fowls the upper parts of the air passages and
digestive tract are mainly involved, the tongue, fauces, corners of the
mouth, nares, larynx, and conjunctiva. The bowels suffer less
frequently and mostly concurrently with the mouth, nose and throat.
The mucosa is deeply congested and in part covered by a yellowish
exudate which may accumulate in masses, and dry into a firm
substance. The disease affects particularly high bred birds, kept in
close warm houses, and is often imported by prize animals returned
from a show. There may be dullness, listlessness, sunken head,
trailing wings and tail, erect plumage, diarrhœa, and, if the nose and
throat are affected, a modification of the voice as in roup. Death may

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