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Full Chapter Inverse Synthetic Aperture Radar Imaging With Matlab Algorithms 2Nd Edition Caner Ozdemir PDF
Full Chapter Inverse Synthetic Aperture Radar Imaging With Matlab Algorithms 2Nd Edition Caner Ozdemir PDF
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Inverse Synthetic Aperture
Radar Imaging with
MATLAB Algorithms
Wiley Series in Microwave and Optical Engineering
Kai Chang, Editor
Texas A&M University
A complete list of the titles in this series appears at the end of this volume.
Inverse Synthetic Aperture Radar Imaging
with MATLAB Algorithms
Second Edition
10 9 8 7 6 5 4 3 2 1
To:
My wife Betül,
My three daughters,
My brother,
My father,
and the memory of my beloved mother
vii
Contents
2 Radar Fundamentals 35
2.1 Electromagnetic Scattering 35
2.2 Scattering from PECs 38
2.3 Radar Cross Section 39
2.3.1 Definition of RCS 40
2.3.2 RCS of Simple-Shaped Objects 43
2.3.3 RCS of Complex-Shaped Objects 44
2.4 Radar Range Equation 44
2.4.1 Bistatic Case 46
2.4.2 Monostatic Case 49
2.5 Range of Radar Detection 50
2.5.1 Signal-to-Noise Ratio 51
2.6 Radar Waveforms 53
2.6.1 Continuous Wave 53
2.6.2 Frequency-Modulated Continuous Wave 56
2.6.3 Stepped-Frequency Continuous Wave 59
2.6.4 Short Pulse 61
2.6.5 Chirp (LFM) Pulse 62
2.7 Pulsed Radar 69
2.7.1 Pulse Repetition Frequency 69
2.7.2 Maximum Range and Range Ambiguity 69
2.7.3 Doppler Frequency 70
2.8 Matlab Codes 74
References 82
Contents ix
4 Inverse Synthetic Aperture Radar Imaging and Its Basic Concepts 162
4.1 SAR versus ISAR 162
4.2 The Relation of Scattered Field to the Image Function in ISAR 166
4.3 One-Dimensional (1D) Range Profile 167
4.4 1D Cross-Range Profile 172
4.5 Two-Dimensional (2D) ISAR Image Formation (Small Bandwidth, Small
Angle) 176
4.5.1 Resolutions in ISAR 180
4.5.1.1 Range Resolution 181
4.5.1.2 Cross-Range Resolution: 181
4.5.2 Range and Cross-Range Extends 181
4.5.3 Imaging Multibounces in ISAR 182
4.5.4 Sample Design Procedure for ISAR 185
4.5.4.1 ISAR Design Example #1: “Aircraft Target” 189
4.5.4.2 ISAR Design Example #2: “Military Tank Target” 193
4.6 2D ISAR Image Formation (Wide Bandwidth, Large Angles) 197
4.6.1 Direct Integration 198
4.6.2 Polar Reformatting 201
4.7 3D ISAR Image Formation 205
4.7.1 Range and Cross-Range resolutions 209
4.7.2 A Design Example for 3D ISAR 210
4.8 Matlab Codes 217
References 243
Appendix 619
Index 628
xvi
In the first edition of the book, I tried to cover most of the aspects of inverse syn-
thetic aperture radar (ISAR) imaging starting from Fourier analysis to some
advanced ISAR concepts such as range-Doppler ISAR processing and ISAR motion
compensation techniques. The main goal was to present a conceptual description
of ISAR imagery and the explanation of basic ISAR research topics. Although the
primary audience would be graduate students and other interested researchers in
the fields of electrical engineering and physics, I hoped that colleagues working in
radar research and development or in a related industry might also benefit from
the book.
It has been more than eight years since the publication of the first edition. Since
then, I have been really grateful that I have received positive responses from the
researchers and colleagues that are interested and/or involved in radar imaging,
and especially ISAR imaging. Undoubtedly, ISAR has been gaining more attention
among researchers, scholars, and engineers as emerging new developments in
ISAR research have been reported by various colleagues day by day.
In this second edition of the book, I have tried to include the recent progress
made in ISAR imaging research and also give insights to more advanced concepts.
Therefore, in this edition of the book, I have made the following alterations and
additions:
• All the chapters in the first edition have been revised including all the texts,
equations, and figures with some additions. Typos in the first edition have also
been corrected.
• Chapter 3 that is devoted to the issues of synthetic aperture radar (SAR) has been
extended to include the SAR focusing/processing algorithms such as range-
Doppler algorithm (RDA), back-projection algorithm (BPA) and frequency-
wave number algorithm (ω-kA). The Matlab codes for these algorithms are
being provided with the associated numerical examples. Brief explanations of
Preface to the Second Edition xvii
• A total of three new chapters have been written to cover the topics that were not
considered in the first edition and also to include more detailed subjects of ISAR
imaging to be able to reflect the recent research studies. These are listed below:
– The “Bistatic ISAR (Bi-ISAR) Imaging” concept is covered in Chapter 9. While
the ISAR imaging algorithms presented in previous chapters are based on
monostatic usage of ISAR imaging, we introduce the formulation of ISAR
imaging for the bistatic usages by presenting key aspects such as resolutions
in range/cross-range directions and usage limitations. Also, extension of Bi-
ISAR to multistatic ISAR (Mu-ISAR) imaging is derived with the associated
Matlab examples. A general assessment of Bi-ISAR and Mu-ISAR imaging
to conventional monostatic ISAR imaging is being made throughout the chap-
ter by comparing the outcomes of quantitative metrics and giving the conclud-
ing statements about their advantages and disadvantages based on these
measurable evaluations.
– In Chapter 10, we have added a new and exciting research topic of ISAR called
“Polarimetric ISAR Imaging.” As the traditional ISAR imaging algorithms are
based only on a single polarization of the backscattered electric field, we dem-
onstrate in this chapter that very exciting features of the target can be
extracted with the use of other possible polarizations for the reflected wave.
Polarization decomposition techniques are being introduced and Pauli
decomposition scheme is taken as the tool to be applied to the different polar-
ization ISAR images in this book. The formulation and the usage of Pauli
decomposition technique are presented together with its Matlab codes. Var-
ious realistic simulation examples based on linear polarization, circular polar-
ization, and also Pauli decomposition are given together with obtained
polarimetric ISAR images. It has been demonstrated through the examples
that polarized ISAR images definitely increase the recognition and classifica-
tion of targets by providing increased number of extracted target features.
– Thanks to the recent development in the microwave circuit technology and
antenna design, ISAR imaging algorithms have been started to be used in the
near-field region. Therefore, I have added a new part entitled “Near-field
ISAR imaging” as Chapter 11. The near-field ISAR imaging algorithms are
being introduced. Two of them called “Focusing operator” and the back-
projection based focusing algorithms are given by presenting their theoretical
formulation and algorithm steps together with corresponding Matlab codes.
xviii Preface to the Second Edition
Also, numerical and measured examples based on real scenarios are being
shared.
Acknowledgments
I would like to address special thanks to the people below for their help and sup-
port during the preparation of this book. First, I am thankful to my wife, Betül and
my three children for their patience and continuous support while writing this
book. I am very grateful to Dr. Hao Ling, Emeritus Professor in Engineering of
the University of Texas at Austin for being a valuable source of knowledge, ideas,
and also inspiration throughout my academic carreer. He has been a great advisor
since I met him, and his guidance on scientific research is priceless to me.
I would like to express my sincere thanks to my former graduate students; Dr.
Şevket Demirci, Dr. Enes Yiğit, Dr. Betül Yılmaz, Dr. Deniz Üstün, Özkan Kırık,
and Dr. Hakan Işıker who have helped carrying out some of the research presented
in this book. I would also like to thank my graduate student Rasheed Khankan for
his help in preparing references.
Last but not least, I would like to convey my special thanks to Dr. Kai Chang for
inviting me to write the first and then second edition of the book. Without his kind
offer, this book project would not have been possible.
Caner Özdemir
xx
Acronyms
1D One-dimensional
2D Two-dimensional
3D Three-dimensional
ACSAR Antenna coupling synthetic aperture radar
ADC Analog-to-digital converter
ANN Artificial neural network
ASAR Antenna synthetic aperture radar
ATC Automatic target classification
ATR Automatic target recognition
Bi-ISAR Bistatic inverse synthetic aperture radar
BPA Back-projection algorithm
CAD Computer aided design
CDF Cumulative density function
CFAR Constant false alarm rate
CO Contrast optimization
Co-pol Co-polarization
CP Circular polarization
Cross-pol Cross-polarization
CSA Chirp scaling algorithm
CW Continuous wave
DCR Dihedral corner reflectors
DFT Discrete Fourier transform
DTV Digital television
EFIE Electric field integral equation
EM Electromagnetic
ESM Exploding source model
FM Frequency modulated
FMCW Frequency modulated continuous wave
Acronyms xxi
FT Fourier transform
GO Geometric optics
GPR Ground-penetrating radar
GPS Global positioning system
GWN Gaussian white noise
H Horizontal
HH Horizontal–horizontal
HSA Hyperbolic summation algorithm
HV Horizontal–vertical
I Inphase
IDFT Inverse discrete Fourier transform
IFT Inverse Fourier transform
IMU Inertial measurement unit
InSAR Interferometric SAR
ISAR Inverse synthetic aperture radar
JTF Joint time-frequency
KB Kbytes
KMA Kirchhoff migration algorithm
L Left
LFM Linear frequency modulated
LFMCW Linear frequency modulated continuous wave
LHCP Left-hand circular polarized
LHEP Left-hand elliptically polarized
LL Left–left
LOS Line of sight
LP Linear polarization
LR Left–right
MB Mbytes
MDA Map-drift autofocus
MFIE Magnetic field integral equation
MIMO Multiple-input multiple-output
MOCOMP Motion compensation
Mu-ISAR Multi-static inverse synthetic aperture radar
PEC Perfect electric conductor
PGA Phase gradient autofocus
P-ISAR Passive inverse synthetic aperture radar
PO Physical optics
PolSAR Polarimetric synthetic aperture radar
PPP Prominent point processing
PRF Pulse repetition frequency
xxii Acronyms
Fourier transform (FT) is a common and useful mathematical tool that is utilized
in innumerous applications in science and technology. FT is quite practical espe-
cially for characterizing nonlinear functions in nonlinear systems, analyzing ran-
dom signals, and solving linear problems. FT is also a very important tool in radar
imaging applications as we shall investigate in the forthcoming chapters of this
book. Before starting to deal with the FT and inverse Fourier transform (IFT), a
brief history of this useful linear operator, and its founders are presented.
Inverse Synthetic Aperture Radar Imaging with MATLAB Algorithms: With Advanced SAR/ISAR
Imaging Concepts, Algorithms, and MATLAB Codes, Second Edition. Caner Özdemir.
© 2021 John Wiley & Sons, Inc. Published 2021 by John Wiley & Sons, Inc.
2 1 Basics of Fourier Analysis
G f = gt
∞ 11
= gt exp − j2πft dt
−∞
where represents the forward FT operation that is defined from time domain to
frequency domain.
To appreciate the meaning of FT, the multiplying function exp(−j2πft) and
operators (multiplication and integration) on the right of side of Eq. 1.1 should
be examined carefully: The term exp − j2π f i t is a complex phasor representation
for a sinusoidal function with the single frequency of “fi.” This signal oscillates
with the single frequency of “fi” and does not contain any other frequency com-
ponent. Multiplying the signal in interest, g(t) with exp − j2π f i t provides the sim-
ilarity between each signal, that is, how much of g(t) has the frequency content of
“fi.” Integrating this multiplication over all time instants from −∞ to ∞ will sum
the “fi” contents of g(t) over all time instants to give G(fi) that is the amplitude of
the signal at the particular frequency of “fi.” Repeating this process for all the fre-
quencies from −∞ to ∞ will provide the frequency spectrum of the signal repre-
sented as G(f). Therefore, the transformed signal represents the continuous
spectrum of frequency components; i.e. representation of the signal in “frequency
domain.”
1.2 FT Rules and Pairs 3
1.1.3 IFT
This transformation is the inverse operation of the FT. IFT, therefore, synthesizes
a frequency-domain signal from its spectrum of frequency components to its
time domain form. The IFT of a continuous signal G(f) where −∞ < f < ∞ is
described as
−1
gt = G f
∞ 12
= G f exp j2πft df
−∞
where the IFT operation from frequency domain to time domain is represented by
−1
.
There are many useful Fourier rules and pairs that can be very helpful when apply-
ing the FT or IFT to different real-world applications. We will briefly revisit them
to remind the properties of the FT to the reader. Provided that FT and IFT are
defined as in Eqs. 1.1 and 1.2, respectively, FT pair is denoted as
gt G f 13
and the corresponding alternative pair is given by
−1
G f gt 14
Based on these notations, the properties of FT are listed briefly below.
1.2.1 Linearity
If G(f) and H(f) are the FTs of the time signals g(t) and h(t), respectively, the fol-
lowing equation is valid for the scalars a and b.
a g t +b h t a G f +b H f 15
Therefore, the FT is a linear operator.
g t − to exp − j2πf t o G f 16
4 1 Basics of Fourier Analysis
exp j2π f o t gt G f − fo 17
1.2.4 Scaling
If the time signal is scaled by a constant a, then the spectrum is also scaled with the
following rule
1 f
g at G , a R, a 0 18
a a
1.2.5 Duality
If the spectrum signal G(f) is taken as a time signal G(t), then, the corresponding
frequency domain signal will be the time reversal equivalent of the original time
domain signal, g(t) as
Gt g −f 19
g −t G −f 1 10
1.2.7 Conjugation
If the conjugate of the time-domain signal is taken, then the frequency-domain
signal conjugated and frequency-reversed.
g∗ t G∗ − f 1 11
1.2.8 Multiplication
If the time-domain signals, g(t) and h(t) are multiplied in time, then their spectrum
signals G(f) and H(f) are convolved in frequency.
gt ht G f ∗H f 1 12
1.3 Time-Frequency Representation of a Signal 5
1.2.9 Convolution
If the time-domain signals, g(t) and h(t) are convolved in time, then their spectrum
signals G(f) and H(f) are multiplied in the frequency domain.
g t ∗h t G f H f 1 13
1.2.10 Modulation
If the time-domain signal is modulated with sinusoidal functions, then the fre-
quency-domain signal is shifted by the amount of the frequency at that particular
sinusoidal function.
1
gt cos 2π f o t G f + fo + G f − fo
2
1 14
j
gt sin 2π f o t G f + fo −G f − fo
2
While the FT concept can be successfully utilized for the stationary signals, there
are many real-world signals whose frequency contents vary over time. To be able to
display these frequency variations over time; therefore, joint time–frequency (JTF)
transforms/representations are being used.
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lain for years within the thick volume. They might have
been there when Professor Lavers bought the encyclopædia.
Michael knew that he bought many of his books second-
hand. Besides, if he had left the notes there, they would
have been missed, and questions asked and search made.
Evidently no one had missed the money.
CHAPTER VI
AN UNWELCOME ENCOUNTER
MICHAEL paid the fifty pounds into his bank, and had the
satisfaction of seeing them entered in his pass-book. He
was so much richer than he had expected to be, yet
somehow he did not feel richer, but poorer. He had rather
the feeling of one who had suffered loss. There was a stain
upon his conscience, and a weight upon his mind; yet, with
the strange perversity of human nature, he would not own
this to himself. He still professed to believe himself justified
in keeping the money he had found. He clung to it, and
liked to think how it had swelled his balance at the bank,
even whilst he knew that he should be filled with shame, if
any one should ever learn how he had come by that money.
"Keep your news till it's wanted, and mind your own
business," responded Michael crossly.
"Do, indeed! I'd like to see 'im ever do anything for anybody
besides 'isself, the close-fisted old curmudgeon. I'd be sorry
for a mouse that had to live on 'is leavings. The idea of 'is
turning on me like that, as if a body couldn't speak about
nothin'."
"Michael! Michael!"
"I've given up the drink, and gambling too, thank God!" said
his brother. "I've been a teetotaler for more than a year,
Michael."
"I'm glad to hear it," replied Michael, his tone implying that
he doubted the statement. "But if that is so, how do you
come to be in such low water? How do you live?"
"I can scarcely tell you how I live," returned the other. "I
shouldn't live at all, if it were not for my little girl."
"I married many years ago, and I had one of the best of
wives, though, God forgive me! I was often a brute to her.
It was foolish of her to take me, no doubt, but I could never
regret it. Whilst she lived, things were better with me; but
when she died I went all wrong again. And now, when I fain
would live a different life, I can't find any one willing to give
me a chance."
"I'm sorry for you," he said loftily, "but it's your own fault.
You made your bed, and you must lie upon it. I did what I
could for you years ago, and ill you repaid me for what I
did. Now I must wipe my hands of you. But here is a shilling
for you."
"That is well," said Michael coldly. "I must confess that had
you come, you would not have found a welcome from me,
since the last time you were at my place, you left me with
good cause to regret your visit."
CHAPTER VII
IN THE GRIP OF PAIN
MICHAEL went to bed that night feeling thoroughly chilled in
body and miserable in mind. Sleep would not come to him,
nor could he get warm, though he put all the wraps he
could find upon his bed. As he turned and tossed upon the
mattress throughout the night, unable to find ease, the
form of his brother as he had seen him on the bridge was
ever before his eyes. What a wretched thing Frank had
made of his life! It was all his own fault, for he had had a
good chance when he was young. And then to think of his
marrying, when he had not enough to keep himself! What
improvidence!
Michael wondered what the little girl was like of whom his
brother had spoken. With the thought, the image of the
professor's sunny-faced, winsome little daughter rose
before his mind. But it was not likely that his niece was at
all like her. A girl who worked at match-making! Well, it was
hard on a respectable, hard-working man to have relatives
of such a description. Michael wished that he had taken
another way home than the way that had led him across
that bridge. He had been so much more comfortable under
the persuasion that his brother was dead.
When Michael woke from the brief sleep that visited him
towards dawn, it was past the hour at which he usually
rose. But when he would fain have bestirred himself in
haste, he found it impossible to do so. His back and limbs
seemed to have grown strangely stiff, and when he tried to
move, an agonising pain shot through them. He struggled
against the unwelcome sensations, and did his best to
persuade himself that he was suffering only from a passing
cramp. But the pain was terrible. He felt as if he were held
in a vice. How to get up he did not know; but he must
manage to do so somehow. It was necessary that he should
get downstairs to open the door for Mrs. Wiggins. Setting
his teeth together and often groaning aloud with the pain,
he managed at last to drag himself out of bed and to get on
his clothes. It was hard work getting downstairs. He felt
faint and sick with pain, when at length he reached the
lower regions. It was impossible to stoop to kindle a fire. He
sank into the old armchair and sat there bolt upright, afraid
to move an inch, for fear of exciting fresh pain, till he heard
Mrs. Wiggins' knock. Then he compelled himself to rise, and
painfully dragged himself forth to the shop door, where he
presented to the eyes of the charwoman such a spectacle of
pain and helplessness as moved her to the utmost
compassion of which she was capable.
"Dear me! Mr. Betts, you do look bad. It's the rheumatics,
that's what it is. I've 'ad 'em myself. Is it your back that's
so very bad? Then it's lumbago, and you'd better let me
iron it."
"I'll let you do nothing of the kind!" cried the old man
angrily. "Do for pity's sake keep away from me; I can't bear
a touch or a jar. Make haste and light me a fire, and get me
a cup of tea. That's all I want."
"Oh dear! That's a bad look out. Have you no one to whom
you could send to come and take your place? Have you no
brother now who would come to you?"
It grew worse as the day wore on, and though Mrs. Wiggins
made him a good fire, and he sat over it, he could not get
warm. It was hopeless to think of attending to business. He
was obliged to give in at last, and allow the shop door to be
closed, whilst he was ignominiously helped up to bed by
Mrs. Wiggins.
"I should think you would cross soon, Mr. Betts, for you are
so very old."
"I don't like to leave you, Mr. Betts, I don't indeed," she
said. "I can't think it's right for you to be all alone in this
house. If you was to be took worse—"
"Ah, you've got fever, that's what you've got," replied Mrs.
Wiggins. "Well, I suppose you must have your way."
"Well, Mr. Betts," she said, as she approached the bed, "and
'ow do you find yourself this mornin'?"
"Lor' bless me! He's right off 'is 'ead," said Mrs. Wiggins;
"'e's in a raging fever. It's no good speakin' to 'im. I must
just fetch a doctor, whether 'e likes it or not."
A little later, a doctor stood beside Michael's bed. He
pronounced it a severe case of rheumatic fever, made some
inquiries respecting the circumstances of his patient,
prescribed for him and departed, saying that he would send
a nurse to look after him, since he needed good nursing
more than medicine. The doctor showed his wisdom in so
acting, for had Michael been left to the tender mercies of
Mrs. Wiggins, well-meaning though they were, he would
probably never have risen from his bed. As it was, he had a
hard struggle ere the force of life within him overcame the
power of disease. He was very ill, and at one time, the
medical man had but faint hope of his recovery.
He was confined to his bed for weeks, and the little book-
shop remained closed the while, for Michael was far too ill
to give any directions as to what should be done about the
business. After the fever left him, he was as weak as a
baby: too weak to care about anything, so weak that every
effort was painful, and he felt as if he had not the heart to
struggle back to life again. Yet he shrank from the thought
of death, and one of the first questions he asked his nurse,
when he was able to think and speak connectedly, was if
she thought he would recover.
"I'll try," said Michael, quite meekly. "You've been very good
to me, nurse."
"You're a strange man," she said; "but now eat some of this
jelly."
"Lavers—Mrs. Lavers."
Michael gave a groan.
CHAPTER VIII
THE BURDEN MAKES ITSELF FELT
"MR. BETTS," said the nurse, three days later, as she came
into the room, "that lady is downstairs, and she wants to
know if you would like to see her."