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Shoubo Xu
Technological
Economics
Technological Economics
Shoubo Xu
Technological Economics
123
Shoubo Xu
Beijing Jiaotong University
Beijing, China
© Beijing Jiaotong University Press and Springer Nature Singapore Pte Ltd. 2020
This work is subject to copyright. All rights are reserved by the Publishers, whether the whole or part
of the material is concerned, specifically the rights of translation, reprinting, reuse of illustrations,
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or information storage and retrieval, electronic adaptation, computer software, or by similar or dissimilar
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The use of general descriptive names, registered names, trademarks, service marks, etc. in this
publication does not imply, even in the absence of a specific statement, that such names are exempt from
the relevant protective laws and regulations and therefore free for general use.
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Singapore
Preface
Between December 1962 and April 1963, based on the request from the Party
Central Committee headed by Mao Zedong regarding establishing a new discipline
that would combine technology and economics together, the Party Central
Committee Leadership for Science assigned the author of this book three tasks:
investigating the relevant domestic and international progress made on the subject,
coining a new subject to be called “technological economics”, and drafting the
outline of developing technological economy in China. As an important emerging
scientific research field, technological economics was initiated in 1962 and was
officially launched in the Ten-Year National Scientific and Technological
Development Plan (1963–1972),1 which was approved by the Party Central
Committee and the State Council in 1963. The newly-named field of technological
economics was listed in the development plan and became one of the seven main
science and technology research fields, together with subjects such as natural
resource study, industrial science and technology, agricultural science and tech-
nology, medical science and technology, science of technology, and basic science.
For the first time, technological economics was listed together with other main
research fields in the history of Chinese science and technology development, even
in the history of science and technology development in the world, with profound
significance. However, unlike in other main research fields mentioned above, the
theories and research methods in technological economics were still awaiting
development; thus, the new field could not be named as the science and technology
of technological economics, or the science of technological economics. Therefore,
the term “technological economics” was used and adopted.
Exploring theories and research methods in technological economics was the
most important task in the aforementioned development plan regarding techno-
logical economy. Because no one else took on this task, the author of this book
1
The Ten-Year National Scientific and Technological Development Plan (1963–1972) [EB/OL].
Available at http://www.most.gov.cn/ztzl/gjzcqgy/zcqgylshg/t20050831_24439.htm.
v
vi Preface
worked individually from 1963 to 1965 and finished the research report on
Methodology in Technological Economics Study.2 This report consists of six
sections, namely the introduction, an economic evaluation criteria for technological
problem-solving, comparison principles in technological economics, computational
methods in technological economics, an example solution using technological
economics, and using mathematical methods in technological economics research.
It has 26 chapters and about 240,000 words. The main portion of the report was
published in 1964 in the Chinese Science Bulletin, a journal of the Chinese
Academy of Sciences, with the title Purpose, Task, and Methods in Technological
Economics Research. This paper comprehensively and systematically proposed the
core of technological economics, including the definition of technological eco-
nomics, the basic principles of the contradictory but unified development rela-
tionship between technology and economy, the purposes and meaning of
technological economic research, three important tasks and 12 aspects of techno-
logical economic research, two research methods and five research steps in tech-
nological economic studies, the integrative and interdisciplinary characteristics of
technological economics, and the relationship between technological economics
and other related sub-disciplines, such as agricultural technological economics,
industrial technological economics, technological economics in the construction
industry, and technological economics in transportation industry. It was well
received by party leaders and experts.
In 1965, the expert panel on comprehensively utilizing combustible minerals
from the State Scientific and Technological Commission3 recommended publishing
the research report On Methodology in Technological Economics Study. However,
due to the burst of the Great Cultural Revolution in 1966, this report was not
published as a book. Instead, it was criticized publicly. The author of this book,
unfortunately, was named as a “reactionary academic authority” and was criticized.
After the Third Plenary Session of the 11th Central Committee of the
Communist Party of China in 1978, technological economics as a discipline was
reborn. Accordingly, the author named the research report of On Methodology in
Technological Economics as Introduction to Technological Economics and it was
published by Shanghai Science and Technology Press in 1980 with its original
content, five sections, 26 chapters, and about 240,000 words. It has attracted
attentions from scholars in China as well as scholars across the world. For example,
after reviewing this book, Eric Dark, a Swedish scholar, noted that “neither the
name of technological economics nor its research methods appeared in the eco-
nomics studies existed in the Soviet Union” in his article entitled Chinese
Technological Economics4 which was published in the September Issue, 1981, in
2
Actually it is the prototype of Introduction to Technological Economics published in 1980.
3
The author was the youngest member in the expert panel of comprehensively utilizing
combustible minerals of the State Scientific and Technological Commission. The leader was Hou
Xianglin, a member of Chinese Academy of Sciences.
4
Eric Dark, Chinese Technological Economics, Translation Series for Quantitative and Technological
Economics, 1983, (1): pp. 36–42 (Translation of Asian Survey, September Issue, 1981).
Preface vii
an American journal entitled Asian Survey. He made the following comments: “In
Soviet Union’s economics studies, the discipline that is the closest to technological
economics is Industrial Sector Economics”; “Technological economics is somewhat
closer to the cost-benefit analysis in western economics studies”; and “It is very
interesting to study the concepts in the discipline of technological economics.” This
feedback proved that the discipline of technological economics established by a
Chinese scholar was not only well known in China, but also internationally known.
In 1980, Introduction to Technological Economics as the first book on techno-
logical economics was published for the first time in the world. The technological
economic principles and methods introduced in this book reflected the character-
istics of planned socialist economy which was established by the first generation
party leadership headed by Mao Zedong, which focused on hard technological
economics and macro-technological economics.
By implementing the reform and opening up policy, the second generation Party
Central Committee headed by Deng Xiaoping initiated the new era of socialist
market economy. As the Founding Executive Director of the Chinese Society for
Technological Economics and the Founding Director of the Institute of
Technological Economics of the Chinese Academy of Social Sciences, the author
of this book delivered numerous lectures and presentations on technological eco-
nomics at diverse forums and classes hosted by the central government and
provincial governments, as well as at Tsinghua University, Beijing College of
Chemical Industry,5 and the Graduate School of Chinese Academy of Social
Sciences.6 The audiences included government employees, professors, graduate
students, college students, engineers, and managers.
In 1984, entrusted by China Association for Science and Technology (CAST),
the author finished the book Technological Economics, which has two volumes, 24
chapters, and 450,000 words and was published by the CAST Lecturer Group and
China Society of Science and Technology Policy Studies. This is the second edition
of the technological economics monograph. Compared with the first edition, the
second one offered new content, such as the ten characteristics of technological
economics, the six-force theory, evaluation principles for greater, faster, better, and
more economical results, comprehensive evaluation principles and their quantitative
computational methods, new methods for defining economic effect coefficients,
setting reasonable prices for imported and exported goods, methods for setting
proper tax rates and interest rates, and many examples of new applications. In
addition, the second edition absorbed new overseas research achievements, such as
serial decision-making and probability analysis methods, and it reviewed the use of
feasible study and value engineering adopted in western economy. The second
edition was selected as the teaching material for continuing education for scientific
and technological management cadres.
5
Teacher Training Session for Technological Economics Program in higher education institutions
in China.
6
Technological Economics was chosen as the textbook.
viii Preface
It was officially proposed at the Third Plenary Session of the 12th Central
Committee of Communist Party of China in 1984 that the Chinese economic system
was a socialist planned commodity economy, which emphasized not only
macro-control, but also micro-invigoration. In other words, this economic system
focused on both macro- and micro-economic results. Directed by this newly
launched principle and policy, the author updated and revised the second edition. In
1986, the third edition was published by Jiangsu People’s Publishing House. This
edition had eight sections, 35 chapters, and 600,000 words. It expanded the content
in the second edition by adding the theories, research methodologies, and appli-
cations of micro-technological economics. The first and second editions of this
book mainly covered macro-technological economics, which fitted a socialist
planned economy. The third edition covered integrative technological economics,
which included both macro-technological and micro-technological economics and
fitted a socialist planned commodity economy. This was a major breakthrough and
a significant movement put forward by the reform of the Chinese economic system.
Soon after the third edition was published, it became the textbook for the major of
Technological Economics in higher education institutions across China.
In 1988, in order to better meet the diverse needs from the society in China,
especially the demands from engineers and technicians as well as from college
students majoring in science and engineering, the author revised the third edition
and compressed the content according to feedback from readers. Published again by
Jiangsu People’s Publishing House, the fourth edition had four sections and 19
chapters, reduced from eight sections and 35 chapters in the third edition. The
words reduced from 600,000 to 400,000, accordingly. However, the fourth edition
made improvements to the scope and depth of the book as well as to the practi-
cability of its content. It consisted of four sections: Introduction to Technological
Economics, Theories of Technological Economics, Research Methods of
Technological Economics, and Applications of Technological Economics. More
specifically, Introduction to Technological Economics roundly elaborated the six
characteristics of theory and research methods in a technological economics study:
(1) guided by the economic theories of Marxism and Mao Zedong Thought;
(2) based on the economic law of socialism and law of value; (3) aiming at
achieving greater, faster, better, and more economical results in building socialism;
(4) adopting both qualitative and quantitative methods; (5) considering the practice
of Chinese Socialist Modernization Construction; and (6) aiming at correctly
understanding and handling the relationships of unity and contradiction, and the
developments and changes between technology and economy. This section cre-
atively extended the concept of technology and proposed a new concept, general-
ized technology, which included soft technology and hard technology. In addition,
this section discussed the objects of study of newly proposed generalized tech-
nology. In the Principles of Technological Economics section, the author originally
proposed six principles in technological economics: (1) the principle of effect in
technological economics; (2) the standardization principle in technological eco-
nomics; (3) the comparative principle in technological economics; (4) the opti-
mization principle in technological economics; (5) forecasting and decision-making
Preface ix
7
Xu Shoubo: Epigraph for the 45th anniversary of Science Times (published in Science Times on
November 24, 2003).
Preface xi
In order to adopt and unify terms and notations in technological economics, the
technical terms in technological economics originally born in China were adopted.
Chinese Pinyin is used as well.
According to the scientific outlook on development, the book still needs
improvement, although it has included more new innovative materials and
enhancements as compared with previous editions. The author hopes to continue
revising and improving the book in his remaining years. There is no end to
studying. So keep studying and never stop. There is no end to researching either. So
continue making innovations and never stop.8
The author wants to express his thankfulness to the chief editor Lv Ping and
editor Li Xue from Economic Science Press, and Xu Lida, Hou Hanping, Huang
Zongyuan, and Guo Lihua from Beijing Jiao Tong University. Without their help
and support, this book would not be available.
8
Xu Shoubo: Epigraph for graduates of Beijing Jiao Tong University in 2009 (on the graduates’
album of Beijing JiaoTong University in 2009).
Contents
xiii
xiv Contents
xxvii
xxviii About the Author
This section describes the most significant research result achieved by the author
during his early study on technological economics. As the most important part of this
book, this section is the foundation for the following sections. There are six chapters in
this section. The first chapter elaborates the origin and development of technological
economics according to the author’s personal experience. The second chapter covers
the objects of technological economics study. The purpose and meaning of techno-
logical economics study is discussed in the third chapter. The fourth chapter points
out the tasks and contents of technological economics study. In the fifth chapter,
methods and procedure of technological economics study are introduced. Finally,
the sixth chapter outlines the sub-disciplines of technological economics and the
relationship between technological economics and other disciplines.
Chapter 1
Origin and Development of Technological
Economics
1.1 Introduction
Before the start of the introduction to the origin of technological economics, the
background of the technological economy plan must be explained. It is an objective
fact that the technological economy’s plan was made before technological economics
formed.
It is well known that the former Soviet Union assisted China in establishing 156
key projects during the first five year plan (1952–1957) after new China was founded
in 1949. China achieved great economic development at the end of the first five
year plan. However, in the second five year plan (1958–1962), because of a number
of reasons such as the Great Leap Forward, the Mass Movement of Making Iron,
mass movements, natural disasters, and the breakup between China and the former
Soviet Union, the Chinese economy decreased greatly. In December 1962, the Party
Central Committee requested that a long term national economy plan and a long term
© Beijing Jiaotong University Press and Springer Nature Singapore Pte Ltd. 2020 3
S. Xu, Technological Economics,
https://doi.org/10.1007/978-981-15-8582-1_1
Another random document with
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The Project Gutenberg eBook of Lord Lister
No. 0026: Inspecteur Baxter in het
krankzinnigengesticht
This ebook is for the use of anyone anywhere in the United States
and most other parts of the world at no cost and with almost no
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ebook or online at www.gutenberg.org. If you are not located in the
United States, you will have to check the laws of the country where
you are located before using this eBook.
Language: Dutch
[1]
[Inhoud]
[Inhoud]
Inspecteur Baxter in het
Krankzinnigengesticht.
EERSTE HOOFDSTUK.
HET KRIJGSPLAN VAN RAFFLES.
Alsof er geen politie bestond, zoo kalm zat Raffles in het druk bezochte
lokaal, rookte zijn cigarette en fixeerde door zijn monocle af en toe de
overige gasten.
Plotseling nam hij uit zijn zak een zakmes, dat aan een gouden ketting
hing en waaraan zich ook een schaartje bevond en sneed een bericht uit
de Times uit.
Zorgvuldig stak hij het uitknipsel in zijn portefeuille. Daarop betaalde hij
de vertering en verliet met Charly Brand het café.
„Deze schedels hebben een merkwaardig model,” sprak hij tot Charly
Brand, die vol verbazing naar hem keek. „Als hier niet vermeld stond, dat
deze schedels afkomstig zijn van menschen, die voor ongeveer
twaalfduizend jaar hebben geleefd, dan zou ik bijna beweren, [2]dat het
schedels waren van Sumatra-apen die een jaar geleden gestorven zijn.”
Een fijn lachje zweefde om de lippen van Raffles, toen hij antwoordde:
„Aan deze ledige schedels kan men meer leeren dan aan volle, want
deze laatste bevatten meestal nog minder dan de leege.”
„Wil je een philosoof worden?” vroeg Charly Brand, „ik vind het een
vervelende geschiedenis.”
„Mijn lieve Charly,” sprak Raffles, terwijl hij zijn vriend op den schouder
klopte, „heb je wel ooit opgemerkt, dat ik iets doe zonder bedoeling?”
„En ben je daar nu achter?” vroeg Charly Brand vol belangstelling, terwijl
hij den grooten onbekende aankeek.
Bij die woorden sloeg Raffles zijn boek met aanteekeningen over apen-
en menschenschedels dicht en verliet, vergezeld door zijn trouwen
vriend, het natuurkundig museum.
Met de Londoner Rail (spoor) reden zij naar het Strand, naar het Charing
Cross station, en gingen van daar per rijtuig naar hun nieuwe woning
aan het Waterlooplein.
Het was een voornaam, oud-Engelsch huis, dat Raffles eenige maanden
geleden had gekocht en betrokken.
Zijn oude villa aan het Regentpark had hij verlaten, omdat deze te veel
bekend was geworden bij politie en andere belanghebbenden.
Het gebouw bood nog een groot voordeel aan, dat niet met geld te
betalen was. Er onderlangs liepen namelijk de telegraaf- en
telefoonkabels van verschillende groote banken en van het hoofdbureau
van politie. Dit maakte het terrein voor Raffles zeer waardevol.
Door een toeval had hij op een wandeling deze ontdekking gedaan, toen
werklieden voor het huis den grond hadden opgebroken om
herstellingen aan de kabels aan te brengen.
Aan het hek voor het huis was een groot bord aangebracht, waarop de
naam „Georg Jenning” te lezen stond.
Onder dien naam had Lord Lister het huis gekocht en stond hij in de
buurt bekend.
Zijn studeerkamer had hij op dezelfde wijze ingericht als in zijn vroegere
woning. Het zware leeren behangsel met echte gobelins bedekte aan
den eenen kant een kostbare verzameling wapens, terwijl oude
familieportretten—Raffles was de laatste afstammeling uit het voorname
geslacht der Lord Listers—de andere muren versierden.
Slechts een enkele deur gaf, naar het scheen, toegang tot het vertrek,
maar in werkelijkheid waren er, door gobelins en lederen behangsel
verborgen, nog drie geheime deuren, die zoo kunstig waren
aangebracht, dat slechts het toeval ze zou kunnen verraden.
Een dezer deuren leidde naar de kleedkamer van den meesterdief, een
langwerpig vertrek met in den muur gebouwde kasten en een grooten
spiegel.
Deze kunst oefende hij in het practische leven uit met de handigheid van
een acteur.
„De oude bankier moet in den laatsten tijd herhaaldelijk sporen hebben
getoond van vervolgingswaanzin en heeft dingen bedreven, die deden
vreezen, dat hij zijn vermogen zou weggeven aan onwaardigen.
Charly Brand begreep niet, wat Raffles met dit bericht van plan was te
doen. Met een vragenden blik keek hij zijn vriend aan.
„Ik was reeds meermalen van plan mij bezig te houden met de geheimen
der Londensche krankzinnigengestichten”, [4]sprak Raffles, haar het
courantenuitknipsel wijzend.
„Hij is, voor zoover ik te weten ben gekomen, een hartelooze zakenman,
voor wien geld een hoofdrol speelt in het leven, hoewel hij verschillende
eerebaantjes bekleedt in Londen en medelid is van allerlei
vereenigingen.
„In zijn inrichting heeft hij als doctoren alleen zijn beide zoons en een
zwager. Vreemde doctoren overschrijden nimmer den drempel er van.
Daardoor is het voor ieder, die daar is opgesloten, onmogelijk om iets
voor zijn bevrijding te doen. Nu wil ik beproeven, de geheimen van dat
huis te doorgronden en dr. Braddon met zijn beide zoons daarheen te
brengen, waar zij behooren—naar Old Bailey. Onze gele pers noemt
hem spottend: den koning der gekken.”
„Mijn lieve Charly, je weet, dat ik stalen zenuwen heb en dat er niet licht
iets kan gebeuren, dat mij vrees zou kunnen aanjagen. Maar”, Raffles
lachte weer en blies groote rookwolken in de lucht—„ik bedank er voor,
mij in dat roovershol te begeven, omdat het een nutteloos gevaar zou
zijn”.
„Zelfs de vlucht zou hen niet kunnen redden. Zoodra de politie of een
persoon, die er belang bij heeft, hun verblijfplaats ontdekte, zouden zij
weer binnen de muren van het gekkenhuis worden teruggebracht.”
„Ik zal hem inspecteur Baxter in zijn inrichting zenden. Die moet
inlichtingen inwinnen. De verklaringen voor het gerecht van dezen
hooggeplaatsten ambtenaar omtrent dat, wat hij in de inrichting heeft
gezien en ondervonden, zullen voldoende zijn om Dr. Braddon, als hij
werkelijk een schurk is, den nek te breken.”
„Mijn beste Charly,” sprak Raffles lachend, „dat kan ik niet onderzoeken.
„Volgens mijn meening is inspecteur Baxter niet zoo gezond als jij
meent.
„Heb je ooit opgemerkt, dat ik een of ander voornemen niet ten uitvoer
heb gebracht?”
„All right,” antwoordde Raffles, „ga nu met mij mee naar den koning der
gekken. Onderweg zal ik zeggen, wat je te doen hebt.”
[Inhoud]
TWEEDE HOOFDSTUK.
RAFFLES BIJ DEN KONING DER GEKKEN.
De inrichting van dr. Braddon bevatte een groot complex van terreinen.
Aan de zijde der straat bevond zich een groot gebouw, waarbij
verschillende villa’s en woonhuizen behoorden. Men kon daaraan
duidelijk zien, dat de inrichting in den loop der jaren was uitgebreid.
Zoodra dr. Braddon meer patiënten had dan hij kon plaatsen, kocht hij
een huis aan, dat grensde aan zijn eigendommen en verbond het aan
zijn inrichting.
Een breede tuin grensde aan den anderen kant aan de gebouwen en
een vier meter hooge schutting met een ijzeren poort maakte het elken
voorbijganger onmogelijk, in den voortuin te komen.
Alle vensters waren van stevige traliën voorzien en inplaats van gewone
ruiten had men ondoorzichtig en onbreekbaar glas gebruikt.
Aan den achterkant van deze huizen grensde een klein park met hooge
muren, waarin de patiënten konden wandelen.
Het kleine park was weer omringd door gebouwen, zoodat ontvluchten
tot de onmogelijkheden behoorde.
Een bediende in livrei stond bij de deur der ontvangkamer gereed om,
zoo noodig, oogenblikkelijk de wenschen der bezoekers ten uitvoer te
brengen.
Een zilveren bel in de kamer van dr. Braddon weerklonk ten teeken, dat
de bediende de wachtenden kon binnenlaten.
Met scherp onderzoekende blikken keek Raffles door het vertrek en naar
den persoon van dr. Braddon, die met een korten groet slechts even van
zijn stoel bij de schrijftafel opstond en met zijn vette hand vol ringen
Raffles en diens vriend uitnoodigde om naderbij te komen.
Van onder dikke wenkbrauwen keken een paar zwarte, loerende oogen
Raffles aan. Dikke wallen omgaven die oogen, terwijl de neus veel te dik
was en koperkleurig.
„Die kerel drinkt,” sprak Raffles tot zichzelf, den dokter nauwkeurig
opnemende.