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Labour Under Corbyn
Constraints on Radical
Politics in the UK
Prapimphan Chiengkul
Labour Under Corbyn
© The Editor(s) (if applicable) and The Author(s), under exclusive license to Springer
Nature Switzerland AG 2021
This work is subject to copyright. All rights are solely and exclusively licensed by the
Publisher, whether the whole or part of the material is concerned, specifically the rights
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Acknowledgments
v
Contents
1 Introduction 1
Labour Under Corbyn: An Overview 1
Methodological and Theoretical Approach 2
Main Arguments 9
Book Outline 11
References 12
vii
viii CONTENTS
5 Conclusion 115
Summary of the Book’s Main Arguments 115
Final Reflections on the Book’s Relevance to Other Countries 118
References 119
Index 121
CHAPTER 1
Introduction
saw Labour’s Clement Attlee become Prime Minister after the Second
World War. Nevertheless, the rise to power of a left-wing government in
the UK, a deeply conservative country, was undermined by various struc-
tural constraints. By the end of 2019 the Corbyn project was in terminal
decline; Labour’s position on Brexit, strategic political challenges from
the Right, and Corbyn’s unpopularity, amongst other factors, contributed
to Labour’s devastating defeat in the December General Election, which
was characterised by many seat losses in the so-called Labour ‘heartlands’.
Corbyn stepped down as leader in April 2020 whilst Labour members
engaged in tense debates about the party’s future direction.
Inspired by these developments, as well as by scholarly debates on the
Labour Party and the prospect of ‘parliamentary socialism’, this book
aims to provide an accessible yet critical analysis of the Labour Party
under Corbyn’s leadership in the context of contemporary British political
economy. It attempts to: (1) explore the socio-politico-economic devel-
opment in the UK that finally led in 2015 to the resurgence of radical
left-wing politics in the Labour Party; (2) analyse structural limitations
on left-wing politics, the prospect of a radical Labour government gaining
power, and the transformative potential of Labour’s economic and social
policies under Corbyn. Given ongoing discussions about the future direc-
tion of the Labour Party, it is more important than ever to reflect not
only on the immediate causes that led to Labour’s defeat in the 2019
General Election, but also on structural constraints on left-wing politics
and democratic socialism.
The following section discusses the methodological and theoretical
framework of the book, which draws on neo-Marxist and neo-Gramscian
perspectives. A summary of the book’s main arguments and a chapter
outline are also provided in this chapter.
reality and shape these structures (Marsh et al. 2018, 193–194). More-
over, the book follows Marsh’s dialectical approach to the relationships
between structure and agency, where material and ideational structures
‘provide the context within which agents act’ and can also have effects
on agents even though they are not conscious of them (Marsh 2018,
207). Agents have their own preferences/objectives and interpretations
of context, which shape their actions and the structures in an ‘interactive
and iterative’ manner (Marsh 2018, 207–208).
The book also broadly adopts Robert W. Cox’s critical theory
approach, which commits to exploring the possibilities of a different
future. Based on historical analyses, critical theory seeks to clarify what
are feasible alternative transformations that serve as ‘a guide to strategic
action for bringing about an alternative order’ (Cox 1981, 130). Similar
to approaches adopted by Karl Marx and Antonio Gramsci, Coxian critical
theory subscribes to historical materialism and focuses on the dialec-
tical process at the level of real history, which enables the study of
how contradictions and opposed social forces may give rise to change
and alternative developmental paths (Cox 1981, 133–134). Overall, the
book draws inspiration from Cox’s conceptualisation of social forces,
historical structures and the possibility for transformative radical change.
However, to enhance this framework, the book also draws on various
neo-Gramscian and neo-Marxist writings, as well as from relevant critical
political economic writings, to analyse the Labour Party’s prospects of
advancing a radical left-wing political agenda in the UK, as the following
paragraphs briefly discuss.
First of all, it is important to ask whether the Labour Party should be
viewed as an agent that could advance a radical political economic agenda
in the UK, given that many neo-Marxists have warned of the limitations
of using the state to advance anti-capitalist and socialist causes. In the
1970s, the famous debate between Ralph Miliband and Nicos Poulantzas
on the nature of the state (see Miliband 1969, 1973; Poulantzas 1976)
raised important questions about how, in addition to state managers’
generally sympathetic stance to the capitalist status quo (the ‘instrumen-
talist’ perspective associated with Miliband), there are deep structural
constraints that limit the state from pursuing options that contradict capi-
talist interests, which means that changes in state personnel will not simply
bring about radical transformation of capitalist society (the ‘structuralist’
4 P. CHIENGKUL
1 These are popular characterisations of the two perspectives that formed subsequent
debates, which arguably do not capture the nuances in Miliband’s and Poulantzas’ argu-
ments. The instrumentalist interpretation of Miliband’s work, for example, might overlook
the importance of state elite’s ideological socialisation and ideology’s role in perpetuating
capitalism (Konings 2010, 178–179).
1 INTRODUCTION 5
state–civil society relations and supports the view that there can be
different forms of state based on the results of political struggles (Bieler
and Morton 2006, 90–92). Notably, analyses of social forces should also
take into account seemingly ‘non-class’ issues such as ‘peace, ecology
and feminism’ (Cox 1987, 353, cited in Bieler and Morton 2006, 90)
and other forms of identity such as those based on nationalism, religion
and gender (Bieler and Morton 2006, 90). Moreover, the concepts of
‘class’ and class identity should be historicised based on the process of
economic exploitation rather than seen as a static category (Bieler and
Morton 2006, 90).
Central to a neo-Gramscian analysis is the focus on rival counter-
hegemonic historical blocs that engage in anti-capitalist transformative
politics (for example, see Rupert 2005, 492). Neo-Marxist perspectives
also provide additional insights on the conceptualisation of counter-
hegemony. As Poulantzas argued, advancing democratic socialism would
require a long process of modifying ‘the relationship of forces within the
state apparatuses’ (Poulantzas 1978, 81–82), so the democratic socialist
project ought to rely on broad-based popular alliances, such as women
and ecological movements, to guard against obstruction from capitalist
interests (Poulantzas 1978, 85–86). Whilst people are shaped by struc-
tural social relations, they should also be seen as ‘conscious initiators of
actions’, whether as individuals or as collective entities (Wright 2019,
123). Although the institutional limits to social empowerment are fixed in
stable capitalist democracies, it has been argued that there can be histor-
ical moments where these limits can be seriously challenged to establish
mutually beneficial class collaborations (Wright 2010, 363–364). In these
historical junctures, it is possible for the state to push through ‘symbiotic
transformations’ or reforms that strengthen capitalism as well as support
democratic socialist alternatives (Wright 2019, 110). Notably, Cox (1981)
did not prioritise institutions over the ideological or material forces, and
he recognised that ‘institutions may be out of phase’ with changes in ideas
and material forces, which could undermine their hegemonic positions
(Cox 1981, 137). Important to the construction of counter-hegemonic
projects are also ‘organic intellectuals’ who can help to contest hegemonic
ideas in society (Morton 2007, 92). However, organic intellectuals ought
to be wary of their elitist cosmopolitanism tendencies and instead try
to develop ‘national-popular’ strategies that are relevant to the socio-
economic needs and cultural demands of the general public (McNally
1 INTRODUCTION 7
Main Arguments
The central argument of the book is that political economic contexts
before 2015 provided ideological, material and institutional conditions
that opened political space for a left-wing Labour Party. However,
dominant historical structures characterised by economic neoliberalism,
conservative ideas and political institutions, continued to provide the
‘frame of action’ that severely limited the possibility of a radical left-
wing Labour Party coming to power. Chapter 2 discusses how Labour’s
commitment to social democracy declined as Thatcherism and neolib-
eral economics rose to a hegemonic position in the late 1970s. It further
argues that, although New Labour governments (1997–2010) managed
to expand public expenditures for socially beneficial purposes, it also led
the UK deeper into an unbalanced, unequal and finance-led economy.
Despite its electoral successes, New Labour arguably left Labour with no
inspiring alternatives to austerity, neoliberal economics and finance-led
growth to offer voters after the 2008 economic crisis. In addition, it is
argued that material inequality, the centrist political economic consensus
and the hierarchical and elitist British political tradition contributed to
democratic disaffection in the UK, and that this discontent was partly
expressed in Labour grassroots’ support for Corbyn in the 2015 Labour
leadership election.
Another central argument of the book is that Labour under Corbyn
tried to establish a counter-hegemonic historical bloc and that, to a certain
extent, it was able to propagate alternative economic ideas and policies.
Labour challenged the primacy of the finance sector over the industrial
sector, promoted alternative models of ownership, and put forward a bold
green industrial strategy. It also challenged political norms through the
promotion of extra-parliamentary forces and grassroots political mobil-
isation. Nevertheless, as indicated by the General Election results in
2017 and 2019, the dominant historical structures continued to provide
the ‘frame of action’ that severely limited Labour’s electoral chances.
Chapter 3 discusses how, in addition to Labour’s strategic errors in the
2019 election and other shortcomings, the UK’s preoccupation with
Brexit stole the limelight away from Labour’s radical reform agenda.
Ultimately, Boris Johnson’s Conservative Party was more successful at
creating a new right-of-centre ‘hegemonic bloc’ based on the propagation
of populist Brexit narratives.
10 P. CHIENGKUL
Book Outline
Chapter 2 discusses academic writings on the Labour Party and parlia-
mentary socialism. It then analyses the material, ideological and institu-
tional political economic conditions before 2015 that both constrained
and facilitated the Corbyn project. This includes discussions of the rise
of the New Right and neoliberalism, as well as the emergence of ‘New
Labour’ and the centrist political consensus that lasted many years.
Furthermore, the chapter discusses the UK’s conservative-leaning political
rules, norms and institutions, including its powerful right-wing main-
stream media, and argues that they help to constrain the prospects of
radical politics in the UK.
Chapter 3 focuses on structural constraints and political obstacles that
Labour faced under Corbyn. In the first section, various factors that
contributed to Corbyn’s victory in the 2015 Labour leadership election
are explored. The second section then discusses conservative constraints
that limited Labour’s electoral chances, as well as conflicts within the
party. The third and fourth sections discuss Labour’s 2017 and 2019
General Election campaigns and results, including how Brexit compli-
cated the situation in 2019. The fifth and final section further analyses
Labour’s political challenges. Its analysis draws on Hay’s (1999) concep-
tualisation of crisis narratives and structural contradictions, as well as Erik
Olin Wright’s (2010, 2019) work on democratic socialist transformation.
Chapter 4 focuses on Labour’s policies under Corbyn, which aimed
to promote a radical transformation of the British political economy. The
first section briefly describes how the chapter takes a different view to
that of mainstream accounts of Corbynism in political science literature.
The second section summarises important components of Labour’s 2017
and 2019 manifestos. The third section evaluates criticisms directed at
Labour’s economic policies. The possibility of strong opposition to the
implementation of these policies if Labour had come to power is also
discussed. The fourth and final section draws on socialist writings and the
book’s Coxian/Gramcian theoretical approach to reflect on Labour after
Corbyn and the future of dissent for the Left.
The final chapter summarises the book’s main arguments. It also
discusses how the study of the Labour Party under Corbyn in this book
might be relevant to the study of politics in other countries where
neoliberal economic policies and political centrism are increasingly being
questioned.
12 P. CHIENGKUL
References
Bieler, Andreas, and Adam David Morton. 2006. “A Critical Theory Route to
Hegemony, World Order and Historical Change. Neo-Gramscian Perspec-
tives in International Relations.” In Global Restructuring, State, Capital
and Labour. Contesting Neo-Gramscian Perspectives, edited by Andreas Bieler,
Werner Bonefeld, Peter Burnham, and Adam David Morton. Hampshire and
New York: Palgrave Macmillan.
Coates, David. 2013. “Labour after New Labour: Escaping the Debt.” British
Journal of Politics and International Relations 15 (1): 38–52. https://doi.
org/10.1111/j.1467-856X.2012.00514.x.
Cox, Robert W. 1981. “Social Forces, States and World Orders: Beyond Interna-
tional Relations Theory.” Millennium—Journal of International Studies 10:
126–55. https://doi.org/10.1177/03058298810100020501.
———. 1987. Production, Power and World Order: Social Forces in the Making
of History. New York: Columbia University Press.
Hay, Colin. 1999. “Crisis and the Structural Transformation of the State: Inter-
rogating the Process of Change.” British Journal of Politics and International
Relations 1 (3): 317–44. https://doi.org/10.1111/1467-856X.00018.
Hirst, Paul. 1999. “Has Globalisation Killed Social Democracy?” The Political
Quarterly 70 (1): 84–96. https://doi.org/10.1111/1467-923X.70.s1.8.
Hobson, John M., and M. Ramesh. 2002. “Globalisation Makes of States What
States Make of It: Between Agency and Structure in the State/Globalisation
Debate.” New Political Economy 7 (1): 5–22. https://doi.org/10.1080/135
6346012011549.
Konings, Martijn. 2010. “Renewing State Theory.” Politics 30 (3): 174–82.
https://doi.org/10.1111/j.1467-9256.2010.01381.x.
Lavelle, Ashley. 2008. The Death of Social Democracy: Political Consequences in
the 21st Century. Aldershot: Ashgate.
Marsh, David. 2018. “Meta-Theoretical Issues.” In Theory and Methods in Polit-
ical Science, edited by Vivien Lowndes, David Marsh, and Gerry Stoker, 4th
ed., 199–218. London: Palgrave.
Marsh, David, Selen A. Ercan, and Paul Furlong. 2018. “A Skin Not a Sweater:
Ontology and Epistemology in Political Science.” In Theory and Methods in
Political Science, edited by Vivien Lowndes, David Marsh, and Gerry Stoker,
4th ed., 177–98. London: Palgrave.
McNally, Mark. 2009. “Gramsci’s Internationalism, the National-Popular and
the Alternative Globalisation Movement.” In Gramsci and Global Politics.
Hegemony and Resistance, edited by Mark McNally and John Schwarzmantel,
58–75. Oxon: Routledge.
Miliband, Ralph. 1969. State in Capitalist Society. London: Quartet Books.
1 INTRODUCTION 13
———. 1973. “Poulantzas and the Capitalist State.” New Left Review
82 (November–December): 83–92. https://newleftreview.org/issues/I82/
articles/ralph-miliband-poulantzas-and-the-capitalist-state.
Morton, Adam David. 2007. Unravelling Gramsci. London: Pluto Press.
Panitch, Leo, and Sam Gindin. 2017. “Class, Party and the Challenge of State
Transformation.” In Reflections on the Future of the Left, edited by David
Coates, 159–85. Newcastle upon Tyne: Agenda Publishing Limited.
Poulantzas, Nicos. 1976. “The Capitalist State: A Reply to Miliband and
Laclau.” New Left Review 95 (January–February): 63–83. https://newleftre
view.org/issues/I95/articles/nicos-poulantzas-the-capitalist-state-a-reply-to-
miliband-and-laclau.
———. 1978. “Towards a Democratic Socialism.” New Left Review 109 (May–
June): 75–87. https://newleftreview.org/issues/I109/articles/nicos-poulan
tzas-towards-a-democratic-socialism.
Rupert, Mark. 2005. “Reading Gramsci in an Era of Globalising Capitalism.”
Critical Review of International Social and Political Philosophy 8 (4): 483–97.
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The Labour Party. 2018. “John McDonnell’s Full Speech to Labour Conference
2018.” 2018. https://labour.org.uk/press/john-mcdonnells-full-speech-lab
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Thompson, Noel. 1996. Political Economy and the Labour Party: The Economics
of Democratic Socialism, 1884–1995. London: UCL Press.
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———. 2019. How to Be an Anticapitalist in the Twenty-First Century. London
and New York: Verso.
CHAPTER 2
Introduction
Jeremy Corbyn was perhaps the most unlikely person to become leader
of the Labour Party in 2015. Some of the Members of Parliament (MPs)
who agreed to nominate him for the leadership election did so not
because they believed in his left-wing ideas, but because they were certain
that he would not win and that he would only help to ‘broaden the
debate’. When Corbyn won the leadership election, many social commen-
tators, academics, Labour supporters, activists and politicians sympathetic
to the progressive cause in the UK were divided on whether to support
him and ‘the Left-turn’ of the Labour Party. Their reluctance and oppo-
sition can partly be traced back to old debates on the Labour Party and
‘parliamentary socialism’, and also to mainstream interpretations of the
lessons for the Left that were drawn from political developments in the
late 1970s and early 1980s, including the rise to dominance of Margaret
Thatcher in British politics, and also the subsequent electoral successes of
‘New Labour’. The 2019 General Election defeat reignited this discussion
on the extent to which Labour’s commitment to socialist values acts as a
hindrance to winning elections.
This chapter is divided into three main sections. The first section builds
on the theoretical discussion in the last chapter on the transformative
potential of the state in capitalist societies. It discusses selected examples
of academic writings on the possibility that the Labour Party could help to
advance parliamentary socialism, particularly that of R. H. Tawny, Ralph
Miliband, Stuart Hall, Leo Panitch, Colin Leys and David Coates. The
second and third sections then focus on analysing the material, ideolog-
ical and institutional political economic contexts before 2015 that both
constrained and facilitated the Corbyn project. In the second section, the
historical development of the British political economy and the Labour
Party since the Second World War are explored, with a focus on the New
Labour years under Tony Blair. The third section then discusses the UK’s
conservative-leaning political rules, norms and institutions, including its
powerful right-wing media, which encourage a centrist political consensus
and constrain the prospect of radical left-wing politics in the UK.
Overall, this chapter argues that New Labour managed to use
economic growth to fund public spending whilst in office, but that it
also encouraged a finance-led and unbalanced economy that supports the
perpetuation of structural inequalities. After the financial crisis of 2008,
Labour’s neglect of alternative left-wing ideas meant that it could not
offer inspiring progressive alternatives to austerity, neoliberal economics
and a finance-led growth model. This was arguably a missed opportunity
for the Left and for radical politics. In addition to the short-term goal of
winning elections, it is argued that the Labour Party ought not to retreat
from consistent ideological struggle to advance democratic socialism in
the UK, since this is important to securing its electoral chances in the
long term. Furthermore, it is suggested that material inequality, together
2 LABOURISM AND STRUCTURAL CONSTRAINTS BEFORE 2015 17
with the hierarchical, elitist British Political Tradition (BPT), might have
helped to create democratic disaffections in the UK, which have partly
been expressed as grassroots support for Corbyn. Nevertheless, Labour
under Corbyn was significantly constrained by conservative ideas and
institutions, as discussed in Chapter 3.
paved the way for the foundation of a welfare state, and also adopted
what can broadly be described as Keynesian macroeconomic management
(Thompson 1996, 143–235), it is perhaps more appropriate to view the
Labour Party as a social democratic party. By the mid-1970s, however,
Keynesianism was increasingly discredited, not just in the UK but inter-
nationally, due to its inability to explain and cope with stagflation amongst
other issues, whilst monetarism emerged as the new dominant global
economic doctrine. The sterling crisis of 1976 also prompted the Labour
Party leadership to adopt a monetarist policy approach to secure loans
from the International Monetary Fund (IMF) (Panitch and Leys 2001,
117; Thompson 1996, 236–237).
After the 1979 General Election defeat, left and right factions within
Labour bitterly competed for leadership, which led a group of Labour
MPs to split from the party to form the Social Democratic Party in 1981.
Another disastrous electoral defeat in 1983 was blamed on the supposedly
unpopular left-wing manifesto, now famously referred to as the ‘longest
suicide note in history’ (Kavanagh 1997, 182–183; Pimlott 2005, 179).
This narrative helped Neil Kinnock to become leader of the party in
1983 and enabled him to shift the direction of the party rightwards in
search of the centre-ground (Kavanagh 1997, 185; Thompson 1996,
224). Instead of taking on Thatcherism through the renewal of social
democracy and left-leaning platforms, the Labour Party slowly conceded
ideological ground and moved to occupy a centrist position in British
politics to appeal to median voters in a Downsian fashion (Garrett 1992,
378; Norris 2001, 32). This repositioning was solidified under Tony Blair,
who became leader in 1994 and rebranded the party ‘New Labour’. Its
policies on taxation and public spending, for example, were positioned at
the centre-ground of the left-right political spectrum (Norris 2001, 35).
New Labour’s landslide victory in the 1997 General Election is often
used as evidence to support the view that Labour lost four elections
between 1979 and 1992 because its policies were too radical and did not
therefore appeal to median voters (Wickham-Jones 2005/2006, 654).
One of New Labour’s legacies is the belief that ‘winning’ means being
in power, and that to win elections means appealing to the centre-ground
instead of trying to build support for left-wing ideas and policies (Panitch
and Leys 2001, 241). After 18 years as the Opposition, New Labour
sought to win the next election by adopting a pro-business approach
under the perceived constraints of globalisation. It has been argued, for
example, that prominent party figures, such as Peter Mandelson, believed
2 LABOURISM AND STRUCTURAL CONSTRAINTS BEFORE 2015 21
FOOTNOTES
[1143] ‘Eran esclavos del señor de Tenuxtitan,’ is Cortés’ definition of their
vassalage to Mexico. Cartas, 220.
[1144] A service which employed 20,000 carriers, 1000 canoes, and 32,000
convoy warriors, all at the expense of Tezcuco, says Ixtlilxochitl, Relaciones, 314.
[1145] His biographer admits to a certain extent the truth of the invectives, but
eager to please his Spanish masters he seeks rather to extol the self-sacrifice and
loyalty of his kinsman. He claims that with this reënforcement the Tezcucan
auxiliaries reached the improbable number of 250,000 men, of whom 5000
wounded were now sent home. ‘Next to God, Cortés owed to Tezcucan aid the
conquest and the planting of the faith.’ He further assumes that Ixtlilxochitl was
already king, and had been with Cortés since the fleet set sail, while his brother
Ahuaxpictzoctzin remained at Tezcuco to provide supplies. Hor. Crueldades, 21-
33. He contradicts himself on several points in his Relaciones, 314 et seq. Duran
also, as may be expected from a compiler of native records, extols the hero, ‘à
quien dió una espada dorada que Don Hernando Cortes traia y una rodela.’ Hist.
Ind., MS., ii. 493. With Ixtlilxochitl came half a dozen out of his hundred brothers.
Gomara, Hist. Mex., 198; Chimalpain, Hist. Conq., ii. 55. Torquemada, i. 548,
sends Cohuanacoch as general of the forces, while Clavigero allows King
Fernando Ixtlilxochitl to send his brother Cárlos Ixtlilxochitl. Storia Mess., iii. 202.
He is evidently confused with respect to the surname.
[1146] Sahagun, Hist. Conq. (ed. 1840), 177-8. Torquemada places the incident
earlier, i. 547. Cortés admits no losses of Spaniards this day.
[1147] Cartas, 222-3. ‘Los combidauan a çena, mostrando les piernas y braços.’
Gomara, Hist. Mex., 199.
[1148] Bernal Diaz speaks of a bridge attack which cost the lives of four
Spaniards, besides numerous wounded. Hist. Verdad., 145.
[1149] He enumerates also the cities of Mexicalcinco and Vitzilopuchtli. Hist. Mex.,
202. Herrera adds Mizquic. dec. iii. lib. i. cap. xix.
[1151] This was the lieutenant of Velazquez at Habana, who joined Cortés during
the Tepeaca campaign. Portillo was a soldier from the Italian wars. Bernal Diaz
adds that one brig was captured, but this is doubtful. Hist. Verdad., 143; Clavigero,
Storia Mess., iii. 214; Sahagun, Hist. Conq., 46.
[1153] Cortés exultantly claims that three fourths of the city is now captured.
Cartas, 227; Sahagun, Hist. Conq. (ed. 1840), 181; Torquemada, i. 550.
[1155] ‘Soliti sunt hostes in prælio cadentes intra suos ventres sepelire,’ explains
Peter Martyr, dec. v. cap. viii., and with some truth.
[1156] Forty soldiers watched till midnight, when a similar number relieved them,
and they again were relieved two hours before dawn; all three divisions camping
on the spot. Often every man was kept awake by alarms. Bernal Diaz, Hist.
Verdad., 142-3. The old soldier waxes eloquent over the hardships, for he served
at this camp.
[1157] The Spaniards tried in vain to despatch him. Sahagun states that during
these attacks fifteen soldiers were captured, and shortly after eighteen more, who
were sacrificed in a temple of Tlacuchcalco ward, ‘donde agora es la iglesia de
Santa Ana.’ Hist. Conq., 183, ed. 1840, 188-9. One repulse took place in
Coyonacazco ward. Torquemada, i. 550-2. Spanish versions indicate no such
losses, and they may probably belong to the later great defeat.
[1158] Such is in main the version of Bernal Diaz; the other accounts differ greatly.
This author states that five Spaniards were captured, nearly all the men wounded,
and two rowers killed, for the brigantines in seeking to aid had become fast on
stakes and exposed to attack. Had the Mexicans not been so frightened by the
horsemen the loss would have been very great. Hist. Verdad., 143-4. Cortés
allows three or four captured. Cartas, 228; Clavigero, Storia Mess., iii. 196. Duran
places the scene where rose afterward the San Hipólito hermitage. Hist. Ind., MS.,
ii. 500. But for Quauhtlizcatzin, the prince who led the Tezcucan auxiliaries, all the
Spaniards would have been lost, exclaims Ixtlilxochitl, Hor. Crueldades, 36.
Herrera assumes that the fault lay with Alvarado for neglecting to fill the channel.
dec. iii. lib. i. cap. xx.
[1159] ‘No solo no le culpo, mas loole.’ Gomara, Hist. Mex., 203.
[1160] The most serious attacks took place on June 24th and 25th, as if oracles
had impelled the Mexicans to seek the destruction of the Spaniards on the
anniversary of their reëntry into the city after the Alvarado massacre. The
Tlacopan camp lost ten soldiers and had a dozen severely wounded, including
Alvarado. Bernal Diaz, Hist. Verdad., 142, 145.
[1161] Bernal Diaz seeks to convey the idea that he or his camp were opposed to
the attempt, Id., 146, but had it succeeded, he would probably have declared the
truth, that Cortés was urged on all sides to make the effort, as stated in Gomara,
Hist. Mex., 203, Herrera, dec. iii. lib. i. cap. xx., and Cortés, Cartas, 228-9.
Perhaps the general made objections chiefly to cover his responsibility in case of
failure.
[1164] He crossed the channel with fifteen soldiers to sustain the fugitives, says
Torquemada, i. 554; but this seems incorrect.
[1165] The claims to the honor of rescuing the general are conflicting. Gomara,
followed by Herrera and Torquemada, names ‘Francisco’ de Olea. Bernal Diaz,
who states that this soldier slew four of the captains holding Cortés, lets Lerma
dispose of the remainder. After this came other soldiers and Quiñones. Cristóbal
de Olea was quite young, 26 years of age, a native of Medina del Campo,
muscular, and skilled in arms, and a general favorite. Bernal Diaz adds other
particulars. Hist. Verdad., 146, 246. Ixtlilxochitl, on the other hand, claims for his
namesake the credit of having done what Spaniards claim for Olea, aided by his
Tezcucans, who kept the enemy at bay. This, he adds, is proved by a painting on
the gate of the monastery of Santiago Tlatelulco. Hor. Crueldades, 38-9. Herrera
briefly alludes to Ixtlilxochitl as coming up after Olea, and then relates with some
detail that at the same time came the Tlascaltec, Tamaxautzin he calls him, a
native of Hueyotlipan. He was afterward baptized as Antonio or Bautista, and
became a good Christian, the first native to receive extreme unction. dec. iii. lib. i.
cap. xx. Torquemada, i. 555, copies, but calls the man Teamacatzin. Both
evidently prefer Tlascaltec to Tezcucan records. In fact, Ixtlilxochitl adds certain
incredible particulars about the prowess of his wounded hero in pursuing the
Mexican general into a temple, although such pursuit could not have taken place
under the circumstances. See also Duran, Hist. Ind., MS., ii. 503, and Camargo,
Hist. Tlax., 130. Cortés writes that he would have been lost but for Quiñones, and
one of his men who lost his life to save him. Cartas, 233. A small chapel was
erected in the convent de la Concepcion to commemorate the escape. See
Saavedra, Indio Peregrino, canto 20.
[1166] Bernal Diaz assumes that Guzman rode up after Cortés was mounted, and
fell captive into Aztec hands. Hist. Verdad., 147.
[1168] Herrera relates how two captains, Flores and Mota, advanced with their
vessels up a narrow channel. Flores was severely pressed at one time, and the
latter had to sally on the street to relieve him and enable the brigantines to gain
more open water. Flores died within a week of his wounds. dec. iii. lib. i. cap. xx.
Torquemada says that Briones’ vessel was lifted through a breach in the
causeway. i. 555. Bernal Diaz speaks of several such narrow escapes. loc. cit.
[1169] The artillerists being all disabled or dead, Pedro Moreno de Medrano,
afterward a settler at Puebla, took their place. Id.
[1170] Bernal Diaz writes as if Sandoval gained the camp at an early hour, rode
over to Fort Xoloc, and came back in time to aid in Alvarado’s retreat. But he
would never have ventured to leave his command and his comrade in their
danger; nor does it seem likely that he could have ridden the long distance to
Xoloc and back in time to join in Alvarado’s conflict, even if Cortés’ defeat took
place before ‘misa mayor,’ as he assumes. Hist. Verdad., 146-8. This author is
here very confused, assuming, for instance, that Sandoval was fighting from his
own camp instead of coöperating near Alvarado.
[1171] So deeply affected was Bernal Diaz, among others, by the sight, and by the
fear of himself falling captive—twice had he narrowly escaped—that he ever after
had an oppressive feeling before battle. He then had recourse to prayer, and this
invariably fortified him for the fight, so that he always maintained his reputation as
a good soldier. He enumerates several incidents to prove that he was esteemed a
brave man. Hist. Verdad., 157. Oviedo, referring to human sacrifices among the
Romans, observes that they could not have been half so fearful. iii. 515.
[1173] A count revealed the loss of 62 men and 6 horses, says Bernal Diaz, Hist.
Verdad., 146, 152, 241, though he in one place leaves the impression that the
men were all captured alive. This could hardly be the case, for a ‘count’ would
reveal only the missing; none could tell how many fell captive. Yet Prescott boldly
assumes this number to have been taken, besides those who fell. Vetancurt
divides the figures into 40 captives and 20 dead, Teatro Mex., pt. iii. 162, and
Clavigero also includes dead and captive in that number, while raising the dead
horses to 7. Storia Mess., iii. 212. Solis writes that over 40 Spaniards were carried
off alive, and that Alvarado and Sandoval lost 20. Hist. Mex., ii. 410. Bernal Diaz
acknowledges only a third of such loss between these two captains. Gomara gives
40 captives, several killed, 3 or 4 horses lost, and over 30 wounded. Hist. Mex.,
205-6. Ixtlilxochitl raises the allied loss to over 2000. Hor. Crueldades, 37-9. Fifty-
three Spaniards, says Sahagun, Hist. Conq., 192. In the cédula of March 7, 1525,
granting a coat-of-arms to Cortés, 50 are mentioned, but in his letter to the
sovereign the general acknowledges only 35 to 40 and over 1000 allies. Herrera
and Torquemada adopt these figures. Oviedo, iii. 516, lowers the number to 30.
Duran, who confounds the late repulse of Alvarado with the Sorrowful Night and
this defeat, allows 4 banners to be captured. Hist. Ind., MS., ii. 501-4, 508.
[1174] Bernal Diaz gives this conversation with some detail, and names Treasurer
Alderete as the guilty officer who neglected to fill the channel, intimating that
Cortés had been heedlessly allured onward by the Mexicans, leaving Alderete to
attend to the filling. He even allows the treasurer to retort to the charge, in
Sandoval’s presence, that Cortés’ eagerness had been the cause of the neglect.
This is probably an invented account, based on Gomara’s statement that the
‘treasurer,’ no name being given, neglected to fill a channel on his route. Informed
of this, Cortés hastened thither to remedy the fault, only to meet the fleeing.
Herrera adopts this version, as do most writers, including Prescott; but it is
evidently wrong, for Cortés writes clearly that the misfortune occurred on his own
route, some distance above its junction with the Tlacopan road, to which they soon
retreated. On reaching this road he sent to recall the ‘treasurer and comptroller,’
who were leading their division victoriously at the farther end of it. Owing to their
care in filling channels ‘they received no injury in retreating.’ Cartas, 233-4. There
can be little doubt about this statement, since Cortés would have been only too
glad to cast the blame on any other division than his own. He does not even claim
to have been at the front, but in the rear, and near the spot where the neglect
occurred. The only question then is, who was the guilty officer? The ‘treasurer’
commanded the centre division, and although there were several treasurers, the
royal, late and new, and he who acted for the army, yet the new royal treasurer is
undoubtedly meant, and this appears to have been Alderete, according to the
statement of several authorities. Hence the accusation against Alderete must be
wrong; anything besides this must be conjecture.
[1175] ‘Bolviò à la grita, Andrés de Tapia [the captain of his party] matò mas de
sesenta Mexicanos,’ adds Torquemada, i. 558-9.
[1176] ‘Esto no fue sino cinco dias.’ Bernal Diaz, Hist. Verdad., 149.
[1177] Similar women of courage were María de Estrada, the heroine of Otumba,
Beatriz de Escobar, Juana Martin, and Beatriz de Palacios. Herrera, dec. iii. lib. ii.
cap. i.
[1178] Oil was the chief remedy. Torquemada, i. 558-60. Bernal Diaz speaks of a
soldier named Juan Catalan who performed cures with the sign of the cross and
psalm-singing. The Tlascaltecs also besieged the man for his attentions. ‘Y
verdaderamente digo, que hallauamos que Nuestro Señor Iesu Christo era
servido de darnos esfuerço, ... y de presto sanauan.’ Not twenty of Alvarado’s
men were free from wounds at this time. Hist. Verdad., 142. Solis allows this
wonderful healing power to be attributed to no woman. Hist. Mex., ii. 412. But then
he was a strict priest, who saw woman chiefly as a feeble and adoring supplicant.
[1180] Solis, Hist. Mex., ii. 415, states, and Prescott hastily affirms, that nearly all
the allies deserted, and Bernal Diaz enumerates the mere handful that remained;
but this must be erroneous, as shown by the course of the narratives in general.
Two expeditions were sent forth about this time, and the large number of allies
which joined therein may account in part for the gaps which gave rise to the above
exaggeration. Cortés, indeed, alludes very indirectly to any defection.
[1181] Forty thousand, says Ixtlilxochitl, obtained chiefly from Quauhnahuac and
other towns subject to Tezcuco. Hor. Crueldades, 40. Herrera and others mention
no auxiliaries from the camp. Bernal Diaz is confused.
[1183] ‘Y ellos le siruieron muy biẽ en el cerco.’ Gomara, Hist. Mex., 207.
Ixtlilxochitl claims of course that his Tezcucans formed the chief auxiliaries of
Sandoval. Bernal Diaz wrongly gives Tápia this expedition, which Cortés intimates
to have been sent about three days after the return of the Quauhnahuac party.
Cartas, 237.
[1184] Farfan and Villareal came, says Bernal Diaz, and Tecapaneca, cacique of
Topeyanco, led the returning Tlascaltecs. Hist. Verdad., 151.
[1185] Cortés leaves the impression that this incident took place during the days
when the Spaniards were making desultory entries into the city; but since he does
not speak of the oracle or the defection the affair is undecided. Torquemada, i.
557, intimates that Chichimecatl served under Sandoval, but this is wrong.
[1186] Ojeda magnifies the train of men to 4000 and the canoes to 3000. Herrera,
dec. iii. lib. i. cap. xxii.
[1187] Fifteen hundred loads maize, 1000 loads fowl, 300 sides venison, besides
other effects, including Xicotencatl’s confiscated property and women. Id.
[1188] Herrera intimates that the material may have been a consignment to Leon,
for which the disappointed owner sought a market. A vessel of Aillon’s fleet, says
Bernal Diaz, Hist. Verdad., 153.
[1189] Some time before he had expressed the same intention, and the fear that
little or no treasure would be recovered. Cartas, 222, 241. Ixtlilxochitl claims that
his namesake provided 100,000 men for the task, Hor. Crueldades, 42, and Bernal
Diaz states that this prince proposed purely a strict blockade as a safe and sure
plan. Hist. Verdad., 150. The result proves that this would have been the best and
as speedy as the one adopted, while the city would have been saved from
destruction. That the plan was ever seriously suggested among this impatient
crew is affirmed by no other authority.