Professional Documents
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Basic Management Functions What Do Managers Do?
Basic Management Functions What Do Managers Do?
What is organisation?
structured and coordinated fashion to achieve
a set of goals
• Managers get things done through other people.
Planning Organizing
• A set of activities (including planning and decision Setting the organization’s Determining how best to
What is management? Management Management roles Management skills
making, organising, leading and controlling) goals and deciding how best group activities and
functions (H.Fayol) (H. Mintzberg) (R. Katz)
directed at an organisation’s resources (human, to achieve them resources
financial, physical, and information) with the aim - Planning - Interpersonal - Technical
of achieving organisational goals in an efficient roles skills
- Organizing
and effective manner.
Leading - Informational - Human skills
Controlling - Leading
What is manager? • Someone whose primary responsibility is to roles
Motivating organization - Conceptual
carry out the management process Monitoring and correcting - Controlling
ongoing activities to
members to work in the - Decisional skills 概念的
best interests of the
facilitate goal attainment
organization
roles
-- Comply with the local law • Why should employment laws exist?
-- Strategy for future development (e.g., shortage / surplus) Protection from discrimination in performance
... • Unlawful (discriminatory) employment practices:unfairly discriminate against appraisal, subsequent job placements, training
Current
people with characteristics protected by law and development opportunities, career and
Employees
promotion opportunities, and all other
Strategic HRM is becoming more important! dimensions of work in the org.
• Complying with local laws and regulations
• All employees and applicants should be treated consistently regardless of their
• Written contract! protected characteristics (Age, Disability, National origin, Pregnancy, Race,
Religion, Sex)
HR HR Three-pillar model Internal rationale of the HR Resource/Captial-based view & Syetem-based view of SHRM
- Job analysis Three-pillar model
Planning - Forecasting & planning Dave Ulrich, 1997
- Deal with relationship, conflicts,
interests with employees Components of Human Resource Management
Employee Recruiting HR Shared Service Center (HRSSC)
relations &Hiring HR Business Partner (HRBP)
HR Planning Training & Development
- Attract and select the most Centre of Excellence/Expertise (COE)
HRM qualified employees (fit) Institutional
norms Solution
Job Design Performance Management
Feedback
- C: Financial remuneration Functions support
given by the organization Recruitment Compensation & Benefits
- B:Things of value other than - Teach operational or
• Generated from business Feedback & Selection
compensation Training & technical employees how to strategy Deliver Service Succession &
Compensatio • Human Capital Labor
n & Benefits Development do the job for which they Orientation & Career
were hired. • HRM efficiency and effectiveness Relation
Socalization Development
- Teach managers and • Create value
professionals the skills
- Formal assessment of how well an employee
is doing his or her job Performance needed for both present and Demands feedback Organization Improvement
Appraisal future
- Evidence of promotion, demotion or transfer
ERG Theory involves three rather than five levels of needs and allows for someone to regress from
a higher-level need to a lower-level need. Which one is more effective?
Satisfaction No Satisfaction No dissatisfaction Dissatisfaction
External motivation or Internal motivation?
Motivation factor (internal Hygiene factor (external • Too much external motivation --- Cognitive interference & inaccurate attribution
motivation): motivation):
• When employee is in charge of interesting and challenging work task...
• job autonomy, job meaning, • salary, compensation, benefit, work
empowerment, development conditions.... • Provide theoretical evidence for compensation management
opportunity... • low dissatisfaction
• high satisfaction
Reinforcement theory --- behavior is a function of its consequences.
• Expectancy Theory (VIE theory)
Environment
Motivation effect = Valence × Expectancy
Valence of outcomes
effort-performance Outcome
expectancy
i
• negative reinforcement: Behavior is followed by eliminating a negative reinforcement (rewards) and thus
is likely to be repeated Outcome
• Extinction: Behavior is followed by no consequences and eventually disappears. Ability
• Positive Punishment: Behavior is followed by negative consequences so it will not be repeated.
Performance-to-outcome
• Negative Punishment: Behavior is followed by cancelling a promised positive consequences so it will not expectancy (also called
be repeated. instrumentality)
Goal setting theory • Equity Theory is concerned with a person's perceived inputs to a (work) setting and the
outcomes received from that setting.
• -- behavior is a result of goals and intentions -- so manager can influence employees’ Goal difficulty Goal acceptance Organizational Intrinsic Rewards • Everyone calculates the ratio of inputs to outcomes, similar to considering a return on any
behavior by setting goals for them support investment.
• Goals tell an employee what needs to be done and how much effort will need to be
expended
• Not all goals can motivate employees --- specific goals increase performance
• Comparison of self with other
Goal-directed Performance Satisfaction
• Specific, difficult, acceptable effort outcomes (self) outcomes (other)
• Clear and difficult goals lead to higher levels of employee productivity. ?
input (self) input (other)
• Other related motivation theory • Employee stock ownership plans(ESOPs): company-established benefit plans in which employees
• Agency theory • Examples: acquire stock as part of their benefits
• Intrinsic Motivation • Participative management: A process where subordinates share a significant degree of decision-
making power with their immediate superior
• Self-determination theory • Representative participation: workers participate in org. decision making through a small group of
representative employees
• ...
• Works councils: group of nominated or elected employees who must be consulted when management
makes decisions involving personnel
• Board representatives: a form of representative participation. Employees sit on a company’s board of • Linking: Theory Y; Maslow Theory; ERG Theory
directors & represent the interests of the firm’s employees
Developing Retention Strategies
The Causes of Voluntary Turnover
• Alternative forms of work arrangement
Unsatisfied!
compensation
-- variable work schedules
ambiguous job duty
-- flexible work schedules unrealistic goal
-- job sharing development opportunities
-- telecommuting fairness
…
-- incentives : competition, reward, honor, information, emotion, goal-setting • Current economic climate
-- improving value, improving expectancy • …
• 1st Challenging Employees • 5th Choosing a Good Location • Psychological contract (心理契约)
• Case: Texas Instruments • Case: IT tech co. in Silicon Valley • -- the expectancies held by the employee with regard to what he/she will contribute to the
• assignment changes & training for new skills; index of managers’ PM organization and held by organization with regard to what it will provide to the individual in
• Tip: Establishing a separate long-term research facility in a location where the skills of the team return.
are not in as high demand. •
• 2nd Clarifying Promotion Paths
• Clear career paths • 6th Providing Competitive Wages & Benefits • Idiosyncratic-deals (I-deals) (个别协议)
• Good compensation & Good communication practices • voluntary, personalized agreements of nonstandard nature negotiated between individual
employees and their employers regarding terms that benefit each party.
• 3rd Developing Better Supervisors
• climate of respect, fairness, and trust; fit • 7th Holding Managers Accountable
• Role clarity & Job duty of manager
• work environment, the alignment of job task and career planning, safety &
belonging, compensation, value identification, training & developmental
• 4th Giving Employees Work Flexibility opportunity, promotion
• 8th Providing Employees with Support
• Alternative job arrangements; work-life balance
• Back-up
• Job sharing: two people work together to fill one job. Which one is more effective?
• Flextime: allow employees to work hours other than a typical 8h shift • 9th Signing an I-deals / building psychological contract Written contract vs Psychological contact?
• Telecommuting (Homesourcing): employees work from a location other than their employer’s
facilities, such as their home (save cost)
• “OB is a field of study that investigates the impact that individuals, groups, and structure have on behavior
within organizations, for the purpose of applying such knowledge toward improving an organization’s
effectiveness. ” —— S.P. Robbins
• Situational factors
• “To enhance the dignity and performance of human beings, and the organizations they work in, by • Inherent individual differences
advancing the science and knowledge of human behavior.”
• ....
—— Rucci, A. J. Keynote Address at Society for Industrial and
Organizational Psychology 23rd Annual Conference, April 12, 2008.
1 Demographics
---- age, gender, race & ethnicity, disability, tenure, marital status, social economic status (SES)…
What are the basic elements of individual performance? This is what we can observe
• What is the impact of biographical characteristics on employees’ performance/behavior?
• Age / Gender / Marital status / Tenure ––– turnover / absenteeism / productivity / job satisfaction?
• Demographics • SES ––– leader emergence/ cognitive function/ equity perception / advice taking / mentality set?
• Personality
• What is your idea about the phenomenon of laying off people over 35/40?
• Attitudes These are the foundation of • How to manage older/younger employee?
• Perception individual’s behavior • How to manage generation conflict?
• Stress
•…
• Performance behavior
What is leadership?
Common biases & errors in perception
- the total set of work-related behaviors that the organization expects the individual to display
• Halo error (晕轮效应) -- One positive characteristic may cause the individual to rate all other aspects positively Leader: Influence others & managerial authority
• Withdrawal behavior
• Horns error (尖角效应) -- When we downgrades other aspects of an individual because of a single negative point
- absenteeism: when an individual does not show up for work
• Primacy effect (Anchoring bias 首因效应) --- impression management: build a good image in the eyes of the
management - turnover: when people quit their jobs
• Leadership is the process of providing direction and
• similar-to-me effect • Organizational citizenship behavior (OCB) influence others to achieve their goals.
• Overconfidence bias --- entrepreneur’s optimism-performance, who will be overconfidence?
- the behavior of individuals that makes a positive overall contribution to the organization
• Confirmation bias
e.g., voice: the informal and discretionary communications initiated by employees in raising ideas,
• Availability bias
suggestions, and concerns for the purpose of bringing about improvement or change
• Leadership is the property to influence, motivate, and
• Escalation of commitment enable others to contribute toward the effectiveness of the
• Randomness error
• Dysfunctional behaviors
organizations.
• Risk aversion - those that detract from, rather than contribute to, organizational performance
• Hindsight bias
• General postulate: the greater B’s dependency on A, the greater the power A • Legitimate: the power received as a result of his position in the formal hierarchy of an org.
• A manager has Position- based power
has over B. • Expert: influence based on special skills or knowledge.
(Legitimate/Reward/Coercive)
Informal
power • Referent:possession by an individual of desirable resource or personal traits. --Out of • A leader has Person - based power
admiration! (Referent/Expert & Informal Reward and coercive)
• Dependency increases when the resource you control is important, scarce, &
nonsubstitutable.
What is an effective leader?——Approaches of Leadership Competency (Trait/Generic) Perspective Behavior Perspective
Contingency Perspective
• LMX theory highlights the importance of variable relationships between leaders • Transactional Leadership (交易型领导)
• PL is a style that combines strong discipline and authority with fatherly benevolence
and employees. • based on exchange, link job performance to rewards and ensure employees have necessary resources.
• Authoritarianism refers to control, authority, and demands for submission and obedience from
• “Do this work for me; I'll give this reward to you.”
subordinates.
About
dividing and Reflect on Job Specialization
Need for Departmental- grouping of
coordination ization jobs
The degree to which the overall Benefit?
About
interdependence task of the organization is broken • Efficiency
within OG An organizational structure defines • Proficiency
down and divided into smaller
how job tasks are formally • Specialized equipment
divided, grouped and coordinated component parts.
• Low cost for replacement
Centralization
Chain of Limitations?
and
command
decentralization About • Monotony
distributing • Lack challenge and stimulation
authority and Jobs are divided into small, specific,
establishing • Efficiency may not be expected
Span of report lines repetitive, standardized tasks
management
Boredom Alternatives to Job specialization Ways of departmentalization
Fatigue ◉ Grouping jobs according to some logical arrangements
◉ Job rotation ◉ Job characteristics approach
○ Moving employees from job
Stress to job (systematically) Work system
Low productivity + By By
◉ Jon enlargement Feedback Skill variety
Employee preference function product
Inferior quality ○ Increase the total number
of tasks workers perform
Increased absenteeism Task
◉ Job enrichment Autonomy By
identity
High turnover ○ Increase both the total customer By
number of tasks and the (need or geography
control over the job
Task process)
significance
Pros:
Need for
Close control
• Chain of command coordination
Pros: Cons: • Line of authority that extends from the top of the
Tight
Morale Excessive administrative organization to the lowest level and clarifies who
supervision
Productivity responsibility reports to whom
High competence
Cons: requirement • Delegation
Costly • The process by which managers assign a portion of
Communication their total workload to others
problems • The centralization and decentralization continuum
Autonomy • Decision-making level
suffers
• Top-management vs. Lower management
Functional (U-form)
Conglomerate (H-form) design Divisional (M-form) Design
design
…
The situational view of organization design is based on the assumption that the optimal
Different structural models design for any given organization depends on a set of relevant situational factors
Functional groups
Why do people join groups…? • A permanent group created by the
organization to accomplish a number of
organizational purposes with an unspecified
time horizon
Can the work be done better by one person? Types of groups Informal or interest groups
• Created by its own members for purposes
What are we looking for when we join a group? that may or may not be relevant to
organizational goals
Are there any dark side of working as a group?
Task groups
• Created by the organization to accomplish a
relatively narrow range of purposes within a
Organizational life cycle stated or implied time horizon.
Facilitating innovation
Intrapreneurship What do you think communication is? Encoding
Transmission
Decoding
through channels
◉ Innovative organizations:
Communication is the process of
transmitting information from one person to another.
○ The reward system
Inventor Meaning Meaning
○ Organization culture
How do we know whether the process is effective or not?
■ Value training and
development Decoding Transmission Encoding
■ Encourage experimentation through channels
while offering job security Product
■ Reward both successes and Sponsor
champion
failures.
Outline of
today’s lecture