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Manuscript_9032898b1e884fe24998ef64837bd6e4
TITLE:
Authors:
Associate Professor
emanuela.bruscia@yale.edu
Associate Professor
tracey.bonfield@case.edu
KEYWORDS
KEY POINTS
1
© 2022 published by Elsevier. This manuscript is made available under the Elsevier user license
https://www.elsevier.com/open-access/userlicense/1.0/
Innate and adaptive immunity are dysregulated in cystic fibrosis (CF).
SYNOPSIS
Cystic fibrosis (CF) pathophysiology is hallmarked by excessive inflammation and the inability to efficiently
resolve lung infections, contributing to morbidly and eventually the mortality of patients with this disease.
Paradoxically, despite a robust inflammatory response, and an elevated number of immune cells, CF lungs fail
to clear bacteria and are susceptible to infections, which may become chronic over time. While impaired
mucociliary transport, a central hub of CF pathophysiology, plays a critical role in the establishment of chronic
infection, the immune mechanisms contributing to the adaptation of bacteria to the lung microenvironment, and
the CF lung’s tolerance to persistent bacteria (e.g., infection is largely contained within the lungs, and CF
patients do not develop septicemia) are not well understood. The role of immunity in CF is multifaceted,
encompassing response to the unique microenvironmental cues in the CF lung, intrinsic changes resulting
from CFTR dysfunction, and the contribution of modifier genes. Here, we have summarized the current
understanding of immune dysregulation in CF, which contributes to hyper-inflammation and impaired host
defense.
The primary barrier between the external environment and internal structures is the airway epithelium. The
integrity of this barrier is disrupted in CF, playing a central role in the altered immune response to lung
infections.
Mucociliary clearance removes pathogens from the airways1. The airway mucus is composed of organized
gel-forming mucins secreted by both submucosal glands and secretory cells of the airway epithelium. An
optimal mucus viscosity is needed for efficient transport and release. Loss of the cystic fibrosis transmembrane
2
conductance regulator (CFTR) function leads to defective epithelial chloride and bicarbonate transport, causing
dehydration of the airway surface liquid (ASL), and abnormal mucin release and folding. As a consequence,
mucus secretions in CF airways are desiccated, adherent, and difficult to clear by periciliary transport and
cough. Airway mucus obstruction fosters a hypoxic environment that alters airway epithelial cell gene
expression, enhancing mucins production and activating airway macrophages (MФ) to secrete pro-
inflammatory mediators2, 3, 4. The reduced bicarbonate transport also typical of CF airways, creates an acidic
airway environment which alters mucus elasticity and adherence, impacting its release from the submucosal
gland ducts and impairing removal5. These stagnant secretions provide an optimal milieu for pathogen
FDA drugs used to improve ASL hydration and mucociliary clearance include dornase alfa, hypertonic
saline, and inhaled mannitol6. OligoG, which decreases mucus thickness, was found to be safe in a recent
phase 2b clinical trial in adults with CF7. Modulation of alternative epithelial ion channel activity (e.g.,
TMEM16A and ENaC) may also be a strategy to improve mucociliary transport in CF8.
ASL antimicrobial composition. The acidic pH of the CF ASL neutralizes the activity of several enzymes/
antimicrobial peptides (e.g., β-defensin-3 and cathelicidin) that normally protect against pathogens9. The iron
chelator, lactoferrin is lower in CF lungs relative to healthy individuals, altering efficient pathogen
management10, 11. Hypothiocyanite (OSCN-), a potent antimicrobial molecule on the airway mucosal surfaces12,
is also defective in CF. CF secretions have defective levels of the secreted protein Short Palate Lung and
Nasal epithelial Clone 1 (SPLUNC1), which contributes to the host response by binding bacterial products and
inhibiting sodium absorption13. The CF ASL also exhibits impaired antiviral activity against several enveloped
and encapsulated viruses (e.g., respiratory syncytial virus and influenza A)14. Therapeutically, a drug that
combines OSCN- and lactoferrin (ALX-009), a SPLUNC1 mimetic peptide (SPX-101), and formulations of
metal gallium to sequester iron, are under clinical evaluations15, 16, 17.
Protease activity. Lung neutrophilia is a hallmark of CF disease. In the normal lung, neutrophils migrate to
the airways in response to chemokines, followed by apoptosis and removal by MФs or expectoration. Elevated
neutrophil numbers increase the amount and activity of neutrophil elastase (NE)18, with concentrations
3
correlating with CF lung damage and function19. NE remains active due to low pH, degrading structural airway
matrix proteins (e.g., collagen), cleaving plasma membrane (PM) proteins involved in immune signaling, and
altering the complement. Active neutrophil-derived cathepsin G18, cathepsin S20, and proteinase 321 are also
elevated in CF sputum, neutralizing antimicrobial protein function20. The zinc-metalloproteinase family (e.g.,
MMP-9), which normally promote tissue repair, are abundantly recovered in CF sputum. The combined activity
of MMPs and prolyn endopeptidases generates collagen products [e.g., proline-glycine-proline (PGP)] by
degrading lung collagen, which further promotes inflammation and neutrophil chemotaxis to the lungs22.
Longitudinal studies with CFTR modular therapies in CF suggest a lack of improvement in levels of sputum
NE23. Several drugs designed to block neutrophil proteases are being tested in people with CF24, 25, 26, 27.
Nitric oxide (NO) content. NO is produced from the amino acid L-arginine by the enzymatic action of nitric
oxide synthase proteins (NOS). NO is essential for controlling inflammation and infection, and for modulating
ciliary activity, vasodilatation, and bronchodilatation28. NO is decreased in the exhaled breath of CF patients
with severe disease. Low NO levels may be due to low expression of NOS and/or low availability of the NO
Clinical trials are ongoing to determine the safety and effectiveness of controlled inhalation of NO on lung
inflammation33.
Oxidative environment. The CF ASL contains high levels of reactive oxygen species (ROS) derived from
immune and airway epithelial cells. The increased oxidative stress is exacerbated by diminished antioxidant
activity, including reduced glutathione, vitamin E, carotenoids, and coenzyme Q-10, as well as blunted
antioxidant responses34. Oxidative stress exacerbates inflammation, tissue damage, and affects multiple
bioactive lipid metabolic pathways, which likely play a role in CF lung disease progression34, 35.
The airway barrier function is maintained by cell junctions (tight, adherent, and gap), which provide airway
epithelial cells contact and adhesion36. Loss of CFTR results in altered levels and positioning of airway
epithelial junction proteins creating weak connections, compromising epithelial paracellular permeability to
ions, metabolites, immune mediators, and bacterial products. Thus, it contributes to altered ASL content and
inflammation37, 38, 39
. Further studies are required to correlate changes in epithelial paracellular permeability
4
observed in experimental models to CF disease. Interestingly, azithromycin, a macrolide-type antibiotic with anti-
inflammatory proprieties commonly used to treat infection in patients with CF, augments airway epithelial
integrity40.
Disrupting mucociliary clearance, which favors bacterial trapping and adaptation, perpetuating
inflammation.
Increasing protease activity, inflammatory mediators, and ROS, which interfere with efficient bacterial
The innate immune system senses microorganisms through pattern recognition receptors (PRRs) (Table
1), which recognize specific pathogen-associated molecular patterns (PAMPs) and damage-associated
molecular patterns (DAMPs). PRRs are expressed on immune and structural cells, which include the airway
epithelium. Once activated, PRRs activate tightly regulated signal transduction mechanisms to initiate the
inflammatory response. This results in the production of inflammatory mediators that lead to pathogen
elimination, followed by a return to tissue homeostasis. Regulation of PRRs by abundance, location, turnover,
and signal transduction determines the quality, intensity, and duration of the immune response 41. PRRs in CF
cells are continuously activated by microorganisms and the CF lung milieu reach in DAMPs (e.g. ROS, PGP,
ATP, and HMGB1), perpetuating activation of pro-inflammatory pathways, and enhancing poor pathogen
management and lung damage42, 43, 44. Despite continuous activation of PRRs, interferon (IFN) signaling, a key
5
antiviral pathway downstream to activation of PRRs that sense viral PAMPs, is blunted in CF, increasing
susceptibility to viral infection45. Even in the context of impaired antiviral function in CF, SARS-CoV2 infections
are not more frequent or more severe in the CF population compared to the general population46, potentially
due to sustained isolation, mask-wearing, and handwashing. Therapeutics like long-term azithromycin
antibiotic therapy47 and decreased ACE2 expression due to lung damage may also minimize SARS-CoV2
susceptibility in CF48.
CF-affected cells by increasing proinflammatory metabolites (e.g., succinate and itaconate) and activating the
inflammasome pathway44, 49
. Elevated Interleukin-1 (IL-1) following inflammasome activation further
augments mucin production and the Th17 response3, 50. Autophagy is also dysfunctional in CF, resulting in the
autophagy also contributes to the lack of efficient intracellular pathogen killing (e.g., Burkholderia cepacia,
The altered lipid metabolism in CF also contributes to dysregulated immunity52. Pro-inflammatory lipid
metabolites, such as arachidonic acid, prostaglandins, and neutrophil chemoattractant leukotriene B 4 (LTB 4),
are elevated in CF. In contrast, levels of the anti-inflammatory omega-3 polyunsaturated fatty acid (e.g.
docosahexaenoic acid) and pro-resolving lipid mediators (e.g. lipoxin A4, 15-lipoxygenase 2), which are
necessary for the resolution of the inflammatory response, are reduced in CF53,54, 55
. The level and cellular
distribution of sphingolipids and cholesterol, key components of the cellular plasma membrane (PM), are also
altered in CF56, 57
. Changes in PM lipid composition impact the localization and activation of PM immune
The CF Foundation (CFF) therapeutic development pipeline has targeted the CF altered immune response.
High-dose ibuprofen is highly effective in attenuating inflammation, although dosing and side effects complicate
utilization in patients58. LAU-7b is considered due to the ability to normalize ceramide imbalance in CF cells59
6
and to inhibit the inflammasome/IL-1 pathway60. Boosting anti-inflammatory responses through stimulating NO
production via L-arginine administration61, increasing Nrf2 activity62, pro-resolving lipid mediator treatment53,
and the use of human mesenchymal stem cells have also been explored in CF63, 64. It is important to note that
recently approved CFTR modulator therapies, which improve mutation-specific function, may not suppress CF
In summary:
Pathways involved in recognition and killing of pathogens and promotion of inflammation resolution are
Treatment of infection and inflammation in CF may require a multi-tiered approach, integrating immune
3.1 Neutrophils
Neutrophils are the most abundant immune cells recovered from the bronchoalveolar fluid (BALF) in the
sputum of CF patients (Figure 1). Excessive migration of neutrophils into CF lungs is attributed to a massive
increase in chemokines and chemoattractant molecules (e.g., IL-8, LTB4, CXCL10, IL-17, and PGP). Yet, the
elevated numbers of neutrophils do not efficiently clear infections and, at the same time, secrete high levels of
proteases, pro-inflammatory cytokines, ROS, and neutrophil extracellular traps (NETs), amplifying lung hyper-
inflammation and damage43. Dysregulated NETosis, a controlled release of nuclear DNA coated with proteases
that normally help to capture and kill bacteria, is a major contributor to the high DNA content observed in CF
lungs65. Enhanced neutrophil numbers, impaired degranulation, and delayed apoptosis contribute to NETs
accumulation in CF airways. The failure of neutrophils to phagocytize bacteria is augmented by the shielding
effect of the viscous mucus in the CF airways, and by Pseudomonas aeruginosa’s exopolysaccharide
7
secretions and biofilm formation66. Loss of CFTR also directly contributes to neutrophil dysfunction by impairing
their ability to generate intraphagosomally hypochlorous acid67 and to efficiently release secondary and tertiary
granules68, which contain antimicrobial molecules. In addition, neutrophils from patients with CF acquire an
altered activated state when exposed to the CF lung microenvironment. They retain sustained viability, primary
granule exocytosis (release of proteases, ROS), and activation of the inflammasome, resulting in upregulation
of anabolic genes and increased secretion of IL-1β, while downregulating antimicrobial functions60, 69, 70.
Despite the clear contributions of neutrophils in CF lung disease progression, clinical interventions
targeting neutrophil recruitment have not provided clinical benefits. A study using an LTB4 inhibitor (BIIL4)
resulted in an increased incidence of pulmonary exacerbations, due to its excessive inhibitory anti-
inflammatory effects71. A clinical trial using a new LTB4 inhibitor (Acebilustat), shows that this drug, while safe,
does not improve lung function. However, a trend towards reduced pulmonary exacerbations in subjects with
3.2 Macrophages/monocytes
Macrophages (MΦs) and monocytes (MOs) are regulators of inflammation and host immunity. They are
instrumental for maintaining tissue homeostasis, and their dysfunction contributes to the pathogenesis of
Altered MΦ immune pathways in CF. Many key pathways are dysregulated in CF MΦ/MO leading to
failures in properly controlling inflammatory triggers, resolving inflammation, and clearing bacteria.
Uncontrolled activation of TLRs and PTEN-AKT immune signaling, autophagy, the unfolded protein response,
inflammation or at restoring CFTR function modulate MΦ/MO function42, 43, 44, 73.
MO and MO-derived MФ in the chronically infected CF lung. The lung contains resident MΦs that can be
classified as alveolar MΦ (AMs), and interstitial MΦs (IMs). In response to infection or injury, lungs are
populated by circulating pro-inflammatory MOs, which acquire a tissue-resident phenotype upon interfacing
with the lung microenviroment74. MΦ numbers are elevated in the airways of fetuses and young CF children
before chronic infection, suggesting sterile inflammation in early CF75, 76. These MΦs display altered expression
of immune receptors (e.g., TLR4, TLR5, CD11b, and MHC class II) and of scavenger receptors involved in
8
phagocytosis42. A single-cell-RNAseq study on immune cells isolated from CF and non-CF airway secretions
has shown that most of the MΦs in the CF airways originate from circulating monocytes77. Increased numbers
of blood-derived MΦ/MO can impede the resolution of inflammation, promote pathogen colonization, and
Pro-inflammatory circulating MO in CF. MOs recruited into the infected CF lungs are pre-primed to respond
to the unique CF lung microenvironment. Chronic lung infections provide a constant presence of LPS in CF,
promoting a state of tolerance in circulating MOs78, 79. They also display altered adhesion and chemotaxis into
the lung in response to chemoattractants80. MO isolated from patients before and after starting CFTR
modulator therapy suggests that restoration of CFTR function causes increased expression of genes that
positively regulate the inflammatory response81. In disagreement with a “tolerance” state, MOs from CF
patients produce high IL-1 and IL-18 levels82 and have an active IFN/STAT1 signaling83, which is decreased
by CFTR modulators.
with neutrophils, MΦ function is altered by the CF lung microenvironment, which impacts the ability to regulate
inflammation and infection. The elevated levels of proteases in CF lungs cleave MΦs phosphatidylserine
receptors84 and other PM-associated molecules85, decreasing effectiveness of MΦ/MO airway clearance of
apoptotic cells and impeding reestablishment of tissue homeostasis. Moreover, CF MΦ’s produces high levels
of succinate, itaconate, and ROS due to alteration of PTEN-PI3K-AKT signaling and mitochondrial metabolism.
Succinate favors Pseudomonas aeruginosa colonization, and itaconate perpetuates their conversion toward a
mucoid phenotype, promoting the persistence of the infection by evading host immunity44.
In summary:
Inefficient neutrophil and MO/MФ functions contribute to the overall pathophysiology in CF.
An effective treatment aimed to control inflammation, infection, and reduce lung tissue damage will
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4. ADAPTIVE IMMUNITY IN CYSTIC FIBROSIS
The immune system involves a collaborative interaction between major histocompatibility complex (MHC)
on MΦ, dendritic cells (DC), and T-cells. DCs as the primary antigen-presenting cells, are central to the
integration of innate and adaptive immunity and are located throughout the respiratory mucosa and alveolar
epithelium where they sense and process antigens. Peripheral blood DCs from CF patients have lower levels
of MHC Class II receptors when compared to healthy controls86 suggesting altered antigen presentation87. In
addition, DC maturation and function may be compromised by neutrophil elastase cleavage of CD86 in CF
airway fluids88.
CFTR-deficient T lymphocytes have aberrant cytokine secretion and are hyper-inflammatory due to altered
Ca2+ influx. They produce higher levels of IL-13 and IL-4 in response to Aspergillus Fumigatus infections, and
lower levels of IL-10 compared to non-CF controls89. Defective tryptophan catabolism may also contribute to
the abnormal T-cell phenotype in CF90. Pathogenic Th17 T-cells, with the production of high IL-17 levels91,
have both an early and late contribution to CF lung pathophysiology. Although Th17 T-cells are critically
important in host responses to infection, in CF they promote neutrophil recruitment into the lungs and induce
expression of mucin-producing genes from the epithelium92. Treatments aimed at neutralization of IL-17
signaling reduced neutrophil recruitment into lungs of CF mice challenged with Pseudomonas aeruginosa,
implicating IL-17 as a therapeutic target93. However, since IL-17 is central to controlling infections and
stimulating HCO3- transport at the airway mucosa94, attention to balancing immunity is required in CF.
Inflammation in CF may also be attributed to the defective activity of the anti-inflammatory regulatory T-cell
(Tregs)95, 96.
10
The CF lung environment creates a unique milieu for B-cell development and maturation, as shown by
changes in the transcriptional profile of CF B-cells97. Patients with CF have increased lung neogenesis of
bronchial-associated lymphoid tissue (BALT) and B-cell-activating factor of tumor necrosis factor family
(BAFF), which regulates B-cell survival and maturation. CF patients infected with Pseudomonas aeruginosa
present with high levels of circulating IgG immunoglobulins (mostly IgG3 and IgG4), and increased levels of
IgA98. Although high levels of antibodies against Pseudomonas aeruginosa are produced, the antibodies are
Altered B-cell phenotype and elevated immune complexes can promote autoimmunity100 contributing to CF
lung damage, inefficient complement, and adaptive immune response101, 102. Autoimmunity is present in 2-3%
of CF patients including the presence of anti-neutrophil cytoplasmic autoantibodies, which correlates with the
efficiency in managing Pseudomonas aeruginosa infections and disease severity103, 104. Autoantibodies against
the bactericidal/permeability-increase protein (BPI) and the degraded form of SPLUNC1, important in the
management of infections, are elevated in CF. BPI autoantibodies correlate with platelet numbers, impacting
the inflammatory response to Pseudomonas aeruginosa, as well as efficient wound healing and clotting105, 106.
In summary:
Inefficient anti-Pseudomonas aeruginosa neutralizing antibody isotypes highlight the defective adaptive
Innate lymphoid cells (ILCs) and innate-like lymphocytes. ILCs differentiate from lymphoid progenitors. In
contrast to B- and T- cells that express antigen receptors and undergo clonal selection and expansion when
stimulated, ILCs mature into cells with specific phenotypes when exposed to microenvironmental cues,
11
contributing to mucosal immune surveillance and DCs activation. The CF lung microenvironment drives trans-
differentiation of ILC precursors in specific types of ILCs (i.e., ILC2) that secrete high IL-17A levels as well as
contribute to mucin production and obstruction in CF airways107. Other innate-like lymphocytes such as
mucosal-associated invariant T (MAIT) cells, T cells, and natural killer T (NKT) cells, which share features
with ILCs108, are also shown to be dysregulated in CF. MAITs are dramatically reduced in peripheral blood of
patients with CF, and their reduction positively correlated with Pseudomonas aeruginosa infection, pulmonary
aeruginosa may have an increase in T cells111 that contribute to IL-17A secretion in lung tissue, lymph
nodes and peripheral blood of patients with CF112. Finally, dysregulation of the invariant NKT population has
Platelets. Growing scientific evidence identifies platelets as critical players in immune processes,
contributing to pulmonary inflammation and destruction in CF. Platelets isolated from patients with CF show an
increased level of activation, which correlates with the clinical and proinflammatory status of the patients 114.
CFTR modulator therapy can partially restore CF platelet dysfunction 115. Hyperactivity of platelets can also
enhance cardiovascular disease, as well as the incidence of neurological events such as stroke in CF116, 117.
Myeloid-Derived Suppressor Cells (MDSCs). MDSCs are a heterogeneous population of cells that derive
from a pathologic state of activation of monocytes (M-MDSCs) and neutrophils (G-MDSCs) and have the key
feature of inhibiting T-cell function. Studies using CF mice and samples from CF patients have shown that CF
lungs have increased MDSC number, specifically G-MDSCs, which mediate T-cell suppression and have a
Cell-to-cell communications via extracellular vesicles (EVs). Different types of cells in the lung
communicate by the secretion and transfer of biological mediators (proteins, RNAs, lipids) through EVs and
exosomes. EVs can function by either promoting or inhibiting the immune responses defined by their contents.
virulence factors, antibiotic-degrading enzymes, surface adherence factors, proteases, and enzymes that are
important for nutrient acquisition and communication in the microbiome community. OMVs are also decoyed to
prevent host immune cell attack by transferring information from the bacteria to host cells, disarming normal
12
pathogen resolution strategies122. OMVs from Pseudomonas aeruginosa have been found to suppress MHC-
related molecules in human lung MΦs as a strategy to evade the host immune response123.
Mesenchymal stem cells. Human mesenchymal stem cells (hMSCs) have immune-modulatory activity
cytokines124, 125
and extracellular vesicles (hMSC-EVs)64. hMSC and their products can be given as an
allogeneic source, with no requirements for immunosuppression, but hMSC donor selection is important for
cytokine therapeutics, is the combined anti-microbial and anti-inflammatory function. Anti-cytokine therapy is
counter indicated in scenarios of infection, which complicates dosage and applications in CF128.
In summary:
Immune imbalance in CF is driven by many complementary mechanisms and diverse immune cell
Although mutations at the CFTR gene are the causative factor for the CF pathophysiology, genome-wide
association studies (GWAS) have demonstrated that the severity of CF lung disease is influenced by gene
variants located on other loci in the genome129. Several single nucleotide polymorphisms (SNPs) associated
with the severity of CF lung disease are found at the human leukocyte antigen (HLA) class II locus129, 130
.
Although the precise mechanisms by which SNPs in this locus modify the immune response in CF are unclear
to date, the association between HLA-DR and CF lung disease severity is the most significant region in the
genome. Among other modifier genes, there are the Na/H exchanger (SLC9A3)131 and the Calcineurin Like EF-
Hand Protein 2 (CHP2), which help to ASL pH. Their differential expression due to SNPs may change the
antimicrobial responses132 and the mucociliary clearance efficiency in CF airways. Variation in expression of
13
the Angiotensin II Receptor Type 2 (AGTR2) may be involved in controlling the inflammatory response133.
Additional studies have also identified SNPs at the NLR Family Pyrin Domain Containing 3 (NLRP3), NLR
Family CARD Domain Containing 4 (NLRC4), surfactant protein-D (SFTPD), and mannose-binding lectin
(MBL). These genes are associated with increased Pseudomonas aeruginosa colonization and severity of lung
TNF-α) have also been shown to correlate with CF lung pathology136 (see also Chapter 2).
In summary:
Gene variants, which modify the immune response, contribute to the unique CF pathophysiology and
the heterogeneity of disease severity in patients with the same CFTR mutations.
7. SUMMARY
Evidence suggests that CF patients have inherited and acquired factors that contribute to abnormal innate
and adaptive immune regulation, which support hyper-inflammation, defective bacterial clearance, and lung
disease progression (Figure 2). Effective, long-term therapies for CF will need to target and restore these
inefficiencies of the immune response. More studies need to be pursued to understand the causes of
dysregulated immunity in CF. Concurrent immune-supportive therapeutics with CFTR modulatory therapies,
Acknowledgements: We would like to thank Morgan Sutton BS (Graduate Student, St. Jude Graduate
School of Biomedical Sciences, Memphis TN) for her edification and review of the manuscript.
14
Table 1. Extracellular pattern recognition receptors
PAMPs
Nucleotide-binding domain and Cytosol Ligands present in the cytosol and induce
receptors (NLRs)
cGAS/STING
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