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“The range of issues, the depth of their treatment, and the collection of authors-top scholars
in the field makes the Routledge Handbook of Russian Security a must read for all those seeking
to understand Russia’s perspective on global security.”
Andrei P. Tsygankov, San Francisco State University, USA
“One of the doyens of Russia studies has pulled together a star-studded line up of outstand-
ing writers who together have produced a truly impressive volume on Russian security
policy. The term ‘definitive’ is sometimes used too liberally to describe only good books.
But this is a truly outstanding work of scholarship to which the word ‘definitive’ can be
attached without any hesitation at all.”
Michael Cox, London School of Economics, UK
“Roger Kanet, a respected authority on the Soviet Union and post-communist Russia, has
once again created an ensemble of top-flight scholars to explore many different aspects of
Russian foreign policy. The essays in this superb book are both uniformly excellent and
timely, and Kanet’s introductions to each of its segments are invaluable in providing back-
ground and context.”
M. Rajan Menon, City College of New York/City University of New York, USA
Routledge Handbook of
Russian Security
The book concludes with case studies of the major examples of Russian involvement and
operations in a series of security conflicts, including that in Georgia, the intervention in
Ukraine and occupation of Crimea, and the ongoing Civil War in Syria.
This volume will be of great interest to students of Russian security, strategic studies,
foreign policy, European politics, and International Relations in general.
Roger E. Kanet is a Professor of Political Science at the University of Miami, USA. His
recent publications include The Russian Challenge to the European Security Environment (2017);
with M. Sussex, Power, Politics and Confrontation in Eurasia: Foreign Policy in a Contested Region
(2015); with M.R. Freire, Russia and European Security (2012); and Resurgent Russia and the
West: The European Union, NATO and Beyond (2009).
Routledge Handbook
of Russian Security
PART I
The history and nature of Russian security strategy 1
ix
Contents
Part II
Domestic politics, threat perception and Russian security strategy 73
Part III
Instruments of Russian security strategy 131
x
Contents
Part IV
Global and regional aspects of Russian security strategy 239
xi
Contents
PART V
Case studies of Russian security strategy 353
Index 411
xii
figures and tables
Figures
8.1 Russia’s defence budget and total military expenditure as share of GDP in
comparison with selected countries, 2005–2020; per cent 101
20.1 Russian GDP annual growth rate, 1996–2014 247
20.2 Responses to monthly question: do you approve of the Job President (Prime
Minister) Putin is doing? (Levada Center Data, August 1999 to April 2015,
percentage approval rating) 248
26.1 Caucasus Mountains Map 310
Tables
7.1 Gross domestic product based on purchasing power parity (PPP)
share of world total (%): the US, the EU and BRICS 88
7.2 Estimated numbers of nuclear weapons in 2017 89
7.3 Top ten countries with the highest share of global military
expenditure, 2017 (%) 89
8.1 Russia’s defence budget and total military expenditure, 2012–2020; billion
RUB, current prices; and billion (2016 prices) USD 103
10.1 Membership of Russia’s Security Council, May 2018 121
10.2 Secretaries of Russia’s Security Council, 1992–2018 127
14.1 Russia’s foreign policy priorities and main economic instruments 175
17.1 AGORA Internet freedom in Russia, 2011–2017 209
27.1 Immigration to Russia 324
xiii
Contributors
Derek Averre is Reader in Russian Foreign and Security Policy and former Director of the
Centre for Russian, European and Eurasian Studies, Department of Politics and International
Studies, University of Birmingham. Dr Averre’s main research interests focus on Russian
foreign/security policy, Russia-Europe relations and arms control/non-proliferation issues.
He has co-edited a book and journal special issues, and written numerous journal articles and
book chapters, as well as organising a series of policy and academic conferences and present-
ing widely in the United States and Europe on these topics. He is a member of the Editorial
Board of the Journal European Security.
Edwin Bacon is Reader in International Politics at the University of Lincoln, UK. He has
written seven books on Russian and Soviet affairs, including Inside Russian Politics (2017),
Contemporary Russia (third edition 2014) and Securitising Russia: The Domestic Politics of Putin
(with Bettina Renz and Julian Cooper, 2006). He has engaged with the policy world over
many years, advising policymakers in several European countries, being a specialist adviser
xiv
Contributors
to the House of Commons Foreign Affairs Select Committee, and – briefly in the early
1990s – being a Senior Research Officer in the United Kingdom’s Foreign and Common-
wealth Office.
Stephen Blank is a Senior Fellow at the American Foreign Policy Council. He is a former
MacArthur Fellow at the U.S. Army War College and was a professor there from 1989 to
2013. An internationally recognised expert on Russian foreign and defence policies and
international relations across the former Soviet Union, he has consulted for the CIA, major
think tanks and foundations, and chaired international conferences in the United States
and abroad. He has published over 1100 articles and monographs on Soviet/Russian, U.S.,
Asian, and European military and foreign policies, including publishing or editing 15 books,
specifically focused on the geopolitics and geostrategy of the former Soviet Union, Russia
and Eurasia.
Nadia Boyadjieva obtained a PhD from Sofia University in 1999 with a dissertation on
U.S. policy on Bosnia and Hercegovina, 1989–1995, later published as an award-winning
book. She is a Full Professor in the Department of Contemporary Balkan Studies at the
Institute for Balkan Studies of the Bulgarian Academy of Sciences in Sofia. She is also a Full
Professor of International Law and International Relations at Plovdiv University as well as
adjunct Professor at Sofia University. Since September 2015, she has been a Visiting Scholar
at Harvard University. In 2017, she was awarded a Doctor of Sciences degree in Interna-
tional Law and International Relations. Her research and publications have dealt extensively
with issues of international relations and diplomacy; USSR and U.S. foreign policy in the
Balkans; NATO-Russia relations; and the evolution of various international security sys-
tems, human rights, minority issues and peacekeeping.
Tom Casier is Jean Monnet Chair and Reader in International Relations at the Univer-
sity of Kent’s Brussels School of International Studies (BSIS). He is Director of the Global
Europe Centre and Visiting Professor at the University of Leuven. Dr Casier’s research fo-
cuses on Russian foreign policy and EU-Russia relations, with a particular interest in power
and identity. His recent articles have appeared in Cooperation and Conflict, Geopolitics and Con-
temporary Politics. An edited volume (with Joan DeBardeleben), entitled EU-Russia Relations
in Crisis: Understanding Diverging Perceptions, was published by Routledge in 2018.
Stacy Closson is a Global Fellow at the Kennan Institute, Wilson Center in W ashington,
D.C. During this time, Dr Closson was a Visiting Fellow at the University of Helsinki,
Finland, where she conducted research on Russian foreign and security policy in the
A rctic. She was previously an Assistant Professor at the Patterson School of Diplomacy and
xv
Contributors
I nternational Commerce at the University of Kentucky. Her work on Russia, Eurasia, cor-
ruption and energy security appears in academic journals, edited books, think tanks and the
media. Her most recent book with MIT Press (2015) is Energy, Economics, and Geopolitical
Futures: Eight Long-Range Scenarios.
Yury E. Fedorov is an expert in Russian foreign and security policy. Until January
2006, Dr Fedorov was a Professor of the Moscow State Institute of International Rela-
tions (MGIMO), before that deputy director for research of the Center of Policy Studies in
Russia (PIR-Centre), and the Institute for Applied International Research (a Yukos-funded
institution). In 2006–2009, he was Principal Research Fellow and Associate Fellow of the
Russia and Eurasia Program in The Royal Institute of International Affairs, London. Since
2008, Dr Fedorov is an Associate Fellow of the Czech Association for International Affairs.
Dr Fedorov is the author and editor of several books and numerous articles and research
papers published in Russia, the United States and Europe. His main research interests focus
on Russia’s strategic culture, foreign and security policy. His most recent books Hybrid War-
fare a la Russe and Russia between Fascism and Disintegration were published in Kiev in 2016
and 2017, respectively.
Maria Raquel Freire is a researcher at the Centre for Social Studies (CES) and Associate
Professor of International Relations at the School of Economics of the University of Coimbra
(FEUC). Dr Freire holds a Jean Monnet Chair – EU External Relations towards the East.
She is currently director of the PhD programme in international politics and conflict reso-
lution, CES|FEUC. Her research interests focus on peace studies, particularly peacekeeping
and peacebuilding; foreign policy; international security; Russia; and the post-Soviet space.
Her most recent English-language book is Managing Crises, Making Peace: Towards a Strategic
EU Vision for Security and Defense, co-edited with Maria Grazia Galantino (Palgrave, 2015).
xvi
Contributors
azakhstan. Dr de Haas’ PhD thesis was on “Russia’s security policy and airpower in the
K
1990s” (University of Amsterdam, 2004). His latest book was with Routledge (2010): Russia’s
Foreign Security Policy in the 21st Century: Putin, Medvedev and Beyond. As a Lieutenant-Colonel
(Royal Netherlands Army, ret.), he was responsible for the drafting of the first edition of the
Netherlands Defence Doctrine in 2005.
Roger E. Kanet is a Professor of Political Science at the University of Miami and Profes-
sor Emeritus of Political Science at the University of Illinois at Urbana-Champaign, where
he was Head of that Department and later Associate Vice Chancellor for Academic A ffairs
and Director of International Programs and Studies; at Miami, he was Dean of the School
of International Studies. Dr Kanet earned his PhD at Princeton University; he has au-
thored more than 250S scholarly journal articles and book chapters, and edited or co-edited
34 books, including the most recent The Russian Challenge to the European Security Environment
(Palgrave, 2017).
Mark Kramer is Director of Cold War Studies at Harvard University, Director of Harvard’s
Sakharov Program on Human Rights, and a Senior Fellow of Harvard’s Davis Center for
Russian and Eurasian Studies. He has taught at Harvard, Yale and Brown Universities and
was formerly an Academy Scholar in Harvard’s Academy of International and Area Studies
and a Rhodes Scholar at Oxford University. Kramer is the author or editor of several books
and has written nearly 200 articles on a variety of topics. He has worked extensively in newly
opened archives in all the former Warsaw Pact countries and in several Western countries.
He has been a consultant for numerous government agencies and international organizations.
xvii
Contributors
Suzanne Loftus obtained her PhD at the University of Miami (in International Studies
with a special focus on Russian affairs). She is Associate Professor of National S ecurity
at the George C. Marshall European Center Her publications include Insecurity and the
Rise of Nationalism: The Case of Putin’s Russia, Keeper of Traditional Values (2018), as
well as co-authored articles such as “Whose Playground Is It Anyway? Power R ivalries
in Post-Soviet Space,” in Roger E. Kanet and Matthew Sussex, eds., Power, Politics
and Confrontation in Eurasia: Foreign Policy in a Contested Region and “Growing
Confrontation between Russia and the West: Russia’s Challenge to the Post-Cold War
Order,” in Roger E. Kanet, ed., The Russian Challenge to the European Security Envi-
ronment. Dr Loftus also received a Master’s in Business from Webster University, Geneva,
Switzerland. She has international work experience both in the private sector and at the
United Nations.
Kimberly Marten is Professor and Chair of the Political Science Department at Barnard
College, and directs the Program on U.S.-Russia Relations at Columbia University’s
Harriman Institute. Dr Marten has written four books, including Warlords: Strong-Arm Bro-
kers in Weak States (Cornell, 2012). Her first book, Engaging the Enemy: Organization Theory
and Soviet Military Innovation (Princeton, 1993), won the Marshall Shulman Prize. Among
numerous other writings is the monograph Reducing Tensions between Russia and NATO
(Council on Foreign Relations, 2017). She is a frequent media commentator and a member
of the Council on Foreign Relations. She earned her BA at Harvard University and PhD at
Stanford University.
xviii
Contributors
Michael A. McFaul is a Professor of Political Science, Director and Senior Fellow at the
Freeman Spogli Institute for International Studies, and the Peter and Helen Bing Senior
Fellow at the Hoover Institution at Stanford University. Dr McFaul served for five years in
the Obama administration, first as Special Assistant to the President and Senior Director
for Russian and Eurasian Affairs at the National Security Council at the White House
(2009–2012), and then as U.S. Ambassador to the Russian Federation (2012–2014). He
has authored several books, including Russia’s Unfinished Revolution: Political Change from
G orbachev to Putin (Cornell, 2001) and Power and Purpose: U.S. Policy toward Russia after the
Cold War (Brookings, 2003), and co-edited with Kathryn Stoner, Transitions to Democracy: A
Comparative Perspective ( Johns Hopkins, 2013).
Stefan Meister is Head of the Robert Bosch Center for Central and Eastern Europe, R ussia,
and Central Asia at the German Council on Foreign relations (DGAP). Previously, he worked
as a Senior Policy Fellow on the Wider Europe Team of the European Council on Foreign
Relations and as a Senior Research Fellow at the DGAP (2008–2013). His areas of research
include Russian domestic, foreign, and energy policy; EU’s Eastern partnership; EU-Russia
relations; and Russia’s policy towards post-Soviet countries. He earned his doctorate at the
University of Jena and holds an MA in political science and East European history. He has
edited Russia’s Policy towards Post-Soviet Countries (Nomos, 2013) and co-authored The Eastern
Question. Russia, the West and Europe’s Grey Zone (Brookings, 2016), Eastern Voices: Europe’s
East Faces an Unsettled West and The Russia File. Russia and the West in and Unordered World
(both Routledge, 2016, 2017).
Bertil Nygren is a retired Associate Professor of political science at the Swedish National
Defence College and at the Department of Political Science, Stockholm University.
Dr Nygren has written several monographs and edited anthologies, and published chapters
primarily on Russian foreign policy and written several research reports for the Swedish
Ministry of Defence. His most recent monograph is The Rebuilding of Greater Russia: Putin’s
Foreign Policy towards the CIS Countries (Routledge, 2008).
xix
Contributors
promotion, Russia’s foreign policy, and terrorism/crime nexus. She is the author of Webs
of Corruption: Trafficking and Terrorism in Central Asia (with L. Markowitz, Columbia
University Press, 2019), Democracy in Central Asia: Competing Perspectives and Alternate
Strategies (University Press of Kentucky, 2015) and Counterterrorism Policies in Central
Asia (Routledge 2011), and the editor of Nationalism and Identity Construction in Central
Asia: Dimensions, Dynamics, and Directions (Lexington, 2015).
Rachel S. Salzman is a Visiting Scholar at the Johns Hopkins School of Advanced Inter-
national Studies. She previously held a Postdoctoral Fellowship at the Center for Eurasian,
Russian, and East European Studies at Georgetown University. Her research focuses on
Russia, BRICS, and global governance, with emphasis on the role of BRICS in Russian
foreign policy and the development of the BRICS group on the international stage. Her first
book, Russia, BRICS, and the Disruption of Global Order, will be published by Georgetown
University Press in 2019.
xx
Contributors
Mette Skak is an Associate Professor of political science at the University of Aarhus. Her
primary research interest is Russia, notably Russian foreign and security policy. Dr Skak
has also published on Baltic, East and Central European affairs, and served as principal
investigator of a large research project on the five BRICS states. Her publications include
the monograph From Empire to Anarchy. Postcommunist Foreign Policy and International Rela-
tions (Hurst & Co., 1996); “The Logic of Foreign and Security Policy Change in Russia”
in Hedenskog, et al. (eds.) Russia as a Great Power (Routledge, 2005); the Danish-language
anthology Fremtidens stormagter. BRIK’erne i det globale spil. Brasilien, Rusland, Indien og Kina
(Aarhus Universitetsforlag, 2010); “Russia’s New ‘Monroe Doctrine’” in Kanet, Roger E.
(ed.) Russian Foreign Policy in the 21st Century (Palgrave Macmillan, 2011); “The BRICS and
Denmark – Economics and High Politics” in Hvidt and Mouritzen Danish Foreign Policy
Yearbook 2013; and “Russian Strategic Culture: The Role of Today’s Chekisty”, Contemporary
Politics Vol. 22, No. 3, pp. 324–341 – reprinted in Götz, Elias (ed.), Russia, the West and the
Ukraine Crisis (Routledge, 2017).
Hanna Smith is Director of Strategic Planning and Responses at the European Centre
of Excellence for Countering Hybrid Threats and Aleksanteri Fellow at the University of
Helsinki. She is an expert on the foreign, security and domestic politics of Russia and the
area of the former Soviet Union. She has published numerous articles in different books,
academic journals and newspapers. She is a frequent lecturer at the Finnish land defence
courses, organised by the Finnish Defence University, and has taught courses on different
aspects of Russian foreign and security policy at the University of Helsinki and the Univer-
sity of Eastern Finland. Her PhD dealt with Russian Greatpowerness: Foreign Policy, the Two
Chechen Wars and International Organisations, and she is the editor of Russia and Its Foreign
Policy – Influences, Interests and Issues (Kikimora Publications, 2005) and The Two-Level
Game: Russia’s Relations with Great Britain, Finland and the European Union (Kikimora
Publications, 2006).
Kathryn E. Stoner is the Deputy Director at the Freeman Spogli Institute for International
Studies at Stanford University and a Senior Fellow at the Center on Democracy, Devel-
opment and the Rule of Law, as well as the Deputy Director of the Ford Dorsey Program
in International Policy Studies at Stanford University. She teaches in the Department of
Political Science at Stanford, and in the Program on International Relations, as well as in
the Ford Dorsey Program. Prior to 2004, she was on the faculty at Princeton University for
nine years, jointly appointed to the Department of Politics and the Woodrow Wilson School
for International and Public Affairs. In addition to many articles and book chapters on
contemporary Russia, she is the author or co-editor of five books, including Transitions to
Democracy: A Comparative Perspective, written and edited with Michael A. McFaul ( Johns
Hopkins, 2013); Autocracy and Democracy in the Post-Communist World, co-edited with Valerie
Bunce and Michael A. McFaul (Cambridge, 2010). She is currently finishing a book entitled
Resurrected? The Domestic Determinants of Russia’s Return as a Global Power, Oxford University
Press in 2018. She received a PhD in government from Harvard University. In 2016, she was
awarded an honorary doctorate from Iliad State University, Tbilisi, Republic of Georgia.
xxi
Contributors
has authored more than 140 scholarly articles and book chapters, including most recently:
“Coercive Diplomacy of Vladimir Putin (2014–2016),” in Roger Kanet, ed., The Russian
Challenge to the European Security Environment. Palgrave Macmillan, 2017; (with Anton Giulio
de Robertis) “New Diplomacy of the Russian Federation: Coercion and Dialogue,” Rivista
di Studi Politici Internazionali, Ottobre–Dicembre 2017, Anno 83, Fasc. 332, pp. 553–566.
Carolina Vendil Pallin works at the Swedish Defence Research Agency (FOI), where she
has headed the Russia Programme 2009–2012 and 2014–2016. Previous positions include
Senior Research Fellow at the Swedish Institute for International Affairs, where she headed
the Research Programme “Russia and Its Neighbours” (2006–2009), and as Expert Advisor
for the Swedish Defence Commission (2012–2013). Dr Vendil Pallin is the author of Russian
Military Reform: A Failed Exercise in Defence Decision Making (Routledge, 2009). She is a mem-
ber of the Royal Swedish Academy of War Sciences.
xxii
Preface
Russian security policy
Roger E. Kanet
Until approximately the final decade of the Cold War, the traditional academic and analytic
study of security focused almost exclusively on military issues, sovereignty, territorial control
and very closely related matters. It was at this time that an ever-growing group of analysts
began the move to expand the study of security beyond ‘the threat, use and control of mili-
tary force’, as Stephen Walt put it (1991, p. 212). The ‘wideners’ and ‘deepeners’ of the field
of security studies, as Dunn Cavelty and Mauer (2010a, 2010b, p. 1) call them, are those who
wished to expand the concept to include factors beyond only military and territorial factors.
Although by no means the sole group contributing to this change, the so-called Copenhagen
School of Security Analysis, represented initially by Barry Buzan, Ole Wæver, and Jaap de
Wilde (1998), argued, in effect, that virtually any set of issues – political, economic, environ-
mental or cultural – could become the focus of security concerns – or ‘securitised’ – simply
by the fact that political elites or other political groups focused on it as a serious challenge to
the safety and viability of a community. One important implication of this development was
the fact that the concept ‘security’ is not stable, that it can and does change, and that it can
have quite different meanings for different people and at different times.1
The relevance of these theoretical discussions in the general field of security can be seen most
clearly in very recent developments in the Russian Federation. As the tone of Russian relations
with the United States continued to become more hostile, President Putin, emphasising an aspect
of ‘traditional’ security concern, noted that Russia had new missile technology in place that was
able to penetrate all U.S. defences (MacFarquhar and Sanger, 2018). On the other hand, in recent
years, the Russian leadership has mounted an extensive campaign basically aimed at ‘securitis-
ing’ the concept of Russian identity (Tsygankov, 2017). The argument, seemingly successfully
accepted by most of the Russian people, is that Russian culture and identity is unique and is
central to the very existence of the Russian people. This identity must be protected against the in-
vasion of and erosion by any other set of norms and values, in particular the increasingly mongrel
Western version. These two sets of arguments, so widespread in Russia in recent years, are clear
examples of the two broad, general approaches to security mentioned earlier.
Our objective in the current handbook is to place the study of Russian security within
this much-broadened conception of security that now characterises analysis, including as-
pects of the more traditional approach, and to introduce the reader to many, hopefully most,
of the subareas of Russian security and security studies.
xxiii
Preface
As we carry out this task, we will, of necessity, touch on topics that overlap with those
dealt with so ably in the recently published Routledge Handbook of Russian Foreign Policy
(Tsygankov, 2018) and in other volumes dealing with the foreign policy of the Russian
Federation. But the contents of the current volume differ significantly from those in the for-
eign policy volume, as well as the other studies, despite the modest overlap. The contributors
to those volumes are interested first and foremost in the strategies selected and carried out
by state actors to protect their interests and to achieve their goals within the international
system. While the contributors to this volume are also be concerned with state behaviour,
their focus is much broader than that of the foreign policy analyst and includes challenges and
threats to security regardless of their source – whether other state actors or non-state actors,
environmental developments, or other non-human factors.
It is the goal of the current volume to introduce the reader to the broad array of approaches
to the study of Russian security and to the vast involvement of the Russian Federation in issues
directly focused on security.2 The 34 substantive chapters that comprise this study of Russian
security and security policy are organised around five major themes: (1) the h istory and na-
ture of Russian security strategy; (2) domestic politics, threat perception and R ussian secu-
rity strategy; (3) the instruments of Russian security strategy; (4) global and regional a spects
of Russian security strategy; and (5) case studies of Russian security strategy. Included in the
discussions are issues as diverse as military security, cyberwarfare and information security,
and economic security. The authors bring to the project quite different theoretical and polit-
ical assumptions, and are at various stages in their careers. They come, as well, from a wide
array of national backgrounds, including the United States, Russia, the United K ingdom,
Canada, most of the Scandinavian countries, and elsewhere. The editor is e specially appre-
ciative of the contributions of these many colleagues.
Notes
1 For comprehensive discussions of the broadening and deepening of the concept of security and its
multiple, and changing, meanings, see Kolodziej (2005) and Dunn Cavelty and Mauer (2010a).
2 In many respects, the theoretical frameworks employed in the analysis of foreign policy, including
Russian foreign policy, overlap almost fully with those employed to study security policy. In the case
of Russian security, see Kolodziej (2005), Kanet and Freire (2012) and Tsygankov (2018, pp. 1–11).
References
Buzan, Barry, Ole Wæver, and Jaap de Wilde (1998) Security: A New Framework for Analysis. Boulder,
CO: Lynne Rienner Publishers.
Dunn Cavelty, Myriam, and Victor Mauer, eds. (2010a) The Routledge Handbook of Security Studies.
London-New York: Routledge.
Dunn Cavelty, Myriam, and Victor Mauer (2010b) ‘Introduction’, in Myriam Dunn Cavelty and Victor
Mauer, eds., The Routledge Handbook of Security Studies. London-New York: Routledge, pp. 1–6.
Kanet, Roger E., and Maria Raquel Freire, eds. (2012) ‘Russia in the New International Order:
Theories, Arguments, Debates’, Special issue of International Politics, 49:4, pp. 393–544.
Kolodziej, Edward A. (2005) Security and International Relations. Cambridge: Cambridge University Press.
MacFarquhar, Neil, and David E. Sanger (2018) ‘Putin’s “Invincible” Missile Is Aimed at U.S.
Vulnerabilities’, New York Times, 1 March. Accessed at www.nytimes.com/2018/03/01/world/
europe/russia-putin-speech.html
Tsygankov, Andrei P. (2017) ‘In the Shadow of Nikolai Danilevskii: Universalism, Particularism, and
Russian Geopolitical Theory’, Europe-Asia Studies, 69:4, pp. 571–593.
Tsygankov, Andrei P., ed. (2018) Routledge Handbook of Russian Foreign Policy. London-New York: Routledge.
Walt, Stephen (1991) ‘The Renaissance of Security Studies’, International Studies Quarterly, 35,
pp. 211–239.
xxiv
PART I
Introduction
Roger E. Kanet
This first section of the Handbook examines the nature and historical roots of Russian secu-
rity policy, including the carryover legacy of Soviet thinking and policy on the topic. We
also relate the study of Russian security to the broader theoretical questions relevant to the
field that have been the focus of scholarly and public debate in recent decades. In Chapter 1,
entitled ‘Russia’s Pursuit of Great-Power Status and Security’, Anne Clunan of the Naval
Postgraduate School places Russian security policy in the context of Russia’s elites’ commit-
ment to re-establishing Russia’s status as both a totally independent sovereign power and a
major global actor. In many ways, she provides the framework within which the remaining
chapters of the volume are placed.
In Chapter 2, entitled ‘Putin’s Operational Code and Strategic Decision-Making in
Russia’, Graeme Herd of the George C. Marshall European Center for Security Studies ex-
amines the beliefs about the international system that underlie Russian security policy. He
maintains that ‘[a]ccording to Russia’s dominant national security narratives, Russia is en-
circled, besieged and threatened by enemies within and without.… That is why a significant
amount of what occurs is considered in the context of “conspiracy theories” and virtually
everyone is suspected of some form of villainy or “opposition to the regime”’. These beliefs
are shared across political elites and society, and form the basis of Russian strategic thinking
and foreign and security decision-making.
Chapter 3, by Mark Kramer of Harvard University, tracks ‘The Soviet Legacy in Russian
Security Policy’. He notes that ‘Russian political leaders had to confront a wide range of
foreign policy issues left over from the Soviet regime’; these included new territorial issues
with neighbouring post-Soviet states, as well as those with other neighbours. It also in-
volved economic problems, as well as the long-imbedded views of members of the foreign
and security policy elites, many of whom were carryovers from the Soviet administration.
Kramer concludes that ‘[u]nder Putin, continuity with the Soviet past has been increasingly
conspicuous, despite the passage of time’.
History and nature of Russian security strategy
In Chapter 4, Hanna Smith of the European Centre of Excellence for Countering Hybrid
Threats and Aleksanteri Fellow at the University of Helsinki examines ‘Military Might as a
Basis for Russian Great Power Identity’. She notes the central importance for Russia histor-
ically of military might—and success—in its efforts to influence the international political
system. She then examines in some detail the use that the Russian Federation has made of
military capabilities over the past two and a half decades and the role that this has played in
Russia’s return to great-power status.
In the concluding chapter of this introductory section of the Handbook, Chapter 5,
Suzanne Loftus of the George C. Marshall European Center for Security Studies and Roger
E. Kanet of the University of Miami discuss the relationship of Russian security strategy to
‘The Russian Challenge to the Liberal World Order’. After outlining the numerous chal-
lenges to the current Western-dominated order created over the past half century from
within the system itself, they assess the efforts by Russia to undermine and replace that or-
der. They conclude that, at a minimum, Russia will ‘win’ in terms of its desires to decrease
Western influence in the world, including fewer democratisation projects and a dwindling
American hegemony.
2
1
RUSSIA’S PURSUIT OF
GREAT-POWER STATUS
AND SECURITY
Anne L. Clunan1
Russian leaders have spent the early twenty-first century securing Russia’s status as a s overeign
state and great power. Both of these statuses were in question at the dawn of the M illennium,
not least because the international understanding of these concepts had changed (Neumann,
2014). When the status attributes required for sovereign statehood and being a great power
shift, the authority of states changes, with substantial potential for conflict over loss of or
gain in rights and privileges. The end of the twentieth century saw significant changes in the
standards for sovereign statehood and great-power status. Sovereignty became contingent
upon the state’s protection of its population’s human rights and economic well-being and
conformance with criteria of good governance (Clunan, 2009b; Neumann, 2014). Heads of
state were put on trial in an International Criminal Court for crimes against their own peo-
ple, while non-state actors gained increasing recognition in global and local economic and
security governance (Clunan and Trinkunas, 2010).
These changes have led to substantial conflict between Russia and the West over their
rightful roles and authority in the post–Cold War international system, conflict that will
continue as Russia, China and Western countries vie to set the standards of international
order in the twenty-first century. Russia much prefers an absolutist, nineteenth-century
version of sovereignty and great-power status, rather than ones defined by good governance.
The former ranks Russia as a great power in a sovereignty hierarchy. The latter challenges
Russia’s position as a full member of the sovereignty group.
The existence of an international status hierarchy, like any social structure, is part of
the global hegemony that orders particular eras (Cox, 1981; Hopf, 2013). The architects of
that hegemony and the arbiters of international status have long been European sovereigns,
including Russia, and, since the early twentieth century, the United States. During the
Cold War, the Western great powers fostered economic and political liberalism that diffused
globally outside the Soviet bloc countries and eroded sovereignty, elevating non-state actors
to the international political and legal stage. The collapse of the Soviet Union ushered in
an era of global liberalism, one that demanded all states adhere to Western human rights,
democracy and market standards.
Russia since 1996 has sought to strip the meaning of great-power status and sovereignty
of liberal normative content. In their calls for recognition of a ‘multipolar world’ order
and new ‘Great Power Concert’ (Krickovic and Weber, 2018, 297), Russia’s post-Soviet
3
Anne L. Clunan
leaders seek to limit the criteria associated with being a great power to military capabili-
ties married with ‘responsible’ behaviour, by which they mean respect for absolute sover-
eignty and non-interference in great-power spheres of influence (Clunan, 2014a). They have
sought to change the post–Cold War collective definitions of international status in such a
way as to undo the softening of sovereignty brought about by the global spread of liberal
humanism and market liberalism. ‘Russian observers emphasise the destabilising effects of
these changes, and they are especially concerned about the eroding power and authority of
nation-states, which they still regard as the ultimate guarantor of stability and order, both
domestically and internationally’ (Krickovic and Weber, 2018, 296–297).
Internally, Russia has built a massive security and state-building apparatus (Bershidsky,
2017; Galeotti, 2017) to shore up sovereign-statehood and great-power status. Since 2000,
Russia’s leadership has actively cultivated statist patriotism, which focuses on the state, rather
than the people, as the essence of Russia throughout its thousand-year history (Laruelle,
2014, 7–8). Recent ideological efforts to support Russia’s great-power status and internal
sovereignty emphasise Russia’s ‘old’ European values, distinguished from the ‘new’ and ‘rad-
ically’ individualist values of Western Europe and the United States (Makarychev, 2018;
Laruelle, 2017). This self-image places Russia on par with other great powers at the centre of
distinct civilisations (Tsygankov, 2012, 2016).
Russian efforts to define the normative statuses of great power and sovereign statehood
would, as often as not, place the United States beyond the pale, as an irresponsible state not
worthy of being labelled a great power because of reckless ideological wars against sovereign
nations and democracy promotion. In contrast, Russia’s armed interventions are cast as the
normal, responsible actions of a great power. Rather than the aggressive destruction of the
post–Cold War security order that the West sees, Russia views its annexation of Crimea and
armed intervention in Ukraine as upholding the norms of sovereign-statehood and great-
power rights.
Russian officials associate ‘security’ with ‘making Russia strong again—both domesti-
cally and internationally’ (Snetkov, 2015, 2). At the root of this conception of security is an
institutionally and economically strong and centralised state with the statuses of a sovereign,
and great, power. Great-power and sovereign-statehood statuses are of such importance for
Russian leaders and elites that they are called out as key security objectives in both Russia’s
2009 and 2016 National Security Strategies (Schelin, 2016, 92).
Two core security questions will continue to occupy Russian elites in the twenty-first
century: How to maintain Russia’s status as a great power? And, can its status as a sovereign
state be combined with the centripetal forces of globalisation in a century where its mili-
tary, technological and economic capabilities are eclipsed by those of the United States and
China? This chapter first explains why understanding status as a concept is necessary for
explaining how Russian policymakers view security and act on those views. It next addresses
what status and security mean for Russian security elites. It turns to the impact these mean-
ings have had on Russia’s use of force in the early twenty-first century, before drawing some
conclusions for the security of Russia’s status as a twenty-first-century great power.
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be mentioned, but these will suffice to indicate the light which
Chronicles throws upon the conditions of the post-exilic community.
Finally, since the Chronicler was retelling the past in terms of the
present, we know that these beliefs of his were not rules applied in
theory to history and ignored in present practice. They were the
convictions by which his own soul lived. No one can afford to
despise a man who was prepared to walk by the light of such a faith
amid the difficulties and the perils which surrounded the enfeebled
Jerusalem of that age. As Curtis says, “it was under the tutelage of
men like the Chronicler that the Maccabees were nourished and the
heroic age of Judaism began.” We must not allow any distaste for
legalism in religion to blind us to the virtues of the post-exilic Jews.
The very rigidity of the ritual and the doctrine was essential to the
preservation of the nobler elements in the faith. In the memorable
words of Wellhausen (Prolegomena, pp. 497 f.), “At a time when all
nationalities, and at the same time all bonds of religion and national
customs were beginning to be broken up in the seeming cosmos and
real chaos of the Graeco-Roman Empire, the Jews stood out like a
rock in the midst of the ocean. When the natural conditions of
independent nationality all failed them, they nevertheless artificially
maintained it with an energy truly marvellous, and thereby preserved
for themselves, and at the same time for the whole world, an eternal
good.” Chronicles may justly claim to have played a part in that
extraordinary triumph.
§ 11. Literature
Of the more recent literature on Chronicles the following is a list
of the principal works which have been consulted in the preparation
of this volume.
W. A. L. E.
Chapter I.
The Genealogies of the Peoples.
(1) In the first place the genealogies were not recorded by the
Chronicler simply for the archaeological interest they possess. They
served a most practical purpose, in that they helped to determine for
the Jewish community of the Chronicler’s time what families were of
proper Levitical descent and might claim a share in the privileges
pertaining thereto, and—on a wider scale—what families might justly
be considered to be the pure blood of Israel. How serious the
consequences entailed by the absence of a name from such lists
might be is well illustrated by Ezra ii. 61‒63 (= Nehemiah vii. 63‒65),
“the children of Habaiah, the children of Hakkoz ... sought their
register among those that were reckoned by genealogy, but they
were not found: therefore were they deemed polluted and put away
from the priesthood.” On the other hand the Jew who could
successfully trace his ancestry in the great lists knew himself
indubitably a member of the chosen people and was confident of his
part in the covenantal grace and in all those hopes which the faith of
Israel inspired and sustained.
With the exception of Nimrod the names are those of nations and
tribes (e.g. Madai [Medes], Javan [Greeks]) or countries (e.g.
Mizraim [Egypt]) or cities (Zidon). The names are eponymous: that is
to say “each nation is represented by an imaginary personage
bearing its name, who is called into existence for the purpose of
expressing its unity, but is at the same time conceived as its real
progenitor”; and the relations existing or supposed to exist between
the various races and ethnic groups are then set forth under the
scheme of a family relationship between the eponymous ancestors.
This procedure may seem strange to us but it was both natural and
convenient for a period when men had not at their disposal our
scientific methods of classification. It must have been specially easy
for Semites, like Israel, who in everyday life were accustomed to call
a population the “sons of” the district or town which they inhabited.
But in truth the practice was widespread in antiquity, and, if a parallel
is desired, an excellent one may be found in the Greek traditions
respecting the origins of the several branches of the Hellenic race.
Whether the ancients believed that these eponymous ancestors
really had lived is somewhat uncertain. Probably they did, although
such names as Rodanim (verse 7) and Ludim (verse 11) where the
name is actually left in a plural form (as we might say “Londoners”)
makes it difficult to doubt that in some cases the convention was
conscious and deliberate. The notion that the chief nations of
antiquity were differentiated from one another within some three
generations of descent from a common ancestor, Noah, is plainly
inaccurate. Equally untenable is the primary conception assumed in
this table that the great races of mankind have come into being
simply through the expansion and subdivision of single families.
It must not be imagined that these facts in any way destroy the
value of the table. Historically, it is a document of great importance
as a systematic record of the racial and geographical beliefs of the
Hebrews. Its value would be increased could we determine precisely
the period when it was originally drawn up, but unfortunately it is not
possible to do so with certainty. Arguments based on the
resemblance between this table and the nations mentioned in the
books of Ezekiel and Jeremiah are inconclusive; nor does the fact
that the general tables (verses 5‒9, 17) now form part of P, the
“Priestly” document, help us greatly, for we cannot argue from the
date of the document as a whole to the date of its component laws or
traditions, which of course may be much earlier. Religiously, the
worth of this table is to be seen in the conviction of the fundamental
unity of the human race, which is here expressed. The significance
of this may best be felt if we contrast the Greek traditions which
display a keen interest in the origins of their own peoples but none at
all in that of the barbarians. Ancient society in general was vitiated
by failure to recognise the moral obligation involved in our common
humanity. Even Israel did not wholly transcend this danger, and its
sense of spiritual pre-eminence may have taken an unworthy form in
Jewish particularism; but at least, as we here see, there lay beneath
the surface the instinct that ultimately the families of the earth are
one, and their God one.
Madai] i.e. Media or the Medes. Of the many allusions in the Old
Testament to this famous people, the first is found in 2 Kings xvii. 6;
compare also Isaiah xiii. 17; Jeremiah xxv. 25; Esther i. 3; Daniel i. 9.
The Median Empire dates from the 7th century b.c., but the Medes
are referred to by Assyrian inscriptions of the 9th century, at which
time they seem to occupy the mountainous regions to the south and
south-west of the Caspian Sea. They were the first Aryan race to
play an important part in Semitic history.
Javan] the Ionians, a branch of the Greek peoples. They were
already settled in the Aegean islands and on the west coast of Asia
Minor at the dawn of Greek history. Being a seafaring nation and
having a slave-trade with Tyre (Ezekiel xxvii. 13; Joel iii. 6 [Hebrew
iv. 6 “Grecians”]), they became known to Israel at an early date. In
some late passages of the Old Testament (e.g. Zechariah ix. 13;
Daniel viii. 21, xi. 2) Javan denotes the world-power of the Greeks,
established by the conquests of Alexander the Great and maintained
in part by his successors, in particular the Seleucid kings of Syria.
8, 9 (= Genesis x. 6, 7).
The Sons of Ham.
Sheba, and Dedan] Also in verse 32, where see note. Sheba is
frequently mentioned in the Old Testament (e.g. Jeremiah vi. 20; 1
Kings x. 1 ff. = 2 Chronicles ix. 1 ff.; Isaiah lx. 6) as a distant land,
rich in gold, frankincense, and precious stones. It was a flourishing
and wealthy state, at one period (circa 700 b.c.) the centre of power
and civilisation in south Arabia. Dedan was probably a merchant
tribe, specially associated with Sheba (compare Ezekiel xxxviii. 13).