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The Metamorphoses of the Brain –
Neurologisation and its Discontents
Jan De Vos
The Metamorphoses of the Brain –
Neurologisation and its Discontents
Jan De Vos
The Metamorphoses
of the Brain –
Neurologisation and
its Discontents
Jan De Vos
Philosophy and Moral Sciences
Ghent University
Ghent, Belgium
I would like to thank the following people for their valuable and thoughtful
suggestions: Boris Demarest for commenting on Chap. 2 and Chap. 5, Karin
Lesnik-Oberstein for commenting on Chap. 6, David Pavón Cuéllar for
commenting on Chap. 7, and Ed Pluth for commenting on Chap. 3. Special
thanks to Chris Higgins for his meticulous and wonderful language editing.
Some parts of this book are based on previously published journal arti-
cles. Chapter 2 is partly based on (1) “The death and the resurrection of
(psy)critique. The case of neuroeducation”, Foundations of Science, online
first, October 17, 2014, Springer Science + Business Media Dordrecht. All
rights reserved. © Jan De Vos, and (2) “Deneurologizing education? From
psychologisation to neurologisation and back”, Studies in Philosophy and
Education, 34(3), 2015, pp. 279–295, Springer Science + Business Media
Dordrecht. All rights reserved. © Jan De Vos. Chapter 3 is partly based
on “Which materialism? Questioning the matrix of psychology, neurology,
psychoanalysis and ideology critique”, Theory & Psychology, 24(1), 2014,
pp. 76–93, Sage. All rights reserved. © Jan De Vos. Chapter 4 is partly
based on “The iconographic brain: A critical philosophical inquiry into (the
resistance of) the image”, Frontiers in Human Neuroscience, 8, 15 May 2014,
Frontiers. All rights reserved. © Jan De Vos. And, finally, Chap. 7 is partly
based on “Interpassivity and the political invention of the brain: Connolly’s
neuropolitics versus Libet’s veto-right”, Theory & Event, 16(2), 2013, The
Johns Hopkins University Press. All rights reserved. © Jan De Vos.
vii
Contents
Index 243
ix
1
Introduction: The Metamorphoses
of the Brain
Upon waking one morning in the twenty-first century from the most
unsettling of dreams, we somehow came to find ourselves transformed
into a brain. How can we begin to understand this metamorphosis?
How did we get to this point? Did it involve a pharmakon, like in Ovid’s
Metamorphoses where the jealous Circe uses potions to deal with both
the men who reject her love as well as her female rivals? Are we somehow
being punished for our humanistic hubris, like Arachne who was turned
into a spider after claiming to have superior weaving skills to Athena?
Or are we simply taking on a different form as a means of defence as
we flee from something, like Thetis morphing into different forms to
escape Peleus who is attempting to make her his wife? As one can see, the
dictum “You are your brain” raises several questions: not only pertaining
to why we so readily accept it and, indeed, even embrace it so eagerly at
times, but also concerning why this dictum must be stated so firmly, so
coercively (make no mistake), as if we were being addressed by some final
sovereignty or god, that amounted to the ultimate super-ego command.
These questions—among others, for example, how the transformation
took place, what produced it exactly and for what ends—coupled with
the equally difficult if not altogether more problematic and Kafkaesque
Perhaps, having been turned into a brain, we similarly now have no words.
Consider the archetypal brain image of the isolated brain: the brain in
profile, the brain without eyes, nose, mouth or tongue. This brain is, ulti-
mately, blind and mute. We are blinded, but yet told to walk without fear
or hesitation: follow your synapses, we are told, and if anything were to
go wrong psychotropic interventions will reset our neural paths accord-
ingly. We are mute inasmuch as the brain underneath the scanner only
lights up at particular stimuli provided externally by the person in a lab
coat. Just as Io who, as one will remember, was transformed into a cow
because her lover Jupiter wanted to hide her from his wife, and was only
able to trace letters in the dust, the mute brain can only trace signs onto
the scanner—voxels either light up or they do not. In neural times, then,
the letters in the dust have become digitalised; where once Io was—if one
will allow me this this pun—I-0 has now taken her place. If we can be
said to communicate with the brain, it is on the basis of this rudimentary
digitalised sign language. But how can we absolutely be certain that we
understand the digitised brain correctly? That is to say, how can we be
positive that we are asking the brain the right questions in the first place,
or that we are presenting it with the relevant stimuli whilst under the
scanner?
One is tempted here to reject this digitalisation, to cling tightly onto
the analogue, that is, to hold on to the idea that I, my Ego, my subject,
4 The Metamorphoses of the Brain – Neurologisation and its Discontents
or whatever other terms one chooses to posit it, still has something to
say beyond or apart from the digital traces left behind by the electric or
chemical activity in the organ of the brain. Within such a project, one
could try to undo the metamorphosis and free the subject of the neu-
rosciences from the reductionism of the scanner—where it must lie still
and say nothing—and give it back its body and its voice. But in such an
instance, where we would approach the subject through recourse to the
usual phenomenological methods, get an understanding of the whole
situation by taking into consideration the socio-anthropological con-
text, and conduct in-depth interviews as part of a qualitative approach
to research, do we not run the risk of falling back on retrograde illu-
sions and even older myths from a bygone era? That is to say, would
the voice and the body we are seeking to re-establish not equally be
pre-formatted and, hence, equally non-emancipatory? That is, despite
our good intentions, we might end up doing nothing more than put-
ting the subject back in its old prison outfit and handing it old lines
to read from past scripts. Moreover, the common argument that the
neurosciences research an artificial subject in an artificial situation risks
overlooking how the subject under the scanner, watching a screen, han-
dling a joystick or a keyboard and responding to cues and clues, may,
in actual fact, be an accurate description of the contemporary head-
phoned, wired and connected subject who moves through highly digi-
talised and controlled environments where its personal and social lives
increasingly takes place.
At the very least, then, we can say that harking back to previous
epistèmes does not hold much promise of liberation. In the same way,
one could even go as far as to argue that we have merely traded one
highly scripted and controlled environment (analogue and embedded in
socio-psychological discourses) for another one (digital and grounded in
neuro-discourses). Should we thus adopt the stance that brain-discourse
represents nothing new but is merely the latest in a long line of myths
and, as such, is just yet another overarching and hegemonic cultural nar-
rative with which subjects must engage and negotiate? Such a position
would suggest that we are not, in fact, losing our voice but, rather, our
voice is simply mutating and morphing as we transition into a different
age. However, we should perhaps reject this idea that the subject will
Introduction: The Metamorphoses of the Brain 5
1
E.g., it is my unconsciousness, not I, who has all these weird thoughts, or so it goes in pseudo-
psychoanalytic parlance.
6 The Metamorphoses of the Brain – Neurologisation and its Discontents
the construction.2 For instance, would the principal issue with this set-up
not concern the choice of scenarios or scripts that were used by the com-
puter in order to simulate the so-called real world? Would the traditional,
pre-neurological human sciences, and particularly the psy-sciences, not
play a major part in constructing a more or less plausible experience situ-
ated in time and space? In other words, I claim, the ways in which this
staged brain-person relates to its virtual self, virtual others and the virtual
world would ultimately be given form by algorithms based on pre-exist-
ing theories of (social) psychology.
To elaborate on this point a bit further, so as to demonstrate its impor-
tance, let us consider a similar thought experiment, one that is said to be
more realistic by people like Ray Kurzweil, who argues that it will soon
be possible to upload the brain to a supercomputer (Kurzweil, 2000,
2005). At the very least, one can discern a recurring tendency within neu-
roscience to not only adhere to a classical mind-body dualism, but also
to conceptualise the physical brain as something that exceeds the body
and thus something that can be immaterialised and hosted in a virtual
reality: it can be regarded as software, as programmatic codes which can
potentially surpass and survive their bodily container. Again, the non-
and un-thought of this thought experiment are manifold: is it not evi-
dent, for instance, that if one were in fact able to successfully upload a
person or a subject, then surely the latter would not remain as it were for
very much longer? Indeed, if one were to connect this virtual personal-
ity to the internet, would it not become megalomaniacal and absorb all
the available knowledge? Would it not expand in uncontrollable ways
or infinitely metamorphosise, become all the things in the world, if not,
for that matter, become the world itself? As such, there is little guarantee
that subjectivity would survive, at least not as we know it. But besides
these relatively speculative ruminations of mine—perhaps not that dis-
similar to thought-experimentation itself—one could also ask, supposing
that subjectivity was in fact uploadable, what exactly would we upload
and how would we go about doing it? Is it not precisely here that, in
2
Thought experiments, to put it bluntly, are designed to make us not think, or at the very least, they
are devised to cover up and stow away basic problematic issues in one’s thinking: the
un-thoughts.
8 The Metamorphoses of the Brain – Neurologisation and its Discontents
contemporary version of you are nothing but a sack of dung4), thus serves
to obfuscate the Real, that is, it operates to cover up the skandalon of us
no longer knowing what it means to be human.
But in this very act of concealing our face with a mask depicting
our brain, do we not unwittingly expose that which we want to hide?
Consider, in this respect, Socrates, who in the story of Apuleius, had
fallen on hard times in a strange town and, ashamed of his impoverish-
ment, tried to conceal his embarrassment: “he covered his face, which
had long since begun to redden from shame, with his patched cloak,
baring the rest of his body from his navel to his loins” (Apuleius, 1989,
p. 15). So if, indeed, the brain represents the final, naturalised meta-
morphosis of the human being, then we must discern which cloaks are
patched for this paradoxical ‘de-nuding’ of the human being. We need
to, then, address the manifold faces and facets of the brain. We have to
read it as a palimpsest, conducting an exegetical reading in the hopes of
deciphering the relatively obscene message that shines through the glar-
ing digital imprint of the brain scan, all in an attempt to understand what
exactly it is that we have become.
Henceforth, in this book I will trace the brain through a few of its
many avatars and metamorphoses. Chapter 2 addresses the educated
brain (the brain as something to be educated), Chap. 3 discusses the
material brain, Chap. 4 considers the iconographic brain (the brain as
image), Chap. 5 attends to the sexual brain, Chap. 6 deals with the
celebrated brain (the brain as something to be worshipped and glori-
fied) and whilst there is a political theme interwoven throughout all the
chapters, it is in Chap. 7 that I directly address the political brain. I am
cognisant of the fact that this enumeration might not mean much to
the reader at this stage, but hopefully he or she will be able to discern
in the progression of the chapters the aforementioned genealogical and
explanatory thread, which should allow us to discern the neuro-turn
and its variegated consequences for both subjectivity and society, that is,
neurologisation’s antecedent: psychologisation. Here, one might recall
4
As St Bernard of Clairvaux (1090–1153) wrote: “Man is nothing else than fetid sperm, a sack of
dung, the food of worms” (cited in Cohen, 1973, p. 24).
Introduction: The Metamorphoses of the Brain 11
Proteus’ advice to Peleus after the latter expressed his desire to conquer
Thetis:
Unlike in the passage above, the nets with which we tie down the brain
do not have to be cast from a God; on the contrary, these nets are to be
found in the brain itself, more precisely yet still, they have been woven
into the brain from the very beginning. Although dense, the brain qua
tissue, neurons, synapses and neural networks is actually empty; neuro-
science attempts to fill it, to stuff it with forms and regions, to give it
different colourings, that is, to dress it up by weaving different, more or
less fitting cloaks for it. The principal aim of this book is not to do away
with the weavings altogether, so as to replace them with the Real of the
brain and/or of the Real of the human—which would amount to claim-
ing a god-like Archimedean perspective—but, rather, to discern the real
or the excess of the human being which is spun out through the contours
of these very weavings.
References
Apuleius. (1989). Metamorphoses (J. A. Hanson, Trans.). Cambridge, MA:
Harvard University Press.
Cohen, K. (1973). Metamorphosis of a death symbol: The Transi Tomb in the late
Middle Ages and the Renaissance. Berkeley: University of California Press.
12 The Metamorphoses of the Brain – Neurologisation and its Discontents
Jensen, F. E., & Nutt, A. E. (2014). The teenage brain: A neuroscientist’s survival
guide to raising adolescents and young adults. New York: Harper Collins.
Kurzweil, R. (2000). Live forever—Uploading the human brain … closer than
you think. Psychology Today. Retrieved from http://www.psychologytoday.
com/articles/200001/live-forever
Kurzweil, R. (2005). The singularity is near: When humans transcend biology.
New York: Viking.
Ovidius, N. P. (1958). The metamorphoses (H. Gregory, Trans.). New York: The
Viking Press.
Pfaller, R. (2000). Interpassivität: Studien über delegiertes genießen. Wien/New
York: Springer.
Putnam, H. (1981). Reason, truth and history. Cambridge: Cambridge University
Press.
Žižek, S. (1997). The plague of fantasies. New York: Verso.
Žižek, S. (2001). The fragile absolute: Or, why is the Christian legacy worth fighting
for? London: Verso.
2
The Educated Brain: A Critique of
Neuroeducation
Introduction
It would appear that the century-long dominion of the psychological
has come to an end. Today, we are no longer instructed to take care of
ourselves, to become more in-tune with our emotions, or to enhance our
communication skills. Instead we are increasingly enjoined to look after
our brains: to engage in brain exercises, eat the right kinds of food and,
if required, take medication to restore the cerebral chemical balance. As a
consequence of this, we no longer think of ourselves exclusively in terms
of having psyches but, rather, in terms of having, if not actually being,
a brain. Or, as Nikolas Rose contends:
town, providing a narrative, in the words of Ovid, “to tell the shifting
story of the world from its beginning to the present hour” (Ovidius,
1958, p. 31).
However, the first point I wish to stress here is that, quite remark-
ably, this epistemic shift has not rendered psychologists obsolete, and left
out in the cold looking in; quite the contrary, in fact, many psycholo-
gists have performed a volte-face and become the primary advocates of
the neuro. Today, ADHD, love, being happy, bulimia, etc., all have their
derivation in the brain, or at least that is what we are told by those for-
mer advocates of a psychological perspective on the world. Thus, whereas
cashiers in supermarkets who prompt customers to use self-service check-
outs are, albeit unwittingly, contributing to the end of their profession,
psychologists who grant complete jurisdiction to neuroscientists remark-
ably survive their symbolic death. Consider here how the psy positions
itself in relation to the problem of ADHD:
Medication is highly effective for treating ADHD. But it can’t teach you
skills for living successfully with the disorder. … That’s where psycho-
therapy comes in. [Psychotherapy] helps you better understand your
ADHD and improve all areas of your life, including home, work and
relationships.1
1
http://psychcentral.com/blog/archives/2013/02/23/how-to-pick-an-adhd-therapist-whos-
right-for-you/
2
What might at first glance appear to be an overly simplified phrase from popular neuroscience—
see Dick Swaab’s book (2014)—can in actual fact be attributed back to two Nobel prize winners:
The Educated Brain: A Critique of Neuroeducation 15
do we truly believe this? Might we say that this utterance is, in fact,
always over-determined by minimal doubt or at least a minimal distance?
What we might refer to as a form of disavowal: I know very well that
I am my brain, but …. In such instances, a certain surplus arises: we
suspect that there is more to it, that, in fact, there is something to being
human which is not only about the brain. It is illustrative to cite a couple
of examples here. Firstly, due to extensive media coverage we all know
that the DSM (Diagnostic Statistical Manual) is a mere contingent clas-
sification of mental disorders, because it is based on conventions and
agreements which, as such, are always contestable. Secondly, we are all
perfectly aware that the general acceptance of ADHD being brain-based
is, in actual fact, not supported by any conclusive empirical evidence. Yet
despite knowing this, I would argue, we nevertheless continue to act as if
both acronyms (DSM and ADHD) possess strong validity and are useful
for apprehending reality. The point I am making here is that, yes, we are
“somatic” individuals, but we also know the manifold caveats.
Perhaps this is nothing more than a simple case of suspending one’s dis-
belief. As is well known, a novel or a movie can only really be absorbing
and experienced as real insofar as we ignore the obvious inconsistencies
and the visible technical constructions of the illusion. Is something anal-
ogous to this taking place within neuro-discourses? But maybe, upon
reflection, it would be more appropriate to speak of a suspension of
belief apropos neuro-discourses. That is, of course we all acknowledge
that, in a sense, we are our brain: I do not doubt for one second that
if my brain stopped working at this very moment, then not one single
letter would subsequently appear on the screen in front of me. What
I am arguing is that, it is precisely this belief which is suspended in the
educational component of the neuro-turn taken up by psychologists.
For, if psychologists claim to be able to help you “better understand your
ADHD, and improve all areas of your life, including home, work and
relationships”, then are they not also presupposing not only a potential
minimal gap between you and your brain, but also a minimal space
and momentum beyond the brain? That is to say, I know very well that
Eric Kandel said “you are your brain” and Francis Crick wrote “You are nothing but a bunch of
neurons” (cited in S. Rose, 2011, p. 57).
16 The Metamorphoses of the Brain – Neurologisation and its Discontents
3
I use the word “neuroeducation” in its unhyphenated form to designate education based on brain
research, whether in schools or in the realm of parental support, whilst “neuro-education” in its
hyphenated form designates the more general practice of teaching the so-called layperson the
theories and findings of neuroscience.
4
See here for the use of that metaphor: http://muralconservancy.org/murals/metamorphosis-
education-0
5
Rousseau writes: “Remain in the place which nature assigns to you in the chain of being”
(Rousseau, 1979, p. 83).
6
Boris Demarest remarks: “The limits are assumed to be there, but we can never make determinate
claims about them, such that Kant’s humanism is peculiar for its omission of commitment on the
nature of humanity” (Demarest, 2016, p. 111).
18 The Metamorphoses of the Brain – Neurologisation and its Discontents
7
As aforesaid, this concerns education based on scientific brain research. For an overview of this
burgeoning field see Elena Pasquinelli’s plea for a “good marriage” between education and the
science of the mind-brain-behaviour, as well as her warning about some of the treacherous terrain
facing research and practitioners in this endeavour (Pasquinelli, 2013). In this chapter, however,
I contend that these aforementioned slippery slopes are not merely avoidable pitfalls or simple
misunderstandings; rather, they are structurally unavoidable deadlocks that undermine the entire
field of neuroeducation.
8
So went the title of a seminar, http://research.vtc.vt.edu/videos/2014/mar/31/how-social-
relationships-help-build-and-rehabilita/
The Educated Brain: A Critique of Neuroeducation 19
Terrible words those: the more terrible for being, after long
repression, uttered so judicially.
And again:
Nor did his parents’ neglect end with starving his heart’s affection,
his brain’s activity. It starved the weak little body into spasms through
malnutrition. He had a boy friend in the warehouse, one Bob Fagin.
Dickens writes of this time:
PREFACE
I THINK it meet, Gentlemen, that before we resume our subject to-day,
a word should be said on a loss that has befallen English letters in
general and our sister-University in particular, since I last addressed
you.
Walter Raleigh was an authentic son of Cambridge: and although
he spent the most of his life teaching in other places the better
understanding of a literature—our own literature—which in his
undergraduate days had not found adequate recognition here, yet
Cambridge had been his pasture, and he carried everywhere the
mettle of that pasture: yes, and unmistakably, and although by the gay
sincerity of his nature he would win men to like him, wherever he went.
Personal affection may count for too much in my faith that he will
some day be recognised, not only for a true son of Cambridge, but for
a great one in his generation. I put, however, that reckoning on one
side. He did, very gaily and manfully and well, all the work that fell to
his hand; and his end was in this wise. He had, in the first and second
weeks of August, 1914, been eye-witness at Oxford of one of two
amazing scenes—the other simultaneously passing here—when in
these precincts, in these courts of unconscious preparation, by these
two sacred streams, all on a sudden the spirit of youth was a host
incorporate.
* * * * *
The Dean of St. Paul’s returned, the other day, to a rightly
respectful Cambridge, to deliver a Rede Lecture to us on The Victorian
Age. Now he is a fool who denies or doubts Dean Inge to be a great
man of our time—though he may now and then be a little too apt to
regard himself as the only widow of another. Dean Inge, at any rate,
felt himself strong enough to tell you he had no doubt that, to the
historian of the future, the Elizabethan and Victorian Ages will appear
as “the twin peaks in which English civilisation culminated.”
Now I have been talking to you—already through three lectures—
upon the best-beloved writer of that Victorian Age—its most
representative writer, perhaps—and preaching his eminence. But I
should be nervous of claiming quite all that! It seems to me, if I may
put it so without offence, a somewhat complacent view for us to take of
an Age in which we were born—he, to unseal the vials of prophecy, I,
just to happen along with the compensation of a more sanguine
temperament. He admits that he has “no wish to offer an unmeasured
panegyric on an age which after all cannot be divested of the
responsibility for making our own inevitable.” He admits that “the
twentieth century will doubtless be full of interest, and may even
develop some elements of greatness.” But as regards this country, “the
signs are that our work on a grand scale, with the whole world as our
stage, is probably nearing its end.” Well, I dare to say that such talk
from a man of the Dean’s age or mine is more than unhopeful; is
ungrateful:
Difficilis, querulus, laudator temporis acti....
Would he but go back in memory to the tempus actum of August,
1914, it may dawn upon him that “fears may be liars” and the likelier
for that some hopes were not dupes: that some men less gifted, less
eloquent, than he, in those August days of 1914 saw this vision as of a
farther Pacific:
Silent, upon a peak in Darien.
Raleigh at any rate saw it: I would not use extravagant language,
but I verily believe Raleigh, from that hour, saw the assembled chivalry
of those boys of 1914 as a meadow of cloth-of-gold spreading past all
known or prophetical horizons—a prairie, the scent over which was a
scent of sacrifice, at once holy and intolerable. Let me repeat—for one
does not ring changes on the loss of a friend—the mourning bell
strikes once and repeats itself—let me repeat some words written, the
other night, under durance on returning from his funeral:
I
To take up our tale—
It has already been objected against these lectures on Dickens—or
against such parts of them as the newspapers honour me by quoting—
that they treat Dickens as a genius of the first class. That term has little
meaning for me who seldom or never think—can hardly bring myself to
think—of great men in class-lists, in terms of a Tripos. (I reserve that
somewhat crude method of criticism to practise it upon those who are
going to be great men; and even so—if you will credit me—derive
scant enjoyment from it.) But I foresaw the objection, and forestalled it
by quoting a famous saying of Tasso, and I take my stand on that: as I
take not the smallest interest in weighing Chaucer against Pope,
Shakespeare against Milton, Scott against Burns, or Dickens against
Thackeray. Chaucer, Shakespeare, Scott, Dickens—their other
qualities apart—are grand creators, lords of literature all, by this
specific virtue; and, were there sense in challenging, with this quadriga
alone we could securely challenge any literature in any living tongue.
Note you, moreover: it is to this creative power that other artists less
creative, but great and therefore generous, instinctively pay homage:
Dryden, for instance, or Byron:
Or again:
Note you particularly, if you will, the words “planets of its own....” We
talk too often, perhaps (I have talked in this fashion myself
unheedingly), as if these men had been makers of picture-galleries,
lining their walls with lively characters, brilliant portraits. But in truth
neither Chaucer’s Prologue nor Shakespeare’s succession of women,
neither Redgauntlet nor David Copperfield, is a gallery of characters;
but a planet rather, with its own atmosphere which the characters
breathe; in which as proper inhabitants they move easily and have
their natural being: while for us all great literature is a catholic hostelry,
in which we seat ourselves at the board with Falstaff, Dugald Dalgetty,
Sam Weller, the Wife of Bath, Mrs. Gamp and Mrs. Quickly, and
wonder how soon Don Quixote, My Uncle Toby, or The Three
Musketeers will knock in to share the good meat and the wine.
II
So, between a discussion of Dickens’ plots—which we examined a
fortnight ago and found wanting—at once stagey and ill-knit and, at
that, repetitive, poor in invention; and of his characters, which teemed
from his brain in a procession closed only by their author’s death, so
inexhaustibly various and withal so individual, vivid and distinct, that
the critic can scarcely help telling himself, “Here, and only here, must
lie the secret of the man’s genius”; I shall interpose to-day a few words
upon this world of Dickens, with its atmosphere.
For it is a strange world, with an atmosphere of its own, as strange
as itself.
I have already noted some things of that world of his—that it was a
crowded world: a world of the city, of the streets; that his novels, when
they visit the country, take us at a violent rate in post-chaises to find,
with Shenstone,
The warmest welcome at an inn.
For one moment, at the term of Little Nell’s wanderings, in the quiet of
the old schoolmaster’s garden, we almost touch a sense of country
rest and repose. But of real country, of solid growth in rest, of sport, of
gardens, of farms and tenantry, of harvests, of generations rooted,
corroborated in old grudges, old charities; of all that England stood for
in Dickens’ day and, of its sap, fed what Cobbett had already called the
“Great Wen” of London, our author had about as much sense as Mr.
Winkle of a horse, or a snipe.
Now I wish to be rather particularly scrupulous just here: for we are
dealing with a peculiarly, an unmistakably genuine, English writer; who,
himself a child of the streets, acquainted, by eyesight and daily wont,
with an industrial England into which the old agricultural England—
what with railway and factory, gas, and everything extractible from coal
—was rapidly converting itself; did yet by instinct seize on the ancient
virtues. Take away the hospitality, the punch and mistletoe, from
Dingley Dell, and what sort of a country house is left? Why, the
Handley Cross series, for which Messrs. Chapman and Hall intended
Pickwick as a stale challenge, could give Pickwick ten and a beating
from the first. As the season comes round you play cricket at Dingley
Dell, or you skate, or you mix the bowl and turn the toe. But the
stubble-fields are not there, nor the partridges; nor the turnips, nor the
gallops to hounds, nor the tillage and reaping, nor the drowsed
evenings with tired dogs a-stretch by the hearth. Of all this side of
England Dickens knew, of acquaintance, nothing. I am not speaking,
you will understand, of any Wordsworthian intimacy with natural
scenery tender or sublime, of anything imparted or suggested to the
imagination by a primrose or in the “sounding cataract” haunting it “like
a passion.” I am speaking rather of human life as lived in rural England
in Dickens’ time and in some corners yet surviving the week-end habit.
Of these Sabine virtues, of these Sabine amenities and hardships, of
the countryman’s eye on the weather-glass for “snow and vapours,
wind and storm, fulfilling His word,” Dickens (I repeat) had no sense,
having no tradition, of field life, of that neighbourliness which existed in
quiet places and persisted around ancient houses:
III
But I fear we have a great deal more to empty out of this world of
his.
To begin with, we must jettison religion; or at any rate all religion
that gets near to definition by words in a Credo. Religious formulae I
think we may say that he hated; and equally that he had little use for
ministers of religion. I can recall but one sympathetic portrait of an
Anglican parson—the Reverend Septimus Crisparkle, Minor Canon of
Cloisterham—and that in his last book, and with scarcely a shadow of
a quality impinged upon it by his vocation, by Holy Orders: Crisparkle,
Minor Canon and muscular Christian, well visualised, is a good fellow
just as Tartar in the same story is a good fellow: nothing more. George
Eliot and Charlotte Brontë, who disliked ecclesiastics, have to give
them understanding, even sympathy, in some degree. Dickens merely
neglects them. Unaccredited missionaries of the Gospel are humbugs
all, in Dickens; uneducated Pharisees, Stiggins’s, Chadbands;
devourers of widows’ (and widowers’) houses; spongers on the
kindness and credulity of poor folk just a little more ignorant than they,
while far more innocent. As for sacred edifices—cathedrals, churches
—Dickens uses them as picturesque, romantic, mouldy, just as suits
his convenience—a last harbourage for Little Nell or an object with a
steeple suggesting to Mr. Wemmick—“Hullo! here’s a church!... let’s
get married!” If Dickens ever conceives of a church as a tabernacle of
any faith, I have yet to find the passage.
You must remember that, while Dickens wrote, Tractarian
Movements, Unitarian Movements, Positivist Movements—Wiseman’s
claim, Newman’s secession, the Gorham judgment, Bishop Colenso’s
heresies—Darwin’s hypothesis, Huxley’s agnostic rejection of doctrine,
and so on—that all these were agitating men’s thoughts as with a
succession of shocks of earthquake. But all these passed Dickens by,
as little observed as felt by him: simply disregarded.
IV
Of political thought, again, his world is almost as empty. He was, in
his way, an early-Victorian Radical. When he saw a legal or political
hardship which hurt or depressed the poor, conventions injurious to the
Commonwealth—the Poor Laws, Debtors’ Prisons, the Court of
Chancery, the Patent (or Circumlocution) Office and so forth, with the
people who batten on such conventions, taking them for granted as
immutable—Dickens struck hard and often effectively. But he struck at
what he saw under his own eyes. Beyond this immediate indignation
he had no reasoned principles of political or social reform. I have to
hand, at this moment, no evidence to confirm a guess which I will
nevertheless hazard, that he hated Jeremy Bentham and all his works.
Certainly the professional, bullying, committee-working philanthropists
—Mrs. Jellaby and Mr. Honeythunder, whose successors pullulate in
this age—were the very devil to him. His simple formula ever was—in
an age when Parliament carried a strong tradition of respect—“Yes, my
Lords and Gentlemen, look on this waif, this corpse, this broken life.
Lost, broken, dead, my Lords and Gentlemen, and all through your
acquiescence, your misfeasance, your neglect!” To the immediate
reader his message ran simply, “Take into your heart God’s most
excellent gift of Charity: by which I mean let Charity begin at home, in
that kingdom of God which is within you, let it operate in your own daily
work; let it but extend to your own neighbours who need your help; and
so—and only so—will the city of God be established on earth.”
V
I perceive, Gentlemen, that in my hurry I have let slip a great part
of the secret, and so will add but this in hasty summary, catching up,
before retreat, my cloak of advocatus diaboli:
(1) In the first place, Dickens’ world was not a world of ideas at all,
but a city “full of folk.” Compared with the world as Carlyle saw it, or
Clough, or Martineau, or Newman, or Arnold, it is void of ideas, if not
entirely unintellectual.
(2) Moreover, and secondly, it is a vivid hurrying world; but the
characters in it—until you come to Pip, say, in Great Expectations—are
all quite curiously static; and, as the exception proves the rule, I am not
afraid to back this assertion against Martin Chuzzlewit, for example, in
which young Martin is, of set purpose, to be converted out of the family
selfishness. Things happen to Mr. Pecksniff, to Little Nell, to Mr.
Micawber, to Mr. Dombey, to Bradley Headstone and Eugene
Wraybourne, to Sally Brass and her brother: but, as the rule, these
things do not happen within them, as such things happen in the soul of
any protagonist in a novel by Tolstoy or Dostoievsky, or as they are
intended and traced as happening (say) in Romola. Dombey’s
conversion is a mere stage-trick; and, for Micawber’s apotheosis as a
prosperous colonist, let him believe it who will.
VI
Further—and to conclude on this point—over and beyond its
infertility of thought, Dickens’ is a world in which technical or
professional skill never comes into play to promote anything on earth.
We have spoken of his clergy. His innumerous lawyers, from the Lord
Chancellor to Messrs. Dodson and Fogg (assisted by his own personal
experience in the Law’s service), draw their money for exculpating the
guilty or slowly killing the righteous through hope deferred:
VII
What remains, then, of a world thus emptied of religion, thought,
science?
I reserve the answer for a minute or two.
But I start my approach to it thus: Be the world of Dickens what
you will, he had the first demiurgic gift, of entirely believing in what he
created. The belief may be as frantic as you will: for any true artist it is
the first condition. Well, this remains: nobody has ever doubted that, in
the preface to David Copperfield, he wrote the strict truth:
VIII
Having that, you have artistic sincerity: of which I wonder, as
experience enlarges, how many faults it cannot excuse—or indeed
what is the fault it cannot excuse.
All that remains of the merely artistic secret has been summarised
by Mr. Saintsbury:
Well, there you have the artistic secret of Dickens’ world accurately
given, and not by me. It lies in the combination of the strictest realism
of detail with a fairy-tale unrealism of general atmosphere.
Let me give you, to illustrate this, a single instance out of many. In
his Christmas story, The Perils of Certain English Prisoners—an
adventurous story of the sort that Stevenson loved and some of you
make the mistake of despising—a handful of a British garrison with
their women and children in a stockaded fort in South America tensely
await an attack of pirates hopelessly outnumbering them. Now listen to
one paragraph:
(It is a corporal of Marines who tells it.)
Defoe within his limits does that sort of thing to perfection: but then
Defoe’s world observes the limits of the “real” (as we absurdly call
everything that is not spiritual), has little emotion, scintillates scarce a
glimmer of humour. Dickens handles it in a phantasmagoric world,
charged even to excess with emotion, and is not in the least afraid to
employ it—I quote Mr. Saintsbury again:
IX
Yes, but there is something else.
What else—no mere artistic secret—ties this phantasmagoric
world to ours and makes it universal with ours, conterminous, and so
real?
It is no dodge or trick of artistry that can work so incredible a feat—
that can open our hearts to such beings as Dick Swiveller and Mrs.
Gamp (whom in private life you or I would avoid like the plague)—to
enjoy their company, to hang on every word they utter. It must be some
very simple catholic gift, thus to unite the unreal with the real, thus to
make brothers and sisters of all men and women, high or low.
It is: nor shall I delay you by elaborate pretence to search for it. For
I know; and you know, or will recognise it as soon as I utter the word. It
is Charity; the inestimable gift of Charity that Dickens flings over all
things as his magic mantle: so that, whether there be prophecies, they
shall fail; whether there be tongues, they shall cease; whether there be
knowledge, it shall vanish away; and whether there be little critics
tormented about Dickens’ style, in the folds of that mantle they shall be
folded and hushed:
That is the last secret of Dickens: and that is what George Santayana
means when he writes:
I
“I REMEMBER,” says Henry James in a wise little Essay on The Art
of Fiction—