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MOTIVATIONAL
INTERVIEWING
for Clinical Practice

Petros Levounis, M.D., M.A.


Bachaar Arnaout, M.D.
Carla Marienfeld, M.D.
Motivational Interviewing
for
CLINICAL PRACTICE
Motivational Interviewing
for
CLINICAL PRACTICE

Edited by

Petros Levounis, M.D., M.A.


Bachaar Arnaout, M.D.
Carla Marienfeld, M.D.
Note: The authors have worked to ensure that all information in this book is
accurate at the time of publication and consistent with general psychiatric and
medical standards, and that information concerning drug dosages, schedules, and
routes of administration is accurate at the time of publication and consistent with
standards set by the U.S. Food and Drug Administration and the general med­
ical community. As medical research and practice continue to advance, however,
therapeutic standards may change. Moreover, specific situations may require a
specific therapeutic response not included in this book. For these reasons and be­
cause human and mechanical errors sometimes occur, we recommend that read­
ers follow the advice of physicians directly involved in their care or the care of a
member of their family.
Books published by American Psychiatric Association Publishing represent the
findings, conclusions, and views of the individual authors and do not necessarily
represent the policies and opinions of American Psychiatric Association Pub­
lishing or the American Psychiatric Association.
If you wish to buy 50 or more copies of the same title, please go to www.appi.org/
specialdiscounts for more information.
Copyright © 2017 American Psychiatric Association Publishing
ALL RIGHTS RESERVED
First Edition
Manufactured in the United States of America on acid-free paper
20 21 18 17 16 5 4 3 2 1
American Psychiatric Association Publishing
1000 Wilson Boulevard
Arlington, VA 22209-3901
www.appi.org
Library of Congress Cataloging-in-Publication Data
Names: Levounis, Petros, editor. | Arnaout, Bachaar, 1974- editor. | Marienfeld, Carla,
editor.
Title: Motivational interviewing for clinical practice / edited by Petros Levounis,
Bachaar Arnaout, Carla Marienfeld.
Description: First edition. | Arlington, Virginia : American Psychiatric Association
Publishing, [2017] | Includes bibliographical references and index.
Identifiers: LCCN 2016051307 (print) | LCCN 2016052639 (ebook) |
ISBN 9781615370467 (pbk. : alk. paper) | ISBN 9781615371242 ()
Subjects: | MESH: Motivational Interviewing | Interview, Psychological
Classification: LCC RC454 (print) | LCC RC454 (ebook) | NLM WM 55 | DDC
616.89—dc23
LC record available at https://lccn.loc.gov/2016051307
British Library Cataloguing in Publication Data
A CIP record is available from the British Library.
Contents

Contributors . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ix
Preface . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . xiii

Part 1
Getting Ready to
Use Motivational Interviewing

1 Motivational Interviewing in
Addiction Treatment . . . . . . . . . . . . . . . . . . . . . . . . 3
Edward V. Nunes, M.D.

2 Fundamentals of Motivational Interviewing . . . . 15


Caridad C. Ponce Martinez, M.D.
Bachaar Arnaout, M.D.
Steve Martino, Ph.D.

3 Engaging . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 35
Teofilo E. Matos Santana, M.D.
Ayana Jordan, M.D., Ph.D.

4 Focusing . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 53
Grace Kwon, D.O.

5 Evoking. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 65
Mandrill Taylor, M.D., M.P.H.

6 Planning . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 85
Noah Capurso, M.D., M.H.S.
Part 2
Getting Good at
Motivational Interviewing

7 Integrating Motivational Interviewing


With Other Psychotherapies . . . . . . . . . . . . . . . . 107
Marie-Josée Lynch, M.D., C.M.
Bachaar Arnaout, M.D.
Richard N. Rosenthal, M.D.

8 Motivational Interviewing and


Pharmacotherapy. . . . . . . . . . . . . . . . . . . . . . . . . 131
SueAnn Kim, M.D.
Vicki Kalira, M.D.

9 Motivational Interviewing in a
Diverse Society . . . . . . . . . . . . . . . . . . . . . . . . . . . 151
Brian Hurley, M.D., M.B.A., DFASAM
Jeffrey DeVido, M.D., M.T.S.

Part 3
Getting Advanced Knowledge in
Motivational Interviewing

10 Teaching Motivational Interviewing. . . . . . . . . . 167


Carla Marienfeld, M.D.
Caridad C. Ponce Martinez, M.D.
Curtis Bone, M.D., M.H.S.

11 Motivational Interviewing in Administration,


Management, and Leadership . . . . . . . . . . . . . . 187
Petros Levounis, M.D., M.A.
Elie G. Aoun, M.D.
12 The Science of Motivational Interviewing . . . . . 205
Michelle C. Acosta, Ph.D.
Angela R. Bethea-Walsh, Ph.D.
Deborah L. Haller, Ph.D.

Appendix 1: Key Concepts in Motivation and


Change . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 229

Appendix 2: Answer Guide to Study Questions . . 239

Index . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 261
Contributors

Michelle C. Acosta, Ph.D.


Principal Investigator and Administrative Director, Center for Technology and
Health, National Development and Research Institutes, Inc., New York, New
York

Elie G. Aoun, M.D.


Addiction Psychiatry Fellow, Department of Psychiatry, University of Califor­
nia, San Francisco, San Francisco, California

Bachaar Arnaout, M.D.


Assistant Professor of Psychiatry, Yale School of Medicine, VA Connecticut
Healthcare System, West Haven, Connecticut

Angela R. Bethea-Walsh, Ph.D.


Licensed Psychologist, Bethea Consulting and Psychological Services, P.C.,
Atlanta, Georgia

Curtis Bone, M.D., M.H.S.


Addiction Medicine Fellow, Yale School of Medicine, New Haven, Connecticut

Noah Capurso, M.D., M.H.S.


Assistant Professor of Psychiatry, Yale School of Medicine, New Haven, Con­
necticut

Jeffrey DeVido, M.D., M.T.S.


Assistant Professor, Department of Psychiatry, University of California, San
Francisco School of Medicine, San Francisco, California

Deborah L. Haller, Ph.D.


Voluntary Associate Professor, Department of Public Health Sciences, Miller
School of Medicine, University of Miami, Miami, Florida

ix
x Motivational Interviewing for Clinical Practice

Brian Hurley, M.D., M.B.A., DFASAM


Robert Wood Johnson Foundation Clinical Scholar, David Geffen School of
Medicine, University of California, Los Angeles, Los Angeles, California

Ayana Jordan, M.D., Ph.D.


Assistant Professor, Department of Psychiatry, Yale School of Medicine, New
Haven, Connecticut

Vicki Kalira, M.D.


Assistant Clinical Professor, New York University Langone Medical Center,
New York

SueAnn Kim, M.D.


Addiction Psychiatry Fellow, New York University School of Medicine, New York

Grace Kwon, D.O.


Addiction Psychiatry Fellow, Department of Psychiatry, Yale School of Medi­
cine, New Haven, Connecticut

Petros Levounis, M.D., M.A.


Professor and Chair, Department of Psychiatry, Rutgers New Jersey Medical
School; Chief of Service, University Hospital, Newark, New Jersey

Marie-Josée Lynch, M.D., C.M.


Addiction Psychiatry Fellow, Department of Psychiatry, Yale School of Medi­
cine, New Haven, Connecticut

Carla Marienfeld, M.D.


Associate Professor of Psychiatry, University of California, San Diego, San Di­
ego, California

Steve Martino, Ph.D.


Professor of Psychiatry, Yale School of Medicine, New Haven; Chief, Psychol­
ogy Service, VA Connecticut Healthcare System, West Haven, Connecticut

Teofilo E. Matos Santana, M.D.


Assistant Professor, Department of Psychiatry, Yale School of Medicine, New
Haven, Connecticut

Edward V. Nunes, M.D.


Professor of Psychiatry, Columbia University and New York State Psychiatric In­
stitute; Principal Investigator, Greater New York Node, National Drug Abuse
Clinical Trials Network, New York State Psychiatric Institute, New York
Contributors xi

Caridad C. Ponce Martinez, M.D.


Assistant Professor of Psychiatry, University of Massachusetts Medical School,
Worcester, Massachusetts; Assistant Professor Adjunct of Psychiatry, Yale
School of Medicine, New Haven, Connecticut

Richard N. Rosenthal, M.D.


Professor of Psychiatry, Icahn School of Medicine at Mount Sinai, New York

Mandrill Taylor, M.D., M.P.H.


Addiction Psychiatry Fellow, Department of Psychiatry, Yale School of Medi­
cine, New Haven, Connecticut

Students and Residents


David L. Convissar, M.D.
Rutgers New Jersey Medical School 2016; Rutgers Anesthesiology 2020

Isaac Johnson
Yale School of Medicine, MS2

Jill Konowich, Ph.D.


Rutgers New Jersey Medical School, MS-IV

David Kopel
Rutgers New Jersey Medical School, MS-IV

Jose Medina, M.S.W.


Rutgers New Jersey Medical School, MS-II

Eli Neustadter
Yale School of Medicine, MS2

Emmanuel Ohuabunwa, M.D., M.B.A. candidate


Yale School of Medicine, MS4

Anil Rengan
Rutgers New Jersey Medical School, MS-IV

Amy Schettino
Yale School of Medicine, MS3

Augustine Tawadros
Rutgers New Jersey Medical School, MS-III
xii Motivational Interviewing for Clinical Practice

Melissa Thomas
Yale School of Medicine, MS2

Mike Wang
Yale School of Medicine, MS3

Disclosure of Competing Interests


The following contributors to this book have indicated a financial interest in or other
affiliation with a commercial supporter, a manufacturer of a commercial product, a
provider of a commercial service, a nongovernmental organization, and/or a govern­
ment agency, as listed below:

Jeffrey DeVido, M.D., M.T.S.—Shareholder: Altria; Phillip Morris Co. (nei­


ther of which are specific focus of the author’s contributions).
The following contributors to this book have no competing interests to report:
Michelle C. Acosta, Ph.D.
Elie G. Aoun, M.D.
Bachaar Arnaout, M.D.
Angela R. Bethea-Walsh, Ph.D.
Curtis Bone, M.D., M.H.S.
Deborah L. Haller, Ph.D.
Brian Hurley, M.D., M.B.A., DFASAM
Ayana Jordan, M.D., Ph.D.
Vicki Kalira, M.D.
SueAnn Kim, M.D.
Grace Kwon, D.O.
Marie-Josée Lynch, M.D., C.M.
Petros Levounis, M.D., M.A.
Carla Marienfeld, M.D.
Steve Martino, Ph.D.
Teofilo E. Matos Santana, M.D.
Caridad C. Ponce Martinez, M.D.
Preface

This is a book about celebrating and resolving ambivalence.


When American Psychiatric Association Publishing asked us to update our
2010 Handbook of Motivation and Change: A Practical Guide for Clinicians, we were,
well, ambivalent. On one hand, we were quite pleased with our 2010 little labor
of love. On the other hand, things have changed in the world of motivational in­
terviewing (MI) over the past half dozen years.
We now welcome the opportunity to spruce up our 2010 ideas and intro­
duce new concepts and techniques and new ways of presenting MI throughout
our new book. We’ve changed the title and—more importantly—added a third
editor. We are thrilled that Carla Marienfeld has joined our MI adventures.
This book is a practical resource for the busy clinician. For this new book, we
aimed for a book that is informative, very practical, easy to read, and fun! Our
audience is primarily the general psychiatrist or clinician with no particular ex­
pertise (and sometimes not even particular interest) in addiction treatment. How­
ever, we hope that this book will also be helpful to family practitioners, internists,
pediatricians, medical students, allied professionals, and anyone else who may
be interested in issues of motivation and change.
The main theoretical platform for our book is motivational interviewing, as
described by William R. Miller and Stephen Rollnick (2013) in their book Moti­
vational Interviewing: Helping People Change, 3rd Edition. However, we open the
theoretical framework to include other ideas and techniques that therapists and
counselors may have found helpful in their scholarship and everyday clinical
experience.
The book is organized in three parts:

Part 1: Getting Ready to Use Motivational Interviewing


Part 2: Getting Good at Motivational Interviewing
Part 3: Getting Advanced Knowledge in Motivational Interviewing

In the current book, we have replaced most of the case studies in the 2010
book with examples of clinical dialogue, which we have found to be most useful
to both novices and experts. We have also included as many clinical tools—such

xiii
xiv Motivational Interviewing for Clinical Practice

as flow sheets and summary tables—as possible to bring the material to life. Key
points, references, and multiple-choice examination questions with explanation
of the correct answers complete the educational mission of this book.
At the end of the each chapter, we have added a new feature: feedback from
learners new to MI. We asked six medical students from Rutgers New Jersey
Medical School and six medical students from Yale School of Medicine (our aca­
demic homes) to read a chapter and describe in a few paragraphs what they think
will be most useful to them in the future. Their responses have educated, sur­
prised, and thoroughly delighted us.
From the medical students to the trainees, our colleagues, our patients, and
our mentors, we are profoundly grateful for the support—and inspiration—that
we have received. We are also greatly indebted to our loved ones: Petros would like
to thank his husband, Lukas; Bachaar, his parents, Barbara and Saad, and his
children, Nadia and Sophia; and Carla, her husband, Juan, and daughter, Julia.
Thank you for motivating us every day to keep resolving ambivalence and cel­
ebrating life.

Petros Levounis, M.D., M.A.


Bachaar Arnaout, M.D.
Carla Marienfeld, M.D.
Newark, New Jersey, and New Haven, Connecticut
Summer 2016
Part
1

Getting Ready to
Use Motivational
Interviewing
Chapter
1
Motivational
Interviewing in
Addiction Treatment
Edward V. Nunes, M.D.

How do we talk with patients? As physicians and psychiatrists, having made a


diagnostic assessment and a treatment plan, how do we get our patients to fol­
low it? Surprisingly little in medical school or specialty training, even psychiatric
training, teaches us to do this well, even though it would seem a rather funda­
mental clinical skill. The same may often be true in allied fields such as psychol­
ogy, social work, and nursing. There is a focus during training in medical school
on patient-centered interviewing. But motivational interviewing (MI) is more
than a patient-centered interview. It is a patient-centered effort to help patients
change their health behaviors, and that is more challenging. To help patients
change behavior, we should pay more attention to MI, read this book and oth­
ers, respect the task, and practice and develop our skills.
Medical and psychiatric training focus on biology, psychology, disease mech­
anisms, and treatment methods. The assumption is that patients, having re­
ceived an explanation and a recommendation, will naturally fall into line and
follow the recommended course of therapy. Yet, failure to adhere to recommended
treatments is common across a wide range of illnesses, from medical problems
such as hypertension or management of cardiovascular risk factors (e.g., diet,
exercise) to psychiatric disorders, including substance use disorders. In a broader
sense, the methods and skills of MI can be applied to any health behavior that
one is trying to get a patient to follow, be it giving up alcohol, giving up ciga­
rettes, taking medication for hypertension or high cholesterol, or changing di­
etary and exercise habits. A large proportion of national disease burden in
developed countries can be traced to such health behaviors. Yet, as clinicians well
know, these behaviors are hard to change, and it is often not enough to simply

3
4 Motivational Interviewing for Clinical Practice

tell patients it is time to quit alcohol or cigarettes or make other changes in life­
style, or to adhere to treatments that may be cumbersome or uncomfortable in
one way or another.
The development of new treatments for substance dependence has been an
intensive focus of research over the past four decades, accelerated by a growing
awareness of the morbidity and social costs of the addictions, including addic­
tion to nicotine, alcohol, and other drugs. This investment in research has pro­
duced a number of promising medications and psychotherapeutic and behavioral
treatments with solid evidence of efficacy from clinical trials. Medications include
methadone, buprenorphine, and naltrexone (including injectable naltrexone) for
opioid dependence; disulfiram, naltrexone, and acamprosate for alcohol depen­
dence; and nicotine replacement, bupropion, and varenicline for nicotine de­
pendence. Behavioral approaches include various cognitive-behavioral and family
therapy approaches, 12-step facilitation, and contingency management using
vouchers or prizes as rewards for abstinence. Further, important treatment ap­
proaches have been developed out of experience and clinical work, including
12-step methods such as Alcoholics Anonymous and various residential treat­
ment approaches such as the 28-day model and long-term therapeutic commu­
nity treatment. Evidence supporting the effectiveness of many of these treatments
abounds. For example, the National Institute on Drug Abuse (NIDA) Clinical
Trials Network has been engaged in testing evidence-based treatments when de­
livered by clinicians in real-world, community-based treatment settings, and has
found considerable support for the effectiveness of such treatments, both behav­
ioral (e.g., Ball et al. 2007; Carroll et al. 2006; Donovan et al. 2013; Hien et al.
2010; Peirce et al. 2006; Petry et al. 2005; Tross et al. 2008) and pharmacological
(Hser et al. 2014; Weiss et al. 2011). All told, the scope of progress has been
considerable.
Among all these treatment approaches, MI is of special importance because
it can be viewed as the essential clinical skill for engaging patients in treatment
and motivating patients to reduce substance use and to follow through with spe­
cific behavioral or pharmacological treatments recommended. It is also chal­
lenging to master. It requires restraining old tendencies such as asking lots of
closed-ended questions, telling patients what to do, or confronting patients who
don’t follow recommendations. Such tendencies are fairly typical in medical en­
counters with patients in the effort to rapidly arrive at a diagnosis and treatment
plan. MI also involves learning sophisticated new skills, such as using reflections
instead of closed-ended questions, using complex reflections, and using the tac­
tical combination of open-ended questions, reflections, and summarizations to
move the patient toward change.
Motivational Interviewing in Addiction Treatment 5

EFFICACY OF MOTIVATIONAL INTERVIEWING


Controlled Trials and Meta-analyses
MI enjoys extensive evidence of efficacy from controlled trials in alcohol (e.g.,
Bien et al. 1993; Borsari and Carey 2000; Marlatt et al. 1998; Miller et al. 1993;
Project MATCH Research Group 1997) and drug use disorders (Babor et al.
1999; Ball et al. 2007; Carroll et al. 2006; Martino et al. 2000; Saunders et al.
1995; Swanson et al. 1999). Several meta-analyses of clinical trials of MI for
alcohol, drugs, and other problem health behaviors confirm overall modest ef­
fect sizes. The meta-analyses also highlight variability of effect across popula­
tions, settings, and types of clinicians, as well as variability in the methodological
quality of the trials (Burke et al. 2003; Hettema et al. 2005; Li et al. 2016;
Smedslund et al. 2011).

Importance of Skill in Motivational Interviewing


Efforts to delineate the underlying mechanisms of MI have examined the rela­
tionship between particular therapist behaviors or skills on engendering change
in patients, and these have direct implications for how to design training meth­
ods for MI. A seminal finding has been that when a patient makes statements
during an MI session committing to changing his or her behavior (a.k.a. com­
mitment language, or change talk), this is associated with improved substance use
outcomes at follow-up (Amrhein et al. 2003; Moyers et al. 2007). Further, evi­
dence suggests that therapist behavior consistent with MI is more likely to en­
gender change talk, while MI-inconsistent behavior (e.g., directing, confront­
ing) is associated with expressions of resistance to change (counter change talk, or
sustain talk) (Moyers and Martin 2006; Moyers et al. 2007). Other studies have
examined the relative importance of clinicians’ specific MI-consistent behav­
iors and skills (e.g., affirming, asking open-ended questions, making reflec­
tions) versus a more global interpersonal style or the spirit of MI (e.g., collab­
orativeness, empathy). Findings have tended to show that the global skills and
spirit of MI may be more powerful than the specific skills in engendering client
engagement and treatment alliance (Boardman et al. 2006; Moyers et al. 2005),
although these latter studies did not assess change talk among patients. The im­
plications for training include the following: 1) it is important to teach clini­
cians MI-consistent behaviors and to minimize MI-inconsistent behaviors, with
an emphasis on teaching the global style and spirit of MI; and 2) clinicians should
be trained to recognize and reinforce their patients’ change talk.
6 Motivational Interviewing for Clinical Practice

BASIC PRINCIPLES OF
MOTIVATIONAL INTERVIEWING
In medical school and residency training, physicians learn to conduct diagnostic
evaluations, order tests, and prescribe medications and other treatments. In a
sense, the emphasis is on a model of the physician, bedecked with a white coat, as
the authority. And, after so many years of training, you develop expertise. The
same may apply to training in psychology and other allied health fields. Even in
clinical training, such as psychiatric residency, where psychotherapy is taught,
many of the specific psychotherapeutic techniques can take on the same author­
itative stance. In cognitive-behavioral approaches, for example, the therapist is
in the role of a teacher, providing formulations regarding patterns of thought and
behavior that need to be changed and giving out homework assignments.
Motivational interviewing (Miller and Rollnick 2002, 2013) is founded partly
on the clinical intuition of its founders and partly on psychological research,
which shows that when a person is ambivalent about making a particular change
in his or her behavior, a prescriptive approach is likely to engender resistance and
to decrease the probability of change. Hence, giving orders and prescribing changes
in behavior, as we have been taught to do, may often be countertherapeutic. In­
stead, people are more likely to change when it is their own free decision, for rea­
sons that they have determined and endorsed.
MI is also founded on the theory of cognitive dissonance. When a person holds
conflicting ideas in their mind, it creates dissonance, and there is a tendency to re­
solve the conflict in one direction or the other. For a patient with drug or alcohol
dependence, there are usually many unpleasant facts about the consequences of
the substance use, which, if viewed starkly, are at odds with the person’s deeply
held values and what he or she cares about. The effort in MI is to help the patient
to view such facts starkly, while at the same time elicit the patient’s deeply held
values, in order to elicit and amplify the cognitive dissonance between the two
and create a drive for change. This resolution of cognitive dissonance could go
either way in the sense that the person could decide to change his or her behavior
and stop using substances, or conversely, to reframe or minimize the facts and
continue using substances. The skill of the therapist is to guide the patient toward
internally motivated change.
In the second edition of their central text on MI, Miller and Rollnick (2002)
defined what they called the “spirit” of MI, describing a way of being with and
talking with patients founded on collaboration, evocation, and autonomy.

• Collaboration: The patient should be approached as a partner in a consulta­


tive manner. The emphasis is on working together with the patient to arrive
at decisions as to what to do and how to proceed. This is the opposite of the
Motivational Interviewing in Addiction Treatment 7

classic authoritative, prescriptive stance that we clinicians tend to inherit from


our basic training.
• Evocation: The clinician should ask the patient about what is important to
him or her, what he or she values, and then listen carefully and formulate
further questions mainly to further draw out the patient’s point of view. Thus,
the emphasis is on open-ended questions and active, “reflective” listening.
This is the opposite of the intensive fact-finding and closed-ended questions
that are characteristic of the typical diagnostic interview.
• Autonomy: The patient is ultimately in charge of his or her care, and the cli­
nician should respect the patient’s decisions and freedom to choose. This is
the opposite of the paternalistic stance of clinician as teacher and authority
figure.

In the third edition of their central text, Miller and Rollnick (2013) refined
and expanded the dimensions of the spirit of MI to include partnership, accep­
tance, compassion, and evocation.

• Partnership: Similar to the notion of collaboration, the patient should be ap­


proached as a partner in a consultative manner. The emphasis is on working
together with the patient to arrive at decisions as to what to do and how to
proceed, rather than assuming the classic authoritative, prescriptive stance
often characteristic of clinicians. The authors liken MI to “dancing rather
than wrestling” with the patient. This also involves recognizing that the cli­
nician will have an agenda for the patient (to stop using drugs or alcohol typ­
ically), but the patient’s agenda must be respected as well, and it is ultimately
the patient who must decide to implement change.
• Acceptance: Acceptance, founded in the work of Carl Rogers, is further divided
into four concepts: absolute worth, involving valuing and accepting the patient
for who they are, as opposed to passing judgment; accurate empathy, the effort to
deeply understand the patient’s point of view without allowing the clinician’s
perspective to interfere; autonomy support, respecting that the patient is in charge
and needs to decide for himself or herself the course of action, as opposed to any
attempt by the clinician to impose on or coerce the patient toward particular
goals; and affirmation, identifying and recognizing a patient’s strengths, abili­
ties, and efforts, rather than focusing on weaknesses or failures.
• Compassion: Compassion here means a fundamental commitment to un­
derstand and pursue the best interests of the patient. This is emphasized to
ensure that MI is intended to support the goals and values of the patient, not
those of the clinician or anyone else.
• Evocation: Evocation reflects a fundamental assumption of MI: that the pa­
tient has strengths and capabilities and that the goal is to draw these out. This
is in contrast to a deficit model that pervades much of medicine and other
8 Motivational Interviewing for Clinical Practice

clinical work—namely, that the patient lacks something or has weaknesses,


which the therapy will seek to build or strengthen.

These are not entirely new ideas. For example, informed consent, which has
emerged in recent decades as a cornerstone of medical care, holds that patients
should be fully informed by their physicians and be a partner in making deci­
sions about how to proceed with their care. This tenet grows out of the medical
ethical principle of “respect for persons” and respect for the autonomy of the in­
dividual. It is an ethical imperative, but there is also the recognition that pa­
tients are more likely to cooperate, and the clinical outcome is likely to be better,
if patients are, in fact, active partners in their own care, rather than passive re­
cipients, as in the “doctor knows best” model. Indeed, this has probably been
one of the basic components of good “bedside manner” long before the articu­
lations of medical ethics or MI.

What Motivational Interviewing Is Not


These principles would be familiar to any good salesman. However, it is em­
phasized that MI is not intended to persuade a patient to move in a direction
that is not of their choosing, to get the patient to do what the clinician wants, or
to coerce the patient. A good salesman uses techniques that are similar to MI. A
good salesman gets to know the customer to understand the customer’s interests
and priorities. The salesman can then describe his or her company’s products in
light of how they would fit into the customer’s life. The salesman guides the
customer toward a decision to buy something. Ideally this helps the customer to
purchase a product that will best suit the customer’s needs and with which he or
she will be most satisfied. We are not taught salesmanship in clinical training,
and yet as clinicians we are often placed in the position of promoting treatments
and lifestyle changes that patients are not sure that they want. But again, it is
important to note that MI is part of medicine that respects autonomy, and for
change to occur, it is more likely if it is something the patient wants (Miller and
Rollnick 2009). Rather, the effort is to engender internally motivated change—
to help the patient articulate what he or she genuinely wants and values, and
how the treatment recommendation will help to achieve those aims.
It is also important to recognize that MI is not just a sympathetic ear, or a
“client-centered” approach where one listens to the patient and helps the patient
decide what to do. It is an active persuasion technique. The clinician has a def­
inite agenda, namely, changing health behavior in the direction of health. The
clinician needs to help the patient clarify what he or she values, and how substance
use or other health behaviors are getting in the way of those values and ability to
change. There is something of a paradox here. As clinicians we promote health
and fight disease. But, MI teaches us that to best promote health, we need to help
patients discover the health that they seek and value.
Motivational Interviewing in Addiction Treatment 9

It is important to recognize that there are situations where the approach of


MI is not appropriate (see Miller and Rollnick 2002, Chapter 12, on ethical con­
siderations). Sometimes the situation is urgent, and family members, friends, and
clinicians need to bring the patient for acute treatment. A patient who is grossly
intoxicated needs to be protected until his or her sobriety and judgment return.
A patient who is acutely suicidal needs to be hospitalized, against his or her will
if necessary. Where to draw such a line with addicted patients can be less clear.
When is the drinking or drug use of a minor teenager so out of control that the
parents should exercise their legal authority and force the youngster into resi­
dential treatment? When should an adult patient be the subject of an interven­
tion by friends and family? These are difficult judgments, of which a clinician
needs always to be mindful.

Motivational Interviewing and the Tradition of


Confrontation in Addiction Treatment
Denial and confrontation of denial are two concepts that had been fundamental
to the clinical approach to the treatment of addictions. Patients often do seem
to deny or minimize the problems caused by an addiction. The traditional idea
was that denial needed to be recognized and confronted. The patient needed to
be shown the problems and told what to do. If the patient did not take the ad­
vice, then perhaps the patient was “not ready,” and the clinician might ask the
patient to return “when ready.” However, it is likely that, once a patient presents
at the office of a psychiatrist or other clinician for consultation, more than a few
friends and relatives, and perhaps other clinicians, will have already spoken in
this way to the patient, perhaps repeatedly. Such an approach is likely to only in­
crease the resistance to change. MI encourages the clinician in this situation, as
a first step, to listen to the patient and hear the patient’s point of view. Rather than
deep denial, what is more likely to emerge is ambivalence. The patient is aware of
the problems caused by the addiction and wants to quit, but at the same time there
are aspects of the substance, and the taking of the substance, that also attract the
patient. MI provides a way to help the patient resolve this ambivalence in the di­
rection of abstinence and health.

MASTERING MOTIVATIONAL INTERVIEWING


MI is not easy to learn. Physicians and other clinicians emerge from professional
training, as noted previously, with a lot of knowledge and a tendency to want to
impart that knowledge—to teach, recommend, and prescribe, and perhaps even
confront. In contrast, the skills of MI require that the clinician forbear and hold
these tendencies at bay. This can be surprisingly difficult.
In fact, new skills of all sorts can be surprisingly difficult to impart to clini­
cians. A substantial literature on continuing medical education (CME) has shown
10 Motivational Interviewing for Clinical Practice

that the usual methods of imparting new knowledge—grand rounds and other
lectures, scientific papers, books, and even conferences and workshops—are gen­
erally ineffective at actually getting physicians to adopt new treatment tech­
niques. Physicians tend to go back to their offices and clinics and do the same old
things. More successful are training programs that incorporate not only such di­
dactic training but also practice with supervision and feedback (Davis 1998;
Davis et al. 1992, 1995; Grol 2001). There are two potential barriers: the new
treatment is unfamiliar, and it may be difficult. MI is both unfamiliar (to tradi­
tionally trained physicians, for example) and difficult (in the sense that some of
the concepts may be easy, but the mastery requires time and continued practice).
Research comparing the effectiveness of training methods for substance abuse
treatments has begun to emerge. One review (Walters et al. 2005) located 17
such studies that evaluated training mainly for either MI or cognitive-behavioral
therapies. The conclusions were that workshops may result in transient im­
provements in skill but that, mirroring the findings from CME, trainings that in­
volved follow-up after the workshop, including various forms of practice with
supervision or feedback, appear to be more effective in engendering lasting skills
(Miller et al. 2004; Morgenstern et al. 2001a, 2001b; Sholomskas et al. 2005).
More recent work affirms this point—that supervision, or some form of coaching
and feedback, is needed to sustain and further augment gains in skill at MI after
an initial workshop training (Schwalbe et al. 2014; Smith et al. 2012).
This has important implications for the readers of this book, namely, that read­
ing a book like this is only a start. It is important to learn about MI from didactic
sources. This will increase knowledge. This book is intended to serve as such an
introduction. The authoritative texts by Miller and Rollnick (2002, 2013) are
also recommended. These provide broad introductions to the theory and practice
of MI and form the basis for most formal workshops and training programs. The
present text is oriented especially toward physicians and other clinicians.
However, to truly learn MI, it is important to get feedback and supervision.
Workshops in MI will generally involve role-playing exercises with feedback from
the instructor. This is a start, but even participating in these exercises is not the
same as seeing patients and receiving feedback and supervision on one’s actual
clinical interviewing. Thus, readers are encouraged to study this book, then to
seek out training that involves making audiotapes of one’s interviews and having
the opportunity to discuss the interviews with an expert supervisor. The MI
Network of Trainers (MINT; www.motivationalinterviewing.org/trainer-listing)
is one place to start in locating such experts with whom to work. The Clinical
Trials Network, in collaboration with the Addiction Technology Transfer Cen­
ters, has also developed training resources for MI (i.e., Motivational Interview­
ing Assessment: Supervisory Tools for Enhancing Proficiency [MIA:STEP];
www.attcnetwork.org/explore/priorityareas/science/blendinginitiative/miastep/
product_materials.asp).
Motivational Interviewing in Addiction Treatment 11

The social costs of the addictions are massive in terms of the suffering of pa­
tients and their loved ones and the costs in adverse health effects and associated
medical treatments, lost productivity, accidents, and death. The addictions rep­
resent only one example out of a larger set of adverse health behaviors (poor
diet, sedentary lifestyle, and difficulties with weight control being other exam­
ples). Our society now confronts spiraling costs of health care and needs to find
a way to control them. Greater emphasis is needed on preventive health care and
on helping patients to give up destructive substance use and to make other changes
toward healthier lifestyles. Thus, physicians and other clinicians need to be more
adept at helping our patients to decide to make these changes and adhere to them.
We need to be more effective at motivating our patients toward healthy behavior.
MI is, arguably, the essential skill for helping patients to change, and it should
be part of the armamentarium of every clinician.

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14 Motivational Interviewing for Clinical Practice

STUDENT REFLECTIONS
David L. Convissar, M.D.
Rutgers New Jersey Medical School 2016; Rutgers Anesthesiology 2020

As an internal medicine resident, I find that getting patients to make medical


decisions that are in their best interest can be difficult, especially when involving
addiction. The barriers that prevent the more educated, financially secure patients
from making changes are the same ones that prevent those of lower socioeco­
nomic standing and financial stability from making them as well. Be it the lack
of knowledge of what will happen, the fear of failing, the fear of withdrawal, the
list goes on. Working in hospitals and having experience with both populations,
I’ve found myself having the exact same conversation with both a company
CEO and a regular street junkie about their addictions. Techniques used in mo­
tivational interviewing (MI) are the commonality between the treatment of the
two that facilitates change, because it comes from an inherent want, rather than
from a financial advantage.
Cigarette smoking plagues both demographics and everyone in between, and
having the conversation to quit is one I’ve had countless times, and will continue
to have throughout my career. I’ve personally used tools from MI to try and get
people to quit, be it partnering with the individual to create a team environment
so that the individual knows he or she is not alone (“Lots of people have quit smok­
ing”); being compassionate, to best understand the individual’s situation and his
or her addiction, despite not knowing myself what it’s like (”Even though I've
never been in your shoes, I imagine if must be very frightening”); or doing my best
to evoke a personal strength in the individual to push him or her to know that he
or she can do it (“You’ve gotten through harder things than this”). I’ve found that
in real-life patient encounters, using these techniques has led to success.
Change is a step-by-step process, and even if the patient doesn’t quit that day,
it’s gotten them thinking and placed them in the precontemplation, or even the
contemplation, stage of change that leads to successful patient transformation.
Another random document with
no related content on Scribd:
horses: these are made into parcels of ten and twelve, according to
the weight, and thirty of these parcels are equal in value to ten
rottola, or a dollar.

The money market, however, of Loggun, has its fluctuations: the


value of this “circulating medium” is settled by proclamation, at the
commencement of the weekly market, every Wednesday; and
speculations are made, by the bulls and bears, according to their
belief of its rise or fall. Previous to the sultan’s receiving tribute or
duty on bullocks or indigo, the delatoo generally proclaims the
currency to be below par; while, on the contrary, when he has
purchases to make for his household, preparatory to one of their
feasts, the value of the metal is invariably increased. The
proclamation of the value of the metal always excites an amazing
disturbance, as if some were losers and some gainers by the
variation.
They are a much handsomer race than the Bornouese, and far
more intelligent—the women particularly so; and they possess a
superior carriage and manner to any negro nation I had seen. The
ladies of the principal persons of the country visited me,
accompanied by one or more female slaves. They examined every
thing, even to the pockets of my trowsers; and more inquisitive ladies
I never saw in any country: they begged for every thing, and nearly
all attempted to steal something; when found out, they only laughed
heartily, clapped their hands together, and exclaimed, “Why, how
sharp he is! Only think! Why he caught us!” If they may be said to
excel my Bornou friends in accomplishments, they fall far behind
them in modesty. They are passionately fond of cloves, which, when
pounded and mixed with fat, they rub over their hair and skin. To give
them their due, they are the cleverest and the most immoral race I
had met with in the Black country.
I was not a little surprised the next day at hearing that there were
two sultans, father and son, both at the head of strong parties, and
both equally fearing and hating each other: that I had seen the son,
but that it was absolutely necessary to give the elder at least as
much as I had given the younger one. I remonstrated; but Bellal
assured me that his slaves were the most expert thieves in the
kingdom—that no walls could stop them if the sultan once gave the
word “Forage.” There was no alternative; so putting ten dollars in a
stocking, and tying up in a French silk handkerchief two strings of
coral, and a few cloves, with six gilt basket-buttons, I presented him
with them, and had the pleasure of hearing that his majesty was
highly gratified by the present. Of the bad terms on which these rival
sultans were, notwithstanding their consanguinity, I had pretty good
proofs, by their both sending to me for poison in secret; “that would
not lie,” to use their own expression. The mai n’bussa, the young
sultan, as the son was called, sent me three female slaves, under
fifteen years of age, as an inducement; whom I returned, explaining,
in pretty strong terms, our abhorrence of such proceedings; for which
I had the satisfaction of hearing myself, and all my countrymen,
pronounced fools a hundred times over.
On the 19th, my poor colleague seemed a little better: he had
slept, and was more calm and easier. I left him in the morning for the
purpose of proceeding up the river, and returning the next day, or the
day after that. The Shary, after leaving Kussery, makes a sweep
nearly due south, when it winds to the south-west; and nearly on the
apex of the sinuosity, if I may so express myself, stands the capital
of Loggun. The river is here not more that 400 yards in breadth. The
canoes are different from those of Showy, measuring nearly fifty feet
in length, and capable of carrying twenty or twenty-five persons: they
are built of two fine-grained woods, called kagam and birgam, which
grow in abundance along the banks from Williky to Loggun: the
planks are often from two to three feet wide.
It was near noon, when we had ascended but a few miles, that a
canoe was seen following our track, with a speed denoting some
extraordinary occurrence; and on their reaching us, and reporting the
cause of this haste, such confusion took place amongst my party,
that out of seven canoes which accompanied me, not one remained;
all made for the shore; and it was with some difficulty that we could
persuade our own to return with us to Loggun. We now found that
the Begharmis were again on the Medba, and coming towards
Loggun. The sultan, on our return, sent for us, and desired the
sheikh’s people to quit his dominions instanter. I told him that I came
expressly to remain some time; that Bellal might return; but that for
myself, I was his subject, and must remain under his protection;
added to which I had a sick friend, and a sick servant, and that I
could not move. This, however, he would not hear of. Bellal was
desired to quit Loggun, and to take all of us with him. “More than half
my people are Begharmi,” said the sultan; “I have no protection to
give—go, go! while you can.” Obliged to obey, I raised my suffering
friend, who was unable to assist himself in any way: we set him on a
horse, and with no provisions but a sack of parched corn, which the
sultan gave us, at four o’clock the same day we quitted the walls,
when the three gates were shut upon us, one after the other, with
great satisfaction, by an immense crowd of people.
It was late at night when we halted near some deserted cattle
sheds, of the Shouaa Arabs, who had fled; and in one of which we
laid my exhausted companion, while I kept watch on the outside.
From this time, until the night of the 21st, when we came to a small
village called Tilley, on the banks of Gambalarum, we had scarcely
any rest, and but little food. Bellal and his slaves becoming
impatient, I had ridden on with him in front, for the purpose of
keeping him always in sight, while I left Mr. Toole in charge of
Columbus, who was sufficiently recovered to attend to all his wants;
occasionally, however, going back myself, and urging them to keep
up as much as possible. It had now been dark for four hours, and the
road was winding, thickly wooded, and intricate. Bellal proceeded to
search for the ford, preparatory to crossing the stream: to this I
decidedly objected, until our companions and baggage came up;
knowing that our doing so must depend on the state of my patient.
He made various objections, but as I dismounted, and began
gathering wood for a signal-fire, he gave up the point: they answered
immediately the glare of the flame, and curling smoke, by a shot; and
Bellal and I proceeded in the direction of the sound, for the purpose
of conducting them to the spot we had rested on: a second and a
third shot, however, were necessary before we could meet, so
intricate were the paths. I found Mr. Toole perfectly senseless, and
we laid him on a bed of unripe indigo, near our fire, wrapped up in
his blanket, while a little warm tea was prepared for him, and he
soon after fell into a sound sleep. Bellal now recommenced
searching for the ford, which I allowed him to do; fully determined,
however, not to disturb my companion until morning, unless the
danger of our situation should increase: he returned soon after
midnight, and pronounced the river not fordable, either above or
below the town. We were obliged, therefore, to load instantly, and
proceed by a more northerly route, where our danger was greater.
My companion allowed himself to be moved, with great patience;
and Bellal, of whose bravery and kind-heartedness I had seen many
proofs, shed tears on observing the sad change, which disease had
effected in my once lively and active comrade. He declared that his
anxiety was more on our account than on his own, as he never
would see the sheikh’s face, or Kouka, if any thing happened to us.
We passed the walls of Affadai soon after daylight, from whence the
people were flying in all directions, and rested for the night at Yrun,
after fording the river at Solon: here the natives had determined on
making a stand; and three of the four gates were built up, while the
fourth had only space sufficient left for a man to force himself
through. The kaid sent to invite us to remain; and furnished us with
milk, and fresh fish, as well as with corn for our half-famished
animals. We raised a tent over Mr. Toole, where he lay on the
ground, and twice, during the night, gave him rice and tea; after
which, to my inexpressible delight, he slept. On the following day we
reached Angala, a place of comparative safety, and where we were
sure of protection. On passing over the plain which leads to this city,
I shot a very large korrigum, a species of antelope, with long
annulated horns, nearly as large as a red deer. At Angala we took up
our old quarters, at the house of the delatoo; and Mr. Toole, on being
told where he was, exclaimed “Thank God! then I shall not die!” And
so much better was he for the two following days, that I had great
hopes of his recovery: about four o’clock, however, on the morning of
the 26th of February, those hopes were at an end. A cold shivering
had seized him, and his extremities were like ice. I gave him both tea
and rice-water; and there was but little alteration in him, until just
before noon, when, without a struggle or a groan, he expired,
completely worn out and exhausted.
The same afternoon, just as the sun was sinking below the
horizon, I followed his remains to their last resting-place, a deep
grave, which six of the sultan of Angala’s slaves had prepared, under
my direction, to the north-west of the town, overhung by a clump of
mimosas in full blossom. The delatoo, or prime minister, attended the
procession with his staff of office, and a silent prayer breathed over
all that remained of my departed friend, was the best funeral service
circumstances allowed me to perform. After raising over the grave a
pile of thorns and branches of the prickly tulloh, several feet high, as
a protection against the flocks of hyænas, who nightly infest the
burying-places in this country, I returned to the town. In the course of
my life, I had seen many of my less fortunate companions pay the
great debt of nature—their deaths generally caused by severe and
painful battle wounds; but the recollections left on my mind by the
calm departure of my amiable and suffering companion exceeded all
former ones in acuteness—proving, that in grief, as in pleasure,
sensations of the more quiet and gentle kind often make a deeper
impression on the heart than those of a fiercer or more violent
nature. Not by me alone, however, was he lamented even here; so
pleasing were his manners, and so various his acquirements, that
his friends and relations have much to regret in his loss; but they
may also be proud of having had him for a connexion.
Mr. Toole possessed qualifications which rendered him particularly
useful on a service of this nature. He was persevering and intrepid,
and of a most obliging, cheerful, and kind disposition: only once did
he declare his incapability to proceed, and refused to be lashed on
the camel; but when I sat down on the ground beside him, and Bellal
and the sheikh’s people prepared to leave us, he cried out, “No! no!
heed me not: tie me on once more; but, pray, gently: you will not
leave me alone! and I shall be the cause of others falling into
unnecessary peril.”
If the readiness with which he volunteered his services to the
government of Malta, to join me at Bornou, entitles him to praise, his
manner of performing the journey from Tripoli gives him a claim to
still greater. Including his delays, which were several and vexatious,
he arrived in one hundred and eight days at Kouka, which,
considering the people he had to deal with, required very
extraordinary efforts, great temper, and good management.
Notwithstanding the expedition he used, but five camels died on this
long journey, which, for a commencement, was a very severe
campaign; and his constitution, though strong, was not sufficiently
seasoned to support the fatigues and privations to which he was
from necessity exposed.
Mr. Toole had scarcely completed his twenty-second year, and
was in every sense a most amiable and promising young officer. To
his fate he was perfectly resigned; and on the day previous to that of
his death, when I mentioned to him his return to Kouka, he smiled,
shook his head, and said, “No! no! it is all over.” Nearly his last words
were expressive of hopes that, through Earl Bathurst’s
recommendation, his next brother might succeed to the ensigncy in
the 80th regiment, which would become vacant in the event of his
death; and this request was no sooner made known to his lordship
than it was immediately complied with.
An immediate return to Kouka became, on the death of my
companion, the most desirable step to be taken; and, during the
evening of the next day, accompanied by Bellal, I left Angala. The
Begharmis were now scouring the country in every direction;
notwithstanding, we arrived at Angornou on the 1st of March, with
only the loss of two camels. Here I met the sheikh with a large force,
which he had hastily collected for the purpose of attacking these
invaders. He was, as usual, full of kindness, and sent word to the
person whom he had left in charge at Kouka, to do every thing for
me that I requested. All his people were in alarm, and seemed to
doubt greatly what would be the issue of the approaching contest.
On the 2d of March I returned to Kouka; and, on the following day,
had an attack of fever myself, which, though a slight one, confined
me for ten days to my mat: my illness, however, I do not consider at
all attributable to climate—deprivation of rest, fatigue, heat, and
anxiety of mind, brought on the attack, from which I speedily
recovered. My greatest suffering had ever been in my eyes; and a
violent discharge from them greatly relieved me.
Although success had certainly not attended my endeavours in
this instance, yet the excursion had not been without its advantages.
Our knowledge of the country, and the people by whom it was
inhabited, was considerably increased: the district we had
penetrated was one where kafilas do not go, or where straggling
Moorish merchants ever venture to present themselves; and
treacherous indeed must the character of that people be, where the
love of gain will not induce the avaricious and persevering Moor to
carry on his traffic. The being foiled in my attempt to get up the
stream from Loggun, was a circumstance I much regretted; but from
the confirmation received there of the report I had previously heard,
of a more southerly branch of the Shary, running through a
mountainous country to the eastward, I have no doubt of that being
the fact; and had not events beyond the power of human control
prevented my residence for a short time at Loggun, this stream
would, I am inclined to think, have been found to extend to
Adamowa, and from thence to the lake Fittre. Loggun itself is more
healthy and abundant than any other part of the banks of the Shary.
Gussub, gafooly, ground nuts, mangoes, and onions, are in great
plenty, as well as honey, butter, milk, and beef. There is a market
every evening, where fish and flesh may be purchased in any
quantities. Salt is extremely scarce, and apparently but little
esteemed, or the want of it regretted: they sometimes use, as a
substitute, fine trona, which is, however, dreadfully bitter and
nauseous. The trees are numerous, and much larger than those of
Bornou, although most of them are acacias: the locust, with its
blood-red blossom, is the most striking, with the exception of the
kuka, or kukawha, and this I never saw in flower.
The inhabitants of Loggun, of both sexes, are industrious, and
labour at the loom more regularly than in any part of the sheikh’s
dominions; almost every house has its rude machinery for weaving,
and the finer and closer linen is here produced; the width, however,
is invariably the same as the Bornou gubka, not exceeding six or
seven inches. In one house I saw five looms at work: the free people
usually perform this labour, while the female slaves prepare the
cotton, and give it the deep blue dye so esteemed amongst them, by
their incomparable indigo: the glazing is also another and very
important part of their manufacture: the linen, which, previous to its
being dyed, is generally either made up into tobes, or large shirts, or
into lengths of fifteen or sixteen yards, which is equal to the size of a
turkadee, is, after three steepings, and as many exposures to the
sun, laid in a damp state on the trunks of large trees, cut to a flat
surface for the purpose, and are then beaten with a wooden mallet,
being at the same time occasionally sprinkled with cold water and
powdered antimony, kohol; by this means, the most glossy
appearance is produced: the constant hammering attending this
process during the whole day, really sounds like the busy hum of
industry and occupation.
Neutrality has been the policy of Loggun during the whole of the
wars that have laid waste Bornou: she has, at times, made great
sacrifices to preserve it, but peace has been her reward; and should
confidence and tranquillity be established by El Kanemy’s exertions
in those provinces bordering on the great track of kafilas, Loggun will
be a profitable resort for merchants: they are any one’s people who
can gain an influence over them, and appeared to care as little about
the Mohammedan forms of religion as we did ourselves. The
surrounding country abounds with cattle, and wild animals of every
description found in Africa. They are a remarkably handsome,
healthy, and good-looking race. In the immediate neighbourhood of
the great river, some of the towns are extremely healthy; Showy in
particular; and from thence to its embouchure, the banks are high
and seldom overflowed: the current runs with great strength along
the perpendicular sides of what I have called Buffalo bank, where
there is great depth of water, and a firm sandy bottom. Towards
Kussery, again, they are said to be sickly; but this is accounted for by
the marshy nature of the country round about them; and the
windings of the river, which here, by causing a convexity, gives
shallow water, a languid current, and low marshy ground. The
overflowings, also, of the smaller streams, leave here stagnant
lakes, of several miles in extent, which are filled with unsightly
useless shrubs: the woods are not cleared; and the wind has
therefore but little power to disperse the foul exhalations, which arise
from these unwholesome fens. The innumerable hosts of flies and
insects appear to cause the inhabitants of the banks of this river to
complain more than either the heat or the climate. Chickens are
frequently destroyed by them, soon after they are out of the shell: a
chief told me, near Kussery, that, during the last two years, he had
lost two children, who were literally stung to death; and from our own
observation and sufferings, this does not appear to be an
exaggeration.
FOOTNOTES:

[47]In a subsequent visit I had an opportunity of measuring the


river just below Shary, and found it 650 yards.
CHAPTER VII.
JOURNEY TO THE EASTERN SHORES OF THE LAKE TCHAD.

March 7, 1824.—The courier which I had sent to Kano, with a


supply of necessaries for my countrymen, on Mr. Toole’s arrival,
returned to Kouka, bringing a confirmation of the report which had
before reached me, of the death of Dr. Oudney, at a place called
Murmur, near Katagum, on the 12th of January.
I had left the sheikh in full march to drive back the Begharmis, and
he now took up a position near Angala, within five miles of the
enemy, who had commenced plundering in their rear, and were
moving off all they could gather to the south side of the river: their
force, also, it was said, increased daily, and the alarm of the people,
both here and at Angornou, lest the enemy should be victorious, was
excessive. We were able to muster about seven guns, and three pair
of pistols—had plenty of powder and ball; and as our huts were
inclosed within a wall, we had determined on defending ourselves to
the last. Our determination was no sooner known than I had
messages from the wives of all the sheikh’s chiefs who were my
friends, saying that they should come to me, if the Begharmis came,
as I had guns and plenty of powder; so that I might have had as
numerous, and almost as formidable, an army as the sheikh himself,
for, from what I had seen of both sexes in Bornou, I believe, in my
heart, the women would have fought better than their husbands. The
enemy came on several times, and offered battle; but as the sheikh
could not get them in the situation he wished for, he refused the
combat.
On the 28th, however, the struggle commenced. The Begharmis
became bold in consequence of the sheikh’s apparent unwillingness
to fight, and they at length ventured to attack him in the plain to the
south-east of Angala, on the edge of which he had halted. The kafila,
which had departed for Soudan, had deprived him of at least thirty of
his Arabs; and the few that remained, with some forty Musgow
slaves, who had been trained to the firelock, being his great
dependence, he placed them on his flanks. No sooner had the
Begharmis cleared the wood, than the sheikh, hoisting his green flag
in the centre, and surrounded by his Kanemboo spearmen, moved
rapidly on: the two guns in front, which Hillman had mounted, with
the Arabs and musketeers, right and left of them. The Begharmis,
also, came on with great coolness in a solid mass, five thousand
strong, with two hundred chiefs at their head: they made directly for
the centre, where the sheikh had raised the standard of the Prophet,
but were repulsed by a discharge from his artillery: they now fell
upon Barca Gana’s flank, which was attacked with such determined
bravery, that all, except himself and a chosen band, gave way: and
here fell my friend and preserver Maramy, who, while in the act of
drawing his spear from the body of one of their chiefs, received a
thrust in his own, which went quite through him. The Bornouese
horse, who, on occasions of this kind, when the road is opened for
them, are most active, now took up the pursuit of the routed
Begharmis: the Arabs, also, mounted and joined them; and of the
two hundred chiefs of Begharmi one only is said to have escaped
alive. Seven sons of the sultan were amongst the killed, and
seventeen hundred of less note; whilst great numbers were put to
death by the people of the towns to which they fled, who now, as if
by magic, all became the stanch friends of the sheikh. The water of
the little stream, Gambalarum, near which the battle was fought, also
lent its aid in destroying these invaders; and many were drowned in
attempting its passage: but above all, “The guns! the guns! the guns!
Oh, wonderful! how they made the dogs skip!—Oh, the guns!” were
words in every body’s mouth. My friend, the sheikh, however,
thought there was a little too much of this, for on the second day, he
said, “True, the guns are wonderful, ’tis true!—but I lifted my hands,
and said, Sidi absolam, sidi abdel garda! and from that moment the
victory was yours.” It is said that, on the morning of the battle, the
sheikh appeared at the door of his tent, with the English double-
barrelled gun in his hand, and his English sword slung over his
shoulders, clothed in the dress of a simple trooper, saying it was his
intention to fight on foot, at the head of his Kanemboos;—that he
expected all the Arabs to follow his example, and encourage the
slaves, who were but young in the use of the firelock: that if it
pleased God to grant their enemies the victory, flight was out of the
question; they had nothing left but to die before their wives and
children were torn from them, and escape so appalling a sight.
April 4.—Nothing could exceed the joy of the people at having
obtained the victory: the men walked about all day in their new
tobes, and the women danced, sang, and beat the drum, all night.
My hut was thronged with visitors, all recounting their own feats, and
bewailing their friends—sending the Begharmis to the devil, and
asking for presents on their return, all in the same breath. I had a
private interview with the sheikh, and offered him my hearty
congratulations: he was as kind and friendly as ever, talked a good
deal about the signal manner in which the Kaffirs had been delivered
into his hands, and mentioned most feelingly the death of my poor
companion Mr. Toole, whom he was very partial to—asked if his
mother and father were living, and turning to Tirab, who was near
him, said, “How could they send him so far off?”
The plunder was said to have amounted to four hundred and
eighty horses, and nearly two hundred women, with two eunuchs,
and the baggage of the princes, which was carried on bullocks and
asses. Fifty of their women were sirias[48] of great beauty, belonging
to the sultan’s sons, and these were all given up to the sheikh. But
while all these rejoicings were going on without, the climate was at
work within. Omar, an Arab who had lived several years in the
service of the consul at Tripoli, and had accompanied Mr. Toole, at
his recommendation, a hearty lively fellow, was so severely attacked
by the fever, that in seven days we laid him in the earth. Columbus,
who had been ill ever since he caught the fever from Mr. Toole, again
took to his bed, and seemed to be more debilitated than ever.
April 15.—Although my funds did not exceed eight hundred
dollars, yet I determined to see and talk to the sheikh on the subject
of an eastern journey[49]. “It is not in my power to send you to the
eastward,” said he, “or you should not want my assistance. You have
seen enough yourself of the dispositions of the inhabitants of the
countries towards me, and their power, to know that this is true. It
has pleased God to grant me a victory now, which may lead to
quieter times; even the pilgrims have not for years gone by the Lake
Fittre to Hadge. I am as anxious as you are, and with more reason,
to open a road with Egypt from hence: I cannot, nor can my people,
now go to Mecca, without passing through the bashaw of Tripoli’s
territories, and there are reasons which make that disagreeable.
Why not try it from Egypt, where you have many friends, and return
from this way by Fezzan?—that would be easier.” The sheikh has a
most singular manner of delivery, and I scarcely ever met with any
person who expressed himself so clearly, and with so few words. I
replied, “that if I could not proceed in the way I wished, I should
return, and either take his advice about Egypt, or wait till better
times: that the King of England, upon hearing from me of his
kindness, his willingness to assist us, and his friendship, would send
some other Englishmen, with proofs of his good will, who would
claim his assistance in getting to Sennaar.” “God keep you from evil!”
said he; “but tell your great king to send you again: here you are
known, and loved by the people; and know them, and their language:
we all will wish to see you again—what shall we do with a stranger?”
The sheikh sent this day for Columbus: “You have lived greatly,”
said he, “amongst Mussulmans; why do not you say, La il la ilallah:
shed, shed, and paradise is open to you?” Columbus, who knew
Turks perfectly, replied, “If it is written, so it will be:” “True,” said the
sheikh, “but death is near. I, however, still think you love
Mussulmans, and are a believer in your heart: true, the time may not
be yet come;—pray God it may come, and quickly, both for you and
Sahaby Khaleel (meaning me). I have sent to speak to you, and I
think you will tell me the truth:—what is this wish of Khaleel’s to go to
Egypt? I think he is my friend, and I think the English are my friends;
but a man’s head is always his best friend. I fear they wish to
overthrow the Mussulman power altogether.” The reply of Columbus
was, “As far as I know they want to do no such thing: they wish to
see, and to describe the country, with its inhabitants; and if the
English are the first to do so, they will pride themselves greatly in
consequence.” “And is that all?” replied the sheikh; “Oh! wonderful:
no one would believe it,—no one does here but myself, but I do,
because they say so, and they are not liars.”
April 30.—Every thing had been in preparation for a ghrazzie,
upon an extensive scale: its destination was a secret; but I inquired
of the sheikh, and added, that I hoped he would allow me to
accompany him. To this he consented; and, in the evening, sent me
word that they should pass the river at Showy, and proceed north-
east towards Fittre, for the purpose of annihilating, if possible, the
Shouaas La Sala of Amanook, who were in that direction, and allies
of the sultan of Begharmi. Amanook was a determined warrior, as
well as a terrible fighi. In his escape, after the late fight, his horse
had fallen with him, and some followers of Maffatai came upon him;
they were about to finish him, when he discovered himself, and by a
promise of one thousand bullocks was allowed to escape, one of the
men giving him a horse: this horse also knocked up previous to
reaching the river, and Amanook saved himself by creeping into the
warren of some wild hogs (foul disgrace to a believer!) when after
remaining a night and a day, he ventured out, and escaped by
swimming across.
The story got to the sheikh’s ears, and the Maffatai Sultan was
sent for. These worthies having quarrelled in the division of the spoil,
one of them betrayed the rest: and all of them were hanged
accordingly, even he who informed; and the sultan, having been kept
in a state of great alarm for several days, was at length released, on
the payment to the sheikh of twenty bullock loads of tobes, nearly
one thousand dollars, for having such people in his kingdom.
On the 4th of May we left Kouka for Angornou, for the purpose of
proceeding on the ghrazzie. Rhamadan had now begun two days,
and strong objections were made by the Kanemboos and Shouaas
to proceeding: they had been nearly two months in the field already,
and they were most anxious to prepare for the sowing season, which
was now approaching; the difficulty, however, of fasting from sunrise
to sunset, while on a campaign at this hot season, for the
thermometer was 102° and 104° each day, and the sin of breaking
the Rhamadan, by doing otherwise, were made the grounds of
objection, and could not fail of having their weight with the sheikh.
On the 8th, therefore, we all returned, and the expedition was put off
for a month.
From this time, until the 19th instant, we were in a state of great
tranquillity: every body was suffering from the severity of the
Rhamadan, which was unusually oppressive this year—the days
were thirteen hours long, and the heat excessive.
On the 19th instant I had news of Mr. Tyrwhit’s arrival at the river
Yeou, and on the 20th I went out to meet him at the resting place,
called Dowergoo. This gentleman His Majesty’s Government had
kindly sent out to strengthen our party, without knowing how fatally
the climate had weakened us: he was the bearer of presents to the
sheikh, in acknowledgment of the kind reception we had
experienced, and was also accompanied by the sheikh’s children, so
long detained at Mourzuk by the intrigues and contrivances of the
late bey, Mustapha, the sultan of Fezzan.
On the 22d instant we delivered the presents from his Majesty in
full form, consisting of two swords, of very beautiful workmanship,
two pair of pistols, a dagger, and two gold watches: the delight, nay
ecstasy, with which these well-selected specimens of our
manufactories were received by El Kanemy, was apparent in every
feature of his intelligent countenance, and in the quick glances of his
sparkling and penetrating eye. The dagger, and the watch with the
seconds movement, were the articles which struck him most forcibly;
and when I mentioned, that, agreeably to his request, a parcel of
rockets had also been forwarded, he exclaimed, “What, besides all
these riches! there are no friends like these! they are all truth; and I
see, by the Book, that if the Prophet had lived only a short time
longer, they would have been all Moslem!”
June 1.—The Rhamadan was now over, and we had, in the place
of fasting and complainings, feastings and rejoicings: the oftener in
the twenty-four hours a man could afford to eat meat, the greater
person he was considered. The heat had been very oppressive, and
the people complained dreadfully, as the sheikh admitted of no
excuse for breaking the Rhamadan: any man who was caught
suffering his thirst to get the better of him, or visiting his wives
between sunrise and sunset, was sentenced to four hundred stripes
with a whip made of the skin of the hippopotamus—a dreadful
punishment. An hour or two before the sun went down, sometimes
more than a dozen of the class to whom labour rendered the
deprivation of liquid for so many hours far more insufferable, would
lay themselves near the well, and have buckets of water thrown over
them, the only relief that could be allowed, and which appeared
greatly to revive them, even when almost fainting with thirst. With the
feast of the Aid, however, finished all their sufferings, and also the
recollection of them; for the wrestlings now took place in front of the
sheikh’s house, as before, and the evening dances at the gates of
the town were crowded with many picturesque groups. I had, several
times during the fast, paid the sheikh a visit by his desire, soon after
sunrise, the only time in the day, at this season, that he is visible: our
meeting was always in his garden, which a few pomegranate and
lime trees made really here a refreshing spot, which was not a little
increased by the troughs of water which reached from the well all
round this miserable, though royal, nursery-ground, and refreshed
the roots of the languid and drooping trees. Our conversation chiefly
related to the war with Tunis, which he seemed to think of great
importance, and added, that, friends as we were with all
Mussulmans, our taking up the cause of their enemies seemed very
unaccountable. I endeavoured to explain it to him, that we were
enemies to cruelty and blood-shedding, let who would be the
perpetrators; that we as often prevented Greeks from massacring
Turks, and always released prisoners of either faith, whenever our
cruisers found them confined in the ships of their enemies. I do not
know that I should have succeeded in satisfying him entirely of our
disinterested conduct, had it not been for Shrief Hashashy, a very
respectable Moor, who, having been robbed of every thing on the
road from Soudan, was now recovering himself a little by the
sheikh’s liberality to the distressed: he was present, and certainly
helped me out greatly. “Will my lord listen to me?” said he: “what the
rais has just told my lord, I can vouch for the truth of. My lord knows,
that the brother of my heart, my youngest brother, Ab’deen, trades to
Smyrna and Suez: he fell into the hands of these worst of kaffirs, and
with twenty others, Moslem, was taken out of a Greek vessel, with
their hands bound ready for execution, by an English captain, who
fed and clothed them, and landed them at Smyrna. In short, the
English, as I have heard, and believe, made war for twenty years, for
no other purpose but to obtain peace.” “Wonderful!” said the sheikh;
“but where is the profit of all this?” “That, my lord must inquire of
themselves: their wars cannot bring them profit, but, on the contrary,
must cost them great sums.” “But what will they do with Tunis?” said
the sheikh, turning to me; “they have many large-mouthed guns, and
plenty of gunpowder:—can three or four ships force them to do as
you wish?—No charms will have any effect, believe me, for they
have a fighi of great power and knowledge.” “Probably so,” returned
I; “we seldom fight with such weapons—indeed it is probable there
will be no fighting at all. If these four ships prevent all intercourse
between them and the other nations with whom they trade, will they
not be glad to listen to reason for the sake of obtaining peace, and a
renewal of their trade and free intercourse?” “True, true,” said the
sheikh, “most true; you are a thinking people.”
June 4.—This afternoon, I was sent for to the palace in a most
violent hurry, as one of the young princes had swallowed a fish-
bone, or a piece of wood, and was choking. I hurried on my
bornouse, and made the best haste I could; and although the
distance was not above five hundred yards, the sand, which is
always nearly up to the ancles in the streets, prevented the
possibility of moving very quick; and the Aga Gana, and Mady Sala,
two of the sheikh’s negro chamberlains, who had been sent for me,
soon got some way in advance: they made signs, and called out to
me, in great distress, to come on; which I answered with, the
perspiration flowing down my cheeks, “Softly! softly!” This answer, it
seems, did not accord with their impatience, which was in proportion
to that their master had displayed in despatching them for me;
without a word, therefore, they both came running back to me,
seized me in their arms, and in about three minutes placed me on
the steps leading to the sheikh’s terrace. Had they desired any of the
four slaves by whom they were each of them followed to have done
this, I certainly should have been inclined to rebel; but when these
lords of the bedchamber themselves condescended to bear me in
their arms, which they did with great gentleness, I took it, as I have
no doubt it was meant, in good part.
I found the young prince with something or other in his throat,
which would neither come up nor go down. I at first thought of
covering a pistol ramrod with rag, and introducing that, but I
afterwards determined to try some large pills of wax candle, of which
I was first obliged to swallow three myself, to show the little fellow
how; and at last, by dipping them in honey, I did get him to gulp a
couple, when, to my great joy, the obstruction was removed, and the
sheikh highly delighted. I had already acquired the name of tibeeb
(doctor), but this operation raised my fame exceedingly.
While I was waiting in the palace, in consequence of this accident,
a punishment took place, probably only equalled in severity by that
of the knout in Russia, and which, as is often the case in that
country, caused the death of the culprit before the morning. In this
instance the unfortunate man had been found, by the spies of the
kadi (who are always on the alert), slumbering in his amours, and
was now to pay the penalty of his carelessness. In the middle of the
day, during the Rhamadan, he had been seen asleep in his hut, and
the wife of another man (a merchant), who had been some time
absent in Soudan, stretched by his side; they were therefore, without
any hesitation, presumed guilty of having broken the Rhamadan. He
was sentenced to receive four hundred stripes, and his partner half
that number. Her head was first shaved, her dress and ear-rings,
arm-lets, leg-lets, &c. were given to the informer; she was taken up
by four men, with only a cloth round her middle, by means of which
she was suspended, in a manner not to be described, while a
powerful negro inflicted the full number of lashes she was
condemned to receive. This took place inside the court-yard of the
palace: she was afterwards carried home senseless. The man
received his punishment in the dender, or square, suspended in the
same manner, but with eight men, instead of four, to support him: an
immense whip, of one thick thong cut off from the skin of the
hippopotamus, was first shown to him, which he was obliged to kiss,
and acknowledge the justness of his sentence. The fatah was then
said aloud, and two powerful slaves of the sheikh inflicted the
stripes, relieving each other every thirty or forty strokes: they strike
on the back, while the end of the whip, which has a knob or head,
winds round, and falls on the breast or upper stomach: this it is that
renders these punishments fatal. After the first two hundred, blood
flowed from him upwards and downwards, and in a few hours after
he had taken the whole four hundred, he was a corpse. The agas,
kashellas, and the kadis, attend on these occasions. I was assured
the man did not breathe even a sigh audibly. Another punishment
succeeded this, which, as it was for a minor offence, namely, stealing
ten camels and selling them, was trifling, as they only gave him one
hundred stripes, and with a far less terrific weapon.
June 16.—Every thing was now prepared for the expedition to the
eastern side of the Tchad, and Mr. Tyrwhitt determined on
accompanying me.
On the 17th of June we reached Angornou, and from thence the
sheikh despatched the ghrazzie, with Barca Gana, the chief, Ali
Gana, the second, and Tirab, the third in command. At an interview
which I had this morning, he called them all towards him, and said,
“This is the duty of you all, take care of these strangers: they wish to
go round by Kanem, which must be done, if possible: let them have
twenty horsemen, or more, if necessary.”

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