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Suryani Eka Wijaya
Muhammad Imran
This Springer imprint is published by the registered company Springer Nature Singapore Pte Ltd.
The registered company address is: 152 Beach Road, #21-01/04 Gateway East, Singapore 189721,
Singapore
To planners, environmentalists and the
general public who aspire for sustainable
and affordable transport systems for their
respective cities.
Foreword
Since the mid-1970s, the fame and popularity of Bus Rapid Transit has steadily
grown. One of the most unusual characteristics of this mode of transport is that the
BRT was developed by a relatively low-income city in a developing country con-
text, turning its city of birth, Curitiba, Brazil, into a mecca for transport planners
and prompting many imitations worldwide.
Indonesian cities have organically developed a range of transport options that
offer a range of service levels and prices. These include motorbike taxis, minibuses
and angkot. The available options would be familiar to transport users across Asia:
from rickshaws in Lahore to dyipnes in Manila.
As this book details, on the face of it, the BRT would have been an obvious solu-
tion to the transport problems of rapidly growing urban regions such as Bandung
and Surabaya. As this book mentions, a remarkable 167 cases of BRT implementa-
tion exist worldwide. They provide a relatively cheap means of implementing a
formal public transport solution in a city where none existed previously.
Yet, the transfer of policy ideas from one context to another is never straightfor-
ward, no matter how laudable the idea. Politically, the case for a BRT has to over-
come an entrenched employed polity whose livelihoods rely on existing informal
modes of public transport. In Lagos, for example, an estimated 15% of the popula-
tion of 21 million people receive their sustenance from minibuses and commercial
motorcycles (Kumar et al. 2012)
As this book details, the angkot, ojek and becak drivers provided a formidable
and highly organised force that resisted the shift in the implementation of formal
public transport in the form of a BRT. In such situations leadership and an aware-
ness of multilevel governance are required to implement change. Far away from the
discussions among international donors in conference rooms and hotel lobbies, this
book provides a ground-up discussion of these issues. It mixes personal reflection
with in-depth interviews with a range of key actors. As such, it provides a timely and
critical corrective to the adulatory reports of BRT and its wholesale adoption. It is a
most welcome contribution to the field.
Many cities in Asia are faced with the challenges that the Indonesian cities of
Surabaya and Bandung face. The recommendations from this work ought to feed
vii
viii Foreword
Reference
Kumar, A., Zimmerman, S., & Agarwal, O. P. (2012). International experience in bus rapid transit
implementation: Synthesis of lessons learned from Lagos, Johannesburg, Jakarta, Delhi, and
Ahmedabad. Washington, DC: World Bank.
Acknowledgements
The idea of this book came to Muhammad Imran (second author) during research
nearly 10 years ago, when the World Bank and the Asian Development Bank started
promoting Bus Rapid Transit (BRT) as a ‘silver bullet’ to solve economic, social,
environmental and transport problems in developing countries. Muhammad Imran’s
research was joined by Suryani Wijaya (first author), who received New Zealand
Development Scholarships to undertake Ph.D. in transport planning at Massey
University, New Zealand. This book is an updated and revised version of Suryani
Wijaya’s thesis, which was shaped and reshaped many times in the last 8 years of
hard work.
There are so many people we both owe thanks to in the journey of this research
project, especially Dr. Jeffrey McNeill, for his feedback on doctoral research, and a
number of professionals, political and community leaders in Surabaya, Bandung
and Jakarta, who gave their precious time for interviews. We acknowledge the feed-
back of anonymous reviewers and the writing help from John Moriarty, which
helped polish this book into its current form. This book was made possible by the
friendly and easygoing attitude of the Springer editorial team of Jayanthie Krishnan
and Ameena Jaafar, who helped us at every stage.
Finally, we would like to thank our families, who were the source of motivation
throughout the preparation of this book. We hope it contributes to growing knowl-
edge on the complexities of the Bus Rapid Transit (BRT) in the developing
countries.
ix
Introduction
The sun shines hazily onto streets already crowded with pedestrians and clogged
with motorcycles and cars. Everywhere becak, Indonesia’s cycle rickshaws, weave
through gaps in the traffic and people hail angkot, the local minibuses with open
windows, for a ride to work. Ojek, motorcycle taxis, are also available to take people
to their destinations. But at the road’s far end, a few people are waiting for the
gleaming clean bus rapid transit (BRT) buses, running to timetable to and from vari-
ous parts of the city. It is claimed BRT, built with technical and financial assistance
from international development agencies, reduces traffic congestion and emissions.
In the following pages, the decision-making and the related contested stories sur-
rounding BRT in many Indonesian cities are explored.
The authors have vast experience of using urban public transport systems in
many low-income Asian (LIA) countries. We know that ordinary people have had to
spend much money, waste much time and risk their lives to travel in poor-quality,
unsafe public transport systems in LIA cities. Like other people, we are very anx-
ious to see the development of good-quality and high-occupancy public transport
systems in LIA cities: cities that face many challenges, among which institutional
challenges are the toughest.
Historically, transport policies in LIA countries have focused mainly on building
high-speed roads and have totally neglected greater use of other transport modes
such as walking, cycling and public transport (Bakker et al. 2014; Dahiya 2012;
Imran 2010; Mateo-Babiano 2016; Wright 2004b). These transport policies encour-
aged the use of cars and motorcycles among the middle-class population and made
it difficult for people with low incomes to travel and to contribute to economic
growth (Dahiya 2012; Jaeger et al. 2015; Wright 2004b). In addition, the compact
nature of LIA cities is particularly unsuited to coping with large numbers of vehi-
cles, and the increasing number of private vehicles means dangerous levels of air
pollution and energy consumption in these cities contribute to climate change
(Bakker et al. 2014). The response to climate change has been an attempt to improve
dysfunctional public transport systems, especially in mega-cities such as Manila,
Jakarta, Beijing, Ho Chi Minh City, Mumbai, Chennai, Karachi, Lahore, Guangzhou
and Shanghai. However, there has been little concern for improving public transport
xi
xii Introduction
in small- and medium-sized cities, despite these cities facing sharp growth in urban-
isation and playing a growing economic role in urban development while experienc-
ing challenges from poverty and environmental degradation (Buluran et al. 2013;
Dahiya 2012; Dimitriou 2006).
The success story of BRT in Curitiba (Brazil) and Bogotá (Colombia) has led
many international experts to advance the building of BRT systems as a solution to
urban transport problems in LIA cities (Rahman et al. 2012; Wright 2004b). BRT is
now seen as a global means of transforming LIA cities into sustainable cities
through access to environmental funds (ADB 2009).
In this book, we examine how high-level actors deployed the Curitiba and
Bogotá models of BRT in two medium-sized cities in Indonesia – Bandung and
Surabaya –and how those BRT projects were received and resisted by other actors
at the local level. BRT planning is a complex process. We unravel some of that
complexity by closely examining what happened in Bandung and Surabaya, shed-
ding light on the distinctive political and institutional dynamics that made the
implementation of the BRT project in each city more complicated. Simultaneously,
we issue a challenge to international and national institutions to develop BRT poli-
cies and projects in a way that can solve transport problems in LIA cities and con-
tribute positively to issues of climate change and energy consumption. Our study
has found (see Chaps. 3 and 4) gaps between different levels of policy development
and implementation of BRT projects. Wherever it is rolled out, the global policy
that treats BRT as a low-carbon development tool that integrates transport, develop-
ment and climate concerns (Bakker et al. 2014; Zusman and Sutomo 2010) could
collide with local public transport policy and cause policy tensions. To identify
these policy tensions in medium-sized LIA cities in general and in the Indonesian
cities of Bandung and Surabaya – which we are using as case studies – in particular,
we answer a research question: How do we identify the multi-level policy tensions
in public transport planning in medium-sized Indonesian cities.
We use the theory of multi-level governance (MLG) to explain the complexities
of intergovernmental relations and decision-making in the planning and implemen-
tation of BRT projects. MLG helps researchers to examine the relationships among
different levels of actors – people working at various levels in government, interna-
tional development agencies and national and international NGOs – who are
involved in the planning, policies and implementation of BRT. MLG theory also
helps to identify people’s goals, the types of power and the communication patterns
in play in Bandung and Surabaya during the BRT decision-making process.
The theoretical framework of MLG is built on an analysis of three types of power
and one set of patterns. The first type of power is financial-institutional power,
which we examine by looking at the financial interdependence of different levels of
government in the course of planning for and implementing BRT; the second is
socio-political power, which we interrogate by looking at the dynamic interplay of
national and local politics and social realities that either facilitate or obstruct BRT
projects; the third is discursive power, and we consider this by exploring the agen-
das and points of view being advanced through different policies and by different
Introduction xiii
investigate what kinds of challenges BRT projects in Bandung and Surabaya faced
in order that the findings from our case studies could contribute to BRT systems
becoming successful in further Indonesian and other medium-sized LIA cities. We
consider BRT to represent a case where tensions emerge at multiple levels from the
problems of transport governance in many LIA cities.
The facts and evidence related to policy were gathered in fieldwork that was car-
ried out in 2013–2014. We sourced our data from a range of policy and planning
documents, from more than 50 semi-structured formal and informal interviews and
from the media. The policy and planning documents we consulted included govern-
ment policies and planning documents, laws and regulations; country profile strate-
gies prepared by bilateral and multilateral agencies; a variety of organisational and
financial reports; feasibility studies prepared for BRT projects, standards, guide-
lines and design requirements for BRT; and papers and reports produced by aca-
demics and private and community organisations. We found that in general studies
of BRT-related documents were in most cases limited to the technical side of the
project (the ‘hard’ side). Less information was available concerning the institutional
and political side of BRT projects (the ‘soft’ side). That is why interview data were
essential for full analyses.
We interviewed individuals from a range of international and government agen-
cies, the private sector and non-government organisations in Surabaya, Bandung
and Jakarta. We selected participants for interview based on their role, involvement
and influence in the BRT development projects. In addition to these formal inter-
views, we organised informal meetings with local transport experts and well-known
academics and researchers from Indonesian universities in Jakarta, Bandung,
Yogyakarta and Surabaya, such as Yayat Supriyatna, Miming Miharja, Ofyar Tamin,
Wahyu Herijanto and others, to gain insight into BRT projects. We retrieved state-
ments from key stakeholders and virtual representation of stories from articles in
newspapers at the central (Kompas, The Jakarta Post and others), provincial and
city (Pikiran Rakyat, Jawa Pos and others) levels of government. Data from these
sources were analysed and four interrelated areas – policy document analysis, insti-
tutional analysis, stakeholder analysis and discourse analysis – were presented.
The data show that transport policies in Indonesia are one part of complex
political-institutional processes. Several central government ministries and depart-
ments are involved directly or indirectly in different stages and aspects of transport.
The complexity surrounding transport in Indonesia increases further because inter-
national development agencies set their own policy directions as part of their techni-
cal and funding assistance. Since the beginning of the twenty-first century, climate
change mitigation and adaptation strategies and central government policies have
promoted the idea that developing BRT systems in several Indonesian cities is a
handy way to access climate change global funding schemes. BRT development
policies were further strengthened by associated policies in transport, energy, spa-
tial and development planning and economic growth. However, BRT programmes
in Indonesia advanced a ‘one-size-fits-all’ approach. In Bandung and Surabaya, the
failure to consider local circumstances created financial-institutional, socio-
political, discursive and communication tensions.
Introduction xv
To be more precise, these tensions appear to have been caused by the gap between
top-down approaches and bottom-up expectations in the processes of, first, preparing
the BRT project and, second, implementing it. Indonesia’s BRT policy and funding
mechanisms follow a top-down approach, which causes tensions in intergovern-
mental relationships where there are complex and overlapping organisational struc-
tures and responsibilities. The absence of comprehensive planning processes and
clear communication between different levels of government organisation adds to
that complexity. International development agencies (such as GIZ, UNEP,
EMBARQ, WRI, the World Bank and the ADB), international NGOs (such as
ITDP) and Indonesia’s central government all felt strongly drawn to BRT as a solu-
tion to climate change in Indonesia. That attraction began a process of international
policy transfer to Jakarta, which then became a process of national policy transfer
to 23 cities, including Bandung and Surabaya. Bandung and Surabaya welcomed
technical assistance from international organisations and central government finan-
cial commitments to BRT, but later found it hard to organise extra funds at the local
level to implement the projects. This process bypassed the provincial government.
Even if bypassing provincial governments in this process is justified in terms of
reducing bureaucratic procedures for implementation of BRT systems, but has
resulted in a loss of opportunities for securing the provincial funds necessary for a
holistic response to wider metropolitan or regional transport problems. The difficul-
ties in implementing BRT projects exposed contradictions, variations and a lack of
human resource and financial capacity in local government in Indonesia.
While top-down BRT projects generated socio-political tensions in Bandung and
Surabaya, our study shows that the local political dynamic, including the role, style
and relationship of the Mayor and a complex lobbying and negotiation process with
local actors played an important role in Bandung’s acceptance and Surabaya’s rejec-
tion of BRT systems. Informal public transport such as angkot is a fundamental part
of everyday life in Bandung and Surabaya, as in other LIA cities. Historically, ang-
kot and allied services such as becak and ojek filled a vacuum in public transport
services and, at the same time, provided a livelihood for some economically deprived
people. Therefore, the BRT projects were perceived as a threat to their livelihood,
and there were public protests and demonstrations opposing the projects in both
Bandung and Surabaya. Our study clearly demonstrates that development projects
can be successful in LIA cities only if social-political realities are considered from
the earliest stages of the development process.
Our research shows that to consider local economic, social and environmental
realities is a more effective way of advancing a development project than is empha-
sising global issues that are of no interest to local people. For example, environmen-
tally friendly discourse regarding a solution to urban transport problems focuses on
shifting people from private vehicles to public transport. However, in the Indonesian
context, where people perceive a private vehicle as a status symbol, private vehicles
are more than just a mode of transport. Our analysis shows that, in top-down BRT
projects, there is poor communication between government and non-government
levels in general and, especially, between the local public and transport operators.
This communication breakdown has multiple causes: first, there is no history of
xvi Introduction
such contact and, therefore, little incentive to initiate it; second, given the lack of
communication, there is an associated lack of communication skills; and third,
unsurprisingly, there is simply no platform for open communication between the
various participants in development projects. Our study shows that MLG theory is
useful in hypothesising and later identifying policy tensions that hinder the success-
ful implementation of development projects.
Our research contributes to both theory and practice at the intersection of urban
planning, development studies, transport planning and policy disciplinary areas.
The research adds value to MLG theory by extending its boundaries into the three
dimensions of financial-institutional, socio-political and discursive power and the
communication patterns of power and legitimacy. This extension of MLG sheds
light on the gaps between BRT planning and implementation. This book makes an
important contribution to the field of planning practice by establishing that it is
important to analyse city-specific details and contextual factors before implement-
ing transport projects. The work that international development agencies do on BRT
at the local level needs to be concerned with local transport systems, before such
agencies promote BRT as a global response to climate change. Central government
organisations need to provide soft and hard infrastructure when transferring respon-
sibility for BRT systems to local governments. Provincial governments must
develop a planning process that connects city government with a wide range of
stakeholders. City governments should identify the needs of their people and related
politics, focusing on the existing livelihood of public transport operators, before
accepting a solution urged on them by higher levels of government. Civic groups
can make a difference at the local level when their voices have been heard through-
out the planning process. The media have an important role in influencing public
opinion and should be included from the beginning of the process. This study con-
cludes that there are a number of prerequisites for the creation of successful BRT
systems in LIA cities. Projects to achieve such systems should be supported with
continuous innovation in social, political and land use areas, as happened in Curitiba.
The remainder of this book is divided into seven chapters. Chapter 1 explains the
complexities of urban transport in LIA cities and the policy responses that are
designed to address these complexities. Chapter 2 conceptualises MLG theories by
focusing on power, communication and participation in policy development. This
chapter develops a theoretical framework. Chapter 3 explores transport decision-
making in Indonesia and critically reviews transport, environmental and climate
change, national development planning, urban development planning, spatial plan-
ning, energy and economic policies to identify the perceived role of BRT in devel-
opment. Chapter 4 explores the planning and implementation of the BRT project in
Bandung, West Java Province. The chapter identifies four dimensions of policy ten-
sion generated by an imbalance in the power structure governing hierarchical actors’
relationships and by a gap in communication patterns. This chapter provides impor-
tant insights and reasons for the failure of the implementation of the BRT project in
Bandung. Chapter 5 explores the planning and implementation of the BRT project
Introduction xvii
in Surabaya, East Java Province. The chapter critically reviews planning and policy
documents to shed light on the reasons for planning failure in this BRT project.
Chapter 6 explains the dynamics of transport policies and multi-level policy ten-
sions in creating sustainable urban transport for medium-sized Indonesian cities. It
also highlights the importance of MLG theory in capturing the power and commu-
nication gaps that can exist during the formulation of urban transport policy and its
implementation. The final chapter presents our conclusions and some directions for
future research.
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xviii Introduction
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Contents
xix
xx Contents
Appendices���������������������������������������������������������������������������������������������������������� 191
Index�������������������������������������������������������������������������������������������������������������������� 195
Abbreviations
xxiii
xxiv Abbreviations
Indonesian Terms
Abstract Public transport in low-income Asian (LIA) cities is often of poor qual-
ity, fails to meet people’s needs, generates high GHG emissions and worsens social
exclusion. After bus rapid transit (BRT) projects were successful in Bogota and
Curitibá, LIA countries promoted BRT in their large- to medium-sized cities.
However, the political and institutional structure distinctive to LIA cities makes it
challenging to implement BRT projects. This chapter presents the complexities of
urban transport in LIA cities and explains why multi-level governance (MLG) is
needed to analyse the complexities of BRT policies and projects in Indonesia.
Low-income Asian (LIA) cities are characterised, among other things, by sharp
rises in rates of urbanisation, in which there is much use of public transport, and
walking and cycling trips taking place within an environment of high-density urban
development. LIA cities have distinct political and institutional dynamics, which
make the environment in which policy-making takes place more complex. Many
Indonesian cities promote bus rapid transit (BRT) projects based on assorted poli-
cies that have been devised by many actors at different levels of authority or influ-
ence. These actors have multiple goals and suggest different implementation
strategies, an approach which causes tensions in the name of improving public
transport systems. This chapter provides background to the development of bus
rapid transit (BRT) projects as part of a popular solution to solving problems of
urban transport and climate change in LIA cities.
LIA cities are a focus of the climate change debate because of their high popula-
tion density and their vulnerability to impacts of climate change, such as rises in
sea level, flooding, intensified storms and storm surges (Fuchs et al. 2011;
UN-HABITAT 2008, 2011). The intensity of the debate arises from the response to
these threats by urban and transport planners, who have not responded adequately
to these risks (Fuchs et al. 2011). The growing dependence on fossil fuels for the
energy and transport sectors in LIA cities contributes to the total of those cities’
greenhouse gas emissions. Increasing numbers of medium-sized LIA cities are at
very high risk of climate change impacts.
Emissions from the transport sector in the Indonesian cities of Bandung and
Surabaya, like those in many other medium-sized LIA cities, are increasing as a
consequence of an increase in urbanisation, including a steep rise in the number of
private vehicles. The effects of the increase in emissions have been compounded by
a lack of urban transport planning and inappropriate urban transport policy responses
that favour the building of roads and state-of-the-art public transport, such as bus
rapid transit (BRT) systems (Barter et al. 2003; Matsumoto et al. 2007; Timilsina
and Shrestha 2009). Urban transport policy in Indonesia is made at central, provin-
cial and city government levels (Zusman and Sutomo 2010), with the active involve-
ment of international development agencies and international NGOs (Andonova
et al. 2009; Kennedy et al. 2005; Larsen and Gunnarsson-Östling 2009; May et al.
2003). The interaction of so many actors creates multiple goals, networks, capaci-
ties and interdependent relationships, which pose policy tensions at the city level.
These tensions may arise from the exercise of power held by various actors, from
policy networks or from institutional capacities. Our study seeks to identify and
address these tensions.
The global campaigns concerned with climate change argue that public transport
matters not only for people’s mobility, for the economy and for social reasons but
also for environmental protection in the long run (Bakker and Huizenga 2010; GTZ
2010). Bus rapid transit (BRT) is widely promoted as a solution to urban transport
problems in that it deals with increasing air pollution and greenhouse gas emissions.
However, the literature suggests that the success of BRT in terms of policy formula-
tion, plan-making and policy implementation is not cut and dried. Many urban
transport researchers in this decade, for example, Ernst and Sutomo (2010), Lindau
et al. (2014), Satiennam et al. (2013), Wright (2011) and Wu and Pojani (2016),
have in fact questioned that success on such grounds. Tensions caused by MLG set-
tings are likely to contribute to the under-performance of BRT in LIA cities.
LIA cities have become the centre of economic activity in the last two decades and
have contributed directly to national income. Their contribution varies in different
regions of Asia, but on aggregate these cities have contributed more than 84 per cent
of the national income in many LIA nations (UN-HABITAT 2010). For example,
Jakarta, as the metropolitan and capital city of Indonesia, contributed almost 12% to
the national GDP in 1990 (Ooi 2007). This contribution is increasing over time:
Jakarta contributed 25.5% of the National GDP in 2006 (Firman 2016). Further,
while greater urbanisation has promoted the economic role of LIA cities, the
increasing economic role of LIA cities has generated rapid urbanisation. However,
urbanisation in these cities varies in nature and scale. Population growth in LIA cit-
ies is mainly due to natural births, migration from smaller cities to larger cities and
from rural to urban areas, and the inclusion of land and population on the periphery
of cities (Cohen 2004; Ooi 2007; Yeung 2011). In LIA countries, 42% of people
lived in urban areas in 2009, which is likely to increase to 50% in 2050 (United
Nations 2010).
The rate of urbanisation in Asia is 3.5%, which is higher than the average world
urbanisation level of 2.6% that occurred from 1975 to 2000 (Marcotullio and Lee
2003). Population growth in Asia is concentrated in cities and is estimated to
increase by 1.7 billion by 2050 (United Nations 2010). It is also estimated that the
number of medium-sized cities (population over one million) in Asia will increase
from 194 in 2000 to 288 in 2025 (Cohen 2006; Dimitriou 2006; Sakamoto et al.
2010). There are 328 cities in India with a population of more than 100,000, 263
such cities in Japan 263, 209 in China and 137 in Indonesia. These cities are widely
distributed, especially in Southeast Asian countries as shown in Fig. 1.1. Half of
Indonesia’s population lived in urban areas in 2010, and it is predicted that the pro-
portion will reach 60% by 2025 (United Nations 2012). The increasing economic
role of cities and rising population numbers have also brought about a greater need
to travel and have affected the provision of infrastructure and facilities for public
transport.
Medium-sized LIA cities have distinct physical and social characteristics. Typical
physical characteristics are high population density, employment density and mixed
land uses (Barter et al. 2003; Madlener and Sunak 2011). For example, the cities of
Southeast Asia have four times higher population density than European cities and
eight times higher population density than North American and Australian cities
(UN-HABITAT 2011). The highest urban density in Asian cities, found in Manila,
Shanghai and Jakarta, was more than 300 persons per hectare (Kenworthy 2011). In
terms of social characteristics, demographic composition and poverty are the
4 1 Complexities of Urban Transport in Low-Income Asian Cities
Beijing Seoul
Tokyo
Taipei
Population
Kolkata Hong Kong
Mumbai < 1.5 Mil
1.5 - 5 Mil
Bangkok Manila 5 - 10 Mil
10 - 15 Mil
>15 Mil
Singapore
Jakarta
Fig. 1.1 Overview of population distribution in Asian cities. (Source: ESRI (1998) and World
Gazetteer (2005) cited by World Bank (2007, p. 189))
dominant features of LIA cities. These cities comprise mainly young people. For
example, 50% of the population of Indonesia was under 25 years old in 2010 (CIA
2012). The unbalanced economic and population growth in LIA cities also gener-
ates poverty (Jorgenson et al. 2010). The poor people in these cities live in urban
slums and can rarely afford motorised transport (Dahiya 2012).
LIA cities can be categorised into major- and medium-sized cities in terms of
their population. Traditionally, major LIA cities have received more attention in
terms of the development of urban infrastructure than have medium-sized cities
(Pojani and Stead 2015). However, medium-sized cities play an important role
because there are many of them; they have relatively low adaptive capacity and
ineffective urban planning in relation to the impact of climate change (Dimitriou
2006; Fuchs et al. 2011). The main reasons for focusing on medium-sized LIA cit-
ies are that these cities play significant roles as local centres of economic growth,
build the links between urban and rural areas, are administrative headquarters and
provide a temporary migration location for rural people moving to urban areas
(UN-HABITAT 2010).
A higher proportion of trips in LIA cities involve sustainable modes of trans-
port – low-cost public transport, cycling or walking – that is the case in US,
Australian or New Zealand cities. As shown in Table 1.1, in LIA cities such as
Shanghai, Mumbai, Chennai, Guangzhou, Manila, Beijing and Jakarta, more than
1.2 Features and Characteristics of Medium-Sized Low-Income Asian Cities 5
Table 1.1 Modal split in selected Asian cities by proportion of total daily trips
Public transport Nonmotorised Total sustainable Private transport
City trips (%) trips (%) transport trips (%) trips (%)
Shanghai 15 78 93 7
Mumbai 41 50 91 9
Chennai 42 44 86 14
Guangzhou 14 69 83 17
Manila 59 21 80 20
Beijing 28 48 76 24
Jakarta 26 46 72 28
Bangkok 43 12 55 45
Seoul 35 18 53 47
Ho Chi Minh 2 44 46 54
City
Kuala Lumpur 7 24 31 69
Source: Kenworthy (2011, p. 96)
70% of total daily trips are taken by public transport and nonmotorised transport. In
comparison, in US cities only 12% of trips are made on public transport and non-
motorised transport, and in Australian/NZ cities, that ratio is also comparatively
low, at 21% (Kenworthy 2011). This high share of sustainable transport contributes
to proportionately less greenhouse gas (GHG) emissions in LIA cities and needs to
be recognised in setting transport priorities and investment (Dhakal 2004;
Kenworthy 2011).
Regardless of the currently high proportion of trips in LIA cities using methods
of sustainable transport, that ratio is continuously declining (Wright and Fulton
2005) due to the poor quality of public transport services and infrastructure (Poudenx
2008) and the prioritisation of investment into funding roads. Little information is
available on how these cities undertake planning and policy-making when manag-
ing complex urban development agenda that have an impact on trips using sustain-
able methods of transport. An analysis of urban transport policies in medium-sized
LIA cities is important if improvements are to be made to achieve goals around
sustainable methods of transport.
Many interrelated factors create problems related to urban transport in LIA cities.
Wright and Fulton (2005) estimate that the extent of motorisation in developing
countries will far exceed that of developed nations by 2030. LIA cities have rela-
tively low car ownership compared to cities in developed countries. The dominant
feature of vehicle ownership in LIA cities is higher ownership and use of motorcy-
cles than cars (Barter 1999). In addition, factors such as urbanisation and economic
6 1 Complexities of Urban Transport in Low-Income Asian Cities
Solutions to urban transport problems in LIA cities vary. They include road-based,
rail-based and bus-based transport systems. Historically, developing more roads is
perceived as creating the opportunity to reduce traffic congestion but with the down-
side of an increase in the use of motor vehicles. In the last decade, promoting public
transport has also been seen as a means to reduce local air pollution and relieve
congestion. However, the choice of a rail-based or of a bus-based system is influ-
enced by many interrelated economic, social, political and environmental factors.
Bus-based public transport such as BRT emerged because it was a solution that
many international development agencies promoted for LIA cities.
Currently, more than 100 LIA cities are investing or have invested huge sums to
build BRT systems with the help of international development agencies, the private
sector and NGOs. International development agencies and international NGOs are
interested in LIA cities because of the cities’ greater vulnerability to climate change
1.3 Governance and Multi-level Governance 7
and the impacts on the cities of increases in temperature and of rises in sea level
(United Nations 2010). Many LIA cities have very large populations living in
coastal and low-lying areas, at high risk of adverse climate-related events, which
encourages international development agencies to advise them to invest in BRT
systems (Blanco et al. 2009; Firman et al. 2011; Fuchs et al. 2011; Hunt and Watkiss
2011; Satterthwaite 2011; UN-HABITAT 2008, 2011; WWF 2009). The Indonesian
government has taken this opportunity to access climate change global funding
schemes that help alleviate climate change, and it therefore supports the develop-
ment of a nationwide BRT system. International development agencies and interna-
tional NGOs have played an active role in building awareness of the importance of
BRT as a low-cost modern transport system. However, the fact that medium-sized
cities in Indonesia have distinct physical and social characteristics and a high pro-
portion of sustainable transport has been overlooked in BRT policy might create
tensions. Overall, the reason for selecting BRT is perceived differently at different
government levels.
1.3.1 Governance
Governance has diverse meanings in different disciplines. The debate about gover-
nance mainly concerns a shift from the role of government as decision-maker to the
concept of governance as a process in which all related stakeholders are consciously
involved in decision-making (Hysing 2009; Peters and Pierre 1998; Stoker 1998;
Weber et al. 2011). ‘Governance’ describes the decision-making process conducted
by various policy actors within and outside government. Governance includes vari-
ous strata of government organisations, politicians, the private sector, NGOs, supra-
national institutions, community groups and civil society (Weber et al. 2011).
However, themes that are common to the term ‘governance’ are the pursuit of col-
lective actions for achieving binding agreements among public and nonpublic actors
in the policy-making process. So, however, the concept of governance encompasses
a complex nexus of the actors who govern, the objects to be governed and the insti-
tutions of government (Kooiman 2008). For optimal results, the actors, the objects
and the institutions must act in concert. The interdependence of these elements
affects the quality of the governance system.
In political science, governance stresses the power relationships among different
actors involved in policy decisions (Kjaer 2004; Stoker 1998). The involvement of
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he attempts to write quickly, there is a marked tremor which renders
the letters sometimes almost illegible. The up strokes show the most
tremor. There is no festination, no change in voice, no loss of power
over the sphincters, and no loss of reflexes; the reaction to the
galvanic current is normal.
Case II.—W. H——, æt. 58, male. For fifty years the patient has
been a hard writer, first as an editor and later as a cashier. In 1882
he noticed difficulty in raising arm to put away papers in pigeon-
holes above his head; this movement caused pain in shoulder and
arm. Shortly after this he found that his hand became tremulous
when he attempted to write, and later any voluntary effort was
sufficient to cause the tremor. There has been no cramp. The grip of
both hands is good, nor is there any wasting of the muscles.
Standing with eyes closed causes no swaying, although there are
occasional vertiginous attacks. While walking he has noticed that the
right arm does not swing with its usual freedom. No ataxic pains are
present. Reflexes of right arm and shoulder are very much
exaggerated; there are no changes in nutrition or sensation.
Galvanic reaction normal and alike in both arms. The urine is non-
albuminous.
Case III.—T. L——, æt. 45. In 1880, three years ago, patient noticed
occasional formication in various parts of the right face, hand, and
leg, which ceased after he suspended the use of tea and coffee;
soon after this he noticed that his writing began to lack ease and that
the letters became crowded toward the end of the line; later, a fine
tremor appeared in the fingers of the right hand; crampy sensations
then appeared in the hamstring muscles of right leg, chiefly while
sitting with the knee bent at right angles; writing with the right hand
was sufficient to cause, or at least aggravate, this. In 1882 the right
arm lost its automatic swing during walking, although holding the left
arm still would enable the right arm to swing automatically. Lately the
symptoms have ceased advancing, and some seem to improve. His
present condition is an inability to write with right hand without
paying great attention and making each letter separately, and a
trembling of fingers during excitement of any kind. Coarse
movements of co-ordination can, as a rule, be well performed; there
is no increase of reflexes, nor are they absent; there is no ataxic gait,
and there are no trophic changes. Galvanic reaction is normal, and
alike on both sides. There is no history of hereditary disease or of
venereal taint.
Palsy from pressure, as from sleeping with the head resting upon the
arm or with the arm hanging over the back of a chair, is a frequent
cause of paresis or paralysis of the muscles supplied by the
musculo-spiral.
56 Ibid.
The fact that the left hand becomes implicated in some cases where
it is used to relieve the right should be mentioned in this connection
as lending weight to this hypothesis, especially as in a few cases of
telegraphers' cramp the left hand has been found implicated in the
very first attempt to use it in telegraphing.
62 “The Cure of Writers' Cramp,” Brit. Med. Journ., 1885, vol. i. pp. 323-325.
The older theory that the disease is solely central in its pathology is
advocated by Duchenne,66 Solly,67 Reynolds,68 Althaus,69 Wood,70
Vance,71 Erb,72 Dally,73 Axenfield,74 Whittaker,75 Waller,76 Gowers,77
Hammond,78 Romberg,79 Cederschjöld,80 Robins,81 Ross,82 and
some others. Roth83 considers that there are two entirely separate
classes, the central and the peripheral or local.
66 De l'Électrisation localisée, 3d ed., pp. 1021 et seq.
68 System of Medicine.
69 Julius Althaus, London Mirror, vol. vii., Aug. 1, 1870; also, pamphlet, Scriveners'
Palsy, London, 1870.
70 Practice of Medicine.
71 Reuben A. Vance, Bost. Med. and Surg. Journal, vol. lxxxviii. p. 261.
81 “Writers' Cramp,” Amer. Journ. Med. Sci., April, 1885, pp. 452-462.
82 A Treatise on Diseases of the Nervous System, London, 1881, vol. i. pp. 464-469.
86 Medical Electricity.
Many others have written upon this subject, but upon the probable
pathology they have been silent.
There are some cases where the disability is pronounced, and yet
the most careful examination fails to reveal peripheral changes of
sufficient gravity to account for the severity of the symptoms; these,
in my opinion, are best explained by supposing a hyperexcitability of
the spinal centres, as previously expressed.
Exactly what the alteration in the condition of the spinal cord is which
probably occurs in many of these cases it is impossible to state, but
the view that it is a nutritive change of the upper dorsal and lower
cervical portion of the spinal cord (that is, when the arm is the part
affected, as it is in all but the rarer cases) is quite attractive, the
condition being secondary to a peripheral irritation in many cases.
Althaus95 considers that there is a “constriction of the small arteries,
dilatation of the veins, and slight serous effusions compressing the
nervous matter in the cervical spinal cord.”
95 Loc. cit.
Pain in the cervical and dorsal spine during work may be mentioned
here as an evidence that some of the symptoms are due to central
alterations.
Those few cases that exhibit great difficulty in performing one set of
movements that requires a certain combination of muscles, but are
able to use those same muscles in combination with others with
ease, are difficult of explanation by the peripheral theory of the
disease alone; but less difficulty is encountered if a superexcitability
of the spinal centres is supposed to exist, for here we can imagine
that when all the centres so affected are called into use, and only
then, there will be an undue amount of nervous energy transmitted to
the periphery, and disordered movement be the result.
When the cramp has existed for years and is present in many of the
finer acts of co-ordination, the case becomes almost hopeless as far
as cure is concerned; and even though the part is rested, so far as
the disabling occupation is concerned, for months or even years, it
will be found to return upon resumption of the old work. Roth96
considers those cases due to central changes totally incurable.
96 Loc. cit.
It is also important that the table or desk upon which the writing is
done should be of a convenient height, with plenty of room for the
arrangement of the paper; otherwise an awkward manner is
inevitable.
It has been stated, and quite generally believed, that the slighter
degrees of scriveners' palsy are relieved by avoiding contact with the
metallic portion of the pen-holder,98 and one of the methods taken to
avoid this contact, especially among telegraph operators, is to slip a
piece of rubber tubing over the pen-holder; this certainly does relieve
the fatigue slightly, but the cause is not the avoidance of contact with
metal or the insulation, etc., but simply that the holder is thus made
larger and softer for the fingers, and thus takes the place of a cork
pen-holder, which for some time has been in use for this purpose.
98 W. Bathurst Woodman, St. Andrews Grad. Ass., 1872-73.
The telegraph key should be placed some distance from the edge of
the table, so that the forearm may have sufficient support, resting
upon the bellies of the flexor group of muscles, and thus relieve the
shoulder-muscles, which otherwise would have to support the weight
of the arm. Some operators prefer to hold the arm raised from the
table, but this method is more liable to cause fatigue.
Several keys have been invented for the purpose of lessening the
amount of force needed to manipulate them, and to avoid the jarring
caused by the metallic contact; and, although everything that lessens
the amount of labor should be adopted, the movements of
telegraphing must remain the same no matter which key is used.
The other means described in the last section are also useful in the
treatment as affording temporary rest to the affected muscles.
Hamilton101 has seen occasional benefit from forced rest by
fastening the hand upon a splint.
101 Loc. cit.
In telegraphing, besides using the left arm, the key may be grasped
in a different manner, or if the operator has been holding his arm
raised from the table, let him rest it upon the latter, or vice versâ.
105 Der Schreibekrampf mit Rücksicht auf Path. u. Therap., Wiesbaden, 1860, review
in Schmidt's Jahrbucher, Bd. cxv. 3, 136, 1862.
The galvanic current has of late been considered one of the most
important agents in the treatment of these affections, but there is
considerable variance among authorities as to how it should be
applied. The most efficacious method is the descending current
(anode on the spine and the cathode at the periphery), as this has
been found to be more soothing in its effects than the reverse. The
anode should be placed upon the spine over the cervical cord, and
the cathode in the hand of the affected side or over the affected
muscles or nerves.