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Full Chapter Protection Engineering Basics and Schemes Power System Engineering 1St Edition Engr Qazi Arsalan Hamid PDF
Full Chapter Protection Engineering Basics and Schemes Power System Engineering 1St Edition Engr Qazi Arsalan Hamid PDF
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Engr. Qazi Arsalan hamid
pg. 1
Contents
Chapter 1 Instrument Transformers:....................................................................................................... 6
1.1 Current Transformer: .......................................................................................................................... 6
1.1.1 Operation ..................................................................................................................................... 7
1.1.2 Burden:......................................................................................................................................... 9
1.1.3 Errors:......................................................................................................................................... 11
1.1.4 Exitation or magnetization Current: .......................................................................................... 12
1.1.5 CT types as per applications:...................................................................................................... 14
1.1.6 Accuracy limit Factor:................................................................................................................. 14
1.1.7 Knee point Voltage:.................................................................................................................... 15
1.1.8 Circuit Diagram of Excitation /Magnetization Test .................................................................... 17
1.1.7 Polarity of CT: ............................................................................................................................. 21
1.1.9 Ratio Test: .................................................................................................................................. 25
1.1.10 CT by location is divided in two types ...................................................................................... 27
1.1.11 CT by construction is divided in three types ............................................................................ 28
1.1.13 Nameplate Data: ...................................................................................................................... 34
1.1.14 Special Type of CT (Class X): ..................................................................................................... 36
1.2 Potential Transformer ....................................................................................................................... 39
1.2.1 Operation: ...................................................................................................................................... 39
1.2.2 Errors .......................................................................................................................................... 40
1.2.3 Voltage transformers for extra high voltage.............................................................................. 43
1.2.4 Capacitive Voltage Transformer: ............................................................................................... 45
1.2.5 Protection of Voltage Transformer: ........................................................................................... 47
1.2.6 Test need to be conduct on Voltage Transformer ..................................................................... 47
Chapter 2 Auxiliary Relays and Trip circuits........................................................................................ 61
2.1 Auxiliary Relays ................................................................................................................................. 61
2.2 Types of Contacts .............................................................................................................................. 63
2.2.1 Make contact ............................................................................................................................. 63
2.2.2 Break contact ............................................................................................................................. 63
2.2.3 Change over Switch.................................................................................................................... 64
2.2.4 Delay Switches ........................................................................................................................... 64
2.3 Trip circuits:....................................................................................................................................... 65
pg. 2
2.3.1 Series Sealing: ............................................................................................................................ 65
2.3.2 Shunt Reinforcement: ................................................................................................................ 66
2.3.3 Shunt reinforcement with sealing:............................................................................................. 67
2.4 Trip circuit Supervision: .................................................................................................................... 67
2.4.1 H4 Trip Circuit Scheme: .............................................................................................................. 68
2.4.2 H5 Circuit Scheme: ..................................................................................................................... 69
2.4.3 H7 Circuit Scheme: ..................................................................................................................... 70
Chapter 3 Engineering Drawing...................................................................................................... 72
Chapter 4 Symmetrical and Unsymmetrical Faults ................................................................................... 94
4.1 Short Circuit Faults: ........................................................................................................................... 94
4.2 Symmetrical three phase Fault: .................................................................................................... 94
4.2.1 Symmetrical Components .......................................................................................................... 96
4.3 Phase to ground fault........................................................................................................................ 98
4.4 Phase to Phase Fault ....................................................................................................................... 102
4.5 Double phase (Phase to phase) to ground faults ............................................................................ 104
4.6 Three phase faults........................................................................................................................... 106
Chapter 5 Protection Relay ................................................................................................ 108
5.1 Operation ........................................................................................................................................ 109
5.2 Terminologies used in Protection Relay: ........................................................................................ 110
5.2.1 Plug multiplier setting .............................................................................................................. 110
5.2.2 Time multiplier setting: ............................................................................................................ 111
5.3.1 Definite Time Relay .................................................................................................................. 111
5.3.2 Inverse Time Relay ................................................................................................................... 112
5.3.3 Instantaneous Relay: ................................................................................................................ 118
5.3.4 Relay connection Figure ........................................................................................................... 120
5.3.4 Directional Overcurrent Relay ................................................................................................. 121
5.3.5 One Case Study (Protection Relay-OC-Setting) ........................................................................ 134
5.3.5 Case study# 2: .......................................................................................................................... 138
5.3.6 Case study # 3: ......................................................................................................................... 140
5.4 Testing of Protection Relays: .......................................................................................................... 143
5.4.1 Pickup Test: .............................................................................................................................. 143
5.4.2 Drop Off Test: ........................................................................................................................... 154
pg. 3
5.4.3 Pickup/Drop off Test: ............................................................................................................... 154
5.4.4 Timing Test: .............................................................................................................................. 155
5.5 Different Test Sets operation: ......................................................................................................... 166
5.5.1 Omicron CMC 356: ................................................................................................................... 166
5.6 Voltage Relays ................................................................................................................................. 175
5.6.1 over Voltage Relay (59) ............................................................................................................ 176
5.6.2 under Voltage Relay (27): ........................................................................................................ 179
5.7 Frequency Relay (81): ..................................................................................................................... 183
5.7.1 under frequency Relay: ................................................................................................................ 184
5.7.2 over frequency Relay: .............................................................................................................. 189
Chapter 6 Differential Protection Relay ........................................................................................... 193
6.1 Differential Protection Relay:.......................................................................................................... 194
6.2 Basic laws which Differential Relays follows................................................................................... 195
6.3 Types of Differential Relays ............................................................................................................ 195
6.3.1 Current Differential Relay: ....................................................................................................... 195
6.3.2 Biased Differential Protection: ................................................................................................. 202
6.3.3 Case 1: ...................................................................................................................................... 204
6.3.4 Case 2: ...................................................................................................................................... 220
6.4 Restricted Earth fault Protection (REF) ........................................................................................... 227
6.5 One Case Study: .............................................................................................................................. 227
Chapter 7 Capacitor Engineering ................................................................................................ 232
7.1 Power .............................................................................................................................................. 232
7.2 Power Factor ................................................................................................................................... 233
7.3 Case Study: ...................................................................................................................................... 235
7.4 Lagging Power Factor: ..................................................................................................................... 238
7.5 Leading Power Factor...................................................................................................................... 239
7.6 Synchronous Condenser ................................................................................................................. 242
7.7 Shunt Capacitor............................................................................................................................... 243
Chapter 8 Auto reclosure ............................................................................................................. 245
8.1 Operation: ....................................................................................................................................... 246
8.1.1 Operation cycle ........................................................................................................................ 247
8.1.2 Shots......................................................................................................................................... 248
pg. 4
8.2 Terms Use in Auto reclosure schemes: ........................................................................................... 248
8.3 What we mean by auto reclosure in any circuit? ........................................................................... 250
8.3.1 Auto reclosure relay and auto reclosure breaker .................................................................... 250
8.3.2 Auto reclosure breaker with microcontroller .......................................................................... 251
8.3.3 Training on Auto Reclosure: ..................................................................................................... 252
8.4 Testing method: .............................................................................................................................. 255
8.5 Auto reclosure at field .................................................................................................................... 260
8.6 How to Test auto reclosure at Site: ................................................................................................ 260
Chapter 9 Motor Protection.................................................................................................. 263
9.1 Abnormal condition ........................................................................................................................ 264
9.2 line interrupting Device .................................................................................................................. 264
9.2.1 Magnetic Contactor ................................................................................................................. 264
9.2.2 E1 Medium Voltage Motor Controller ..................................................................................... 265
9.2.3 E2 Medium Voltage Motor Controller ..................................................................................... 265
9.3 Types of Switchgear Control ........................................................................................................... 265
9.3.1 Low Voltage rating motors up to 100KW................................................................................. 266
9.3.2 Low Voltage rating motors beyond 100KW ............................................................................. 266
9.3.3 High Voltage rating motors ...................................................................................................... 266
9.4 Overload Protection: It is provided by means of bimetallic relay, fuses and motor protection relay
with thermal overload function. Bimetallic relay is connect in series with load circuit, these relay work
on the principle of thermal expansion, when load current increases the metallic contact in relay
expand to close circuit and send signal to breaker. If motor rating is high then current transformer is
installed with bi metallic relay. ............................................................................................................ 268
9.4.1 Inserting Setting in Relay ......................................................................................................... 271
9.5 Locked Rotor Protection ................................................................................................................. 274
9.6 Short circuit Protection ................................................................................................................... 275
9.7 Negative sequence Protection ........................................................................................................ 276
9.8 Differential Protection .................................................................................................................... 278
9.9 Stalling of Motor ............................................................................................................................. 278
Bibliography .............................................................................................................................................. 280
pg. 5
Chapter 1 Instrument Transformers:
pg. 6
1.1.1 Operation:
𝑉 = 4.44𝑓𝐵𝐴𝑁
Where f is frequency, B is magnetic field density, A is area
of cross section, and N is turn ratio.
pg. 7
𝑁𝑠𝑒𝑐
𝐼𝑝𝑟𝑖𝑚𝑎𝑟𝑦 = ( ) (𝐼𝑠𝑒𝑐𝑜𝑛𝑑𝑎𝑟𝑦 + 𝐼𝑒𝑥𝑐𝑖𝑡𝑎𝑡𝑖𝑜𝑛 )
𝑁𝑃𝑟𝑖
It clearly showing the primary current transformed not
only in secondary current but excitation current also, our
main concern is secondary current but excitation current
is there, more excitation current means less secondary
current which is not technically desirable. To keep
magnetization or excitation current as low as possible it is
common practice to use good magnetic property material
for Current transformer core manufacturing, so in less
magnetization current our CT will be magnetically coupled
with on mounted cable/conductor.
𝑅𝑃 𝑖𝑠 𝑃𝑟𝑖𝑚𝑎𝑟𝑦 𝑅𝑒𝑠𝑖𝑠𝑡𝑎𝑛𝑐𝑒
𝐿𝑃 𝑖𝑠 𝑝𝑟𝑖𝑚𝑎𝑟𝑦 𝑖𝑛𝑑𝑢𝑐𝑡𝑎𝑛𝑐𝑒
𝑒𝑃 𝑖𝑠 𝑝𝑟𝑖𝑚𝑎𝑟𝑦 𝑣𝑜𝑙𝑡𝑎𝑔𝑒
pg. 8
𝐼𝑃 𝑖𝑠 𝑝𝑟𝑖𝑚𝑎𝑟𝑦 𝑐𝑢𝑟𝑟𝑒𝑛𝑡
𝑁𝑝 𝑖𝑠 𝑝𝑟𝑖𝑚𝑎𝑟𝑦 𝑛𝑢𝑚𝑏𝑒𝑟 𝑜𝑓 𝑡𝑢𝑟𝑛𝑠
𝑁𝑠 𝑖𝑠 𝑠𝑒𝑐𝑜𝑛𝑑𝑎𝑟𝑦 𝑛𝑢𝑚𝑏𝑒𝑟 𝑜𝑓 𝑡𝑢𝑟𝑛𝑠
𝑅𝑖 𝑖𝑠 𝑖𝑛𝑡𝑒𝑟𝑛𝑎𝑙 𝑟𝑒𝑠𝑖𝑠𝑡𝑎𝑛𝑐𝑒 𝑎𝑛𝑑 𝐿𝑚 𝑖𝑠 𝑚𝑎𝑔𝑛𝑒𝑡𝑖𝑧𝑎𝑡𝑖𝑜𝑛
𝐼𝑛𝑑𝑢𝑐𝑡𝑎𝑛𝑐𝑒
𝐼𝑠 𝑖𝑠 𝑠𝑒𝑐𝑜𝑛𝑑𝑎𝑟𝑦 𝑐𝑢𝑟𝑟𝑒𝑛𝑡
𝐿𝑠 𝑖𝑠 𝑠𝑒𝑐𝑜𝑛𝑑𝑎𝑟𝑦 𝑖𝑚𝑝𝑒𝑑𝑎𝑛𝑐𝑒 𝑜𝑟 𝑙𝑒𝑎𝑘𝑎𝑔𝑒 𝑟𝑒𝑎𝑐𝑡𝑎𝑛𝑐𝑒
𝑅𝑠 𝑖𝑠 𝐶𝑇 𝑠𝑒𝑐𝑜𝑛𝑑𝑎𝑟𝑦 𝑟𝑒𝑠𝑖𝑠𝑡𝑎𝑛𝑐𝑒
𝑉𝑠 𝑖𝑠 𝑠𝑒𝑐𝑜𝑛𝑑𝑎𝑟𝑦 𝑜𝑟 𝑜𝑢𝑡𝑝𝑢𝑡 𝑣𝑜𝑙𝑡𝑎𝑔𝑒
𝐼𝑚 𝑖𝑠 𝑚𝑎𝑔𝑛𝑒𝑡𝑖𝑧𝑎𝑡𝑖𝑜𝑛 𝑐𝑢𝑟𝑟𝑒𝑛𝑡
𝐼𝑒 𝑖𝑠 𝑒𝑥𝑐𝑖𝑡𝑎𝑡𝑖𝑜𝑛 𝑐𝑢𝑟𝑟𝑒𝑛𝑡
Do not be confused with separate magnetization and
excitation current, because vector sum of internal
resistance and inductive reactance is magnetization
impedance
𝑍 = 𝑅𝑖 + 𝑗𝑋𝐿𝑚
Since 𝑋𝐿𝑚 = 2 ∗ 𝑝𝑖 ∗ 𝑓 ∗ 𝐿𝑚
1.1.2 Burden:
Burden is the load of any current transformer; it
measured in unit of𝑜ℎ𝑚, but mention in Voltage Ampere
pg. 9
(VA) in CTs, but always remember burden is always
calculated in terms of 𝑜ℎ𝑚
Let suppose we have 400/1A CT , with burden of 10VA ,
then we can say ,
𝑉𝐴
𝐵𝑢𝑟𝑑𝑒𝑛 = 2
𝐼𝑆𝑒𝑐𝑜𝑛𝑑𝑎𝑟𝑦
10
= 2 = 10
1
Now Take 400/5A CT, with 10VA rating , then
𝐵𝑢𝑟𝑑𝑒𝑛 = 10𝑉𝐴/52 𝐴=0.4
Let see one more issue related to Current Transformer ,
what happened when CT Secondary kept open during
energized state. Now calculate it mathematically , when
secondary open then current in secondary become zero
because circuit is incomplete
pg. 10
current is transformer only in excitation current , which in
excess can damage the magnetic coupling of CT or CT.
1.1.3 Errors:
There are two types of errors in CT, CT is working for
current Transformation , Current is Vector quantity,
Errors are typified in terms of Magnitude and Phase
angle.
1.1.3.1 Types
Phase Displacement
Error
Ratio Error
Simple vector drawing of
Current transformer is
shown below
pg. 11
Ratio error is difference between the primary and
secondary current ,in figure it is shown by 𝐼𝑟
𝑅𝑎𝑡𝑖𝑜 𝐸𝑟𝑟𝑜𝑟
𝐼𝑝𝑟𝑖𝑚𝑎𝑟𝑦 (𝑁𝑃𝑟𝑖𝑚𝑎𝑟𝑦 /𝑁𝑆𝑒𝑐𝑜𝑛𝑑𝑎𝑟𝑦 ) − 𝐼𝑠𝑒𝑐𝑜𝑛𝑑𝑎𝑟𝑦
=
𝐼𝑠𝑒𝑐𝑜𝑛𝑑𝑎𝑟𝑦
Let take one CT of 200/xA,Turn ratio is 5/200,5VA,Class
0.5 with ratio error of 0.5,Now we need to find 𝐼𝑠𝑒𝑐𝑜𝑛𝑑𝑎𝑟𝑦
5
200 ( )−𝑥
0.5 = 200
𝑥
𝑥 = 3.333𝐴
𝐼𝑆𝑒𝑐𝑜𝑛𝑑𝑎𝑟𝑦 = 3.333𝐴
𝑁𝑠𝑒𝑐𝑜𝑛𝑑𝑎𝑟𝑦
𝐼𝑒𝑥𝑐𝑖𝑡𝑎𝑡𝑖𝑜𝑛 = 𝐼𝑝𝑟𝑖𝑚𝑎𝑟𝑦 ( ) − 𝐼𝑆𝑒𝑐𝑜𝑛𝑑𝑎𝑟𝑦
𝑁𝑃𝑟𝑖𝑚𝑎𝑟𝑦
pg. 12
Now let suppose we have 200/1 A CT , but CT secondary
current is 0.99A but not 1 A , it means
1
𝐼𝑒𝑥𝑐𝑖𝑡𝑎𝑡𝑖𝑜𝑛 = 200 ( ) − 0.99
200
𝐼𝐸𝑥𝑐𝑖𝑡𝑎𝑡𝑖𝑜𝑛 = 0.01𝐴
0.01
It simply means 0.01A which is ∗ 100 = 1% of
1
secondary current is utilized for magetically coupling of
Current Transformer.
Let take one more example,
take one CT of 200/xA,Turn ratio is 5/200,5VA,Class 0.5
with ratio error of 0.5,Now we need to find 𝐼𝑠𝑒𝑐𝑜𝑛𝑑𝑎𝑟𝑦
and 𝐼𝑒𝑥𝑐𝑖𝑡𝑎𝑡𝑖𝑜𝑛
5
200 ( )−𝑥
0.5 = 200
𝑥
𝑥 = 3.333𝐴
𝐼𝑆𝑒𝑐𝑜𝑛𝑑𝑎𝑟𝑦 = 3.333𝐴
𝑁𝑃𝑟𝑖𝑚𝑎𝑟𝑦
𝐼𝑒𝑥𝑐𝑖𝑡𝑎𝑡𝑖𝑜𝑛 = 𝐼𝑃𝑟𝑖𝑚𝑎𝑟𝑦 ( ) − 𝐼𝑆𝑒𝑐𝑜𝑛𝑑𝑎𝑟𝑦
𝑁𝑆𝑒𝑐𝑜𝑛𝑑𝑎𝑟𝑦
5
= 200 ( ) − 3.333
200
𝐼𝑒𝑥𝑐𝑖𝑡𝑎𝑡𝑖𝑜𝑛 = 1.667𝐴
1.667
Means ∗ 100 = 33.34% of secondary current is
5
utilized to magnetize the core for induction purpose.
pg. 13
1.1.5 CT types as per applications:
pg. 14
𝐴𝐿𝐹 = 𝐼𝑀𝑎𝑥𝑖𝑚𝑢𝑚 𝑃𝑟𝑖𝑚𝑎𝑟𝑦 /𝐼𝑟𝑎𝑡𝑒𝑑 𝑝𝑟𝑖𝑚𝑎𝑟𝑦
pg. 15
𝑉𝐴
𝑉𝑘 = 𝐴𝐿𝐹(𝐼𝑠 𝑅𝐶𝑇 + )
𝐼𝑆
𝑉𝑘 = 𝐴𝐿𝐹 ∗ 𝐼𝑠 (𝑅𝐶𝑇 + 𝑅𝑙𝑒𝑎𝑑 + 𝑅𝑏𝑢𝑟𝑑𝑒𝑛 )
pg. 16
Step up transformer (when we have CT with 1A
secondary output)
1.1.6.1 Method:
1st of all put off breaker
Then remove test block cover, never ever remove
cover when circuit alive, because it put CT secondary
in open condition , which induce high voltage
between both contacts and contact to earth , and if
pg. 17
you are the person removing cover you can be acted
as earth.
Check Voltage on all secondary output from Test
block, it must be zero. Then take CT one of contact
you need to test, the other contact is the return path
or star point if you have CT connected in star.
Now your CT is in Dead state , place your ammeter in
series and voltmeter in parallel with your at test CT
connection,
Complete your connection by connecting them with
power supply of 250V (from variable Transformer-
VARIAC) and have capability of injecting 8A current in
circuit.
Now start raising voltage slowly and kept eyes on
Voltmeter and ammeter, the point at which you
observe the slight raise in voltage will result in spike
in current value, note that voltage is knee point
voltage.
After conducting test and note values , reduce
voltage to zero level and observe current at zero
value then wait for some time , make this duration
more when you are conducting test on remnant flux
CTs(TCX,TCY and TCZ)
In case of any CT with 1A secondary current , we
must use one step transformer with our VARIAC,
pg. 18
because the knee point voltage of 𝐼𝑠 = 1𝐴 is greater
then 𝐼𝑠 = 5𝐴
pg. 19
pg. 20
1.1.7 Polarity of CT:
pg. 21
Now just see one wrong CT connection will result in
existing of zero sequence current, positive and negative
sequence current which means system remains no more
balance.
Flick method
Primary Current Injection method
Flick method is used for wound and Ring type CTs mostly,
primary current injection method is mostly used to test
polarity of outdoor CT or we say Bar type CTs.
pg. 22
1.1.8.1 Method:
Take one conductor
Take CT need to be tested
CT must not be placed in any circuit , but at your
Testing facility or near Testing equipment
Place your conductor in air gap of CT
Take One battery and in series of battery connect
one push button , then connect the terminals to the
Conductor
Your Ammeter (dynamo Type) will be connect with
both terminals of Secondary
While this arrangement completer , press push
button which you knew remain open till press, when
you press push button , the dynamo type ammeter
show flicking of needle from zero value to positive
value , and when you release your push button
,needle flick towards negative value then it’s means
your CT polarity is correct and in that same position
you need to connect your CT to test block, but let
suppose when you press push button if the needles
show no flicking toward positive value or move
toward negative value or remain jam on zero position
it’s means polarity is incorrect.
pg. 23
1.1.8.2 Primary injection Method:
Circuit diagram
1.1.7.2.1 Method:
pg. 24
Now take your primary current injector set which can
be operate on 250 ac Voltage , and connect it to any
two primary conductor , we connected it on Red and
yellow phase.
Now start injecting current, if we injected 10A and
reading on your digital multi-meter is in mill amperes,
then this means your polarity is correct. But if reading
on your multi-meter is 20A or more then this means
your polarity is wrong.
pg. 25
1.1.9.1 Method:
1st off the breaker
Check zero Voltage status by high voltage tester, also
earthed dead circuit
Place short on incoming side of primary red, yellow
and blue phase conductor
Place your 250V supply operated Primary injection
set and connects it with any two primary conductors,
and places your optional ammeter in series
connection of under ratio test CT via test block. I said
it optional because in new injection sets the
secondary and primary side metering is available in
test sets.
Now start injecting current, if you have CT of 400/1,
you need to inject up to 25% of primary current
means 100A, and observe the reading on secondary
side. If secondary side reading is around 0.25A, if
there is slight reduction in secondary reading it is just
because of composite errors. But let suppose if you
get output secondary of 0.10A or 0.15A, then its
means your CT secondary windings are deteriorating
and CT need to be replace.
pg. 26
1.1.10 CT by location is divided in two types
Indoor CT (Usually in Switch
rack/Switchgear/Substation)
Outdoor CT(Usually in Gantry of Grid)
pg. 27
Some CT snaps are given below for familiarity
Bar Type CT
Wound Type CT
Core balance CT
pg. 28
1.1.11.1 Bar Type CT:
As name employees the bar type CTs
have one built in bar for external
connection
pg. 29
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These quartets are much more broadly planned than earlier works
by Mozart in the same form. Not only are the separate movements
generally longer; the middle section of the first movements is
intricate and extended, and the minuets are not less seriously
treated than the other movements. The treatment of the separate
instrumental parts is, of course, distinguished and fine.
The second quartet, in D minor (K. 421), takes both from its tonality
and from the nature of its themes a thin veil of melancholy. The
opening theme is poignantly expressive, but the fire of it is often
covered. The characteristic width of its intervals is used throughout
the entire movement, with a strange effect of yearning, now
resigned, now passionately outspoken. The andante, in F major, is
tinged with the same melancholy. The trio of the minuet is one of the
few places where Mozart made use of pizzicato effects. The last
movement is a series of variations on a melancholy little theme cast
in the rhythm of the Siciliana, one of the Italian rhythms already
made use of by Handel and Gluck, among others.
The third quartet, in E-flat major (K. 428), is on the whole reserved
and classical in spirit. The opening theme, given in unison, has a
gentle dignity which marks the whole first movement. The measures
following the second theme are especially smooth and lovely in their
slowly falling harmonies. In the second movement, andante con
moto, there is a constant shifting of harmonies, and a somewhat
restless interchange of parts among the instruments. The trio of the
minuet, in C minor, is subtly woven over a drone bass. The final
movement is a lively rondo.
The fourth, in B-flat major (K. 458), is, in the first movement, very like
Haydn, light-hearted and wholly gay. The following minuet, adagio,
and rondo need hardly be specially mentioned. The A major quartet
(K. 464), the next in the series, is in a similar vein. The slow
movement, again the third in the cycle, is in the form of variations;
and the last is full of imitations and other contrapuntal devices.
The last of these quartets, in C major (K. 465), is the most profound
and the most impassioned. The boldness of Mozart’s imagination in
harmonies is in most of his work likely to fail to impress the modern
ear. One hears but half-consciously the subtlety of his modulations.
But here and there in his work the daring of the innovator still has
power to claim our attention; as in the andante of the last pianoforte
sonata in F major (K. 533), and still more in the introduction of this
quartet. The sharp harmonies of the first few measures roused
hostility; and the discussion as to their grammatical propriety was
continued for more than half a century after Mozart’s death.
There remain three more quartets to mention. These were written for
Frederick William II of Prussia, at whose court Mozart had been a
frequent attendant during the early spring of 1789. The first quartet
was completed in Vienna, in June, 1789. The other two were written
about a year later. In Köchel’s index the three are Nos. 575, in D
major, 589, in B-flat major, and 590, in F major.
All are very plainly written with a king in mind who played the
violoncello. In most of the movements the 'cello is given a very
prominent part, frequently playing in unusually high registers as in
the announcement of the second theme in the first movement of the
first of these quartets; in the trio and the finale as well. In many
places the viola plays the bass part, leaving the 'cellist free to be
soloist, as in the opening measures of the Larghetto in the second
sonata. Thus these quartets, fine and free in style as they are, are
not the fullest expression of Mozart’s genius, as the series of six
dedicated to Haydn may be taken to be.
With the quartets may be mentioned the four great quintets for
strings, written, two in the spring of 1787, one in December, 1790,
and one in April, 1791. Of the combination of five string parts Haydn
made little use. Boccherini, however, had written at least one
hundred and twenty-five quintets. He was himself a 'cellist and, as
might be expected, the added instrument in his quintets was a 'cello.
Mozart added another viola to the group. Though this added no new
strand of color to the whole, it rather complicated the problems
offered by the quartet. As Otto Jahn has carefully explained, with the
volume of sound thus thickened, there came a need for even more
active movement of the separate parts. Since the additional part was
among the middle voices, the outer voices must be spread as far
apart as possible so as to allow sufficient freedom of movement to
the inner. The extra viola might be treated as a bass part to the first
and second violins, or as the upper part above the other viola and
the 'cello. Mozart made use of this possibility of contrast nowhere
more clearly than in the opening pages of the quintet in G minor.
The four quintets are respectively in C major (K. 515), G minor (K.
516), D major (K. 593), and E-flat major (K. 614). Of these that in G
minor is clearly the most remarkable; and it is indeed conspicuous
above almost all his instrumental music, for the passionate intensity
of the moods which it voices. Needless to say it still holds its place
as one of the supreme master-works in chamber music. More than a
similarity of key unites it to the symphony in G minor. The themes in
both works seem much alike, and both are equally broad in form and
full of harmonic color.
FOOTNOTES:
[62] L. Piquot: Notice sur la vie et les ouvrages de Luigi Boccherini; Paris, 1851.
[63] These are Nos. 1-18, inclusive, in Pohl’s index. The opus numbers by which
Haydn’s quartets are usually designated are taken from the thematic index
prefixed to the complete Trautwein Edition of 1844. These first quartets are: Opus
1, Nos. 1-6; opus 2, Nos. 1-6; and opus 3, Nos. 1-6.
[68] Adagio, allegro, minuetto. The finale rondo was added some years later. Cf.
‘W. A. Mozart,’ by de Wyzewa and de Saint-Foix: Paris, 1912.
[69] Cf. Wyzewa and Saint-Foix: op cit. Gassmann was born in Bohemia in 1723
and died in Vienna in 1774. A great many of his works in manuscript are in the
libraries at Milan. He had been appointed to a place in Vienna in 1762, and was
hardly likely, therefore, to be in Milan when Mozart was; but he had lived at one
time in Milan and came back there occasionally from Vienna to superintend
performances of his operas.
CHAPTER XVI
THE STRING QUARTET: BEETHOVEN
Beethoven’s approach to the string quartet; incentives; the six
quartets opus 18—The Rasumowsky quartets; opera 74 and 95—
The great development period; the later quartets, op. 127 et seq.:
The E-flat major (op. 127)—The A minor (op. 132); the B-flat
major (op. 130); the C-sharp minor (op. 131); the F major (op.
135).
I
Beethoven’s six quartets, opus 18, were first published in 1800. He
had already experimented in other forms of chamber music, not only
for strings alone. The sextet for two clarinets, two bassoons, and two
horns; the quintet, opus 16, for piano, oboe, clarinet, horn, and
bassoon; the string quintet, opus 4; three trios for violin, viola, and
violoncello; the trio, opus 11, for piano, clarinet, and violoncello; and
sonatas for violin and piano, and violoncello and piano, had already
been written. The pianoforte sonatas up to that in B-flat, opus 22,
and the first symphony had likewise been completed. Beethoven
thus turned to the composition of string quartets after an experience
with almost all other branches of music had made him master of the
art of composition.
Apart from any inner development in the man which waited thus long
before attempting expression in that form in which the very last and
in some ways the most remarkable of his thoughts were to find
utterance, one or two external circumstances probably turned his
attention to the string quartet. One was undoubtedly the morning
musicales at the house of his friend and patron, Prince Lichnowsky,
where such music was especially in demand, and where Beethoven
must constantly have heard the quartets of Haydn and Mozart.[70]
Another was his personal acquaintance with Emanuel Aloys Förster,
[71] a composer of quartets for whom Beethoven had a high regard.
These first quartets appeared in two groups of three. They are not
arranged in the order of their composition. For example, that in D
major, the third in the first set, is probably the oldest of the six. But
the series presents little evidence of development within its limits,
and there is hardly reason to attach serious importance to the order
in which the various quartets were created. Besides, with the
exception of the quartet in C minor, No. 4, the entire series is
expressive of much the same mood and intention. If one quartet is at
all distinguished from the others, it is only by a few minor details,
usually of biographical or otherwise extrinsic significance. The
technique is that of Haydn and Mozart, lacking, perhaps, the assured
grace of the earlier masters; the character, one of cheerfulness, with
only here and there a flash of the emotional imperiousness with
which Beethoven took hold of music.
II
The year after the publication of these first quartets appeared the
quintet for strings, in C major, opus 29. This is the only original string
quintet of Beethoven’s, except the fugue written for a similar group of
instruments in 1817, probably as a study. The quintet, opus 4, is a
rearrangement of the octet for wind instruments, written in 1792,
before coming to Vienna. The quintet, opus 104, is an arrangement
of the trio in C minor, opus 1, which Beethoven made in 1817,
following an anonymous request, and which he regarded
humorously.
In 1808 were printed the three great quartets opus 59, dedicated to
Count (later Prince) Rasumowsky. Beethoven’s earlier patron, Prince
Lichnowsky, had left Vienna, and the famous quartet under the
leadership of Schuppanzigh, which had played such a part in his
Friday morning musicales, was now engaged by Rasumowsky,
Russian Ambassador to the court at Vienna. Rasumowsky
commissioned Beethoven to write three quartets in which there was
to be some use of Russian melodies.
The Russian quartets are regular in structure, but they are as broad
as symphonies by comparison with opus 18. The style is bold,
though the details are carefully finished, and the instruments are
treated polyphonically, each being as prominent and as important as
the others. This in particular marks an advance over the earlier
works in the same form. There is in them, moreover, an emotional
vigor, which, expressed in broad sweeps and striking, often strident,
harmonies, worked in the opinion of many contemporaries a
barbarous distortion of the hitherto essentially delicate form. To
interpret them is but to repeat what has been already made familiar
by the sonatas of the period, by the Eroica, and by Fidelio. It is the
same Beethoven who speaks here with no less vigor, though with
necessarily finer point.
The second quartet of the series is less forceful, and far more
sensitive and complicated. The key is E minor. Two incisive, staccato
chords, tonic and dominant, open the movement. One remembers
the opening of the Eroica. There follows a full measure of silence
and then the melodic kernel of the first movement, pianissimo in
unison—a rising figure upon the tonic triad (which will again recall for
an instant the Eroica) and a hushed falling back upon the dominant
seventh. Again the full measure of silence, and again the rising and
falling, questioning, motive, this time in F major. After an agitated
transitional passage, the first violin gives out the second theme, a
singing melody in G major. But the threefold first theme—the incisive
chords, the measure of silence, and the questioning figure—carry
the burden of the work, one of mystery to which the second theme is
evidently stranger. At the beginning of the middle section, and again
at the beginning of the long coda, the chords and the breathless
silences assume a threatening character, now hushed, then
suddenly angry, to which the figure reluctantly responds with its
unanswered question.
The last of this series of quartets—in C major—is for the most part
wholly outspoken. There is little obscurity in meaning, none in form.
At the basis of the slow introduction lies a series of falling half-tones,
given to the 'cello. The first allegro is almost martial in character. The
second movement—andante con moto quasi allegretto, in A minor—
is in the nature of a Romanza; and the frequent pizzicato of the 'cello
suggests the lutenist of days long gone by. There follows a Minuet
instead of a Scherzo; and at the end there is a vigorous fugue.
Between these three quartets and the final series beginning with
opus 127, stand two isolated quartets: opus 74, in E-flat major, and
opus 95, in F minor. Neither indicates a considerable change in
Beethoven’s method, or in his attitude towards his art. The former,
composed in 1809 and dedicated to Prince Lobkowitz, is in the spirit
of the last of the Rasumowsky quartets; that is, outspoken, vigorous,
and clear. The relatively long, slow introduction alone hints at a tragic
seriousness; but it serves rather to show from what the composer
had freed himself, than to expose the riddle of the piece. The first
theme of the first movement is stalwart and well-built; the second, of
rather conventional character, chiefly made up of whirring scale
groups. In the development section there are many measures of
arpeggio figures, at first pizzicato, later growing into arco; by reason
of which the quartet has been given the name of Harfenquartett
(Harp-quartet). In connection with this passage Dr. Riemann has
remarked that all such experiments in sound effects [such as
pizzicato, harmonics and playing on special strings] serve only to
reveal the actual lack of different tone-colors in the quartet; and,
indeed, distract the attention from the ‘drawing’ [i.e., the pure lines of
the various parts] which is peculiarly the affair of the quartet.
The movement is not completed, but goes without pause into the
next, a strangely built scherzo, allegro assai vivace, ma serioso. The
vivace evidently applies to the main body of the movement, which is
in a constantly active, dotted rhythm. The serioso is explained by the
part of the movement in G-flat major, which one may regard as the
trio. This is merely a chorale melody, first given by the second violin.
The lower instruments follow the melody with note-for-note
harmonies; the first violin adds to each note of the melody an
unvarying formula of ornamentation. All this is done first in the key of
G-flat major, then in D major. The opening section is then repeated,
and after it comes the chorale melody, a little differently scored; and
a coda, piu allegro, brings the movement to an end.
The last movement is preceded by a few introductory measures,
which are in character very like the Lebewohl motive in the sonata,
opus 81. And the progression from the introduction into the allegro
agitato is not unlike the beginning of the last movement of the same
sonata. The allegro itself is most obviously in hunting-song style,
suggesting in the first melody Mendelssohn, in parts of the
accompaniment the horns at the beginning of the second act of
Tristan und Isolda. The second theme is a horn-call. Just before the
end the galloping huntsmen pass far off into the distance, their horns
sound fainter and fainter, finally cease. Then there is a mad coda, in
alla breve time.
III
There follows between this quartet and the quartet, opus 127, a
period of fourteen years, in which time Beethoven composed the
seventh, eighth, and ninth symphonies, the last pianoforte sonatas,
the Liederkreis, and the Mass in D. He turned to the quartet for the
last expression in music of what life had finally come to mean to him,
stone-deaf, miserable in health, weary and unhappy. There is not
one of the last five quartets which does not proclaim the ultimate
victory of his soul over every evil force that had beset his earthly
path.
Of the five last quartets the first and last are formally the most clear;
the intermediate three, especially those in A minor and C-sharp
minor, are perhaps the most intricate and difficult music to follow and
to comprehend that has been written. All but the last are very long,
and thus tax the powers of attention of the average listener often
beyond endurance. Their full significance is discerned only by those
who not only have made themselves intimately familiar with every
note and line of them, but who have penetrated deep into the most
secret mysteries of the whole art of music.
The first variation opens with the melody for violoncello, only slightly
altered from its original form. The violins add a counterpoint in
dialogue. This variation comes to a full stop. The second brings a
change in time signature (C, andante con moto). The theme, now
highly animated, is divided between the first and second violins. In
the fourth variation (E major, 2/2, adagio molto espressivo) only the
general outline of the theme is recognizable, cut down and much
compressed. The fifth variation brings back the original tempo and
the original key. The violoncello has the theme, only slightly varied in
rhythm, and the first violin a well-defined counter-melody. The sixth
and last variation (in this movement) grows strangely out of the fifth,
in D-flat major, sotto voce, leads to C-sharp minor, and thence to A-
flat major. There is a short epilogue.
The main themes of the Scherzo and Trio which follow are so closely
akin to the theme of the adagio, that the movements may be taken
as further variations. The main body of the Scherzo is in that dotted
rhythm of which Beethoven made frequent use in most of his last
works; and is fairly regular in structure, except for the intrusion, at
the end of the second part, of measures in 2/4 time, in unison, which
may be taken as suggestions of still another fragmentary variation of
the adagio theme. The Trio is a presto in E-flat minor.
The Finale is entirely in a vigorous, jovial and even homely vein. The
themes are all clear-cut and regular; the spirit almost boisterous,
suggesting parts of the ‘Academic Festival Overture’ or the
Passacaglia from the fourth symphony of Brahms.
III
This E-flat major quartet was completed at the latest in January,
1825. Work on the following three quartets—in A minor, B-flat major,
and C-sharp minor—began at once, but was interrupted by serious
illness. About the sixth of May Beethoven moved to Gutenbrunn,
near Baden; and here took up the work again. The A minor was
completed not later than August, the B-flat in September or October,
the C-sharp minor some months later, after his return to Vienna.
The three quartets are closely related. In the first place all show a
tendency on the part of Beethoven to depart from the regular four-
movement type. There are five movements in the A minor, six in the
B-flat major, seven in the C-sharp minor; though in the last, two of
the movements are hardly more than introductory in character. The
Danza Tedesca in G major in opus 130, was written originally in A
major and intended for the A minor quartet. Finally the chromatic
motive, clearly stated in the introduction to the A minor quartet, and
lying at the basis of the whole first movement, may be traced in the
fugue theme in opus 130, and in the opening fugal movement of
opus 131.