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SECURITY, CONFLICT AND COOPERATION
IN THE CONTEMPORARY WORLD
Series Editors
Effie G. H. Pedaliu
LSE Ideas
London, UK
John W. Young
University of Nottingham
Nottingham, UK
The Palgrave Macmillan series, Security, Conflict and Cooperation in the
Contemporary World aims to make a significant contribution to academic
and policy debates on cooperation, conflict and security since 1900. It
evolved from the series Global Conflict and Security edited by Professor
Saki Ruth Dockrill. The current series welcomes proposals that offer inno-
vative historical perspectives, based on archival evidence and promoting an
empirical understanding of economic and political cooperation, conflict
and security, peace-making, diplomacy, humanitarian intervention, nation-
building, intelligence, terrorism, the influence of ideology and religion on
international relations, as well as the work of international organisations
and non-governmental organisations.
© The Editor(s) (if applicable) and The Author(s), under exclusive license to Springer
Nature Switzerland AG 2020
This work is subject to copyright. All rights are solely and exclusively licensed by the
Publisher, whether the whole or part of the material is concerned, specifically the rights
of translation, reprinting, reuse of illustrations, recitation, broadcasting, reproduction on
microfilms or in any other physical way, and transmission or information storage and
retrieval, electronic adaptation, computer software, or by similar or dissimilar methodology
now known or hereafter developed.
The use of general descriptive names, registered names, trademarks, service marks, etc.
in this publication does not imply, even in the absence of a specific statement, that such
names are exempt from the relevant protective laws and regulations and therefore free for
general use.
The publisher, the authors and the editors are safe to assume that the advice and informa-
tion in this book are believed to be true and accurate at the date of publication. Neither
the publisher nor the authors or the editors give a warranty, express or implied, with
respect to the material contained herein or for any errors or omissions that may have been
made. The publisher remains neutral with regard to jurisdictional claims in published maps
and institutional affiliations.
This Palgrave Macmillan imprint is published by the registered company Springer Nature
Switzerland AG
The registered company address is: Gewerbestrasse 11, 6330 Cham, Switzerland
Contents
v
vi CONTENTS
Index 333
Notes on Contributors
ix
x NOTES ON CONTRIBUTORS
as editor, The Rise of Bolshevism and Its Impact on the Interwar Inter-
national Order (2020). She is currently working on the European State
response towards international terrorism during the Cold War.
William Mulligan is a Professor of Modern History at University
College Dublin. He has written widely on the First World War, including
The Origins of the First World War (2010) and The Great War for Peace
(2014).
Daniela Rossini is Professor of American History at Roma Tre Univer-
sity. Her recent publications are: Woodrow Wilson and the American Myth
in Italy: Culture, Diplomacy and War Propaganda (2008); Donne e propa-
ganda internazionale. Percorsi femminili tra Italia e Stati Uniti nell’età
della Grande Guerra (2015); and (as co-editor) 1917. L’inizio del secolo
americano (2018).
Georges-Henri Soutou is Professor Emeritus at Paris-Sorbonne (Paris
IV) University and a member of the Institut de France. His works focus
particularly on the First World War, and Franco-German relations and the
Cold War. Major publications in this context are: L’Or et le Sang. Les buts
de guerre économiques de la Première guerre mondiale (1989); L’Alliance
incertaine. Les rapports politico-stratégiques franco-allemands, 1954–1996
(1996); La Guerre de Cinquante Ans. Les relations Est-Ouest 1943–1990
(2001); La Grande Illusion. Quand la France perdait la paix 1914–1920
(2015); and La guerre froide de la France 1941–1990 (2018).
Andrea Ungari is Full Professor in Contemporary History at Guglielmo
Marconi University and Adjunct Professor in Theory and History of
Political Parties at Luiss Guido Carli University, both in Rome. His
recent publications are La guerra del Re. Monarchia, Sistema politico e
Forze armate nella Grande guerra (2018) and the Atlante Geopolitico del
Mediterraneo 2019 (2019).
Antonio Varsori is Full Professor of History of International Relations
at the University of Padova, Italy. He is also a member of the Commis-
sion for the Publication of Italian Diplomatic Documents at the Italian
Ministry of Foreign Affairs. Among his most recent publications are
Radioso Maggio. Come l’Italia entrò in Guerra (2015), Storia inter-
nazionale. Dal 1919 a oggi (2nd edition, 2020), and, with Annalisa
Urbano, Mogadiscio 1948. Un eccidio di italiani fra decolonizzazione e
guerra fredda (2019).
xii NOTES ON CONTRIBUTORS
AA Auswärtiges Amt
ACP Archivio Conferenza della Pace
ACS Archivio Centrale dello Stato
ADAP Akten zur deutschen auswärtigen Politik
ADÖ Außenpolitische Dokumente der Republik Österreich 1918–
1938
AdR Archiv der Republik
AJ Arhiv Jugoslavije
ARC American Red Cross
ASMAE Archivio Storico Ministero degli Affari Esteri
AVPRF Archiv Vnešnej Politiki Rossijskoj Federacii
BL British Library
COMINTERN Communist International
CPI Committee on Public Information
DDF Documents diplomatiques français
DDI Documenti diplomatici italiani
DVP Dokumenty Vnešnej Politiki SSSR
FO Foreign Office
FRUS Foreign Relations of the United States
ICRC International Committee of the Red Cross
IWM Imperial War Museum
LRCS League of Red Cross Societies
NARA National Archives and Records Administration
NPA Neues Politisches Archiv
ÖStA Österreichisches Staatsarchiv
PA Parliamentary Archives
xiii
xiv ABBREVIATIONS
Antonio Varsori
During the last decade, there has been a remarkable flow of new scholarly
publications, especially in English, French and German, on both the First
World War and the attempts by the victorious powers, starting with the
Versailles Conference, to create a peaceful and stable international order.1
1 For a review of historical contributions on the First World War in English, French,
German and Italian, see the thematic issue of Ventunesimo Secolo, Vol. 41, 2017, especially
the contributions by Erik Jan Zurcher, William Mulligan, Just Duelffer, Georges-Henri
Soutou and Monica Fioravanzo. As regards peace treaties, see Antonio Varsori, ‘L’Europa
dei trattati: alcune annotazioni interpretative’, in Pierluigi Ballini and Antonio Varsori
(eds.), 1919–1920: I trattati di pace e l’Europa (Venice: Istituto Veneto di Scienze, Lettere
e Arti, 2020). In general, also the seminal work by Adam Tooze, The Deluge. The Great
War and the Remaking of Global Order (London: Allen Lane, 2014); Zara Steiner, The
Lights that Failed: European International History, 1919–1933 (Oxford: Oxford University
Press, 2005).
A. Varsori (B)
University of Padova, Padova, Italy
e-mail: antonio.varsori@unipd.it
2 There are significant and increasing numbers of studies on the Ottoman Empire,
the Middle East, the effects of the war in extra-European areas such as the African
continent, India and the Far East: see, for example, Erez Manela, The Wilsonian Moment.
Self -Determination and the International Origins of Anticolonial Nationalism (Oxford:
Oxford University Press, 2007); Xu Guoqi, Asia and the Great War. A Shared History
(Oxford: Oxford University Press, 2017).
3 Vanda Wilcox (ed.), Italy in the Era of the Great War (Leiden: Brill, 2018). In this
volume, only the chapters by Stefano Marcuzzi and Francesco Caccamo cover Italy’s
foreign policy and its relationship with the Allies; there are very few references to the
post-war period. There is also an interesting study which, however, was published more
than twenty years ago: James H. Burgwyn, The Legend of the Mutilated Victory. Italy the
Great War and the Paris Peace Conference (1915–1919) (Westport, CN: Prager, 1993).
4 Alan Sharp, Versailles 1919 A Centennial Perspective (London: Haus Publishing Ltd.,
2018), 21–22.
5 See, for example, Francesco Lefebvre D’Ovidio, L’Italia e il Sistema internazionale
dalla formazione del governo Mussolini alla grande depressione (1922–1929), 2 Vols,
(Rome: Vita e Pensiero, 2016).
1 HOW TO BECOME A GREAT POWER … 3
8 See the still stimulating interpretations in the well-known study by Federico Chabod,
Storia della politica estera italiana dal 1870 al 1896. Le premesse (Bari: Laterza, 1951).
See also Emilio Gentile, La grande Italia. Il mito della nazione nel XX secolo (Rome-Bari:
Laterza, 2008).
1 HOW TO BECOME A GREAT POWER … 5
and the Holy See, whose attitude towards the heirs of the Risorgimento
was often ambiguous, if not hostile.9
These contradictions, the fraught relationship with the Austrian-
Hungarian Empire due to increasing irredentism in the Italian-speaking
regions of the Empire, and diplomatic rivalry in the Balkans and the Adri-
atic were the main reasons for Italy’s decision to remain neutral at the
outbreak of the First World War, in spite of its membership in the Triple
Alliance with Germany and Austria-Hungary. In fact, between June and
August 1914, the great European powers appeared to pay scant atten-
tion to Italy’s position: the Entente powers were content with Italy’s
non-intervention policy, Vienna regarded Italy as a very dubious ally, and
Germany thought that Rome’s neutrality was already a useful element
in the Central Powers’ strategy.10 Last but not least, in summer 1914 all
the conflicting nations, especially Imperial Germany, believed that the war
would be over quickly, and that there was no immediate need to involve
Italy in the hostilities.
As is well known, in Italy the outbreak of the war and its unfore-
seen prolongation led to a heated domestic political debate between
the ‘neutralists’ (the Socialists, Catholics and ‘Giolitti’ liberals) and the
‘interventionists’ (the nationalists, some radical democrats and former
revolutionary Socialists, the irredentists and some right-wing liberals). As
regards the last faction, Italy’s involvement in the war was to be both
the instrument and the evidence that it had achieved the status of a great
9 On Liberal Italy, see, for example, Alberto Aquarone, L’Italia giolittiana (1896–1915),
Vol. 1, Le premesse politiche ed economiche (Bologna: il Mulino, 1981); Giovanni Sabbatucci
and Vittorio Vidotto (eds.), Storia d’Italia, Vol. 3, Liberalismo e democrazia 1887 –1914
(Rome-Bari: Laterza, 1995). On Italy’s foreign policy before the ‘Great War’, see Enrico
Decleva, L’Italia e la politica internazionale dal 1870 al 1914. L’ultima fra le grandi
potenze (Milan: Mursia, 1974); Richard J. B. Bosworth, Italy: the Least of the Great Powers.
Italian Foreign Policy before the First World War (London: Cambridge University Press,
1979) and Richard A. Webster, Industrial Imperialism in Italy 1908–1915 (Berkeley:
University of California Press, 1975). On the Libyan war, see Luca Micheletta and Andrea
Ungari (eds.), L’Italia e la Guerra di Libia cent’anni dopo (Rome: Studium, 2013).
10 On Italy’s neutrality, see, for example, Alberto Monticone, La Germania e la
neutralità italiana 1914–1915 (Bologna: il Mulino, 1971); Giampaolo Ferraioli, Politica
e diplomazia in Italia tra XIX e XX secolo. Vita di Antonino di San Giuliano (1852–
1914) (Soveria Mannelli: Rubbettino, 2007); Riccardo Brizzi (ed.), Osservata speciale.
La neutralità italiana nella prima guerra mondiale e l’opinione pubblica internazionale
(1914–1915) (Florence: Le Monnier, 2015); Giovanni Orsina and Andrea Ungari (eds.),
L’Italia neutrale (1914–1915) (Rome: Rodorigo, 2016).
6 A. VARSORI
power. By the early months of 1915, both the Central Powers and the
Entente began to regard Italy’s intervention or its prolonged neutrality as
a valuable asset. The German government made every effort to main-
tain Italy’s neutrality, while the Entente powers thought that, if Italy
changed sides, the military balance would tilt in its favour, thus ending the
strategic stalemate of the conflict. Italy’s entry into the ‘Great War’ was
the outcome of a decision taken by Prime Minister Salandra and Foreign
Minister Sonnino, with the consent of King Victor Emmanuel III and
the indirect support of the interventionist mobilisations in the radioso
maggio (‘radiant May’) of 1915. This choice was not only influenced
by domestic considerations (the opportunity to strengthen the monar-
chic institution and to weaken the Giolitti faction, etc.) and contingent
foreign policy interests (e.g. the perspective of territorial expansion), but
also by the belief that Italy’s aspiration at being recognised as a ‘great
power’ could only be fulfilled through its participation in the conflict. On
the basis of the secret London Treaty, which had been signed in April
1915, Italy would obtain large territorial gains (the Brenner frontier with
the Italian Trentino and the German-speaking South Tyrol, Trieste, the
Istrian Peninsula, most of the Dalmatian coast and its islands, plus the
Albanian harbour of Valona and a zone of influence in the Anatolian
Peninsula).11 In fact, Italy’s early military initiatives were very cautious,
and its army rapidly became entangled in static trench warfare, very similar
to that which the Anglo-French and German forces were experiencing on
the Western Front.12 Italy’s opportunity to change the balance in the
war was therefore lost and its strategic importance became less relevant
in the eyes of its Allies. In London, Paris and Petrograd, there was a
growing feeling that Italy was pursuing a ‘private’ war against a minor
and less powerful enemy, Austria-Hungary, and that it had little willing-
ness to coordinate its war effort with the major Allies, which were bearing
the ‘real’ burden of the conflict. This belief appeared to be confirmed by
the fact that the Italian government declared war on Imperial Germany
only in 1916; last but not least, the Italian authorities appeared unable to
pursue an effective propaganda campaign in order to inform the Entente
public opinions of the nation’s war effort. The Allies’ poor opinion of
their Italian partner was also confirmed by their decision to leave Rome
out of the secret Franco-British-Russian plans for the destiny of the
Ottoman Empire: it was only in April 1917, due to the so-called Saint-
Jean de Maurienne Agreement that Britain and France recognised the
region of Adalia as the Italian area of influence in Anatolia after the end
of the hostilities and the probable partition of the Ottoman territories.13
The year 1917 marked a turning-point in Italy’s international posi-
tion.14 Between late October and early November, the Italian army
suffered a dramatic defeat at Caporetto and was compelled to conduct
a sudden retreat, in some cases a true rout: about 265,000 Italian
soldiers were taken prisoners, and substantial areas of north-east Italy
were occupied by the victorious Austrian-Hungarian and German armies.
The enemy offensive was halted only in mid-November along the River
Piave, a few miles from Venice.15 As a consequence of the defeat, a
new government was formed under a moderate liberal politician, Vittorio
Emanuele Orlando, although Sidney Sonnino maintained his role as
Foreign Minister. At Rapallo, in early November, Orlando and Sonnino
had a meeting with the British Prime Minister Lloyd George and the
French Prime Minister Paul Painlevé. The Italian leaders were compelled
to beg for Allied military support, but both the British and the French
required the resignation of Generals Luigi Cadorna and Carlo Porro as
the pre-condition for the despatch of British and French divisions along
the Piave front. The Italians were compelled to comply with the Allies’
‘diktat’, although Orlando had already decided that Cadorna would have
to leave the command of the Italian troops. Two days later, Lloyd George
13 On the Italian war as a conflict mainly against the Habsburg Empire, see Nicola
Labanca and Oswald Überegger (eds.), La Guerra italo-austriaca (1915–1918) (Bologna:
il Mulino, 2015); on relations between Italy and the Allies during the war, see Riccardi,
Alleati.
14 On the importance of the year 1917 in a wider perspective, see David Stevenson,
1917: War, Peace and Revolution (Oxford: Oxford University Press, 2017).
15 On Caporetto, see the recent contribution by Nicola Labanca, Caporetto. Storia e
memoria di una sconfitta (Bologna: il Mulino, 2017). For a balanced interpretation of
the role played by the Italian Army during the First World War by a foreign scholar,
see John Gooch, The Italian Army and the First World War (Cambridge: Cambridge
University Press, 2014).
8 A. VARSORI
16 The verbatim reports of the Rapallo and Peschiera conferences are available in The
National Archives, Kew, (TNA), FO 371/3440, ‘War 1918’.
17 On the Italian role in the Supreme War Council, see I Documenti Diplomatici Italiani
(DDI), Series VI, Vol. IX; Vol. X; Vol. XI.
1 HOW TO BECOME A GREAT POWER … 9
promote Italy’s war goals.18 The Italian authorities also launched more
effective propaganda initiatives, which aimed at enhancing Italy’s contri-
bution to the Allied war effort,19 while some French and British divisions
fought on the Italian front until the end of hostilities, thus strength-
ening the image of a common war experience.20 Last but not least,
the Italian authorities appeared to support Wilson’s ideals, described in
his ‘Fourteen Points’: in Rome, in April 1918, under the auspices of
the Orlando government, the representatives of the oppressed national-
ities of the Austrian-Hungarian Empire (Czechs, Poles, Romanians and
Southern Slavs), as well as representatives of the Italian-speaking areas of
the Empire, held a conference, in which a commitment to the achieve-
ment of self-determination was made, as well as Italy’s support to such a
goal. In this context, the Italian High Command favoured the creation of
a Czech-Slovak Legion, composed of former prisoners of war, who were
to fight against the Habsburg forces along the Italian front.21 Wilson’s
ideals, promoted by effective US propaganda, seemed to have a strong
influence on Italian public opinion, favoured by the traditional Italian-
American friendship thanks to the existence of numerous and influential
Italian communities in the United States.22
However, this positive image of Italy’s participation in the final stages
of the ‘Great War’ on the Allied side concealed some serious contra-
dictions. In spite of the Rome Conference of oppressed nationalities,
Sonnino’s attitude towards the claims by the Southern Slavs was very
cautious—a suspicion which was reciprocated by the Slovene and Croat
nationalists, who were fully aware of the contents of the London Treaty,
which had been published by the Bolsheviks.23 In both London and Paris,
28 See the chapter by Massimo Bucarelli and Benedetto Zaccaria and its bibliographic
references.
29 On the Rapallo Treaty and Sforza’s foreign policy, see Giancarlo Giordano, Carlo
Sforza. La diplomazia 1896–1921 (Milan: Franco Angeli, 1987), and the chapter by
Bucarelli and Zaccaria.
12 A. VARSORI
30 On this topic, see Fiorella Perrone, La politica estera italiana e la dissoluzione dell’Im-
pero Ottomano (1914–1923) (Lecce: I libri di Icaro, 2010). Italy’s disengagement from
Turkey had already started with the Nitti government. See also Giovanni Cecini, Il corpo
di spedizione italiano in Anatolia (1919–1922) (Rome: Ufficio Storico SME, 2010).
31 See the chapter by Italo Garzia and, in general, by the same author, L’Italia e le
origini della Società delle Nazioni (Rome: Bonacci, 1995). On Italy’s role in the League
of Nations, see Enrica Costa, L’Italia e la Società delle Nazioni (Padova: CEDAM, 2004).
32 See Francesco Caccamo’s chapter and, in general, by the same author, L’Italia e
la «Nuova Europa». Il confronto sull’Europa Orientale alla conferenza di pace di Parigi
1919–1920 (Rome: Luni, 2000).
1 HOW TO BECOME A GREAT POWER … 13
created between Czechoslovakia and Yugoslavia.33 Last but not least, even
before its entry into the war, Italy had aimed at creating positive relations
with Romania—a pattern in its foreign policy which was confirmed in
the post-war period, although Italy felt itself unable to challenge France’s
increasing influence in East Central Europe.34 The contradictions in the
Italian attitude towards the new states emerging from the dismemberment
of the Habsburg Empire were often the consequence of difficult relations
with the new Yugoslav state. However, it would be a mistake to eval-
uate the situation in the immediate post-war period on the basis of what
was to happen later, once Mussolini came to power with his ‘revisionistic’
rhetoric.
The clash with Belgrade over the Adriatic question and France’s policy
towards East Central Europe did contribute to the more nuanced policy
pursued by the Italian authorities towards the defeated nations. After the
end of hostilities, the Italian representatives in Vienna thought that Italy
could exert its influence on the new weak and impoverished Austrian
state, and put pressure on Rome in order to strengthen relations with
Vienna.35 For their part, the Austrian authorities appeared to accept the
perspective of developing friendly relations with Italy. It is of some signif-
icance that the Italian government demonstrated a sympathetic view of
Austrian claims on the Burgenland question, although Rome’s position
was once again the result of its hostility to the idea of a common border
between Czechoslovakia and Yugoslavia.36 The creation of a stable Italian
influence on the Austrian Republic involved overcoming the serious
obstacle of the annexation of the German-speaking South Tyrol, although
only until Mussolini came to power, the liberal governments had pursued
a moderate policy towards the population of this region.37
In Budapest, after the collapse of the Habsburg Empire, the head of
the first provisional government, Count Karoly, in a conversation with
the Italian military representative, stated that he was interested in having
friendly relations with Italy. Later, in spite of the creation of a Communist
regime, the Italian military representative in Budapest went to the point
of developing close ties with the Béla Kun government, and an attempt at
funnelling weapons to the Bolshevik regime was also made. The conflict
between Hungary and the Yugoslav kingdom over their future border
and the fate of the contested Banat region obviously played some part in
shaping Rome’s attitude towards Budapest. Italy’s policy was frustrated
both by the reaction of the Western Allies and by the rapid collapse
of the Communist government, although Hungary remained a point of
reference in Italy’s policy towards the Danube area.38
As regards Germany, although before the war there had been no
serious contrasts between Rome and Berlin, in the immediate post-war
period Italy could not and would not oppose the punitive policy pursued
by the Allies towards Germany: German public opinion strongly resented
Italy’s ‘treason’ and held a sympathetic view towards South Tyrolese
opposition to the Italian annexation.39 In spite of these serious obsta-
cles, especially during the government of Francesco Saverio Nitti (June
1919–June 1920), some influential diplomats also thought that Germany
could play an important role in reconstructing the world economy and
criticised the reparations policy advocated by the French government.40
Although Russia was not a defeated enemy, as in other Allied nations
Italy’s attitude towards Bolshevik Russia was strongly influenced by
domestic factors, especially the fear of a social revolution, largely inspired
by Moscow and the Italian Socialists’ enthusiastic reception of the Russian
model.41 There was therefore no serious attempt at establishing official
contacts with the Communist regime, although Italy was not directly
involved in Western support to the ‘Whites’ during the Russian Civil
War. However, Italy’s policy towards Soviet Russia must be examined
from a longer-term perspective, which goes beyond 1922 and includes the
early initiatives of the Fascist regime. Although Mussolini and the Fascist
movement, which had both clearly exploited the ‘red scare’ as a useful
political instrument, had come to power, once the Bolshevik govern-
ment had triumphed over the ‘White’ generals and imposed its rule,
Mussolini’s government pursued a pragmatic policy towards Communist
Russia; Italy was one of the first ‘capitalist’ nations to renew diplomatic
relations with Moscow in the hope of creating close economic ties with
the Bolsheviks.42
In conclusion, although Italy did not play a military or political role
similar to that of Great Britain, France and the United States in the last
stages of the Great War and in the immediate post-war years, Italy was
not a passive element. It would be too easy to criticise Salandra’s and
Sonnino’s insistence on defending the London Treaty, their contradic-
tory claim over Fiume (Rijeka) and quitting the conference, since Italy’s
position was strongly influenced by domestic considerations, which may
have made any other attitude difficult. Italy’s territorial claims were partly
the outcome of imperialist ambitions, but they were also the consequence
of irredentistic feelings and the ideals of the Risorgimento which, in the
opinion of many Italians, did not differ greatly from French aspirations at
the revanche against Germany and recovering the lost provinces of Alsace
and Lorraine. In fact, the compromise achieved by the Giolitti govern-
ment due to the Rapallo Treaty was regarded in 1920 as a fair point
of reference for friendly relations with the Yugoslav state. The cause of
the renewed disagreement with Belgrade was Mussolini’s policy.43 The
whole Adriatic question negatively influenced Italy’s attitude towards the
states which had emerged from the collapse of the Habsburg Empire,
but relations with Poland and Romania were quite positive and Italy was
obliged to face France’s stubborn opposition to any Italian influence in
period between the two World Wars, see Valentine Lomellini (ed.), The Rise of Bolshevism
and its Impact on the Interwar International Order (London: Palgrave Macmillan, 2020).
42 See the chapter by Elena Dundovich, and Giorgio Petracchi, Da San Pietroburgo a
Mosca. La diplomazia italiana in Russia (1861–1941) (Rome: Bonacci, 1993).
43 On Mussolini’s policy towards Yugoslavia, see Massimo Bucarelli, Mussolini e la
Jugoslavia (1922–1939) (Bari: Graphis, 2006).
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The rise of the new science of philology gave a fresh impetus to this
method of classification, which was adopted by F. Müller (1834-
1898), and utilised recently by Deniker and various other writers.
Other classifications, by means of cultural distinctions, have been
attempted. Among these may be noted that based on mythology and
religion of Max Müller, on institutions and social organisation of
Morgan and Ratzel, or on musical systems of Fétis.
Hippocrates. Hippocrates (c. 460-377), in his work, About Air,
Water, and Places, first discusses the influence of
environment on man, physical, moral, and pathological. He divided
mankind into groups, impressed with homogeneous characters by
homogeneous surroundings, demonstrating that mountains, plains,
damp, aridity, and so on, produced definite and varying types.
Bodin. Bodin, writing in 1577 Of the Lawes and
Customes of a Common Wealth (English edition,
1605), contains, as Professor J. L. Myres has pointed out,[128] “the
whole pith and kernel of modern anthropo-geography.... His climatic
contrasts are based on the Ptolemaic geography ... and he argues
as if the world broke off short at Sahara.... On his classification of
environments from arctic North to tropic South” he superposes “a
cross-division by grades of culture from civil East to barbaric West.”
128. Rept. Brit. Assoc., 1909 (1910), p. 593.
Buffon. Buffon followed Hippocrates. Man, said Buffon,
consists of a single species. Individual variations
are due to three causes—climate, food, and habits. These
influences, acting over large areas on large groups of people,
produce general and constant varieties. To these varieties he gave
the name of race. This doctrine was the main support of the
monogenists.
Alexander von The year 1859 marks a crisis in this field of
Humboldt, research, as in so many others. Alexander von
Ritter, and Humboldt (1769-1859), the Prussian naturalist and
Waitz.
traveller, spent the later part of his life in writing his
classic Kosmos, a summary and exposition of the laws and
conditions of the physical universe. Karl Ritter (1779-1859),
Professor of Geography at the University of Berlin, published,
between 1822 and his death, the ten volumes of Die Erdkunde im
Verhältniss zur Natur und zur Geschichte des Menschen. These
works formed the basis from which was developed the German view
of geography as a science of the co-relation of distribution. In 1859
Waitz, in his Anthropologie der Naturvölker, insisted on the inter-
relation between the physical organisation and the psychic life of
mankind.
Buckle. Between 1857 and 1861 appeared Buckle’s
History of Civilisation, in which the influence of
environment on mankind is strongly emphasised. “To one of these
four classes (Climate, Food, Soil, and the General Aspect of Nature)
may be referred all the external phenomena by which Man has been
permanently affected.”[129] The recognition of the environmental
influence has long been a characteristic of the French school. Ripley
(1900, p. 4) points out that, wherever the choice lies between
heredity and environment, the French almost always prefer the latter
as the explanation of the phenomenon. This is seen from the time of
Bodin (1530-1596) and Montesquieu (1689-1755), with their
objective explanations of philosophy, and Cuvier, who traced the
close relationship between philosophy and geological formation, to
Turquan (1896), who mapped out the awards made by the Paris
Salon, showing the coincidence of the birth-place of the artists with
the fertile river basins.
129. L.c., chap. ii.
Ratzel. Reclus. In Germany the exponents of these theories
were Cotta and Kohl, and later Peschel, Kirchhoff,
Bastian, and Gerland; but the greatest name of all is that of Friedrich
Ratzel (1844-1904), who has written the standard work on Anthropo-
Geographie (1882-91). Another monumental work is that by Élisée
Reclus (1820-1905), Nouvelle Géographie Universelle (1879-1894).
Le Play. A great stimulus to the development of
ethnological sociology was given by the school of
Le Play in France, the concrete application of whose theories was
worked out by Demolins and others, and published in La Science
Sociale and separate works. It is the essential procedure of the
followers of this school, in their studies in descriptive sociology, to
begin with the environment, and to trace its effects upon the
occupation of the people, their sociology, and so forth. The method is
an extremely suggestive one, and has led to many brilliant
generalisations. The danger consists in theorising from imperfect
data, and there is a tendency to attribute certain social conditions
directly to the influences of environment and occupation, where a
wider knowledge of ethnology would show that these or analogous
social conditions obtained in other places where they were not
produced by the causes suggested.
RETROSPECT
Agassiz, L., 91
Allen, Grant, 142
Aristotle, 6, 14, 51
Avebury, Lord, 131, 141
Fechner, G. T., 85
Flower, W., 93 sq.
Fontenelle, B. le B. de, 138
Fouillée, A., 85
Foy, W., 142
Frazer, J. G., 136, 142
Frere, J., 113
Frobenius, L., 142
Fuhlrott, C., 71, 123
Kames, Lord, 53
Keane, A. H., 91, 95, 108
Keller, F., 119 sq.
Kölliker, 92
Kollmann, J., 19
Knox, R., 53, 107
Lamarck, J. B. A., 57
Lang, A., 137, 139, 141 sq.
Lartet, E., 122
Latham, R. G., 107, 147
Lawrence, Sir W., 16, 55 sq.
Le Play, 152
Letourneau, C., 134
Lindenschmidt, L., 123
Linnæus, K., 20 sqq., 54, 89 sq., 95
Lissauer, A., 123
Locke, J., 110
Lubbock, J. See Avebury
Lucretius, 101 sq.
Lyell, C., 117, 121 sqq.
Saint-Hilaire, E. G., 59
Saint-Hilaire, I. G., 92
Schmerling, Dr., 117