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Religion and the American
Constitutional Experiment
Religion and the American
Constitutional Experiment
4T H E DI T ION
vwv
John Witte, Jr.
and
Joel A. Nichols
1
1
Oxford University Press is a department of the University of Oxford. It furthers
the University’s objective of excellence in research, scholarship, and education
by publishing worldwide. Oxford is a registered trade mark of Oxford University
Press in the UK and certain other countries.
1╇3╇5╇7╇9╇8╇6╇4╇2
Printed by Sheridan, USA
For Eliza, Hope, and Alison
and
List of Tablesâ•…â•… xi
Prefaceâ•…â•…xiii
Introductionâ•…â•…1
1. The American Experiment in Historical Contextâ•…â•… 7
The First Millenniumâ•…â•… 9
The Papal Revolutionâ•…â•… 12
The Protestant Reformationâ•…â•… 15
Religious Establishment versus Religious Freedom in Europeâ•…â•… 18
Colonization and Experimentationâ•…â•… 20
2. The Theology and Politics of the Religion Clausesâ•…â•… 24
Puritan Viewsâ•…â•… 25
Evangelical Viewsâ•…â•… 29
Enlightenment Viewsâ•…â•… 32
Civic Republican Viewsâ•…â•… 36
Summary and Conclusionsâ•…â•… 39
3. The Essential Rights and Liberties of Religionâ•…â•… 41
Liberty of Conscienceâ•…â•… 41
Free Exercise of Religionâ•…â•… 45
Religious Pluralismâ•…â•… 47
Religious Equalityâ•…â•… 49
Separation of Church and Stateâ•…â•… 52
Disestablishment of Religionâ•…â•… 57
Summary and Conclusionsâ•…â•… 62
4. Forging the First Amendment Religion Clausesâ•…â•… 64
Religion and the Continental Congressâ•…â•… 64
The 1787 Constitutional Conventionâ•…â•… 69
Ratification and Proposed Amendmentsâ•…â•… 72
Drafting the First Amendment Religion Clausesâ•…â•… 74
“Original Intent”: Interpreting the Final Textâ•…â•… 81
Summary and Conclusionsâ•…â•… 95
(â•›viiâ•›)
(â•›viiiâ•›)â•… Contents
(â•›x iâ•›)
PR E FAC E
(â•›x iiiâ•›)
(â•›x ivâ•›)â•… Preface
presented the various drafts of the religion clauses considered in 1788 and 1789, a
table showing common patterns in earlier state constitutional laws on religious lib-
erty, and a tabular summary of all relevant Supreme Court cases on religious liberty
from 1815 onward.
This new fourth edition retains the structure of the third edition and continues
to be calibrated as an accessible introduction for students and general readers in law,
religion, government, politics, and American history. We have again updated all of
the chapters in light of new historical and constitutional scholarship, and have bro-
ken them up a bit more for easier reading and classroom use. We have taken into
account the seven new Supreme Court cases on religious liberty issued since the third
edition went to press: Christian Legal Society v. Martinez (2010); Arizona Christian
School Tuition Organization v. Winn (2011); Hosanna-╉ Tabor Evangelical Lutheran
Church and School v. EEOC (2012); Burwell v. Hobby Lobby (2013); Town of Greece v.
Galloway (2014); Holt v. Hobbs (2015); and Reed v. Town of Gilbert (2015). We have
added analysis of trends and lower court cases on cutting-╉edge issues—╉religious lib-
erty versus sexual liberty, the expansion and then limitation of claims of conscience,
the disparate treatment of Muslims and other religious minorities, and controver-
sies over the place of faith-╉based legal systems in liberal democracies, among other
themes. We have added a section analyzing religious freedom cases in the European
Court of Human Rights as these cases provide a useful mirror to reflect (largely favor-
ably) on the Supreme Court’s First Amendment case law. And we have sampled the
harsh new scholarly assault on American religious freedom, finding a good deal of
this material wanting.
We wish to thank Amy Wheeler for her dedicated work on the production of this
fourth edition; Paddy Satzer for preparing the index; and Elizabeth Christian and
Kelly Parker Cobb of the Emory Law Library and Valerie Aggerbeck, Nick Farris, and
Megan McNevin of the University of St. Thomas Law Library for their valuable library
services. We give special thanks to Dr. Justin Latterell for his thorough research
and review of these chapters, working with student assistants, Max Eichelberger,
Jessica Floyd, Drew Stevens, and Peter Wosnik of Emory Law School as well as Jason
Hafemann and Molly Sigler of the University of St. Thomas School of Law.
We wish to thank Ambassador Alonzo L. McDonald and his colleagues in the
McDonald Agape Foundation for their generous grant that has supplied further
research support for this new edition. And we wish to thank Theo Calderara and his
colleagues at Oxford University Press for publishing this new edition, and lending us
their editorial, production, and marketing talents.
John Witte, Jr.
and
Joel A. Nichols
Religion and the American
Constitutional Experiment
Introduction
(â•›1â•›)
(2) Religion and the American Constitutional Experiment
liberties” protected by the Fourteenth Amendment and thus could be applied against
states as well.2 This interpretive move, which the Court had already used to apply the
First Amendment free speech, free press, and free assembly clauses against state and
local governments, was now used on the First Amendment religious liberty guaran-
tees as well. For the first time in American history, it made possible a national law
of religious liberty enforceable by the federal courts against every branch of gov-
ernment. The First Amendment no establishment and free exercise clauses bound
the federal government directly; they bound state and local governments indirectly
through their “incorporation” into the Fourteenth Amendment due process clause.
Regardless of whether they were directly or indirectly applied, however, these reli-
gious freedom guarantees provided religious individuals and groups with the same
constitutional protection. After Cantwell and Everson, thousands of religious free-
dom cases suddenly poured into the federal courts—some 180 of which have reached
the Supreme Court to date.3
Since 1990, however, the testing ground for the American experiment has shifted
away from the federal government to the states, and away from the courts to the
legislatures—a trend encouraged by the Supreme Court’s new devotion to federalism
and separation of powers, as well as by the Court’s firmer procedural requirements to
bring First Amendment cases. State legislatures and courts have, accordingly, become
bolder in conducting their own experiments in religious liberty, some of which seem
calculated to revisit, if not rechallenge, longstanding Supreme Court teachings on
religious freedom. Congress, in turn, has issued several important new statutes,
notably the Religious Freedom Restoration Act, to provide stronger protection for
religious freedom for individuals and groups—acts that the Supreme Court of late
has enforced rather rigorously. It is no small irony that today federal and state stat-
utes provide a good deal more religious freedom than the First Amendment itself.
But what the legislatures give with one hand, they can take back with the other.
Several new state statutes are beginning to single out religion for special restrictions
and exclusions that no other communities face. And religious minorities are facing
increasingly disparate treatment as they move from state to state.
The American experiment in religious freedom initially inspired exuberant rheto-
ric throughout the young American republic and well beyond. “Our act for freedom
of religion is extremely applauded,” Thomas Jefferson wrote enthusiastically from
Paris. “The ambassadors & ministers of the several nations in Europe resident at
this court have asked of me copies of it to send to their sovereigns. . . . I think it
will produce considerable good even in those countries where ignorance, supersti-
tion, poverty, & oppression of the body and mind in every form, are so firmly settled
on the mass of the people.”4 “There is but one country in the world where liberty,
and especially religious liberty, is so much enjoyed as in these kingdoms, and that is
the United States of America,” Preacher Elhanan Winchester declared proudly to a
London audience in 1788. In America, “religious liberty is in the highest perfection.
All stand there on equal ground. There are no religious establishments, no prefer-
ence of one denomination of Christians above another. The constitution knows no
difference between one good man, and another. A man may be chosen there to the
highest civil offices, without being obliged to give any account of his faith, subscribe
Introduction (3)
[to] any religious test, or go to the communion-table of any church.”5 Yale President
Ezra Stiles predicted confidently in 1783:
The United States will embosom all the religious sects or denominations in
Christendom. Here they may all enjoy their whole respective systems of worship
and church government, complete. . . . All religious denominations will be indepen-
dent of one another . . . and having, on account of religion, no superiority as to secu-
lar powers and civil immunities, they will cohabit together in harmony, and I hope,
with a most generous catholicism and benevolence.6
Religion is simply too vital and valuable a source of individual flourishing and social
cohesion to be left to one or two legal defenses. As both the eighteenth-╉century
American founders and modern international jurists have repeatedly argued, a vari-
ety of principles must be integrated into an interlocking and interdependent shield
of religious liberties and rights for all. The principles of liberty of conscience, free
exercise, pluralism, equality, separation, and no establishment form the essential ele-
ments of the American shield.
CHAPTER 1
w
The American Experiment
in Historical Context
T he American founders did not create their experiment in religious liberty out of
nothing. The principles of religious liberty outlined in the First Amendment were
a part and product of nearly two centuries of colonial experience, and nearly two mil-
lenia of European history and thought.
A host of historical examples of religious liberty were readily at hand as the
Constitution and Bill of Rights were being drafted. Foremost among the sources was
the Christian Bible, which was by far the most widely used and commonly cited text
in the American founding era. American politicians, preachers, and pamphleteers
alike quoted the Bible’s many bracing aphorisms on freedom: “For freedom, Christ
has set us free.” “You were called to freedom.” “Where the Spirit of the Lord is, there
is freedom.” “You will know the truth, and the truth will make you free.” “You will
be free indeed.” You have been given “the glorious liberty of the children of God.”1
Equally important were the Bible’s calls to believers to “render to Caesar the things
that are Caesar’s and to God the things that are God’s,” and to remain “separate”
from worldly temptations.2 Christians are, at heart, “strangers and foreigners on
the earth”; their true “citizenship is in heaven.”3 St. Paul even used the phrase “wall
of separation” (paries maceriae), albeit very differently from the way it came to be
used in law and politics.4 Such biblical passages inspired hundreds of impassioned
sermons in defense of religious liberty. Indeed, political sermons, issued both in
churches and in statehouses, constituted around 80 percent of all the American
political literature published in the 1770s and 1780s.5
Beyond the Bible, the American founders also turned for inspiration to the
martyred prophets of religious liberty in the West: the early English heroes of the
faith—╉Thomas Becket, John Wycliff, and Thomas More—╉and the sundry English
Levellers, Quaker dissenters, and Catholic missionaries who followed them. They
turned for instruction to a host of European theologians and philosophers,
(â•›7â•›)
(â•›8â•›)â•… Religion and the American Constitutional Experiment
from the sixteenth-╉ century Protestant reformers Martin Luther and John
Calvin, to early modern Catholic champions of rights Francisco de Vitoria and
Bartholomew las Casas, to later European voices of liberty, such as Montesquieu,
Voltaire, and Condorcet of France; Frances Hutcheson, David Hume, and Adam
Smith of Scotland; and John Locke, William Blackstone, and Edmund Burke of
England.6 They also turned to the many classical legal texts on religious freedoms
and rights such as the Edict of Milan (313), the Magna Carta (1215), the Peace
of Augsburg (1555), and other such documents of the civil law, common law, and
canon law traditions.
Historical counterexamples also came quickly to mind, particularly to those found-
ers who denounced traditional state establishments of religion and defended reli-
gious freedom for all peaceable believers. In defending the novelty of the American
experiment, the founders often dismissed the Western inheritance as a veritable
“career of intolerance,” in Virginia statesman James Madison’s words.7 “In most of
the Gov[ernment]s of the old world,” Madison declared, “the legal establishment of a
particular religion and without or with very little toleration of others makes a part of
the Political and Civil organization. … [I]â•„t was taken for granted, that an exclusive &
intolerant establishment was essential, and notwithstanding the light thrown on the
subject by that experiment, the prevailing opinion in Europe, England not excepted,
has been that Religion could not be preserved without the support of Gov[ernmen]t,
nor Gov[ernmen]t without the support of Religion.”8
Many founders traced this back to the fourth century and laid the blame for
this traditional arrangement squarely on Constantine, the first Christian emperor.
Rhode Island’s founder Roger Williams, for example, had written in the seventeenth
century:
[W]â•„hen Constantine broke the bounds of this his own and God’s edict, and [drew]
the sword of civil power in suppressing other consciences for the [sake of] establish-
ing the Christian [church.] [T]hen began the great mystery of the churches’ sleep,
[by which] the gardens of Christ’s churches turned into the wilderness of National
Religion, and the world (under Constantine’s dominion) into the most unchristian
Christendom. . . . There never was any National Religion good in this world but one
[namely, ancient Israel], and since the desolation of that nation, there shall never be
any National Religion good again.9
No doubt, Constantine the Great, who first established [C]â•„hristianity, had a good
intention in the same; but all the darkness that has since overspread the Christian
church, the exorbitant power of the popes and church of Rome, all the oceans of
blood that have been shed in the contests about religion, between different sects
of Christians, the almost total cessation of the progress of [C]hristianity, the rise
of Mahometanism, the rise and spread of deism, the general contempt in which
[C]hristianity is fallen; all may fairly be laid at the door of that establishment.10
A m e r i c a n E x p e r i m e n t i n H i s t or i c a l C o n t e x t â•… (â•›9â•›)
Thomas Jefferson agreed that the “age of Constantine” had been disastrous for the
Western church and state alike: “Millions of innocent men, women, and children,
since the introduction of Christianity, have been burnt, tortured, fined, imprisoned;
yet we have not advanced one inch towards uniformity.”11 Madison wrote similarly:
During almost fifteen centuries has the legal establishment of Christianity been on
trial. What has been its fruits? More or less in all places, pride and indolence in the
Clergy, ignorance or servility in the laity, in both, superstition, bigotry and perse-
cution. . . . Torrents of blood have been spilt in the old world, by vain attempts of
the secular arm, to extinguish Religious discord, by proscribing all differences in
Religious opinion. Time has at length revealed the True Remedy. . . . The American
Theatre has exhibited proofs that equal and compleat liberty, if it does not wholly
eradicate it, sufficiently destroys its malignant influence on the health and prosper-
ity of the state.12
Anyone who was still not convinced could turn to Massachusetts jurist John Adams’s
massive three-╉volume A Defense of the Constitutions of Government in the United States
of America (1788) for an exhaustive account of the “gory ecclesiastical or civil tyr-
anny” of the Western tradition and the “glorious new experiment” of the American
republic.13
In this chapter, we stand with the eighteenth-╉century American founders and
look back with them on the development of Western understandings of religious
liberty. We focus first on the Roman Empire, then on medieval and early modern
Western Europe, and finally on colonial America. We also focus on the shifting
Christian understandings of church‒state relations and religious liberty, and the
emerging challenges to them during the eighteenth-╉century Enlightement. We see
the novelty of the eighteenth-╉century American experiment in disestablishing a
national religion and granting religious freedom to all peaceable believers, but we
also find important prototypes for these developments in earlier eras. The American
founders revolutionized the Western understanding of church‒state relations and
religious liberty. But they ultimately remained firmly within the Western tradition,
dependent on its enduring and evolving postulates about God and humanity, author-
ity and liberty, church and state.
In the first three centuries of its existence, the Christian church was largely isolated
from official Roman society and became a persecuted minority. Christians refused to
acknowledge the divinity of the emperor, as required by Roman law, or to swear the
oaths or to join the pagan rituals necessary for participation in Roman civic, politi-
cal, or military life. Early Christians taught obedience to the authorities, but only up
to the limits of Christian conscience, following Jesus’s call to “render to Caesar the
things that are Caesar’s, and to God the things that are God’s.”14 They also sought
to expand their faith and reform society, following Jesus’s call for them to “make
( 10 ) Religion and the American Constitutional Experiment
disciples of all nations, teaching them to observe all” that Jesus had taught them.15
This combination of nonconformity and agitation for reform by Christians brought
reprisal from the Roman authorities. Even before the infamous reign of Emperor
Nero (r. 54‒68), the Roman authorities began to repress Christians, departing from
Rome’s usual policy of indifferently tolerating all faiths that remained politically sub-
servient and religiously sequestered. By the end of the first century, Rome declared
Christianity to be an illicit religion and pronounced Christians guilty of treason
unless they recanted their faith. Imperial edicts outlawed Christian worship, char-
ity, missions, and education, and instituted intermittent waves of brutal persecution
against Christians.16
After the conversion of the Roman Emperor Constantine in 312, the Roman
authorities began to tolerate Christian beliefs and practices. The Edict of Milan (313)
for the first time guaranteed to Christians alongside all other faiths the “freedom
to follow whatever religion each one wished,” “a public and free liberty to practice
their religion or cult,” and a “free permission to follow their own religion and wor-
ship as befits the peacefulness of our times.” The Edict also recognized the rights of
Christian groups to property and places of worship, “which belonged by right to their
body—that is, to the churches not to individuals,” and the right to restitution of
properties confiscated in earlier times of persecution. Such guarantees of individual
and group religious rights were granted, the Edict provided, “so that the supreme
Divinity, whose religion we obey with free minds, may be able to show in all matters
His accustomed favour and benevolence towards us.”17
Had these provisions of the Edict of Milan been fully implemented for Christians
and other faiths, Rome would have instituted a regime of religious toleration that
the Western tradition would not see again for more than a millennium. Even in
Constantine’s reign, however, and increasingly thereafter, the Roman emperors
moved from a policy of open religious toleration of most peaceable faiths to a policy
of increasing preference for Trinitarian Christianity. They also began to persecute
Jews, pagans, apostates, and heretics who opposed the church’s orthodox teachings,
subjecting them to the same repressive and bloody measures that Christians had
faced before the fourth century. An imperial edict in 380 sealed this shift in policy.
This edict for the first time legally established Trinitarian Christianity as the official
state religion and declared all other forms of faith to be heretical and deserving of
retribution:
[T]here is one Godhead, Father, Son, and Holy Spirit, in an equal Majesty and Holy
Trinity. We order that those who follow this doctrine to receive the title of Catholic
Christians, but others we judge to be mad and raving and worthy of incurring
the disgrace of heretical teaching, nor are their assemblies to receive the name of
churches. They are to be punished not only by Divine retribution but also by our
own measures.18
special military protection, legal privileges, and financial support to spread the faith;
to educate the young; to care for the poor; and to build new churches, monasteries,
schools, and charities. Heretics, pagans, and Jews, in turn, were subjected to severe
repression and legal disability, which Christian bishops sometimes led at the behest
of the emperor.19 On the other hand, the Roman emperors declared themselves to
be the supreme rulers of both civil and religious affairs in the Empire. The Roman
emperors and their delegates convoked and presided over the major church councils,
appointed and removed bishops and other clergy, and chartered and administered
churches and monasteries. Numerous imperial laws regulated the internal activities
of the church, the lives of its clerics and monks, the acquisition and disposition of
church property, and the definition of church doctrine and liturgy. The great compila-
tions of Roman law—the Theodosian Code (438), the Corpus Iuris Civilis (529‒534),
and Justinian’s Novel Constitutions (ca. 565)—were filled with hundreds of new laws
that governed the doctrine, liturgy, polity, and property of the established Christian
church.
This new form of church‒state relations in Christian Rome inspired a variety
of new Christian political theories. The most famous theory was developed by St.
Augustine (354‒430), the Bishop of Hippo in North Africa. Augustine viewed this
new church‒state arrangement not as a betrayal of the apostolic ideals of separat-
ism, but as a better way of understanding the spiritual and temporal dimensions and
powers of the earthly life. In his masterwork on religion and politics, City of God (ca.
413‒427),20 Augustine contrasted the city of God that coexists on this earth with
the city of man. The city of God consists of all those who are saved from sin, bound
by the love of God, and devoted to a life of Christian piety, morality, and worship
led by the Christian clergy. The city of man consists of all the things of this sinful
world, and the political and social institutions that God created to maintain a modi-
cum of order and peace on the earth. Augustine sometimes depicted this dualism as
two walled cities separated from each other, particularly when he was describing the
sequestered life and discipline of monasticism, or the earlier plight of the Christian
churches under pagan Roman persecution. But Augustine’s more dominant teaching
was that, in the Christianized Roman Empire, these two cities overlapped in respon-
sibility and membership. Christians would remain dual citizens until these two cities
were fully and finally separated on the Return of Christ and at the Last Judgment of
God. A Christian remained bound by the sinful habits of the world, even if he aspired
to greater purity of the Gospel. A Christian remained subject to the power of both
cities, even if she aspired to be a citizen of the city of God alone. If the rulers of the
city of man favored Christians rather than persecuted them, so much the better.
It was crucial, however, that the spiritual and temporal powers that prevailed in
these two cities remained separate in their core functions. Even though Christianity
became the only established religion of the Roman Empire, patronized and pro-
tected by the Roman authorities, Augustine and other church fathers insisted that
political authorities not intrude upon core spiritual functions. All magistrates, even
the Roman emperors, were not ordained clergy but laymen. They had no power to
administer the sacraments or to mete out religious discipline. They were bound by
the teachings of the Bible, the decrees of the ecumenical councils, and the traditions
(â•›12â•›)â•… Religion and the American Constitutional Experiment
of their predecessors. They also had to accept the church’s instruction, judgment,
and spiritual discipline. Thus, for example, Ambrose, Bishop of Milan (ca. 337‒397),
excommunicated the powerful Emperor Theodosius the Great for massacring the
people of Thessalonica and readmitted him to communion only after he had done
public penance for his immoral act. Pope Gelasius I (r. 492‒496) put the matter
famously in 494 in a letter rebuking Emperor Anastasius:
There are, indeed, most august Emperor, two powers by which the world is chiefly
ruled: the sacred authority of the Popes and the royal power. Of these the priestly
power is the more important, because it has to render account for kings of men
themselves at [the Last Judgment]. For you know, our clement son, that although
you have the chief place in dignity over the human race, yet you must submit your-
self faithfully to those who have charge of Divine things, and look to them for the
means of your salvation.21
This “two powers” passage became the authoritative starting point for many later
theories of a basic separation between pope and emperor, clergy and laity, and eccle-
siastical leaders and secular rulers.22
This system of tempered imperial or royal rule within the church largely continued
in the West after the fall of the Roman Empire in the fifth century. Before their con-
version, many of the pagan Germanic kings and tribal rulers were considered to be
divine and were the cult leaders as well as the military leaders of their people. Upon
their conversion to Christianity, they lost their divinity yet continued as sacral rulers
of the church within their territories. They found in Christianity an important source
of authority in their efforts to extend their rule over the diverse peoples that made
up their regimes. The clergy not only supported the Germanic Christian kings in the
suppression of tribal religions, but also looked upon such leaders as the Frankish
Emperor Charlemagne (r. 768–╉814) and the Anglo-╉Saxon King Alfred (r. 871–╉899) as
their spiritual leaders. Those Germanic rulers who converted to Christianity, in turn,
supported the clergy in their struggle against heresies and gave them military protec-
tion, political patronage, and material support. Feudal lords within these Germanic
domains further patronized the church by donating lands and other properties to
the church in return for the power to appoint and control the priests, abbots, and
abbesses who occupied these lands.
This model of church‒state relations was turned upside down after 1050. In the
name of “freedom of the church” (libertas ecclesiae), Pope Gregory VII (r. 1073‒1085)
and his successors threw off their political and feudal patrons and declared the
Catholic Church itself to be an independent and superior legal and political author-
ity of Western Christendom.23 In his revolutionary manifesto The Dictates of the
Pope (1075), Gregory proclaimed that emperors and kings had no authority over the
Church or over its clergy and polity. Only the pope, Gregory declared, had authority
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nearly the whole ocean assumed the appearance and agitation of boiling
water.
On the following day, I took a few presents with me and went over to the
Typee valley, to visit that tribe, celebrated as the most warlike of Nooaheeva.
As soon as the boat was perceived, the people came running towards the
beach in every direction, and before she reached the shore we were
surrounded by great numbers, who plunged into the water and swam off to
us. As many as we could conveniently accommodate were permitted to get
into the boat, where they treated me so unceremoniously that I did not think
it prudent to land. Amongst those who paid me a visit was a chief of the
tribe. He was a man about thirty years of age, well-featured and of fine
proportions. His deportment was grave and dignified, but like the rest of our
new acquaintances, who swam off to us, he was quite naked except a slight
covering about his loins. The common people treated him with great
deference, and never intruded upon that part of the boat where he was
seated. He made us understand that he wished to obtain muskets and powder,
for the purchase of which he had caused five or six large hogs to be brought
down, that were tied and laying on the shore. I offered him whatever else I
had that I thought would induce him to part with them; but he obstinately
refused any other consideration than muskets and powder. Large quantities
of cocoa-nuts, bananas, and papayas were thrown into the boat by the people
who were swimming around us, and when we had been lying there an hour,
we had as many in the boat as we could conveniently carry. I had a variety of
presents, such as beads, buttons, &c., all of which the common people were
very anxious to obtain; but the chief would take nothing from me of less
consequence than fire-arms or gunpowder. I offered him flints and musket
balls, which, although of great value amongst the natives, he would not
receive. He invited me frequently, with great earnestness of manner, to land,
until he found, by my repeated refusals, that I was determined to remain in
my boat.
The bay of the Typees was rather smaller than that of the Happah tribe.
They live principally upon the side of a mountain that rises gently from the
shore. The number of the tribe appeared to be about the same as that of the
Happahs. Their houses are situated in circular chains of villages, rising one
above the other, from the base to near the top of the mountain, where it
terminates in rude and uninhabitable cliffs. Groves and clumps of cocoa-nut,
and bread-fruit trees are every where interspersed with the dwellings, and the
mind of the observer being impressed with the idea of their usefulness to the
natives, gives a double effect to the beautiful landscape adorned by their
waving tops and broad green leaves. We had several occasions to remark the
inveterate dislike that the Typees and Happahs entertained towards each
other.
On the morning after our arrival, the sailing-master went on shore in the
Happah valley to obtain an altitude of the sun by the artificial horizon He
was shy of the natives, as we all were at first, and apprehending that some of
them might approach him with a hostile intention, while his back was turned
towards them, and having heard that they held in great reverence a place said
to be Tabooed, or consecrated, he made a circle round his place observation,
and told the natives, who had followed him in great numbers, that the space
within the circle was Tabooed. They stared at him in silence and stood back
from it; but by and by, when he was intently engaged in getting his altitude,
one of the natives, supposing that he was employed in some plan (to him
incomprehensible) to destroy the Typees, as he turned the face of his sextant
in that direction, crawled up gently behind the sailing-master, without being
perceived by him, and suddenly tapping him two or three times on the
shoulder, exclaimed with great energy, "Mattee, mattee, Typee!" It may
readily be supposed that his imagination, which was very much excited
before, was not soothed by this salutation. He turned upon the native,
expressing in look and manner his consternation and displeasure, which was
only met by the delighted Indian with a repetition of "Mattee, mattee,
Typee!"
In the course of our ramble, one of the officers told an Indian, who had
joined us, by signs, that he wanted some cocoa-nuts. The good-natured
fellow acquiesced without the least hesitation, and to our great astonishment,
ran up a tree standing near us, with the activity of a squirrel. The tree was
forty or fifty feet high, having but a slight inclination, yet the climbing
seemed to occasion him scarcely any exertion. They do not press their
bodies against the tree and hitch themselves up as is customary with us,
which, in their naked condition, they could not do without injury. They press
the bottoms of their feet against the tree, and clinging to it with their hands
one above the other, ascend upon all-fours. It did not strike us with less
surprise when he had thrown the cocoa-nuts down, to see with what facility
he stripped off the hard husks without the aid of any thing but his teeth. For
such a thing to have been accomplished by one of us would be found
impossible. We afterwards remarked the same practise in other places, and at
other islands. It was general except with the old men, who, unless they were
very robust, used a sharp-pointed stick of hard wood to remove the husk.
On the morning of the 29th of September, which was the last of our
remaining in Comptroller's Bay, I made another excursion to the Typee Bay,
taking with me the chief of the Happahs, who was very anxious to go. I
wondered at this, as the tribes evinced so much dislike to each other; but
afterwards saw, in my intercourse with the natives of the South Sea Islands,
that uncivilized men are capable of as much duplicity towards each other as
the educated and refined. When we had arrived within a hundred yards of the
shore we were met by the chief with whom I had formed an acquaintance on
the preceding day. He saluted the chief of the Happahs in a way that
indicated a former acquaintance, but with a look and manner somewhat
formal. The Typee chief immediately spoke to some one near him, who ran
off and in a few minutes returned with a calabash filled with a preparation of
the bread-fruit, upon which was poured a quantity of milk expressed from a
cocoa-nut. This was offered by the Typee to the Happah chief, and I was also
invited to partake of it. I tasted and found it very palatable. The two chiefs
seated themselves in the stern of the boat, and made a hearty breakfast, using
their fingers instead of spoons. Neither of them seemed very communicative,
as only a few words passed between them at this interview. There was also
in the boat a young woman belonging to the chief's family, for whom
breakfast was brought in the shell of a cocoa-nut, and which was a
preparation of the cocoa-nut and bread-fruit, sour and disagreeable to the
taste. This, I was informed, is the food upon which the women almost
entirely subsist, they being Tabooed from eating whatever is held in high
estimation by the men. When the chiefs had finished their repast, the Typee
pointed to his hogs, which he had again caused to be brought down upon the
beach, saying that he wanted powder or guns for them, but unfortunately I
had neither of these valuable articles with which to make an exchange with
him, and he would consider nothing else as an equivalent. He sent for
several old muskets that were very much out of order, and proposed to go on
board with me and have them repaired, making me understand by signs, that
he would in return present me with hogs. His anxiety was so great upon this
subject, that I found it difficult to put a stop to his solicitations. In the mean
time, however, I saw the schooner underway, and dismissing my Typee
friends, pulled away for the Happah Bay. When I had approached within half
a mile of the Happah village, the schooner was almost out of the harbour,
and the chief observing that I was anxious to get on board, proposed jumping
into the water and swimming home, to which I readily consented. He then
stripped himself of his neck and ear ornaments, which consisted of two
white pieces of polished shell and a carved image of bone, and presenting
them to me as a token of his regard, plunged into the water, leaving me free
to pursue my way to the vessel without the trouble of landing him. Most of
the ornaments worn by these people, are of bone or shells, finely polished or
rudely carved. They attach a number of them to a piece of cocoa-nut twine,
and wear them around their necks, or wrists, or ancles, as may be most
agreeable to the taste and fancy of the individuals. A more expensive and
difficult ornament to obtain is a gorget. It is a piece of wood, semi-circular,
about three inches wide, carved to fit the neck, covered with a beautiful red
and black berry, and stuck on with a gum that oozes from the tree of the
bread-fruit. On the hill that rises to the left of the valley, we planted a variety
of seeds of fruit, vegetables and grain, but the natives of the valley are so
totally ignorant of every thing that relates to agriculture, that it is not
probable they will ever derive any advantage from them. Whilst we were in
Happah Bay, the weather was clear and delightful. The temperature so
regular that no change was felt in the transition from day to night.
On the first of October, the day after our arrival, I went on shore, taking
with me a great variety of seeds, for the purpose of planting them where it
was most probable they would be taken care of and come to maturity. The
natives flocked round me in great numbers. There was not less than a
hundred boys with the crowd of men and women that followed me. They
were highly delighted when they discovered my object, which was explained
to them by John Luxon, the native of Nooaheeva, who spoke English.
Whenever we came to a rough or muddy place, which was frequently the
case, the boys and men, notwithstanding my remonstrances, would mount
me on their shoulders and carry me over, with loud shouting. I could easily
perceive that this was a frolic with those who engaged in it, and done out of
levity and the caprice of the moment; but I could not but feel that they had
been first stimulated to it by the favourable impression they had conceived
of my design. I planted some things in unfrequented places where I found a
clear spot, but most of the seeds and fruit-pits, in the enclosures of the
natives. John Luxon was a man of some rank as a chief, and possessed
considerable property. To one of his enclosures that was large and seemed to
have been attended with unusual care, I devoted most of my attention. There,
aided by several of the natives, who laboured with great assiduity, I prepared
the ground and made quite an extensive plantation of orange, lemon,
cheromaya, peach, apricot, water-melons, pumpkins, potatoes, onions,
beans, corn, and a variety of other fruits and grain, from Peru. He expressed
himself in terms of the warmest gratitude, and I have no doubt that the
natives have already experienced the most important benefits from the
memento I left them of the Dolphin's visit to their Island.
They renewed their frolic of carrying me, and whenever I seated myself,
came round me as many as could approach, each with a green leaf for a fan.
I entered unceremoniously a number of the huts, where I almost always
found one or more men, in nearly every instance, extended on their backs,
their heads resting on a log laid along on one side of the hut, and their heels
on another, about four feet from the first. They would never rise to receive
me, but utter "motake," when I was perceived by them, and make motions
for me to do as they did, offering me at the same time a fan, one of which
they were using almost constantly. In the course of my ramble, I met with a
little girl, twelve or fourteen years old, who was very pretty, attended by a
servant, the only instance in which I remarked such a thing on the island.
She was evidently walking out to make a visit, and had just arrived at the
house of her destination when I met her. I put some beads round her neck,
which seemed to delight her very much; but an old man present, whose hut
she was about to visit, assumed an angry look, and seemed to threaten by his
manner. He changed his conduct, however, when I made him a trifling
present, and the little girl, taking my hand, led me to her father's hut. He was
a chief of some consequence, as was indicated by the possession of two or
three casks of powder, and six muskets. These he took down, and displayed
very ostentatiously, and wanted to know if I had not others to dispose of. His
conduct was altogether kind and hospitable, in acknowledgment for which I
made him a present at my departure. Whenever I wanted cocoa-nuts to
quench my thirst, I had only to signify it to one of the men that was
following me about, and he would supply me from the nearest tree. With one
fellow I was very much amused. He carried his arms full of cocoa-nuts
following me about nearly all day, and when I returned to the vessel I
presented him with a musket ball, with which he was perfectly satisfied, said
it was "motake," and went away. When I returned to the beach in the
evening, I found the natives, male and female, assembled in as great
numbers as on the day previous, and amusing themselves in the same way.
The females were again in their finest attire, and at a distance might any
where else have been mistaken for an assemblage of fashionable belles. We
were apprehensive that our men, a number of whom were at work on shore,
would have been very much annoyed by the intrusion of the natives. This,
however, was not the case. When they commenced their work in the
morning a circle was made, comprehending the whole space we wished them
to occupy, which we told the natives was tabooed, and there was not an
instance of their passing it. The next day they held quite a fair on the beach.
Amongst other things, they had for trade large quantities of cocoa-nuts and
bread-fruit. The former they exchanged for small pieces of tobacco; but a
piece of iron hoop, fashioned into a tool or instrument of husbandry, was
demanded for the latter. They were all day on the beach, cooking and eating
their bread-fruit and cocoa-nuts. In the evening, the boys and men amused us
with playing soldiers, by ranging themselves in a line with sticks for
muskets. One of our officers took a particular pleasure in making grimaces,
and talking a gibberish to the natives in imitation of their manner of
speaking. It was very offensive to them; but they respected us too much to
betray their displeasure. Upon one occasion, however, he amused himself in
this way with the boys, about a hundred of whom were assembled, when I
encouraged them to retaliate on him, by clucking like a hen. They soon
discovered that it was disagreeable to him, and assembled round him like so
many little furies, clucking with all their might. It seemed to delight them to
have an opportunity of revenging themselves upon him, which they did most
amply, for they did not let him rest a moment until he went on board, which
was soon afterwards, highly displeased with me for conspiring with the
Indians against him. We were often amused with the strange and ridiculous
taste of the natives in the article of dress.
In the evening, when I returned to the vessel, she was crowded with
natives, the work of the day being completed. The men and women were in
different circles, singing their songs. That of the women, resembled the
croaking of a great many frogs. The quick and lively motion of their hands,
accompanying the various modulations of the voice, exhibited a great
activity, and command of muscle, and was far more pleasing than their
music. There was one amongst the females, who possessed great powers of
voice, in the utterance of strange sounds, in which none of the rest could
accompany her. The performance seemed to distress her very much, and was
certainly very disagreeable; yet the natives would all stop occasionally, to
listen to her, and, when she was done, exclaimed, with seeming surprise,
"motake!"
On the 4th of October, I took a boat, prepared with arms, and providing
myself with a few presents, ran down for Lewis' Bay, to ascertain the depth
of water at the entrance of the harbour, what difficulties might probably
attend our running in with the schooner, and whether it afforded any better
prospect than the other places we had visited, of obtaining a supply of hogs.
The distance was only six miles, and, with a fine breeze, we were at the
entrance of the harbour in little more than an hour. It was very narrow,
formed by two high points of land, and the depth of water abundantly
sufficient for ships of the largest class. A heavy and broken swell made the
entrance appear difficult: and, without a fair wind, it is so confined, that it
would be hazardous to attempt it; but the gorge being once passed, you enter
a large smooth basin, where there is scarcely a ripple, the land rising high all
around it, and the points locking with each other. In the basin we found good
anchorage, in from four to nine fathoms water, and a clay bottom. Lewis'
Bay is divided into two parts by a projecting point of rocks. I first landed in
that which fronts the entrance, or rather went into the edge of the surf. A
great many people, of all ages, came swimming off through the surf, and in a
few moments the boat was full of them, and of fruit of various kinds. They
were anxious for me to land, but I saw there would be great difficulty in my
getting off again, in the event of any misunderstanding with them, which
was not altogether impossible. I did not remain long, but, dismissing the
natives who had crawled into the boat, or were hanging on the gunwale,
pulled round the point of rocks to the other landing. When first I went into
this part of the harbour, I could perceive only two or three persons, who
were afraid to come near us. They gradually relaxed in their timidity,
however, and kept nearing us a little, until we at last prevailed upon them to
get into the boat. As soon as they saw our muskets, which they thought were
intended for trade; but which were only for our protection, they ran away,
saying, they would bring us hogs directly. In the mean time the news of our
arrival spread, far and wide, over the valley, and the people came running
from every direction, with whatever they could most readily possess
themselves of, for trade. Every body wanted muskets, and a chief had seven
or eight hogs brought to the beach, all of which he offered for one gun. After
spending an hour or two here, on the most friendly terms with the natives, I
prepared to depart, and missed one of my shoes, that I had thrown off wet.
Search was made in the boat, without finding it, when it was remarked, that
a native had been seen crawling in the water for a considerable distance to a
rock near the shore, where he deposited something, and returned. Upon
examination, we found the shoe wrapped up in a piece of tappa cloth, the
Indian having stolen it, without reflecting that the possession of one shoe,
without the other, was of no value to him, or perhaps not caring whether it
was or not, so that he gratified his propensity to steal. When I returned a
short distance, and held the shoe up to show the natives that I had recovered
it, they set up a loud laugh, which I interpreted into applause, of the
ingenious exploit of their countryman. The valley of Lewis' Bay is not to be
compared to either of the other places we visited on the island, for beauty or
fertility. It is, however, quite populous, and the scenery is grand and
picturesque. The land gradually rises from a small plain below, like the
valley occupied by the Typees, in a succession of hills, and terminates in a
perpendicular high ledge of rocks. In returning from Lewis' to
Massachusetts' Bay, the wind was ahead, and we pulled close in with the
shore, which, for nearly the whole distance, rises abruptly, from the ocean, to
the height of six or seven hundred feet. Numerous falls, which were only
perceptible in heavy mist, before they reached the water, were leaping from
the top, whilst the sea beat the sides with unceasing fury, throwing its spray
to the height of more than a hundred feet. Whilst we were tugging at our
oars, contemplating this magnificent scene, the sea suddenly became
unusually agitated, and threatened, at every instant, to swallow up the boat.
We pulled directly from the shore, and for half an hour our situation was
very critical, after which the sea became regular. A phenomenon, so
remarkable, baffled all our speculation, and we were entirely at a loss to
determine respecting its cause. On our arrival on board, we learned that the
vessel had narrowly escaped being driven on shore in a squall It was not the
fault of the anchorage, but in consequence of the baffling winds which had
several times driven the vessel over her anchor, whereby it was fouled by the
cable, and tripped with the violence of the squall.
The natives, as usual, were assembled on the shore near us, amusing
themselves in their customary way, by singing and dancing. The females,
having learned from some of the Dolphin's crew, that it was not in good taste
to use cocoa-nut oil, and paint, in such profusion, left it off, as well as the
golden yellow fruit, which had also been highly disapproved of. It improved
their appearance, and they seemed to be sensible of the superior estimation
in which they were held. These wild ladies, in truth, who, on our first arrival,
came swimming round, like so many mermaids, grew very fastidious in the
short time we remained at their island. After the first day or two, they
requested to be allowed to go on board, in our boats, and then, seeing some
of the officers carried through the surf by the seamen, nothing less would
please them, when they did us the honour of a visit, but to be gallanted on
board with the same ceremony. Our sailors gallantly condescended to gratify
two or three of them; but, instead of taking them to the boat, they most
uncourteously let them fall into the first heavy roller they encountered,
leaving them to the choice of swimming to the boat, or back to the shore
again, after which none ever asked to be carried. With regard to their
superstitions or worship, we could learn but little. John Luxon told me, that
he was tabooed by his father, who was a chief, and that no common man
dared to pass over his head. He was usually dressed in a sailor's shirt and
trowsers, and an old hat. He came off regularly every morning, and ate with
us three time a day, taking his seat at the table, without the least ceremony,
and never waiting to be asked.
One day, some one had, designedly or accidentally, thrown some bread
in John's hat, which he did not perceive when he took it up, and put it on.
When he felt the bread upon his head, he threw his hat off instantly, and,
with a look of the utmost horror, exclaimed, "who put dat dare? Me Taboo
here!" (putting his hand on his head) "To-morrow me sick, me die!" This, he
repeated over a number of times, and with great earnestness of manner tried
to find out who had put the bread in his hat, insisting upon it, that, on the
morrow, he should sicken and die. The morrow, however, came, and John
was alive and well, and was heartily laughed at for his foolish superstition,
when he came on board as usual to spend the day with us. I do not believe
that John had the same implicit faith in taboo afterwards. I tried to find out
from him what was meant by his being tabooed, but he spoke English so
badly, and seemed to understand so little of the matter himself, that I was not
much the wiser for his explanation. We were told here, that, a few years
since, the missionaries at the Society Islands, moved by the benevolent
purpose of converting the Marquesas islanders to Christianity, sent one of
their number to reside at Massachusetts' Bay. The missionary landed
amongst his charge, by whom he was received with characteristic kindness
and hospitality. No other notice was taken of him, however, than would have
been bestowed upon the most poor and ignorant mariner, seeking an asylum
amongst them. He was permitted to fix upon his place of residence, and live
in such way as pleased him best. He soon commenced preaching the
doctrines of his faith. The natives listened to him, wondering at all he said,
but not less at his singular manner of life,—to them unexampled, in all their
acquaintance with the whites,—and, certainly, unparalleled amongst
themselves. They had always seen the white men, who visited their islands,
take liberties with their females, and mingle with them in all their pleasures,
whilst this man, who called himself a messenger from the Great Spirit, lived
a life of celibacy, retired from all that, to them, was amusing or agreeable.
When a free interchange of opinion had taken place amongst them,
respecting him, they came to the conclusion, that he was differently made
and constituted from all other men they had ever seen, and curiosity being
raised to the highest pitch, they, with a levity peculiar to savages, determined
to subject him to a scrutiny. The missionary, alarmed at a disposition that
evinced so little respect for his character and personal rights, took his
departure by the first opportunity, since which no attempt has been made to
convert the natives of the Marquesas to Christianity.
The men of the Marquesas, were, in general, quite naked. But few
ornaments were worn by either sex. The women frequently had no other
ornament than a small flower, stuck through a slit in their ears. Some of the
men wore polished whale's teeth round their necks, and some shell bracelets,
but they were not in common use. A few were tattooed all over, and others
but slightly. The mode of their tattooing seemed to be altogether a matter of
fancy. Some had indulged the most whimsical taste, in having indelibly
pricked into their flesh, fish, birds, and beasts, of all kinds known to them.
Others were tattooed black, even to the inner part of their lips. It is an art in
high estimation amongst them. There are men, who pursue it as a regular
business, and are in great favour with their countrymen, for their skilful
performance. The women tattoo more tastefully than the men. Their feet and
legs, half-way to the knee, are usually covered with figures, wrought with
great neatness, and the right hand and arm, half-way to the elbow, is often
similarly ornamented. Both men and women commonly wear their hair
short, and when instances to the contrary are met with, the persons
invariably have a disgusting appearance, their hair hanging in long and
disagreeable looking matted locks.