In-

PRELIMINARY INTERNAL READINESS ASSESSMENT Yes Process No

1 Is the nature of business / industry / company’s track record attractive for equity
investors? (You need to clearly identify
ntify and articulate the investor value proposition of your
company out of those listed below)
High scalability potential
Profitability potential
M&A potential
Strategic value
What is the level of current
urrent Investor interest in the sector you operate in
Do you have ave a track record of financial and non non-financial performance (project
implementation, IPRs, etc)
Do you have a clear
lear understanding of how company compares to peers

2 Are you ready with your investment plan? (In case of a fund raising)
A comprehensive business plan
Mapped out improvement initiatives and/or strategic transactions
A strong, long-term
term strategy for commercial growth that can be easily explained to
investors
Well articulated project plan with clear means and application of funds
Clarity in plan for use of funds

3 Corporate governance structure

Is there a Governance system in place which will meet the requirements of the listing
agreement & brings investor credibility
Do you have strong internal control systems
Financial accounting systems in compliance with the laws of the land
Robust financial, operational and information systems capable of meeting the
additional requirements placed on listed companies
Clear and transparent shareholding pattern

4 Do you have the right team?

Professional well-rounded
rounded & experienced senior management team with clearly
defined roles and responsibilities
Credible Independent member(s) on the board who bring value to the company
Experienced official who understands equity valuation
Responsible persons within the organization to understand & manage capital market
compliances, regulatory aspects and investor relations post
post-issue. (who could act as
compliance officer for the exchange).

5 External investors
If you have external investors, are they ready for the company to get listed