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Mazarr, What Makes A Power Great The Real Drivers of Rise and Fall
Mazarr, What Makes A Power Great The Real Drivers of Rise and Fall
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advantage among world powers, it is not
What Makes a
WHAT IS POWER?
R
ussia’s invasion of Ukraine—and home front is the foundation for success
China’s implicit support for this abroad. But behind such vague bromides
violent attempt to subvert the are specific national qualities that social
international order—has intensified the scientists can identify and measure. Over
strategic competition that now defines the course of 15 months, I led a RAND
U.S. national security policy. What up to Corporation study for the U.S. Defense
this point may have seemed like an Department’s Office of Net Assessment,
abstract and inchoate challenge has supported by analysis from outside histo-
suddenly become real, urgent, and rians, that did exactly that. Drawing on
perilous. In response, many U.S. officials historical case studies and research on
and analysts have called for the United economic development, technological
States to enhance its military capabili- advancement, and much else, we isolated
ties, harden its defenses, and invest in a number of national characteristics that
key technologies. Washington must throughout history have underpinned
prepare to have its will tested again and national competitive success—including
again, they say, whether by proxy wars or a strong national ambition, a culture of
by other challenges to the United States’ learning and adaptation, and significant
network of alliances and security part- diversity and pluralism.
nerships. Success in great-power compe- These domestic strengths are the
tition, in this view, depends on accumu- building blocks of international power. But
lating victories in a series of individual to enable a country to succeed, they must
contests for supremacy. reinforce and support one another. And
History offers a different lesson. they must not fall out of balance. Too
Nations do not prevail in enduring much national ambition, for instance, can
competitions chiefly by acquiring superior lead to overreach, imperiling the country
technological or military capabilities or that overcommits itself. But countries with
even by imposing their will in every crisis too little ambition, diversity, or willingness
or war. Great powers can make many to learn and adapt risk starting a negative
mistakes—lose wars, lose allies, even lose cycle that can spiral into national decline.
their military edge—and still triumph in Today, the United States finds itself
long-term contests. In the struggle for deficient in many of the qualities that
MICHAEL J. MAZARR is Senior Political
powered its rise over the second half of
Scientist at the RAND Corporation. the twentieth century. If it is to regain its
52 F O R E I G N A F FA I R S
July/August 2022 53
Michael J. Mazarr
54 F O R E I G N A F FA I R S
What Makes a Power Great
leadership. Still, they generate economic across time and from country to country.
growth, technological sophistication, high And these are not the only variables
living standards, national cohesion, and associated with national success: other
many other outcomes associated with factors, such as natural disasters, pan-
success. A related issue is that factors other demics, and geography, obviously matter.
than societal characteristics can make a But a broad survey of the evidence
critical difference in specific conflicts: suggests that these seven characteristics
Athens had more geopolitical power and play an outsize role in determining the
long-term cultural influence than Sparta, competitive fate of nations.
but thanks in part to a devastating
pandemic and strategic blunders such as THE KEYS TO SUCCESS
its invasion of Sicily, it did lose the The first essential characteristic—argu-
Peloponnesian War. What all this means ably the foundation for all forms of
is that any effort to identify advantageous relative national strength—is some
societal qualities must consider absolute version of driving national ambition.
measures of national strength, such as Externally, this trait produces a sense of
longevity and ability to provide security national mission and greatness and a
and prosperity, and relative ones, such as desire to influence world politics.
success or failure in bilateral rivalries or Internally, it generates a national drive
standing on the world stage. to learn, achieve, and succeed in every-
Our RAND Corporation study looked thing from scientific research to busi-
at both. We examined the literature on ness and industry to the arts. Driving
the rise and fall of nations and on the national ambition demands the commit-
sources of economic and technological ment of a whole people to gain knowl-
progress, conducted a dozen major edge about and leverage over their
historical case studies, and supplemented world: to explore and control, to
that historical scholarship with more understand and direct. This impulse can
recent research on a variety of issues such easily go wrong. Excessive national
as inequality, diversity, and national ambition is a common route to failure,
identity. We found that nations that whether through destructive wars of
demonstrate both absolute and relative choice or imperial conquests that
forms of competitive success tend to overextend a nation’s resources and
reflect, either in specific periods of provoke destructive reactions. But
ascendancy or longer-term positions atop without such ambition, countries
the global hierarchy, seven leading seldom build potent domestic economic
characteristics: a driving national ambi- or technological engines or prevail in
tion, shared opportunity for citizens, a relative contests for power.
common and coherent national identity, Much of the evidence for the impor-
an active state, effective social institutions, tance of national ambition comes from
an emphasis on learning and adaptation, the historical record and the nearly
and significant diversity and pluralism. one-to-one relationship between com-
The causal links between these petitive success and some version of this
characteristics and national competitive characteristic. Rome, for example, had a
success, while generally consistent, vary driving ambition: its rise to greatness
July/August 2022 55
Michael J. Mazarr
during the middle and late Republic and Throughout history, nations that share
early Empire and its supremacy over the opportunity among their citizens have
major powers of its day were propelled gained an edge over those that do not.
by a powerful societal custom that Rome’s policy of opening citizenship to
valorized control, mastery, and conquest. conquered peoples and incorporating
Similar kinds of ambition, including the freed slaves into significant social roles
domestic urge for accomplishment and gave it economic and military advantages.
discovery, can be found in all highly Likewise, the social mobility afforded by
competitive nations—the United King- the United Kingdom and the United
dom, the United States, Meiji Japan, the States gave these powers an advantage
city-states of the Italian Renaissance, and over more socially restrictive powers in
others. Deteriorating societies tend to continental Europe, contributing to their
reflect the withering of this adventurous tremendous economic and scientific
spirit and everything that goes with it, advancement in the nineteenth and
including a thirst for improvement, an twentieth centuries. Researchers have also
appetite for new knowledge, and a found ample evidence for the importance
willingness to take risks. of shared opportunity in narrower, issue-
In addition to having a driving specific studies: inequality is correlated
national ambition, highly competitive with slower growth and stunted innova-
societies tend to share opportunities tion, for instance, and its absence is
widely among their citizens. They offer associated with creativity, innovation, and
many routes to success and exclude thus economic growth.
relatively few segments of their popula- Another characteristic that stimulates
tion from productive roles—at least as national competitiveness is a shared and
compared with their main rivals. In so coherent national identity. The most
doing, they leverage a high proportion competitive societies build their achieve-
of their available talent and provide ments on the foundation of a strong shared
real prospects to a broad cross section group identity—in modern settings, a sense
of their population. Over time, societ- of nationhood. Not only does this shared
ies that exhibit this trait have become identity help nations avoid the competitive
more inclusive in various ways, includ- handicaps of political and ethnic fragmen-
ing in granting full rights and opportu- tation and conflict, but it also enables them
nities to all social groups and in provid- to rally popular support for competitive
ing clear pathways to entrepreneurial efforts. The historian David Landes
and creative advancement. Rome, Meiji articulated the power of a common and
Japan, and even industrial-era Great coherent national identity beautifully in
Britain gained powerful advantage from The Wealth and Poverty of Nations:
versions of shared opportunity that
Britain had the early advantage of
would look incredibly restrictive to being a nation. By that I mean not
modern eyes. But by the standards of simply the realm of a ruler, not simply
their time, these societies generally a state or political entity, but a self-
developed more ways of drawing conscious, self-aware unit characterized
productive talent from more people by common identity and loyalty and by
than did their competitors. equality of civil status. Nations can
56 F O R E I G N A F FA I R S
Michael J. Mazarr
reconcile social purpose with indi- Habsburg Spain and the late Ottoman
vidual aspirations and initiatives and Empire never developed coherent, lasting
enhance performance by their approaches to sponsoring key elements of
collective synergy. . . . Citizens of a national power, and their competitiveness
nation will respond better to state suffered as a result.
encouragement and initiatives. . . . Economists have cataloged dozens of
Nations can compete.
ways in which active states have helped
This same dynamic has fueled the catalyze growth in modern nations.
rise of many other competitive powers Mariana Mazzucato, for instance, has
throughout history. For example, Japan’s shown how state support was critical for
ascent to industrial and military promi- major advancements in information
nence in both the Meiji and the post– technology, green energy, and pharma-
World War II periods was driven in ceuticals. The Internet and GPS technol-
part by a unifying national identity. ogy both grew in part out of programs at
That identity was always complicated the U.S. Defense Advanced Research
by internal debates over the true nature Projects Agency, and government
of the Japanese character, but it none- support helped spawn dozens of other
theless galvanized a national spirit of technologies, including nuclear power
shared effort and sacrifice. and advanced aviation systems.
Highly competitive societies also tend The active state in turn relies on
to benefit from some version of an active another characteristic of competitive
state: a coherent, powerful, goal-directed, societies: effective social institutions. As
and effective government that invests in the economists Daron Acemoglu, Doug-
national capabilities and beneficial societal lass North, and James Robinson have
qualities. Active states have taken differ- demonstrated, strong and inclusive
ent forms in different countries and in institutions foster economic growth,
different eras, yet they have generally nur- enhance the legitimacy of the state,
tured public and private institutions that respond to social challenges, and produce
are essential for economic success and efficient military power. In the United
social stability. That has meant underwrit- Kingdom, for instance, a centuries-old
ing state-led development, cultivating the national parliament, strong financial
private sector, assuring national stability, sector, and powerful navy all contributed
promoting strong education systems, to the country’s economic and geopolitical
ensuring sufficient markets for revolu- rise. The decline and eventual collapse of
tionary technologies, and rallying national the Soviet Union, on the other hand,
willpower at critical moments. The most revealed what happens when institutions
obvious example of an active state gener- become corrupt and ineffective. As with
ating competitive advantage is the United all characteristics associated with competi-
States, from its early industrial policy to tive advantage, effective social institutions
later state support of research and devel- alone are not enough to explain national
opment and specific technologies. The success or failure; to matter, they must be
city-states of the Italian Renaissance and paired with broader values and habits.
the modern United Kingdom and Japan Most competitive societies share yet
are also good examples. By contrast, another characteristic: They tend to place
58 F O R E I G N A F FA I R S
What Makes a Power Great
July/August 2022 59
Michael J. Mazarr
effective social institutions and rule of Four of the seven characteristics are
law, a spirit of shared national commu- especially at risk. One is national will and
nity, and a deeply felt reverence for ambition. Survey evidence suggests that
experimentation and new ideas. younger Americans do not view the
In order for this recipe to produce United States, its values, or its ambitions
competitive success, a society must have a in the same way as older Americans. A
public-spirited elite class. Nations gain 2019 Eurasia Group Foundation survey,
tremendous competitive advantage from an for example, found that fully 55 percent
active, public-minded elite that is represen- of Americans between the ages of 18 and
tative of the broader society and connected 29 do not think the United States is
to it via avenues of social mobility. But “exceptional,” compared with only 25
when a nation’s elite, or much of it, be- percent of Americans over 60. Belief in
comes corrupt or engages in rent-seeking American exceptionalism is not the same
behavior, that nation’s vibrancy, resilience, as ambition, of course, but it does indi-
and competitive edge will erode. Crucially, cate confidence in the national mission.
the quality of a nation’s elite plays a vital Taken together with the many surveys
role in determining the legitimacy of its that show growing popular skepticism
governing institutions. Where elites are about the need to project U.S. military
seen as corrupt and self-interested rather power overseas, Americans’ waning
than devoted to the public good, societies confidence in their national mission
and the institutions that govern them often suggests a country that is less self-assured
atrophy or break down. than it once was. Across a wide range of
issues, polls reveal that Americans
OVER THE HILL? generally have less faith in the future and
All this should give American leaders in their major political and social institu-
pause. In the second half of the twenti- tions than they have in half a century.
eth century, the United States mastered Such survey results have always ebbed
the recipe for national competitiveness and flowed, and Americans have had
better than any nation in history. And little faith in some institutions, such as
even now, aspects of American society Congress, for many decades now. But on
continue to exhibit strong elements of the whole, public opinion polls paint a
the seven essential characteristics: social picture of a nation that is no longer sure
mobility, diversity and political plural- of itself, much less of its right and duty
ism, in particular. Despite their troubles, to impose its will on the world.
moreover, U.S. government institutions The United States’ shared national
from the local to the federal level still identity may be in even greater peril.
rank high in global evaluations of Increasingly, polling data and other observ-
transparency and effectiveness. But able trends—such as “associative sorting,”
there are also serious reasons for con- wherein people move to live closer to
cern. If the United States continues on others with similar views—suggest that the
its current trajectory, it will risk weaken- country is becoming divided into mutu-
ing or even losing many of the traits ally suspicious camps with little common
that for the last 75 years have made it ground. This national fragmentation has
the world’s dominant power. been accelerated by a siloed information
60 F O R E I G N A F FA I R S
What Makes a Power Great
July/August 2022 61
Michael J. Mazarr
growing, the World Economic Forum pressures. Social institutions become weak
ranks China 106th out of 153 countries on and inept or authoritarian and overly
gender equality, and young people are bureaucratic. The active state seizes up
increasingly anxious about lack of social and is unable to take bold action to solve
mobility. On the World Bank’s Worldwide problems or create new opportunities.
Governance Indicators, which measure To retain its competitive edge, the
quality of governance, China continues to United States may need nothing less than
lag behind the United States. China has a new national project to reinvigorate its
little diversity and shows even less interest essential characteristics. Our RAND study
in embracing it. Most critically, China is wasn’t designed to generate specific policy
not achieving a healthy balance of these proposals, but its findings hint at what
essential characteristics. Its ambition is such an initiative would require. Among
becoming excessive and self-defeating; its other things, it should include a renewed
proud national identity could curdle into a commitment to ensuring that opportunity
xenophobic and exclusionary one that is shared and to unleashing the national
limits learning from abroad. The Chinese creativity and power that reside in under-
state is also becoming hyperactive, seeking served and underachieving parts of the
to dominate all areas of social and eco- population. To cultivate a shared American
nomic life, choking off policy innovation identity, the United States must also find
and adaption, and imposing rigid ortho- ways to celebrate American national
doxies that stifle free inquiry and innova- community and spirit—and unapologeti-
tion. These trends, along with other cally promote unifying themes of Ameri-
well-known challenges—including a can history and culture—while acknowl-
rapidly aging population and burgeoning edging the complexity of its past. And it
debt—should be red flags for China. will have to embrace a renewed, although
limited and targeted, active role for the
A QUESTION OF WILL state by encouraging research, innovation,
For the United States, the warning signs and new models of learning; wage war
come from the opposite direction, sug- against bureaucratic excess and administra-
gesting a once-dominant power congeal- tive constraints on creativity in the private
ing into immobility. Similar signs have and public sectors; and do more to combat
preceded the decline of many other great misinformation and disinformation.
powers and civilizations that lost their Such an agenda would be thoroughly
competitive standing. The process is a nonpartisan. Some of these needed
poisonous cycle, the mirror image of the initiatives—those promoting a vibrant
positive reinforcement among beneficial commercial market and a strong sense of
traits that generates competitive advan- national community and identity, for
tage. Opportunity is hoarded. National instance—are often associated with
willpower recedes as a society becomes conservative agendas. Others are more
self-satisfied and gripped by new ortho- commonly seen as progressive priorities,
doxies, losing some its drive for interna- including efforts to share opportunity
tional achievement and domestic intellec- more widely and empower an active state
tual, social, and scientific progress. Unity to shape markets for the public good.
fragments under partisan or ideological That there is something for everyone
62 F O R E I G N A F FA I R S
What Makes a Power Great
may be because the societal characteris- failure which was psychological: The
tics that drove the United States to failure of will, the failure to confront
predominance always reflected a produc- the crises that the Italians knew that
tive and healthy combination of priori- they were in, the decision—the hard
decision, and the decision that is so
ties from across the political spectrum: a
natural in human nature—to accept
nonpartisan view of American greatness what is known and safe and stable.
that it is essential to recapture today.
The challenges confronting the United That fateful decision doused much of
States are very real. The threats posed by the intellectual fire that had fueled the
China and Russia should not be exagger- period’s remarkable progress. In Bartlett’s
ated, but both countries have goals that words, it killed off the “self-reinforcing
are antithetical to American interests and energizing myth” that had driven the
values and to the post–World War II Italians “to do such great things, to extend
international order that has served the human experience so far in such a short
United States so well. But the prevailing period of time.” That source of greatness
view of what Washington must do in was much broader and more fundamental
response—redouble investments in than economic growth or military might.
military power and embrace a new It was the essential dynamism and vitality
campaign to contain Russian and Chinese of a society. And when it suddenly
power—is at best only part of the answer. evaporated, it left Italy without ambition
Such efforts could easily become counter- or a commitment to learning, fearful of
productive if they overextend the United experimentation and innovation, and
States or yield new forms of domestic captured by elites concerned with power
repression and orthodoxy. Far more and profit above all else.
important is a determined national effort The United States faces a strikingly
to reinvigorate the qualities that made the similar peril today. The primary threat to
United States the greatest engine of U.S. dynamism and competitive standing
competitive dynamism in history. comes not from without but from within:
In 2005, the historian Kenneth from changes in the character of Ameri-
Bartlett ended a series of lectures on the can society. The next great challenge for
Italian Renaissance with a melancholy the United States will be to stimulate a
meditation on the causes of national new era of competitive advantage, one
stagnation and decline: that can revive the qualities that powered
the country’s rise in the last century as
The Renaissance ended because the well as sustain them into the next. As it
sets of attitudes and beliefs and
was for Italy at the end of the Renais-
self-confidence, that energizing myth
that [was] the motive power of the sance, the ultimate question for the
Renaissance mind, simply ceased to United States is not one of understand-
function. The Renaissance could not ing or of capacity to tackle such an
continue in the form that it had. It undertaking. The question is one of will:
couldn’t be sustained because ultimately whether the United States has the
the failure wasn’t military or political or reservoirs of creative determination,
economic, although all of these national solidarity, and political resolve to
provided the context of the truly great meet this weighty challenge.∂
July/August 2022 63