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How Do Social Work Leaders Understand and Ideally Practice Leadership A Synthesis of Core Leadership Practices
How Do Social Work Leaders Understand and Ideally Practice Leadership A Synthesis of Core Leadership Practices
Rosemary Vito
To cite this article: Rosemary Vito (2020) How do social work leaders understand and ideally
practice leadership? A synthesis of core leadership practices, Journal of Social Work Practice,
34:3, 263-279, DOI: 10.1080/02650533.2019.1665002
ABSTRACT KEYWORDS
Core social work leadership practices have been identified on Social work; leadership
a conceptual level. This article extends this knowledge by synthe- practice; leadership
sising and demonstrating how these core leadership areas are conceptualisation;
ideally practiced. Common themes arising from a qualitative, mul- relationship-based
perspective
tiple case study in three children’s services agencies in Ontario,
Canada, will be provided. Themes include: the centrality of leader-
ship influence; building trusting relationships; creating shared and
achievable visions; role modelling and living values; motivating,
coaching, and mentoring staff; fostering teamwork and collabora-
tion; and promoting staff recognition. Challenges to enacting
these ideal practices will be analysed from a psychosocial and
relationship-based perspective. Practice implications for current
and aspiring social work leaders will be highlighted.
Introduction
Understanding how leadership is practiced in social work is a challenging undertaking,
as the social work profession lacks leadership development in educational and profes-
sional settings, resulting in a lack of social workers in senior management positions
(Peters, 2018). Leadership has been studied extensively in the business sector, and there
is a vast array of leadership models and theories to choose from (Hardina, Middleton,
Montana, & Simpson, 2007). However, these business management models and the-
ories, from a competitive for-profit context, may not be suitable for leaders in the
human services who are focused on social justice (Peters, 2018). Similarly, core leader-
ship practices have been well defined and researched in the business sector (Kouzes &
Posner, 2012). However, core leadership practices in the social work sector remain
largely at a conceptual level and further research examples of their use and practice
application are recommended (Holosko, 2009). Moreover, further exploration of social
work leadership principles, recently identified by Peters (2018), are recommended in
practice.
Leadership practices consistent with social work’s primary values, such as building
trusting relationships and empowering others (CASW, 2005), are particularly important
to explore given the relational context of human service organisations (HSO’s). In one
study in Canada, while participatory leadership approaches are often valued, directive
approaches are becoming more common due to government constraints (Vito, 2018).
Literature review
Leadership definition and conceptualisation
Leadership is a contested concept, and there is no comprehensive, commonly accepted
definition (Lawler & Bilson, 2010). Despite the challenge of defining leadership, there is
general agreement that leadership is a process of influencing others to achieve
a common goal (Northouse, 2013) and it involves being able to inspire others to create
a shared vision (Hardina et al., 2007; Kouzes & Posner, 2012). Recently, Peters (2018)
has developed a definition of social work leadership, which encompasses leadership
principles on organisational, relational and individual levels. The current study provides
an opportunity to examine some relational and organisational principles in social work
practice and contributes towards validating this definition.
Although dated, there is some previous research on how social workers conceptua-
lised leadership. For example, deans and senior managers in the U.S. identified five core
social work leadership elements: pro-action, values and ethics, empowerment, vision,
and communication (Rank & Hutchison, 2000). Similarly, social service managers in
Australia emphasised relationships, trust, respect, empowerment, and a strength-based
approach in leadership (Healy, 2002). Research conducted in the business and non-
JOURNAL OF SOCIAL WORK PRACTICE 265
sectors, Kouzes and Posner (2012) have identified five leadership practices: model the
way, inspire a shared vision, challenge the process, enable others to act, and encourage
the heart (p. 15). Based on a content analysis of social work literature, Holosko (2009)
conceptualised similar core leadership attributes: influencing others to act, implement-
ing a vision, problem-solving capacity, teamwork and collaboration, and creating
positive change. These leadership practices and attributes correspond to the four
dimensions of the transformational model reviewed above. A summary of these com-
mon practices is provided below (see Table 1).
For simplicity, these practices, attributes, and dimensions will be combined in this
article and referred to as ‘core leadership practices.’ Several of these leadership practices
correspond to CASW (2005) ethical guidelines, such as respect, collaboration and
consultation, teamwork and communication; UK standards of conduct, performance
and ethics, such as communication, delegation, being honest and trustworthy (HCPC,
2016); and NSWM leadership competencies, including promoting organisational vision
and values, inspiring others and being a team player, and supporting an organisational
culture of recognition and reward (Hassan & Wimpfheimer, 2015).
There has been some research conducted on Kouzes and Posner (2012) leadership
practices in the social work and non-profit sectors. For example, social work leaders
endorsed these practices in New Zealand mental health services (McNabb & Webster,
2010). However, another study found that leaders’ expected practices were higher than
actual practices, with greater differences contributing to workers’ job dissatisfaction, as
rated by social workers in a national U.S. study (Elpers & Westhuis, 2008). The
leadership attributes conceptualised by Holosko (2009) have only been explored in
a limited way in the social work sector and this study provided an opportunity to
examine them further in practice.
Methodology
The methodology for this study emanates from a larger study and contains some
information from an earlier article with permission (see Vito, 2016, 2017). This article
reports specifically on how social work managers understood and practiced leadership.
This study employed a qualitative research approach, which is recommended to study
leadership relational processes in context and provide more in-depth understanding
(Parry, 2011). A multiple case study design was used, which allowed leadership practice
to be studied as a complex issue within, and compared across, three different organisa-
tional contexts, to identify common patterns (Campbell, 2010; Yin, 2009).
Convenience and purposive sampling methods were used to choose agencies (Rubin
& Babbie, 2011). Two provincial associations, Children’s Mental Health Ontario
(CMHO), and Practice and Research Together (PART), agreed to distribute emails
about the research study, including an invitation for agency participation. A screening
for inclusion of potential agencies resulted in three agencies being selected (2 children’s
mental health and one child welfare). Screening criteria included: interest in leadership
practices; ability to meet data collection timeline; agreement with research methods;
senior and middle management participation; and knowledge mobilisation through
presentations, publications, and teaching. Table 2 (below) provides a brief overview
of agencies and participants involved.
Table 1. Common leadership practices.
Transformational
Leadership Model Dimensions Exemplary Leadership Practices Core Leadership Attributes
(Diaz-Saenz, 2011) (Kouzes & Posner, 2012) (Holosko, 2009)
Idealised influence (charisma, modelling) Model the way (clarify values, set the example) Influencing others to act
Inspirational motivation (vision, build confidence to act) Inspire a shared vision (envision the future, enlist others) Implementing a vision
Intellectual stimulation (innovative problem-solving) Challenge the process (opportunity to experiment, take risks) Problem-solving capacity
Individual consideration (respect and coaching) Enable others to act (foster collaboration, strengthen others) Teamwork and collaboration
Encourage the heart (recognise contributions, celebrate victories) Creating positive change
JOURNAL OF SOCIAL WORK PRACTICE
267
268
R. VITO
Findings
Overall, senior managers and middle managers were knowledgeable about leadership
and they endorsed several core leadership practices. Emerging themes included: the
centrality of leadership influence; building trusting relationships; creating shared and
achievable visions; role modelling and living values; motivating, coaching, and mentor-
ing staff; fostering teamwork and collaboration; and promoting staff recognition. These
practices will be presented in an integrated way, highlighting the common and con-
trasting themes that arose in all three agencies.
270 R. VITO
(A3D4), and ‘we do get to know one another by doing the WORK’ (A2D4), and ‘people
need to know the leader is in their corner . . . we are in this together’ (A3D2). Some
emphasised balancing the professional nature of their relationships, ‘some of these
people I’ve known for over 25 years . . . so you need to recognise and honour those
connections too’ (A2D1).
there’s excellent work going on’ (A3D3), and ‘supervisors will do little things for
different staff for exceptional work’ (A3D4). Other senior managers admitted they
struggled to provide positive staff recognition, ‘I’ve fallen down over again in accepting
and recognising that people are different from me and need external reinforcement’
(A3D1), and ‘I don’t need recognition to feel good about my work . . . but I do recognise
it’s important for most people’ (A1D2). Some stressed providing balanced feedback,
continuous improvement, and public accountability. For example, ‘I’m really bad at
giving positive feedback and really good at giving constructive feedback’ (A1D5), and
‘although it’s good to celebrate successes we should . . . always be examining what we’re
doing and trying to improve upon it’ (A1D3), and ‘we’re accountable to our clients and
we can do better’ (A1D1).
Still, some senior and middle managers recognised the value of staff recognition for
engagement, ‘you’re never going to have continued buy-in from your staff, your team or
your agency if you’re not showing that you value their contribution’ (A1D5), and ‘you
have to give recognition for what people do . . . people feel more ownership for the
process and the services that we provide’ (A1FG2). Middle managers also recognised
the importance for wellness, ‘it’s important for well-being and worker satisfaction . . . if
you don’t point out the positives, you could have high burnout rates’ (A1FG2). They
emphasised being mindful and genuine, ‘we just have to work it in and have our minds
attuned to the positive’ (A1FG2), and ‘being authentic or legitimate when you’re giving
the recognition . . . that you REALLY appreciate (them)’ (A3FG1).
boundaries but also an internal reflective capacity (Megele, 2015 in Elliot, 2017). This
theme also supports the relational leadership principle of power sharing (Peters, 2018).
Managers can balance this power by focusing on both rational and emotional aspects of
practice with staff (Ingram, 2013; Ruch, 2012). For current and aspiring social work
leaders, this theme reinforces the need to be aware of their formal positional power and
informal personal influence on staff. Used wisely, their influence can be a powerful way
to move the organisation’s agenda forward.
Senior managers recognised that investing in relationships was foundational to their
leadership practice and leadership is upheld fundamentally as a relationship (Kouzes &
Posner, 2012). They described how they built trusting relationships with staff, which is
part of an empowering leadership approach (Hardina et al., 2007) and some emphasise
that leaders’ credibility, or trustworthiness, is foundational (Kouzes & Posner, 2012).
For example, leaders who are trustworthy have been found to have more influence over
workers’ job satisfaction (Yıldız & Şimşek, 2016). These findings also support the
relational leadership principle of mutual support and acceptance (Peters, 2018). Social
work leaders in human services may want to pay attention to these findings, as their
efforts to influence staff will be more successful if they first invest in developing
trustworthy relationships and establishing their credibility. From a psychosocial per-
spective, this requires leaders’ emotional intelligence; the ability for self-awareness and
self-regulation of emotions, and empathy or emotional attunement towards others,
which are considered foundational to trusting relationships (Ingram, 2013). However,
developing trusting relationships may be challenging for leaders in the context of
managerialism that prioritises efficiency over social workers’ reflective practice and
sharing of emotions, despite the positive benefits on learning (Trevithick, 2014). Ruch
(2012) proposes a reflective management model that blends managers’ self-reflection
and relationship-based practices with positive aspects of managerialism. These founda-
tional practices are especially important currently, given the rapid pace of organisa-
tional change that may shortchange such investments (Hopkins et al., 2014).
Senior and middle managers endorsed and expanded on the leadership practices that
have been identified within the social work and broader leadership literature. The first
practice was developing clear, shared and achievable visions, which supports the rela-
tional leadership principle of vision (Peters, 2018). Having a vision or ‘future orienta-
tion’ is considered a primary leadership characteristic (Holosko, 2009; Kouzes &
Posner, 2012) and the senior managers in this study offered valuable insights regarding
engaging staff meaningfully in the vision to ensure commitment. These insights may be
helpful for social work leaders who are striving to develop and implement a shared
vision for their organisations to guide them during turbulent times. Leadership that is
adaptive and shared across all organisational levels is key to innovative change in
human services (Hopkins et al., 2014). From a relationship-based perspective, this
includes leaders being aware of the uncertainty, complexity and risk in practice, and
using their emotional intelligence to guide them (Hingley-Jones & Ruch, 2016).
The second practice was role modelling through their presence, behaviour, positive
attitude, and communication, and clarifying and living their own values such as integrity
and humility, which supports relational leadership principles of honesty, listening and learn-
ing from each other (Peters, 2018). Being honest and having integrity is considered a primary
leadership characteristic central to modelling and influencing others (Kouzes & Posner, 2012),
276 R. VITO
which social work leaders acting as role models for others may want to emulate. From
a relationship-based perspective, this may be challenging as it requires leaders to have
a high level of self-awareness and self-reflexivity. Workers depend on their managers to
model reflective ways of being in practice and managers can develop spaces for reflective
and relationship-based practices (Hingley-Jones & Ruch, 2016) but this may require purpose-
ful and collective action to create these within their agencies (Elliot, 2017). HSO’s can support
this by creating a supportive organisational climate that values reflective spaces for managers
to develop their relationship-based skills (Ruch, 2012). The senior and middle managers also
affirmed upholding agency values such as responsivity and consistency, and broader social
justice values. Leading from a place of core values, known as ‘values-based leadership’ is
significant because it influences others’ practice and fosters a caring organisational culture
(Faith, 2013). However, this may be challenging for managers to enact given the competing
tensions between professional social work values and ethics and government expectations for
meeting targeted outcomes and accountability (Elliot, 2017).
The third practice involved motivating, empowering and mentoring staff, which
corresponds to enabling and considering others, challenging process and problem-
solving (Diaz-Saenz, 2011; Holosko, 2009; Kouzes & Posner, 2012). This finding also
supports the organisational leadership principles of distributing expertise and promot-
ing employee/organisational growth (Peters, 2018). The senior and middle managers
provided valuable insights around getting to know staff personally to best develop their
strengths and future potential, trusting and empowering staff to take initiative, and
providing stimulating assignments to challenge their growth. From a relationship-based
perspective, this may be challenging, as managers’ empathy may need to be combined
with respectful challenge to encourage staff reflection about their actions, emotions, and
impact on others (Megele, 2015, in Elliot, 2017). These suggestions may be helpful to
social work leaders who are striving towards developing their staff and enriching their
organisations. Inspirational leadership is known to build trust and empower workers,
increase their motivation, satisfaction and performance, and improve client service and
organisational outcomes (Hardina et al., 2007).
The fourth practice focused on teamwork and collaboration as central to effective
leadership and organisational functioning (Holosko, 2009; Kouzes & Posner, 2012),
which supports the relational leadership principle of interdependent teamwork (Peters,
2018). The senior managers provided valuable examples around developing respectful
relationships and team process regarding conflicts, which may be instrumental for
social work leaders. From a relationship-based perspective, these processes may be
emotionally provoking for both managers and staff, and some suggest creating discus-
sion groups that are safe and secure for staff to reflect and act on their practice
(Hingley-Jones & Ruch, 2016). There were some challenges noted with middle manage-
ment teams; senior managers perceived a lack of knowledge and skills, while middle
managers experienced challenges due to competing demands. This finding serves as
a caution for senior leaders to invest sufficiently in supporting their middle manage-
ment teams, as leadership support is a critical factor for team empowerment and
effective functioning (Hardina et al., 2007).
Finally, the fifth practice involved promoting staff recognition, which corresponds to
encouraging the heart and creating positive change (Holosko, 2009; Kouzes & Posner,
2012) and organisational principles of prioritising employee well-being and success
JOURNAL OF SOCIAL WORK PRACTICE 277
(Peters, 2018). Positive, meaningful and genuine staff recognition was practiced in one
agency and this is significant as leaders showing appreciation for excellent work
improves staff morale, job satisfaction and work climate (Elpers & Westhuis, 2008;
Kouzes & Posner, 2012). However, staff recognition was limited in two agencies and
this was partly due to the increasing government expectations for accountability in
human services (Hopkins et al., 2014). Such managerialism needs to be ‘humanised‘ and
relational practice that is emotionally responsive needs to be the ‘heart’ of social work
practice (Trevithick, 2014), which is a worthwhile lesson for social work leaders who are
striving to balance relationship-based work with encroaching managerialism.
Acknowledgements
I would like to thank Dr. Eli Teram, Dr. Wes Shera, Dr. Lamine Diallo, and Dr. Nancy Freymond
for their support and guidance during the dissertation research study. I would also like to thank
the two blind reviewers for their helpful feedback and suggested revisions to the draft manu-
script. Lastly, I would like to thank the senior and middle managers who participated in this
study, for sharing their considerable knowledge and experience with us.
Disclosure statement
In accordance with Taylor & Francis policy and my ethical obligation as a researcher, I am
reporting that there was a potential conflict of interest with one agency, as one of the participants
was known to me in a personal capacity. I have disclosed this conflict fully to Taylor & Francis
and I had an approved plan to manage this potential conflict.
278 R. VITO
Notes on contributor
Dr. Rosemary Vito, PhD, MSW, RSW is an Assistant Professor in the School of Social Work,
King’s University College, at the University of Western, London, Ontario, Canada. Her teaching
and research interests includes social work leadership, organisational culture and change,
reflective supervision, and mental health policy and practice. She has over 20 years of direct
practice experience as a clinical supervisor and social worker in children’s mental health service
organisations. [email: rvito4@uwo.ca].
ORCID
Rosemary Vito http://orcid.org/0000-0002-9021-1973
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