The Medical Legal Aspects of Acute Care Medicine A Resource For Clinicians Administrators and Risk Managers 1st Edition James E. Szalados

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The Medical-Legal
Aspects of Acute
Care Medicine
A Resource for Clinicians,

Administrators, and Risk
Managers
James E. Szalados
Editor
123
The Medical-Legal Aspects of Acute Care
Medicine
James E. Szalados
Editor
The Medical-Legal Aspects

of Acute Care Medicine
A Resource for Clinicians, Administrators,
and Risk Managers
Editor
James E. Szalados
Director, Surgical and Neurocritical Care Units
Rochester Regional Health System at Rochester General Hospital
Rochester, NY
USA
The Szalados Law Firm

Hilton, NY
USA
ISBN 978-3-030-68569-0 ISBN 978-3-030-68570-6 (eBook)

https://doi.org/10.1007/978-3-030-68570-6
© Springer Nature Switzerland AG 2021

This work is subject to copyright. All rights are reserved by the Publisher, whether the whole or part of
the material is concerned, specifically the rights of translation, reprinting, reuse of illustrations, recitation,
broadcasting, reproduction on microfilms or in any other physical way, and transmission or information
storage and retrieval, electronic adaptation, computer software, or by similar or dissimilar methodology
now known or hereafter developed.
The use of general descriptive names, registered names, trademarks, service marks, etc. in this publication
does not imply, even in the absence of a specific statement, that such names are exempt from the relevant
protective laws and regulations and therefore free for general use.
The publisher, the authors, and the editors are safe to assume that the advice and information in this book
are believed to be true and accurate at the date of publication. Neither the publisher nor the authors or the
editors give a warranty, expressed or implied, with respect to the material contained herein or for any
errors or omissions that may have been made. The publisher remains neutral with regard to jurisdictional
claims in published maps and institutional affiliations.
This Springer imprint is published by the registered company Springer Nature Switzerland AG
The registered company address is: Gewerbestrasse 11, 6330 Cham, Switzerland
This project could not have been possible
without the constant support of my family.
To my mom, who gave me positive energy,
who raised me to work hard and never, ever,
give up.
To my dad, who taught me to stand for what I
believe but also to understand, respect, and
care for others.
For my sister Liz, whose gentle spirit taught
me about the magic in believing.
Finally, but not lastly, for my wife and love of
my life, my constant life companion, my
anchor, my best friend, and soulmate, Doris,
who shares in all that we have accomplished
because she has been there with me and for
me, on every step on this journey.
James E. Szalados
Preface
This book could not have been possible without the hard work and support of so
many. I would like to thank all my contributors for their hard work and insight.
Taking the time to help write a book, especially given the events of the past year, is
an extraordinary commitment and achievement. I would also like to thank my sup-
port staff, especially Abha Krishnan and her editorial team at Springer, for their
patience, hard work, and dedication in helping bring this project to completion.
I have the privilege of practicing multiple professions. On any given day, I have
the opportunity of helping, patients, clients, or others as I work on their behalf as a
physician, attorney, or consultant. I take great satisfaction in being able to help oth-
ers in need; it is my life’s work. This book crosses the boundaries between the pro-
fessions from a single multidisciplinary lens. My hope is that it is both engaging and
practical.
The healthcare team is comprised of many professionals of diverse training and
backgrounds who work in what is possibly the most regulated of any area of public
service or commerce in the USA. To a large extent, deep ethical and moral convic-
tions, internal fortitude, work ethic, and dedication provide the momentum for
healthcare professionals and their support teams to perform the work of patient care.
Healthcare entails enormous personal commitment and sacrifice, from the begin-
ning of one’s training to the daily rigors of practice. Moreover, healthcare is not
devoid of risk, as the recent COVID-19 pandemic has underscored. Throughout the
moment-to-moment and day-to-day controlled chaos, it is often the shared goals
and the team spirit that helps us all make a difference. It is not inconsequential that
when the world ground to a halt in the COVID epidemic, the frontline healthcare
teams were there, every day, every night, making a difference, doing what we were
born to do.
However, take one step back and healthcare workers immediately realize the
regulatory and legal complexity of the system in which we work each day. We seem
to prefer the term “administrative complexity” to address the regulatory framework
in which our healthcare system is embedded. We prefer the term “population health”
to address the deep importance of the social and economic support system upon
which our public health infrastructure is precariously balancing. The law is
vii
viii Preface
something healthcare practitioners and administrators hope to avoid; however, it is

always there. Nonetheless, there are healthcare attorneys, who also want to help;
healthcare attorneys understand the regulations, laws, and the processes that are so
essential to effective patient care. The task of the healthcare attorney is to help busy
healthcare practitioners focus on patients, their families, and the community. The
goal of healthcare attorneys is to provide guidance and counsel, when needed, to
navigate the regulatory world. In a sense, healthcare attorneys are also a part of the
healthcare team, perhaps not at the front lines, but on the sidelines helping to make
it all work.
Morality and ethics will always be at the foundation of healthcare, as much as
patients and families will always be our focus. Advances in medical technology
should never overtake the relationships we have with our patients, although technol-
ogy helps us provide better care for them. New technology will pose ethical, legal,
and regulatory problems, and technology, as it progresses, will inevitably “force”
new laws and regulations. Laws rarely force technology, although they may enable
innovation; technology, on the other hand, will inevitably and always force new
laws and regulations into existence. It is inevitable that healthcare providers main-
tain their situational awareness and participate fully in their organizations, public
policy development, and regulatory agencies to help develop and drive technology
and laws and to help enable a better tomorrow.
Rochester, NY, USA James E. Szalados

Author’s Note and Disclaimers
This book is intended for students, teachers, clinicians, administrators, and other
attorneys.
The material presented herein is intended to provide readers with a rich and prac-
tical overview of the enormous complexity of the ethical and legal framework in
which healthcare professionals practice. This work is intended to serve both as a
practical reference and also as a basis for further inquiry.
The information presented herein focusses on the laws and regulations related to
the practice of healthcare in the USA and is not intended to address international
laws or procedures.
The material presented herein is not intended to and must not be construed in any
way to represent legal advice. This book in no way implies the existence of an attor-
ney–client relationship. No legal actions should be taken solely in reliance on this
material. The editors and authors disclaim any legal responsibility for actions taken
or not taken in reliance of the material herein to the fullest extent.
The laws of the USA are constantly in flux, with new regulations, statutes, and
case law. In addition, the laws regarding or impacting healthcare vary between states.
Please consult with a qualified attorney for legal advice on any specific legal issue.
The opinions of the editor or the authors represent the opinions of each individ-
ual contributor and may not reflect the opinions or policies of any institutions, firms,
or other entities with which the contributors are, or have previously been, affiliated.
ix
Contents
1 Morality, Ethics, the Foundations of the American Legal

System, and Ethical Challenges in the Digital Age �� 1
James E. Szalados
2 Traditional and Applied Clinical Ethics: Contemporary
and Evolving Challenges �� 19
Margie Hodges Shaw, Marianne Chiafery, and David C. Kaufman
3 The Ethics and Laws Governing Informed Decision-Making in
Healthcare: Informed Consent, Refusal, and Discussions Regarding
Resuscitation and Life-Sustaining Treatment �� 43
James E. Szalados
4 The Laws and Regulations Governing Hospitals and Healthcare
Entities�� 75
James E. Szalados
5 The Timeline of a Medical Malpractice Lawsuit�� 117
James E. Szalados
6 Regulation of Provider Practice: State Oversight, Licensing,
Credentialing, Peer Review, and the National Practitioner Data
Bank�� 137
James E. Szalados
7 Laws and Liability Relating to the Education and Supervision of
Trainees and Allied Health Professionals�� 171
James E. Szalados
8 The Science of Teamwork in Healthcare: Importance to Patient
Outcome�� 191
James E. Szalados
xi
xii Contents
9 Medical Error, Quality Management, and the Evolving Culture of

Safety�� 219
James E. Szalados
10 Laws Pertaining to Insurance and Risk Management �� 229
James E. Szalados
11 Overview of the Claims Submission, Medical Billing, and
Revenue Cycle Management Processes�� 251
Joette Derricks
12 Regulations and Regulatory Compliance: False Claims
Act, Kickback and Stark Laws, and HIPAA �� 277
James E. Szalados
13 Medical Records and Confidentiality: Evolving Liability
Issues Inherent in the Electronic Health Record, HIPAA, and
Cybersecurity �� 315
James E. Szalados
14 The Legal and Regulatory Components of Tele-ICU Care�� 343
Mario V. Fusaro, Christian Becker, Daniel Miller, Zohair Ahmed Al
Aseri, and Corey Scurlock
15 Digital Technologies in Healthcare: Opportunities and
Risk for Health Systems and Providers �� 353
Peter J. Papadakos and Tiffany M. Ingham
16 The Laws of Professional Negligence: What Is Malpractice –
And How Does Litigation Work?�� 363
James E. Szalados
17 Legal Reasoning: Why the Law and Its Application Are
Confusing to Medical Providers �� 383
James E. Szalados
18 Ethical Conflicts and Legal Liability in Professional Nursing�� 393
Taylor Hughes
19 Criminal Statutes Affecting Medical Providers�� 417
James E. Szalados
20 Ethical and Legal Issues in Contemporary Pharmacy Practice:
Scope of Practice, Drug Use Stewardship, Medical Error
Management, and Teamwork�� 437
James E. Szalados
21 Legal Issues in Mental Health Relevant to Acute Care Practice �� 453
James E. Szalados
Contents xiii
22 Clinical Labs: CLIA and Other Evolving Challenges�� 463

James E. Szalados
23 Social Work, Care Managers, and Physician Advisors:
Liability Related to Discharge Planning and Continuity of Care �� 479
James E. Szalados
24 Employment and Human Resources Law: An Overview�� 493
James E. Szalados
25 Anatomy of Healthcare Contracts: Pitfalls and Avoidance of
Liability�� 513
James E. Szalados
26 Corporate and Partnership Structures Used in Healthcare Entity
Formation �� 535
James E. Szalados
27 Statutory Controls and Regulation of Pharmaceuticals and Medical
Devices�� 547
James E. Szalados
28 Ethical Principles and Laws Governing Clinical Research�� 573
Marcin Karcz
29 State of Emergency: The Laws Governing Natural
Disasters and Other Mass Casualty Incidents�� 591
James E. Szalados
30 New and Evolving Frontiers in Resuscitation: Ethical and Legal
Concerns �� 617
Samuel A. Tisherman
31 Defining Standards of Care and the Role of Expert Testimony in
Jurisprudence�� 629
Wendy L. Wright
32 The Second Victim in Medical Malpractice Litigation: The Stress of
Litigation�� 645
Wendy L. Wright
33 Liability for Advanced Care Practitioners�� 659
Brenton LaRiccia, Cheryl Lustik, and Nicole Keenan
A Glossary of Terms�� 675
Index�� 685
Contributors
Zohair Ahmed Al Aseri, MD Departments of Emergency Medicine and Critical

Care, College of Medicine, King Saud University, Riyadh, Saudi Arabia
Christian Becker, MD, PhD eHealth Center, Westchester Medical Center Health
Network, Taylor Pavilion, Valhalla, NY, USA
Department of Medicine, Division of Pulmonary, Critical Care and Sleep Medicine,
Westchester Medical Center and New York Medical College, Valhalla, NY, USA
Marianne Chiafery, DNP, MS, Clin. Eth., PNP, HEC-C Division of Medical
Humanities and Bioethics, University of Rochester School of Medicine and
Dentistry, Rochester, NY, USA
Joette Derricks, MPA, FACMPE, AAPC, CHC, CPC Derricks Consulting,
LLC, Hunt Valley, MD, USA
Mario V. Fusaro, MD eHealth Center, Westchester Medical Center Health
Taylor Hughes, RN, CCRN Surgical Intensive Care Unit, Rochester General
Hospital, Rochester Regional Health System , St. John Fisher College AGACNP
Candidate, Rochester, NY, USA
Tiffany M. Ingham, MD Envision Physician Services, Houston, TX, USA
Marcin Karcz, MD, PhD, MSc Columbia University Vagelos College of
Physicians and Surgeons, New York, NY, USA
David C. Kaufman, MD, FCCM, HEC-C Division of Medical Humanities and
Bioethics, University of Rochester School of Medicine and Dentistry,
Rochester, NY, USA
Nicole Keenan, DNP, CRNA, RN University of Rochester Medical Center,
Rochester, NY, USA
xv
xvi Contributors
Brenton LaRiccia, PA-C, MS, MBA University of Rochester Medical Center,

Rochester, NY, USA
Cheryl Lustik, RN, MSN, APN-C University of Rochester Medical Center,
Rochester, NY, USA
Daniel Miller, MD eHealth Center, Westchester Medical Center Health Network,
Taylor Pavilion, Valhalla, NY, USA
Peter J. Papadakos, MD, FCCM, FAARC Critical Care Medicine,
Anesthesiology, Surgery, Neurology, and Neurosurgery, University of Rochester,
University of Rochester School of Medicine and Dentistry, Rochester, NY, USA
Corey Scurlock, MD, MBA eHealth Center, Westchester Medical Center Health
Department of Anesthesiology, Westchester Medical Center and New York Medical
College, Valhalla, NY, USA
Margie Hodges Shaw, JD, PhD, HEC-C Division of Medical Humanities and
Bioethics, University of Rochester School of Medicine and Dentistry,
Rochester, NY, USA
James E. Szalados, MD, MBA, MHA, JD Director, Surgical and Neurocritical
Care Units, Rochester Regional Health System at Rochester General Hospital,
Rochester, NY, USA
The Szalados Law Firm, Hilton, NY, USA
Samuel A. Tisherman, MD, FACS, FCCM Department of Surgery, Program in
Trauma, University of Maryland School of Medicine, RA Cowley Shock Trauma
Center, Baltimore, MD, USA
Wendy L. Wright, MD, JM, FCCM, FNCS Emory University Hospital Midtown,
Emory University School of Medicine, Atlanta, GA, USA
Chapter 1
Morality, Ethics, the Foundations
of the American Legal System, and Ethical
Challenges in the Digital Age
James E. Szalados
Cultural Norms, Morality, Ethics, and the Law
The norms of behavior within a society are culturally defined. Such cultural defini-
tions of behavioral norms are largely rooted within religion, custom, and tradition.
The course of human history is defined by diverse groups and cultures which devel-
oped and unified around specific and often unique sets of purpose, value, and prin-
ciples. Thus, norms of behavior can vary significantly between cultures (e.g., eastern
and western values) and even between common root cultures with divergent tradi-
tions (e.g., English, Australian, Canadian, and American values) and even among
the various states within a country. Codes of conduct, regulations, and laws evolve
from shared ethical and moral values when individuals with a shared culture form a
society and then a system of government. Thus, each society in some fashion will
define its values and authorize its government to enforce shared values through
legislation, regulation, and laws.
Societies cannot function or preserve their existence without oversight and
enforcement mechanisms for upholding shared values. Regulations and laws are the
mechanism by which societies enforce compliance with shared norms and preserve
the deeply held, widely shared, and relatively stable values of that society. Without
defined standards of tolerance and standards for behavioral conformity, social order
is compromised. The distinctions between moral and immoral, ethical and unethi-
cal, and legal or illegal are thus defined in the context of shared cultural values [1].
J. E. Szalados (*)
Director, Surgical and Neurocritical Care Units, Rochester Regional Health System at
Rochester General Hospital, Rochester, NY, USA
The Szalados Law Firm, Hilton, NY, USA
e-mail: james.szalados@rochesterregional.org; jszalados@aol.com
© Springer Nature Switzerland AG 2021 1

J. E. Szalados (ed.), The Medical-Legal Aspects of Acute Care Medicine,
https://doi.org/10.1007/978-3-030-68570-6_1
2 J. E. Szalados
Thus, morality refers to a shared system of behavior within a society whereby

standards are defined, and shared, regarding the “rightness” or “wrongness” of cer-
tain behaviors. Durkheim observed that “man is a moral being, only because he
lives in society. Let all social life disappear and morality will disappear with it” [2].
Morality is an increasingly complex notion in an increasingly complex world: “the
word carries the concepts of: (1) moral standards, with regard to behavior; (2) moral
responsibility, referring to our conscience; and (3) a moral identity, or one who is
capable of right or wrong action. Common synonyms include ethics, principles,
virtue, and goodness. Morality has become a complicated issue in the multi-cultural
world we live in today” [3].
Whereas morality may restrict behaviors, it can also promote rights and free-
doms by opening the scope of intellectual inquiry, argument, innovation, and exper-
imentation. Therefore, if the moral code of a society says that a certain action is
right, then that action is right, at least within that society.
Freedoms will both liberate and protect. In a perfect world, liberties are endless
limited only where one’s liberty interests encroach on those of others. Thus, the
freedom to is the freedom to pursue one’s own individuality and personal goals and
interests; freedom from is the freedom from encroachment upon one’s rights by oth-
ers. In order to be just, laws must be crafted so as to maintain the delicate balance
of personal freedoms against societal interests. In a free society, laws must reconcile
“principles of conformity and individual initiative, group living and private freedom
of choice, social regulation and personal autonomy” [4]. Thus, “to individuality
should belong the part of life in which it is chiefly the individual that is interested;
to society, the part which chiefly interests society… everyone who receives the pro-
tection of society owes a return for that benefit, and the fact of living in society
renders it indispensable that each should to observe a certain conduct towards the
rest” [5]. Within Mill’s utilitarian framework, the function of laws and regulations
within a society is to provide for the “the greatest good for the greatest number.”
Thus, the concept of “justice” is defined as a socially mandated conformity with
existing law and regulations. Justice also presupposes that laws are enforced uni-
formly and that people can expect equal and impartial treatment in the eyes of the
law. In the words of Aristotle, “The only stable state is the one in which all men are
equal before the law” [6]. The Declaration of the Rights of Man and of the Citizen
was drafted by the Abbé Sieyès and the Marquis de Lafayette, in consultation with
Thomas Jefferson and was adopted in 1789 by the National Constituent Assembly
of France, during the period of the French Revolution, as a human civil rights docu-
ment, and presumably, the first step toward writing a constitution for France. The
French Declaration espoused the principles of secular natural rights and law and
accordingly defined universal individual and collective rights applicable to all men.
The Declaration contains 17 articles, and a preamble which describes the document
to represent a “solemn declaration [of] the natural, inalienable, and sacred rights of
man.” For example and in part, Article I states that “Men are born and remain free
and equal in rights;” Article IV states that “Liberty consists of doing anything which
does not harm others;” and Article VI states that “The law is the expression of the
1 Morality, Ethics, the Foundations of the American Legal System, and Ethical… 3
general will. All the citizens have the right of contributing personally or through
their representatives to its formation. It must be the same for all, either that it pro-
tects, or that it punishes” [7]. With respect to the just enforcement of laws, the
French Declaration, (in contrast to prevailing notions ...surrendered to government),
instead advocated that the power to enforce rights, rather than the rights themselves,
be delegated to government. Furthermore, the Declaration, stated that such “execu-
tive power” was voluntarily delegated and revocable. The “executive power” of the
government could thus be rightly reclaimed by the citizens in the event that the
government become despotic or tyrannical.
The U.S. Declaration of Independence may be considered to be a product of the
Enlightenment. Philosophers such as John Locke, David Hume, and others espoused
humanistic principles to emphasize human liberty, human rights, and social justice
as the foundation for a social contract between government and its governed.
Subsequently in 1776, in the United States, The Declaration of Independence was
adopted by the Second Continental Congress meeting at the Pennsylvania State
House in Philadelphia and stated, in part:
When in the Course of human events it becomes necessary for one people to dissolve the
political bands which have connected them with another and to assume among the powers
of the earth, the separate and equal station to which the Laws of Nature and of Nature's God
entitle them, a decent respect to the opinions of mankind requires that they should declare
the causes which impel them to the separation.
We hold these truths to be self-evident, that all men are created equal, that they are endowed
by their Creator with certain unalienable Rights that among these are Life, Liberty and the
pursuit of Happiness. — That to secure these rights, Governments are instituted among
Men, deriving their just powers from the consent of the governed, — That whenever any
Form of Government becomes destructive of these ends, it is the Right of the People to alter
or to abolish it, and to institute new Government, laying its foundation on such principles
and organizing its powers in such form, as to them shall seem most likely to effect their
Safety and Happiness [8].…
The United States Constitution was enacted September 17, 1787, at the Pennsylvania
State House in Philadelphia and represents the foundational legal principles from
which all laws in the United States are derived. The Preamble to the Constitution
articulates its guiding principles to be unity, domestic tranquility, and general wel-
fare. The US Constitution is remarkable in that it assumed that both individual
rights and natural rights were secured and articulated that the Constitution did not
grant rights, but secured those natural personal rights and instead imposed limits
upon the power of government. The link between morality and the law is under-
scored by the words of John Adams: “Our Constitution was made only for a moral
and religious People. It is wholly inadequate to the government of any other” [9].
Thus, the US Constitution was built upon a long history of philosophical inquiry
into the nature of man; the Framers’ views on moral philosophy were influenced by
the intellectual traditions which guided their views on morality and politics such as
natural law theory and Scottish Enlightenment thinking on issues of morality,
humanism, social justice, and ethics.
4 J. E. Szalados
Ethics and the Law
A nation’s laws are usually founded on moral and ethical principles which demand
just enforcement to promote societal harmony. Ethics have been generally consid-
ered to be abstract, internalized, and non-binding; they are, in a sense, opinions
regarding appropriate behavior and construct. Similar to morality, ethics provide
guidelines regarding norms of behavior within certain situations, although ethics are
individual norms whereas moral are collective, or social norms. Whereas morality
is a social construct, ethics are more personal. Nonetheless, ethical principles are
linked to culture: Western ethics are derived from Judaic-Christian principles and
the subsequent teachings of Aristotle (virtue ethics), Kant (duty-based ethics), and
Bentham and Mill (utilitarian and consequentialist ethics). Eastern ethical princi-
ples are derived from diverse sources including Buddhist, Taoist, Confucian, Hindu,
and the Islamic Hadith. Therefore, and arguably, western ethics may be more con-
cerned with the exploration of universal truths, whereas eastern ethical principles
may be more concerned with protocol and respect; however, it is evident that within
all social constructs there are in fact recognizable and non-distinct universally
shared ethical principles [10].
Typically, it was believed that what is lawful may not be ethical, and what is ethi-
cal may not be lawful. Nonetheless, ethical principles have increasingly formed the
basis for legal analysis. The Greek philosopher Plato is credited with the statement
that “ethics belongs to the body polis” referring to that what a society determines to
be either ethical or unethical is ultimately determined through the courts and through
the political bodies which establish laws through legislation. Ethical duties more
often than not are increasingly associated with regulatory and legal ramifications.
The judicial system has increasingly relied on generally accepted ethical doctrine to
delineate and codify concrete duties into regulations and law which are generally
accepted as necessary to maintain equality, social order, and to provide a predictable
and uniformly applied framework for preventing and resolving disputes. For exam-
ple, ethical principle of respect for autonomy has formed the basis for regulations
and laws regarding assault and battery, informed consent, informed refusal, and
right to die; whereas ethical principles of justice form the basis for laws regarding
triage, resource allocation in emergency response, and biomedical research.
Professionalism and Professional Ethics in Medicine
Professional societies represent diverse professionals who are united by a common

educational background, professional training, and the same or similar interests.
The four hallmarks of a profession are as follows: (1) an extensive specialized edu-
cation in a specialized field of abstract, specialized knowledge with further extended
practical training which lead to defined reasoning and skills; (2) the rendering a
basic and essential societal service; (3) practitioners usually have a high degree of
autonomy in in decision-making and in practice; and, (4) practitioners must undergo

a process of legislatively mandated certification or licensing for eligibility to prac-
tice. Certification and licensure accords professionals with an exclusive legal right
to provide the specific services associated with a profession.
A meaningful and enforceable code of ethics can be considered a hallmark of
professionalism. Professionals subscribe to a set of values specific to a given profes-
sion, and such values are typically codified as oaths and/or codes. Individual diver-
sity with respect to moral viewpoints among individual practitioners within a
profession mandates that the professional society, academy, or association establish
its own standards, beyond what law, market, morality, and public opinion would
otherwise require, in order to uphold the integrity and public image of the profes-
sion. A professional code of ethics thus represents a set of guiding principles
intended to inspire and guide professionals in the conduct of their business. Codes
can serve as the formal basis for investigating claims of conduct that may be poten-
tially unethical within a profession. Professional codes may hold members to an
even higher standard than imposed by regulations or the law, and, in some profes-
sional societies, codes of conduct are enforceable through sanctions. Violations of a
code of ethics code may represent grounds for revocation of the right practice a
profession, which is the case with the American Bar Association’s Model Rules of
Professional Conduct which may be used in in disbarment procedures [11]; or, the
American Academy of Neurosurgeons standards for expert opinion services which,
if violated can result in formal discipline [12].
Professions are grounded in a fiduciary relationship between the professional
and the client. A fiduciary relationship is defined as “a relationship in which one
party places special trust, confidence, and reliance in and is influenced by another
who has a fiduciary duty to act for the benefit of the party” [13]. In general, the
fiduciary is a professional, who must knowingly accept his or her role in the fidu-
ciary relationship, accept the attendant relationship of trust and confidence, and
exercise his or her discretion or expertise in acting on behalf of his or her client.
Thus, the oaths or codes of a profession reinforce a duty to uphold the ethical duties
inherent in a higher calling.
“Medicine is a moral enterprise; the diligent efforts and work of medical provid-
ers converge ultimately on decisions and actions presumed to be directed toward
furthering the good of another person, the patient, in need of help and healing” [14].
Thomas Percival published a Code of Medical Ethics in 1803 which outlined pro-
fessional duties and ideal behaviors for providers and hospitals [15]. Percival’s
Code is widely recognized to have been the foundation for the American Medical
Association’s Code of Ethics, first passed at the initial meeting of the AMA in
Philadelphia in 1847. The American Medical Association Principles of Medical
Ethics and the Opinions of the AMA Council on Ethical & Judicial Affairs comprise
the AMA Code of Medical Ethics [16]. The AMA’s Council on Ethical and Judicial
Affairs (CEJA) publishes an annual report chronicling each year’s judicial activities
adjudicating the complaints presented before it [17].
Morals are validated by social attitudes, more so than by individual attitudes.
What is “right” and what is “good” may vary between societies. Morality refers to
6 J. E. Szalados
a set of deeply held, widely shared, and relatively stable values within a community.
In our complex society, every medical encounter raises a potential conflict between
the intersecting moral values of physician, or provider, and patient. Thus, where a
diverse society-at-large may be composed of a variety of moral values, professional
codes of ethics have the important role of unifying and codifying the values of a
profession.
Whereas codes are written documents, oaths represent promises, aspirational
statements, of idealized ethics typically ritualized through spoken vows witnessed
by peers. Oaths outline the ethical elements within a professional relationship but
have meaning when the Oath is taken in a free and heartfelt fashion. Adherence to
the elements of an oath are typically not enforceable. Oaths may be characterized by
a “greater moral weight compared with promises because of their public character,
their validation by transcendent appeal, the involvement of the personhood of the
swearer, the prescription of consequences for failure to uphold their contents, the
generality of the scope of their contents, the prolonged time frame of the commit-
ment, the fact that their moral force remains binding in spite of failures on the part
of those to whom the swearer makes the commitment, and the fact that interpersonal
fidelity is the moral hallmark of the commitment of the swearer” [18].
The most well-known is the Hippocratic Oath, in either its classical version [19]
or its modern version [20, 21], written in 1964 by Louis Lasagna then Academic
Dean of the School of Medicine at Tufts University. The modern version of the
Hippocratic Oath [22] states:
• I swear to fulfill, to the best of my ability and judgment, this covenant:
• I will respect the hard-won scientific gains of those physicians in whose steps I
walk, and gladly share such knowledge as is mine with those who are to follow.
• I will apply, for the benefit of the sick, all measures [that] are required, avoiding
those twin traps of overtreatment and therapeutic nihilism.
• I will remember that there is art to medicine as well as science, and that warmth,
sympathy, and understanding may outweigh the surgeon’s knife or the chem-
ist’s drug.
• I will not be ashamed to say “I know not,” nor will I fail to call in my colleagues
when the skills of another are needed for a patient's recovery.
• I will respect the privacy of my patients, for their problems are not disclosed to
me that the world may know. Most especially must I tread with care in matters of
life and death. If it is given me to save a life, all thanks. But it may also be within
my power to take a life; this awesome responsibility must be faced with great
humbleness and awareness of my own frailty. Above all, I must not play at God.
• I will remember that I do not treat a fever chart, a cancerous growth, but a sick
human being, whose illness may affect the person's family and economic stabil-
ity. My responsibility includes these related problems, if I am to care adequately
for the sick.
• I will prevent disease whenever I can, for prevention is preferable to cure.
• I will remember that I remain a member of society, with special obligations to all
my fellow human beings, those sound of mind and body as well as the infirm.
• If I do not violate this oath, may I enjoy life and art, respected while I live and
remembered with affection thereafter. May I always act so as to preserve the fin-
est traditions of my calling and may I long experience the joy of healing those
who seek my help.
Some examples of other less widely known professional oaths specifically writ-
ten for medical professionals include the Oath of Maimonides and The Physicians’
Oath codified by the World Medical Association. The Physician’s Oath was authored
in response to atrocities committed in Nazi Germany during World War II and reads:
• I solemnly pledge myself to consecrate my life to the service of humanity;
• I will give my teachers the respect and gratitude which is their due;
• I will practice my profession with conscience and dignity;
• The health of my patient will be my first consideration;
• I will respect the secrets which are confided in me, even after the patient has died;
• I will maintain by all the means in my power, the honor and the noble traditions
of the medical profession;
• My colleagues will be my brothers;
• I will not permit considerations of religion, nationality, race, party politics or
social standing to intervene between my duty and my patient;
• I will maintain the utmost respect for human life from its beginning even under
threat and I will not use my medical knowledge contrary to the laws of humanity;
• I make these promises solemnly, freely and upon my honor [22].
The Nightingale Pledge, authored in 1893, is a statement of the ethics and prin-
ciples of the nursing profession in the United States, it is, for intents and purposes,
a professional oath and stems from the Hippocratic Oath. The Oath was revised in
1935 to read:
• I solemnly pledge myself before God and in the presence of this assembly to pass
my life in purity and to practise my profession faithfully.
• I will abstain from whatever is deleterious and mischievous, and will not take or
knowingly administer any harmful drug.
• I will do all in my power to maintain and elevate the standard of my profession
and will hold in confidence all personal matters committed to my keeping and all
family affairs coming to my knowledge in the practice of my calling.
• With loyalty will I aid the physician in his work, and as a missioner of health, I
will dedicate myself to devoted service for human welfare [23].
Humanism in the Health Sciences
Humanism can be defined as “any system or mode of thought or action in which

human interests, values and dignity predominate” [24]. Specifically, in medicine,
humanism describes the attitudes and behaviors which demonstrate interest in and
respect for patients’ psychological, social, and spiritual concerns and values [25].
8 J. E. Szalados
Nonetheless, medicine has always been firmly grounded within the principles of
humanism from the Hippocratic Oath through the teachings of the medieval physi-
cians Avicenna and Maimonides. The Renaissance ideal of the physician was of a
person who was learned both in the humanities and the medical sciences.
The latter decades of the twentieth century witnessed a renewed attempt to rees-
tablish humanism within the medical profession. Arguably, the contemporary
“humanism in medicine” movement represented a response to perceived external
forces such as the “corporatization of the practice of medicine, the increasing role
of business and finance in medicine, the fragmentation of patient experiences, the
reduced time for clinical encounters, the increasing reliance on technology as a
substitute for human interaction, and a de-emphasis on the humanities in the educa-
tion of physicians” [26]. Increasingly, within the context of provider “burnout,” the
adoption of humanism within the practice of medicine has been identified as a core
tenet of not only patient care but of provider wellness.
The specific traits of a humanistic provider are not clearly defined; however, they
include (a) humility, respect, and the ability to listen; (b) relationship building and
the ability to build a connection with the patient as a person; (c) compassion, empa-
thy, sincere caring, mindfulness, and self-reflection including the ability to treat the
patient as the provider would himself or herself want to be treated; and, (d) curiosity
as a lifelong learner and communication with patients through support and teaching.
Although in the past, professionalism and humanism were traditionally learned
informally during a provider’s training through role-modeling, it is now being for-
mally integrated into the curricula of physicians and other providers as a core body
of knowledge.
The Principles of Biomedical Ethics
Morality, ethics, and the law merge within the principle of biomedical ethics.
Beauchamp and Childress originally developed four principles, which represent the
foundation for modern bioethical decision-making: (1) respect for individual auton-
omy; (2) the principle of beneficence; (3) the principle of nonmaleficence; and (4)
the principle of justice [27]. These principles are widely considered and well
accepted to represent a standard theoretical framework from which to analyze ethi-
cal situations in medicine, and these four principles will generally encompass most
of the moral dilemmas that arise in healthcare.
he Principle of Respect for Autonomy: Consent, Refusal,

T
and Right to Die
The principle of respect for autonomy presumes that rational persons have the right
to make uncoerced, informed, and voluntary decisions regarding their personhood.
The antithesis of autonomy is paternalism, whereby individual choice is subjugated
to the dictates of a superior father-like figure who “knows” what a person needs,
rather than considering what that person actually wants.
The respect for autonomy is exemplified by the principles of informed consent
and informed refusal. Consent constitutes a permission and represents the legal
defense to potential allegations of both civil and criminal assault, and battery, which
are predicated in a showing of unpermitted bodily contact. In order to be valid in the
medical treatment setting, consent or refusal must be “informed.” Informed consent
and refusal presuppose that an uncoerced voluntary decision is made after a compe-
tent patient has received an unbiased, truthful, and full disclosure of the indications
for, and the risks, benefits, and alternatives to a proposed medical therapy. Thus, the
notion of “informed” requires a “meeting of minds” and requires that a critical pro-
cess of communication has transpired including, but not limited to, due diligence by
the provider including consideration of one’s capabilities, evidence-based practice
and standards of care, and patient circumstances, followed by a true opportunity of
the patient to ask questions and to finally decide for his or herself [28].
Capacity is at the basis of informed consent. True medical decision-making
capacity can apply only if one can demonstrate one’s understanding of the situation
and the issues, the consequences of a decision, reasonable reasoning or thought
process, and effectively communicate. Thus exercise of one’s autonomy presup-
poses capacity which in turn requires understanding, reasonable consideration, and
communication. Reasonable decision-making is weighed by others in a moral sense;
every carefully considered decision may not be morally acceptable, even if it falls
squarely under the principle of autonomy; additive behaviors and suicide are some
examples of potentially unacceptable exercises of autonomy subject to challenges
on moral grounds. Moreover, in order to meet legal criteria for capacity, both situ-
ational capacity, such as intoxication, and, competency which relates to more per-
manent impairments such as mental illness, dementia, or acute or chronic
neurological injuries must be considered. The potential lack of capacity underlies
the legal remedies of healthcare proxies or legal guardians whereby surrogate
decision-makers are appointed and empowered to make substituted judgments on
behalf of the incapacitated, based on some understanding of the patient’s needs or
preferences, as the patient would choose if he or she had the capacity to do so,
thereby imputing some element of autonomy in decision-making.
The traditional antithesis of autonomy is paternalism. Medical paternalism
occurs when a provider decides what is best for the patient, either in the absence of
shared decision-making, or without consulting the patient regarding their prefer-
ences or wishes. In the past, when there was little or no understanding of science or
medicine by the lay public, paternalism was seen as necessary to guide patients in
their decision-making. More recently, as public education has increasingly provided
lay persons with a foundation for their medical decision-making, paternalism has
increasingly been replaced by shared decision-making and a respect for the patient’s
autonomy.
10 J. E. Szalados
The Principle of Beneficence and the Fiduciary Duty
Beneficence is generally defined as an obligation to help others further their per-

sonal goals and interests. Beneficence is strongly rooted within the notion of fidu-
ciary duty and the duty of care that is a tenet upon which all professional relationships
are based. A fiduciary relationship arises in every professional relationship because
professionals work for the good of their clients; professionalism traditionally places
a greater priority on the duty to serve than it does on productivity of profit.
Encounters between clients or patients, and their professional, are characterized by
an imbalance of education, training, and experience that results in a position of
dependence by, and substantial confidence extended to the fiduciary. Patients do not
understand the intricacies of physiology, disease, and treatment; therefore, patients
largely depend on the beneficence of providers to “take care of them.” In medicine,
the concept of beneficence is rooted within the values expressed in the Hippocratic
Oath. However, as evidenced in the Hippocratic Oath, beneficence can be at odds
with the principle of autonomy because it removes the element of risk balancing
from the patient and places that obligation within the responsibility of the provider,
thus promoting paternalism.
The Principle of Nonmaleficence and “Primum non Nocere”
The principle of nonmaleficence mandates that professional actor takes care so as to

avoid causing harm; the principle of primum non nocere—or—“above all (or alter-
natively “first”) do no harm.” The principles of beneficence and nonmaleficence are
closely interrelated because they both require the balancing of respect for individual
autonomy, explorations of professional and personal values, and utilitarianism. The
Hippocratic Oath enjoins the principles of beneficence and nonmaleficence where it
states that “I will use treatment to help the sick according to my ability and judg-
ment, but I will never use it to injure or wrong them.” Therefore, in cases of conflict
between beneficence and nonmalfeasance, nonmalfeasance will normally override
beneficence.
The principle of nonmaleficence and it translation, “first do no harm,” because of
the implication that healthcare professionals will cause harm if left unchecked, has
recently launched a quality movement intended to monitor medical errors and pro-
tect the patient from harm through regulatory and administrative oversight [29]. It
has been well publicized that patient during the delivery of healthcare is a leading
cause of morbidity and mortality [30]. The 1999 Institute of Medicine (IOM) report
entitled “To Err is Human: Building a Safer Health System” underscored the impact
of medical errors to the US healthcare system and posited that the prevention of
death and injury from medical errors would require dramatic, systemwide changes
in the US healthcare delivery model [31]. On the other hand, preventable, or fore-
seeable, medical errors, may legitimately constitute medical negligence, and there-
fore be actionable under the law of medical malpractice. Negligence is defined as a
foreseeable imposition of unreasonable risk of harm upon another, and the occur-
rence of that harm causing quantifiable damages. Moreover, the importance of
avoiding harm affirms the need for competence among all medical providers and
support staff [28].
he Principle of Justice and the Equitable Distribution

T
of Resources
The notion of justice is fundamental to Western morality, ethics, and law. Justice,
however, is a complex and poorly defined term. Although everyone believes that
justice is a fundamental liberty right, not everyone agrees on how it is applied.
Justice implies equitable distribution of benefits and burdens to individuals in soci-
ety, and the rights of individuals to resources. Justice is implicated in discussions of
fairness, entitlement, and equality.
There are many forms of justice: (1) distributive justice which represents the
equitable allocation of scare resources in society; (2) retributive justice which
imposes punishment upon wrongdoers in a presumably objective and proportionate
manner through a fair and impartial judicial system; (3) restorative justice which
seeks to compensate those wronged—to “make whole” those injured under the tort
law system; and finally, (4) procedural justice refers to predictable, structured, and
transparent processes.
Distributive justice is especially important to public policy, public health, and
emergency response preparedness. The principle of distributive justice addresses
the equitable distribution of benefits and burdens to individuals in society:
• To each person an equal share
• To each person according to need
• To each person according to effort
• To each person according to contribution
• To each person according to merit
• To each person according to free-market exchanges [32].
Nonetheless, the concept of justice represents something greater than equality
since persons can be treated unjustly even if they are treated equally. Where indi-
viduals lose capacity, freedom, or autonomy, they are at risk of losing their access
to justice.
12 J. E. Szalados
Clinical Ethical Challenges and Ethics Committees
Although informal hospital-based ethics committees have been in existence since at

least the 1960s [33], it was the New Jersey Supreme Court in its opinion In re
Quinlan which suggested that ethics committees might play an advisory role in such
cases as an alternative to resorting to litigation within the court system [34].
Thereafter, in 1983, the President’s Commission which addressed life-sustaining
treatment provided further impetus regarding hospital ethics committees to assist
with decisions regarding the use and the foregoing of life-sustaining interven-
tions [35].
Hospital ethics committees (or, institutional ethics committees (IECs)), are, in
general, quasi-formal advisory groups who assemble ad hoc to discuss the manage-
ment of cases which raise ethical or moral dilemmas. IECs review, on request, ethi-
cal or moral questions that may arise during inpatient care. IECs are usually
composed of interested members such as providers, nurses, and social workers. In
more complex, and arguably more credible variations, ethics committees may also
include, for example, bioethicists, lay persons, and/or attorneys. IECs also vary not
only by structure but also by mode of operation; for example, individual consultants
may investigate and then report to committee, a small team of IEC members may
address a specific case, or, the entire committee may function as a unit.
The role and importance of IECs will vary by institution. In general, IECs pro-
vide the following: (1) consultation in complex clinical cases; (2) guidance or edu-
cation for the healthcare team; and/or (3) development and review of institutional
policies regarding the management of ethical issues arising during the delivery of
patient care. The American Society for Bioethics and Humanities (ASBH) has iden-
tified two main objectives for clinical ethics case consultation: (1) identify and ana-
lyze the nature of the value uncertainty and (2) facilitate the building of a “principled
ethical resolution” [36]. Hurst and colleagues identified the main reasons for ethics
consultations:
• To obtain needed help in deciding what to do
• To identify a practical way of doing what had already been decided should be done
• To implement a practical solution
• To obtain reassurance that the correct decision was being made
• To better to face people who might otherwise think that the decision was
inappropriate
• To seek consensus [37].
Ethical dilemmas frequently arise when there are conflicts or uncertainty about
the goals of care, the value of a specific intervention as it relates to those goals, and
the moral implications of medical choices and when communication about these
conflicts breaks down. IECs may also support clinical staff who may suffer moral
distress stemming from internal or external conflicts in complex clinical situa-
tions [38].
The American Academy of Pediatrics (AAP) has articulated its standards regard-
ing ethics consultation:
1. Any patient, parent or guardian, or family member should be able to initiate an
ethics consultation.
2. The patient and parent or guardian should be able to refuse to participate in an
ethics consultation without concern for negative repercussions.
3. The refusal of a patient or parent or guardian to participate in an ethics consulta-
tion should not obstruct the ability of an ethics committee to provide consulta-
tion services to physicians, nurses, and other concerned staff.
4. Any physician, nurse, or other healthcare provider who is involved in the care of
the patient should be able to request an ethics consultation without fear of
reprisal.
5. The process of consultation should be open to all persons involved in the patient’s
care yet conducted in a manner that respects patient and family confidentiality
and privacy.
6. Anonymous requests for consultation are not recommended. In situations in
which fear of reprisal limits open discussion of the issues, the identity of the
person(s) requesting consultation may be kept confidential.
7. The primary care pediatrician should be invited to participate in the consultation
to support existing physician-family relationships [38].
Perhaps the greatest significance of the AP guidelines is its focus not only on
patient and caregiver autonomy but also its respect for the healthcare team. In gen-
eral, IECs which function in a vacuum, without stressing communication and con-
sensus, are likely to fail not only in individual case circumstances but also in their
mission.
Moral Distress in Clinical Care
The term “moral injury” was popularized by Johnathan Shay after the Vietnam War
[39]. The clinical healthcare environment is characterized by one or more subcul-
tures, which individuals must navigate, as they perform their patient care duties
within the system in which they work. Where morality forms the basis of laws
because morality generally represents shared societal values which demand enforce-
ment to promote societal harmony, ethics more properly address each person’s
internal and more personal moral compass [28]. Although arguably, in an anthropo-
logical sense, culture creates shared ethical systems, healthcare workers do not cre-
ate but rather join the healthcare system and are generally expected to conform to
rather than create the culture. The term “moral distress” refers to a phenomenon
originally described by Andrew Jameton in 1984 [40]. According to Jameton, moral
distress occurs “when a clinician makes a moral judgment about a case in which he
or she is involved and an external constraint makes it difficult or impossible to act
14 J. E. Szalados
on that judgment, resulting in painful feelings and/or psychological disequilib-

rium” [41].
Moral distress represents a cognitive dissonance similar to that described in mili-
tary veterans. Cognitive dissonance was first described by Leon Festinger in 1957
from his work on the behavior of cult members [42]. Festinger proposed that indi-
viduals have an innate need to maintain harmony between their attitudes and behav-
iors; in other words, to avoid disharmony (or dissonace) - this forms the basis for the
“principle of cognitive consistency.” On the other hand, when inconsistency arises
between attitudes or behaviors, dissonance arises, individuals try to take steps to
either reduce the extent of, or eliminate, that dissonance. Forced compliance occurs
in situations where one must act, either because of rules or social pressure, in ways
that are inconsistent with his or her beliefs [43].
Until recently, the literature has been silent on the moral distress of healthcare
trainees, staff, and providers. Moreover, moral distress has now been identified in
multiple professions [44] including medicine, nursing [45], pharmacy [46], and
respiratory therapy [47].
The importance of strong and cohesive teamwork, communication, and shared
decision-making as ways of mitigating moral distress cannot be underestimated.
Transparency, especially with respect to critical decision-making in complex ethical
dilemmas, fosters such communication and can help minimize misperceptions and
confusion. Of course, reasonable persons might always reasonably disagree with
respect to the applicable ethical principles, the application of ethical principles, and
with respect to individual value judgments. However, where individuals and the
group together participate in honest and open discourse, there is opportunity to
reconcile differing beliefs and points of view. In the end, transparent and well-
considered reasons for implementaing one course of action over another (through
evidence based decision making, application of ethical principles, and recognition
of uncertainities) may actually stregnthen emotional bonds between patients and
caregivers, and within the team itself. Thus, the powers of honesty and respect, with
patients and caregivers, and among the care team, cannot be over-emphasized.
he Challenges of Biomedical Ethics in the Technological

T
and Digital Age
Where morality and ethics represent the shared values of a society, technological
changes through innovation can shift social norms and that in turn can result in chang-
ing social values. Technological innovation is inextricably linked to moral, ethical,
and legal innovation. In the past, physicians were limited by the availability of tech-
nology; now technology can provide interventional opportunities which may or may
not be ethically sound; for example, continued life support in the setting of futility. In
some cases, morality and law may stifle technological innovations; however, increas-
ingly technological innovation is forcing re-evaluation of traditional ethical beliefs
and therefore “forcing” the development of laws to manage the evolving technology.
Health information technology (HIT) is continually evolving via technology

such as Electronic Medical Records (EMRs), Clinical Decision Support Systems
(CDS), Health Information Exchanges (HIEs), Computerized Physician Order
Entry (CPOE), mHealth, telemedicine, and remote monitoring. Although such tech-
nological innovation improves the efficiency and arguably the safety of care deliv-
ery, these advances have also led to large-scale privacy breaches. Thus the HIT,
together with the internet and social media, has redefined the public notion of pri-
vacy; therefore arguably, regulations and laws governing the privacy of health infor-
mation may become outdated.
Within the field of neurosciences, advances in functional neuroimaging, neuro-
genetics, neurobiomarkers, neuro-psychopharmacology, brain stimulation, neural
stem cells, neural tissue transplants have created the newly recognized disciplines
of neuroethics [48] and neurolaw [49]. Future responsible advances in the neurosci-
ences will necessitate interdisciplinary collaboration between neuroscientists and
scholars from ethics, philosophy, law, and others who focus on the implications and
applications of science and the associated ethical, legal, social, and policy implica-
tions [50]. For example, in the field of criminal law, functional magnetic resonance
imaging (fMRI), neurogenetics, biomarkers, and neuropharmacology are challeng-
ing traditional notions of responsibility, moral responsibility, free will, and auton-
omy [51]. Innovation in imaging technology may delineate the neurobiological
correlates of human behaviors. The promise of fMRI may lie in its ability to allow
communication with individuals previously believed to be comatose, and, alterna-
tively, as a more reliable lie detector.
The Ethics of Practical Wisdom
Practical wisdom has been recognized as a key concept in the field of virtue ethics
[52]. Practical wisdom (Aristotle’s concept of phronesis) refers to the pragmatic
process of perceiving the relevant issues within the situation, recognizing the feel-
ings provided by one’s internal moral compass, deliberating upon and considering
the options, and ultimately acting thereupon. Aristotle argued that each of us need
to develop character traits such as self-control, love, generosity, gentleness, truthful-
ness, friendliness, and courage. Aristotle termed these traits virtues (arete) and
argued that these virtues provided a conduit for the practical application of wis-
dom [53].
The role that phronesis plays in ethical medical decisions is arguably central to
the skill of clinical judgment. There is an increased recognition of the importance of
moral virtues such as care, honesty, and courage to medical practice and also argued
that ethical physicians and providers embody a practical moral know-how (phrone-
sis), now increasingly seen to be a term synonymous with “professionalism,” “pro-
fessional judgment,” or “clinical judgment” which is necessary if good moral
motivations (dispositions or virtues) are to translated into ethical and effective
patient care. Phronesis is the link between a physician’s medical knowledge, clinical
16 J. E. Szalados
reasoning, and the physician’s internal moral compass providing the foundations by
which to navigate the competing scientific and humanistic demands of ethical medi-
cal practice [54].
Technological complexity will increasingly challenge the moral code of medical
practice. Practical wisdom has been proposed as part of the solution to navigate
complexity, aiming at the provision of morally good care. The focus of medicine
must remain the delivery of the best possible morally sound care to each individual
patient.
Conclusion
Morality, ethics, and the law are the basis for and the products of the societies in
which they are defined. Morality and ethics are in themselves insufficient unless
they become guiding principles in everyday transactions; alternatively, they are
codified into regulations and law which then become enforceable. The moral and
ethical foundations upon which our societies are founded will become increasingly
important to navigate effectively through a rapidly evolving technological revolu-
tion which remains in the end, the humanistic care of the sick by providers.
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dangerous." But Kimmensen was less ready to let his emotions carry
him away. The days of political killings were over—finished forever.
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Kimmensen hunched forward in thought. "We'll talk about it tomorrow,
at work. Our personal feelings are unimportant, compared to the
steps we have to take as League officers."
That closed the matter for tonight, as he'd hoped it would. He still
hoped that somehow tonight's purpose could be salvaged.
In that, he was disappointed. It was an awkward, forced meal, with

the three of them silent and pretending nothing had happened,
denying the existence of another human being. They were three
people attempting to live in a sharply restricted private universe, their
conversation limited to comments on the food. At the end of the
evening, all their nerves were screaming. Susanne's face was
pinched and drawn together, her temples white. When Kimmensen
blotted his lips, he found fresh blood on the napkin.
Jem stood up awkwardly. "Well ... thank you very much for inviting
me, Joe." He looked toward Susanne and hesitated. "It was a
delicious meal, Sue. Thank you."
"You're welcome."
"Well ... I'd better be getting home...."
Kimmensen nodded, terribly disappointed. He'd planned to let
Susanne fly Jem home.
"Take the plane, Jem," he said finally. "You can pick me up in the
morning."
"All right. Thank you.... Good night, Sue."
"Good night."
"Joe."
"Good night, Jem." He wanted to somehow restore Bendix's spirits.
"We'll have a long talk about that other business in the morning," he
reminded him.
"Yes, sir." It did seem to raise his chin a little.
After Jem had left, Kimmensen turned slowly toward Susanne. She
sat quietly, her eyes on her empty coffee cup.
Waiting, Kimmensen thought.
She knew, of course, that she'd hurt him badly again. She expected
his anger. Well, how could he help but be angry? Hadn't any of the
things he'd told her ever made any impression on her?
"Susanne."
She raised her head and he saw the stubborn, angry set to her
mouth. "Father, please don't lecture me again." Every word was low,
tight, and controlled.
Kimmensen clenched his hands. He'd never been able to understand
this kind of defiance. Where did she get that terribly misplaced
hardness in her fiber? What made her so unwilling to listen when
someone older and wiser tried to teach her?
If I didn't love her, he thought, this wouldn't matter to me. But in spite
of everything, I do love her. So I go on, every day, trying to make her
see.
"I can't understand you," he said. "What makes you act this way?
Where did it come from? You're nothing like your mother,"—though,
just perhaps, even if the thought twisted his heart, she was—"and
you're nothing like me."
"I am," she said in a low voice, looking down again. "I'm exactly like
you."
When she spoke nonsense like that, it annoyed him more than
anything else could have. And where anger could be kept in check,
annoyance could not.
"Listen to me," he said.
"Don't lecture me again."
"Susanne! You will keep quiet and listen. Do you realize what you're
doing, flirting with a man like Messerschmidt? Do you realize—has
anything I've told you ever made an impression on you?—do you
realize that except for an accident in time, that man could be one of
the butchers who killed your mother?"
"Father, I've heard you say these things before. We've all heard you
say them."
Now he'd begun, it was no longer any use not to go on. "Do you
realize they oppressed and murdered and shipped to labor camps all
the people I loved, all the people who were worthwhile in the world,
until we rose up and wiped them out?" His hands folded down whitely
on the arms of his chair. "Where are your grandparents buried? Do
you know? Do I? Where is my brother? Where are my sisters?"
"I don't know. I never knew them."
"Listen—I was born in a world too terrible for you to believe. I was
born to cower. I was born to die in a filthy cell under a police station.
Do you know what a police station is, eh? Have I described one often
enough? Your mother was born to work from dawn to night, hauling
stones to repair the roads the army tanks had ruined. And if she
made a mistake—if she raised her head, if she talked about the
wrong things, if she thought the wrong thoughts—then she was born
to go to a labor camp and strip tree bark for the army's medicines
while she stood up to her waist in freezing water.
"I was born in a world where half a billion human beings lived for a
generation in worship—in worship—of a man. I was born in a world
where that one twisted man could tell a lie and send gigantic armies
charging into death, screaming that lie. I was born to huddle, to be a
cipher in a crowd, to be spied on, to be regulated, to be hammered to
meet the standard so the standard lie would fit me. I was born to be
nothing."
Slowly, Kimmensen's fingers uncurled. "But now I have freedom.
Stepan Dubrovic managed to find freedom for all of us. I remember
how the word spread—how it whispered all over the world, almost in
one night, it seemed. Take a wire—twist it, so. Take a vacuum tube—
the army has radios, there are stores the civil servants use, there are
old radios, hidden—make the weapon ... and you are free. And we
rose up, each man like an angel with a sword of fire.
"But if we thought Paradise would come overnight, we were wrong.
The armies did not dissolve of themselves. The Systems did not
break down.
"You take a child from the age of five; you teach it to love the State, to
revere the Leader; you inform it that it is the wave of the future, much
cleverer than the decadent past but not quite intelligent enough to
rule itself. You teach it that there must be specialists in government—
Experts in Economy, Directors of Internal Resources, Ministers of
Labor Utilization. What can you do with a child like that, by the time it
is sixteen? By the time it is marching down the road with a pack on its
back, with the Leader's song on its lips? With the song written so its
phrases correspond to the ideal breathing cycle for the average
superman marching into the Future at one hundred centimeters to the
pace?"
"Stop it, Father."
"You burn him down. How else can you change him? You burn him
down where he marches, you burn his Leaders, you burn the System,
you root out—everything!"
Kimmensen sighed. "And then you begin to be free." He looked
urgently at Susanne. "Now do you understand what Messerschmidt
is? If you can't trust my advice, can you at least understand that
much? Has what I've always told you finally made some impression?"
Susanne pushed her chair back. "No. I understood it the first time and
I saw how important it was. I still understood it the tenth time. But now
I've heard it a thousand times. I don't care what the world was like—I
don't care what you went through. I never saw it. You. You sit in your
office and write the same letters day after day, and you play with your
weapon, and you preach your social theory as though it was a
religion and you were its high priest—special, dedicated, above us all,
above the flesh. You tell me how to live my life. You try to arrange it to
fit your ideas. You even try to cram Jem Bendix down my throat.
"But I won't have you treating me that way. When Anse talks to me,
it's about him and me, not about people I never met. I have things I
want. I want Anse. I'm telling you and you can tell Bendix. And if you
don't stop trying to order me around, I'll move out. That's all."
Clutching his chair, not quite able to believe what he'd heard, knowing
that in a moment pain and anger would crush him down, Kimmensen
listened to her quick footsteps going away into her room.
CHAPTER IV
He was waiting out on the patio, in the bright cold of the morning,
when Jem Bendix brought the plane down and picked him up. Bendix
was pale this morning, and puffy-eyed, as though he'd been a long
time getting to sleep and still had not shaken himself completely
awake.
"Good morning, Joe," he said heavily as Kimmensen climbed in
beside him.
"Good morning, Jem." Kimmensen, too, had stayed awake a long
time. This morning, he had washed and dressed and drunk his coffee
with Susanne's bedroom door closed and silent, and then he had
come out on the patio to wait for Jem, not listening for sounds in the
house. "I'm—I'm very sorry for the way things turned out last night."
He left it at that. There was no point in telling Jem about Susanne's
hysterical outburst.
Jem shook his head as he lifted the plane into the air. "No, Joe. It
wasn't your fault. You couldn't help that."
"She's my daughter. I'm responsible for her."
Jem shrugged. "She's headstrong. Messerschmidt paid her some
attention, and he became a symbol of rebellion to her. She sees him
as someone who isn't bound by your way of life. He's a glamorous
figure. But she'll get over it. I spent a long time last night thinking
about it. You were right, Joe. At the moment, he's something new and
exciting. But he'll wear off. The society'll see through him, and so will
Susanne. All we have to do is wait."
Kimmensen brooded over the valleys far below, pale under the early
morning mist. "I'm not sure, Jem," he answered slowly. He had spent
hours last night in his chair, hunched over, not so much thinking as
steeping his mind in all the things that had happened so suddenly.
Finally, he had gotten up and gone into his bedroom, where he lay on
his bed until a plan of action slowly formed in his mind and he could,
at last, go to sleep.
"It's not the matter of Messerschmidt and Susanne," he explained
quickly. "I hope you understand that I'm speaking now as someone
responsible to all the families in this area, rather than as the head of
any particular one. What concerns me now is that Messerschmidt is
bound to have some sort of following among the immature. He's
come at a bad time. He's in a good position to exploit this business in
the Northwest."
And I'm going to die. Kimmensen had to pause before he went on.
"Yes, in time his bubble will burst. But it's a question of how long that
might take. Meanwhile, he is a focus of unrest. If nothing happens to
check him now, some people might decide he was right."
Bendix chewed his lower lip. "I see what you mean, Joe. It'll get
worse before it gets better. He'll attract more followers. And the ones
he has now will believe in him more than ever."
"Yes," Kimmensen said slowly, "that could easily happen."
They flew in silence for a few moments, the plane jouncing in the
bumpy air, and then as Bendix slowed the vanes and they began to
settle down into the valley where the office building was, Jem asked,
"Do you have anything in mind?"
Kimmensen nodded. "Yes. It's got to be shown that he doesn't have
the population behind him. His followers will be shocked to discover
how few of them there are. And the people wavering toward him will
realize how little he represents. I'm going to call for an immediate
election."
"Do you think that's the answer? Will he run against you?"
"If he refuses to run in an election, that's proof enough he knows he
couldn't possibly win. If he runs, he'll lose. It's the best possible move.
And, Jem ... there's another reason." Kimmensen had thought it all
out. And it seemed to him that he could resolve all his convergent
problems with this one move. He would stop Messerschmidt, he
would pass his work on to Jem, and—perhaps this was a trifle more
on his mind than he'd been willing to admit—once Messerschmidt
had been deflated, Susanne would be bound to see her tragic error,
and the three of them could settle down, and he could finish his life
quietly.
"Jem, I'm getting old."
Bendix's face turned paler. He licked his lips. "Joe—"
"No, Jem, we've got to face it. Don't try to be polite about it. No matter
how much you protest, the fact is I'm almost worn out, and I know it.
I'm going to resign."
Bendix's hands jerked on the control wheel.
Kimmensen pretended not to see it. For all his maturity, Jem was still
a young man. It was only natural that the thought of stepping up so
soon would be a great thrill to him. "I'll nominate you as my
successor, and I'll campaign for you. By winning the election, you'll
have stopped Messerschmidt, and then everything can go on the way
we've always planned." Yes, he thought as the plane bumped down
on the weathered plaza. That'll solve everything.
As Kimmensen stepped into his office, he saw Salmaggi sitting

beside the desk, waiting for him. The man's broad back was toward
him, and Kimmensen could not quite restrain the flicker of distaste
that always came at the thought of talking to him. Of all mornings, this
was a particularly bad one on which to listen to the man pour out his
hysterias.
"Good morning, Tullio," he said as he crossed to his desk.
Salmaggi turned quickly in his chair. "Good morning, Josef." He
jumped to his feet and pumped Kimmensen's hand. "How are you?"
His bright eyes darted quickly over Kimmensen's face.
"Well, thank you. And you?"
Salmaggi dropped back into his chair. "Worried, Josef. I've been
trying to see you about something very important."
"Yes, I know. I'm sorry I've been so busy."
"Yes. So I thought if you weren't too busy this morning, you might be
able to spare ten minutes."
Kimmensen glanced at him sharply. But Salmaggi's moon of a face
was completely clear of sarcasm or any other insinuation. There were
only the worried wrinkles over the bridge of his nose and at the
corners of his eyes. Kimmensen could not help thinking that Salmaggi
looked like a baby confronted by the insuperable problem of deciding
whether or not it wanted to go to the bathroom. "I've got a number of
important things to attend to this morning, Tullio."
"Ten minutes, Josef."
Kimmensen sighed. "All right." He settled himself patiently in his
chair.
"I was up in the northwest part of the area again on this last trip."
"Um-hmm." Kimmensen, sacrificing the ten minutes, busied himself
with thinking about Jem's reaction to his decision. Bendix had
seemed totally overwhelmed, not saying another word as they walked
from the plane into the office building.
"There's been another family burned out."
"So I understand, Tullio." Kimmensen smiled faintly to himself,
understanding how Jem must feel today. It had been something of the
same with himself when, just before the end of the fighting years, the
realization had slowly come to him that it would be he who would
have to take the responsibility of stabilizing this area.
"That makes seven in all, Josef. Seven in the past eighteen months."
"It takes time, Tullio. The country toward the northwest is quite
rugged. No regime was ever able to send its police up there with any
great success. They're individualistic people. It's only natural they'd
have an unusual number of feuds." Kimmensen glanced at his clock.
It was a great responsibility, he was thinking to himself. I remember
how confused everything was. How surprised we were to discover,
after the old regime was smashed, that many of us had been fighting
for utterly different things.
That had been the most important thing he'd had to learn; that almost
everyone was willing to fight and die to end the old regime, but that
once the revolution was won, there were a score of new regimes that
had waited, buried in the hearts of suppressed men, to flower out and
fill the vacuum. That was when men who had been his friends were
suddenly his enemies, and when men whose lives he had saved now
tried to burn him down. In many ways, that had been the very worst
period of the fighting years.
"Josef, have you gone up there recently?"
Kimmensen shook his head. "I've been very occupied here." His
responsibility was to all the families in the area, not to just those in
one small section. He could never do his work while dashing from
one corner of the area to another.
"Josef, you're not listening!" Kimmensen looked up and was shocked
to see that there were actually glints of frustrated moisture in the
corners of Salmaggi's eyes.
"Of course I'm listening, Tullio," he said gently.
Salmaggi shook his head angrily, like a man trying to reach his
objective in the midst of a thick fog. "Josef, if you don't do something,
Messerschmidt's going to take an army up into the Northwesters'
area. And I'm not sure he isn't right. I don't like him—but I'm not sure
he isn't right."
Kimmensen smiled. "Tullio, if that's what's on your mind, you can rest
easy. I am going to do something. This afternoon, I'm going to make a
general broadcast. I'm going to call an election. I'm resigning, and
Jem Bendix will run against Messerschmidt. That will be the end of
him."
Salmaggi looked at him. "Of who?"
"Of Messerschmidt, of course," Kimmensen answered in annoyance.
"Now if you'll excuse me, Tullio, I have to draft my statement."
That night, when he came home, he found Susanne waiting for him in
the living room. She looked at him peculiarly as he closed the panel
behind him.
"Hello, Father."
"Hello, Susanne." He had been hoping that the passage of a day
would dull her emotional state, and at least let the two of them speak
to each other like civilized people. But, looking at her, he saw how
tense her face was and how red the nervous blotches were in the
pale skin at the base of her neck.
What happened between us? he thought sadly. Where did it start? I
raised you alone from the time you were six months old. I stayed up
with you at night when your teeth came. I changed your diapers and
put powder on your little bottom, and when you were sick I woke up
every hour all night for weeks to give you your medicine. I held you
and gave you your bottles, and you were warm and soft, and when I
tickled you under the chin you laughed up at me. Why can't you smile
with me now? Why do you do what you do to me?
"I heard your broadcast, of course," she said tightly.
"I thought you would."
"Just remember something, Father."
"What, Susanne?"
"There are a lot of us old enough to vote, this time."
CHAPTER V
Kimmensen shifted in his chair, blinking in the sunshine of the plaza.
Messerschmidt sat a few feet away, looking up over the heads of the
live audience at the mountains. The crowd was waiting patiently and
quietly. It was the quiet that unsettled him a little bit. He hadn't said
anything to Jem, but he'd half expected some kind of demonstration
against Messerschmidt.
Still, this was only a fraction of the League membership. There were
cameras flying at each corner of the platform, and the bulk of the
electorate were watching from their homes. There was no telling what
their reaction was, but Kimmensen, on thinking it over, decided that
the older, more settled proportion of the League—the people in the
comfort of their homes, enjoying the products of their own free labor
—would be as outraged at this man as he was.
He turned his head back over his shoulder and looked at Jem.
"We'll be starting in a moment. How do you feel?"
Jem's smile was a dry-lipped grimace. "A little nervous. How about
you, Joe?"
Kimmensen smiled back at him. "This is an old story to me, Jem.
Besides, I'm not running." He clasped his hands in his lap and faced
front again, forcing his fingers to keep still.
The surprisingly heavy crowd here in the plaza was all young people.
In a moment, the light flashed on above the microphone, and
Kimmensen stood up and crossed the platform. There was a good
amount of applause from the crowd, and Kimmensen smiled down at
them. Then he lifted his eyes to the camera that had flown into
position in front of and above him.
"Fellow citizens," he began, "as you know, I'm not running in this
election." There was silence from the crowd. He'd half expected some
sort of demonstration of disappointment—at least a perfunctory one.
There was none. Well, he'd about conceded this crowd of youngsters
to Messerschmidt. It was the people at home who mattered.
"I'm here to introduce the candidate I think should be our next League
President—Secretary Jem Bendix."
This time the crowd reacted. As Jem got up and bowed, and the other
cameras focussed on him, there was a stir in the plaza, and one
young voice broke in: "Why introduce him? Everybody knows him."
"Sure," somebody else replied. "He's a nice guy."
Messerschmidt sat quietly in his chair, his eyes still on the mountains.
He made a spare figure in his dark clothes, with his pale face under
the shock of black hair.
Kimmensen started to go on as Jem sat down. But then, timed
precisely for the second when he was firmly back in his chair, the
voice that had shouted the first time added: "But who wants him for
President?"
A chorus of laughter exploded out of the crowd. Kimmensen felt his
stomach turn icy. That had been pre-arranged. Messerschmidt had
the crowd packed. He'd have to make the greatest possible effort to
offset this. He began speaking again, ignoring the outburst.
"We're here today to decide whom we want for our next president.
But in a greater sense, we are here to decide whether we shall keep
our freedom or whether we shall fall back into a tyranny as odious as
any, as evil as any that crushed us to the ground for so long."
As he spoke, the crowd quieted. He made an impressive appearance
on a platform, he knew. This was an old story to him, and now he
made use of all the experience gathered through the years.
"We are here to decide our future. This is not just an ordinary
election. We are here to decide whether we are going to remain as
we are, of whether we are going to sink back into the bloody past."
As always, he felt the warmth of expressing himself—of re-affirming
the principles by which he lived. "We are here to choose between a
life of peace and harmony, a life in which no man is oppressed in any
way by any other, a life of fellowship, a life of peaceful trade, a life of
shared talents and ideals—or a life of rigid organization, of slavery to
a high-sounding phrase and a remorseless system of government
that fits its subjects to itself rather than pattern itself to meet their
greatest good."
He spoke to them of freedom—of what life had been like before they
were born, of how bitter the struggle had been, and of how Freemen
ought to live.
They followed every word attentively, and when he finished he sat
down to applause.
He sat back in his chair. Jem, behind him, whispered:
"Joe, that was wonderful! I've never heard it better said. Joe, I ... I've
got to admit that before I heard you today, I was scared—plain
scared. I didn't think I was ready. It—it seemed like such a big job, all
alone.... But now I know you're with me, forever...."
Messerschmidt got up. It seemed to Kimmensen as though the entire

crowd inhaled simultaneously.
"Fellow citizens." Messerschmidt delivered the opening flatly,
standing easily erect, and then stood waiting. The attention of the
crowd fastened on him, and the cameras dipped closer.
"First," Messerschmidt said, "I'd like to pay my respects to President
Kimmensen. I can truthfully say I've never heard him deliver that
speech more fluently." A ripple of laughter ran around the crowd.
"Then, I'd like to simply ask a few questions." Messerschmidt had
gone on without waiting for the laughter to die out. It stopped as
though cut by a knife. "I would have liked to hear Candidate Bendix
make his own speech, but I'm afraid he did." Messerschmidt turned
slightly toward Bendix's chair. In Kimmensen's judgment, he was not
using the best tone of voice for a rabble-rouser.
"Yes, Jem Bendix is a nice guy. No one has a bad word for him. Why
should they? What's he ever done on any impulse of his own—what's
he ever said except 'me, too'?"
Kimmensen's jaws clamped together in incredulous rage. He'd
expected Messerschmidt to hit low. But this was worse than low. This
was a deliberate, muddy-handed perversion of the campaign
speech's purpose.
"I wonder," Messerschmidt went on, "whether Jem Kimmensen—
excuse me; Jem Bendix—would be here on this platform today if
Josef Kimmensen hadn't realized it was time to put a shield between
himself and the citizens he calls his fellows. Let's look at the record."
Kimmensen's hands crushed his thighs, and he stared grimly at
Messerschmidt's back.
"Let's look at the record. You and I are citizens of the Freemen's
League. Which is a voluntary organization. Now—who founded the
League? Josef Kimmensen. Who's been the only League President
we've ever had? Who is the League, by the grace of considerable
spellbinding powers and an electorate which—by the very act of
belonging to the League—is kept so split up that it's rare when a man
gets a chance to talk things out with his neighbor?
"I know—we've all got communicators and we've all got planes. But
you don't get down to earth over a communicator, and you don't
realize the other fellow's got the same gripes you do while you're both
flapping around up in the air. When you don't meet your neighbor face
to face, and get friendly with him, and see that he's got your
problems, you never realize that maybe things aren't the way Josef
Kimmensen says they are. You never get together and decide that all
of Josef Kimmensen's fine words don't amount to anything.
"But the League's a voluntary organization. We're all in it, and, God
help me, I'm running for President of it. Why do we stick with it? Why
did we all join up?
"Well, most of us are in it because our fathers were in it. And it was a
good thing, then. It still can be. Lord knows, in those days they
needed something to hold things steady, and I guess the habit of
belonging grew into us. But why don't we pull out of this voluntary
organization now, if we're unhappy about it for some reason? I'll tell
you why—because if we do, our kids don't go to school and when
they're sick they can't get into the hospital. And do you think Joe
Kimmensen didn't think of that?"
The crowd broke into the most sullen roar Kimmensen had heard in
twenty-eight years. He blanched, and then rage crashed through him.
Messerschmidt was deliberately whipping them up. These youngsters
out here didn't have children to worry about. But Messerschmidt was
using the contagion of their hysteria to infect the watchers at home.
He saw that suddenly and plainly, and he cursed himself for ever
having put this opportunity in Messerschmidt's hands. But who would
have believed that Freemen would be fools enough—stupid enough
—to listen to this man?
Of course, perhaps those at home weren't listening.
"And what about the Northwesters' raids? Josef Kimmensen says
there aren't any raids. He says we're settling our unimportant little
feuds." This time, Messerschmidt waited for the baying laughter to
fade. "Well, maybe he believes it. Maybe. But suppose you were a
man who held this area in the palm of your hand? Suppose you had
the people split up into little families, where they couldn't organize to
get at you. And now, suppose somebody said, 'We need an army.'
What would you do about that? What would you think about having
an organized body of fighting men ready to step on you if you got too
big for people to stand? Would you say, if you were that man—would
you say, 'O.K., we'll have an army,' or would you say, 'It's all a hoax.
There aren't any raids. Stay home. Stay split up?' Would you say that,
while we were all getting killed?"
The savage roar exploded from the crowd, and in the middle of it
Messerschmidt walked quietly back to his chair and sat down.
Jem's fist was hammering down on the back of Kimmensen's chair.
"We should never have let him get on this platform! A man like that
can't be treated like a civilized human being! He has to be destroyed,
like an animal!"
Heartsick and enraged, Kimmensen stared across the platform at the
blade-nosed man.
"Not like an animal," he whispered to himself. "Not like an animal.
Like a disease."
Still shaken, still sick, Kimmensen sat in his office and stared down at
his hands. Twenty-eight years of selfless dedication had brought him
to this day.
He looked up at the knock on his open door, and felt himself turn
rigid.
"May I come in?" Messerschmidt asked quietly, unmoving, waiting for
Kimmensen's permission.
Kimmensen tightened his hands. "What do you want?"
"I'd like to apologize for my performance this afternoon." The voice
was still quiet, and still steady. The mouth, with its deep line etched at
one corner, was grave and a little bit sad.
"Come in," Kimmensen said, wondering what new tactic
Messerschmidt would use.
"Thank you." He crossed the office. "May I sit down?"
Kimmensen nodded toward the chair, and Messerschmidt took it. "Mr.
President, the way I slanted my speech this afternoon was unjust in
many respects. I did it that way knowingly, and I know it must have
upset you a great deal." His mouth hooked into its quirk, but his eyes
remained grave.
"Then why did you do it?" Kimmensen snapped. He watched
Messerschmidt's face carefully, waiting for the trap he knew the man
must be spinning.
"I did it because I want to be President. I only hope I did it well
enough to win. I didn't have time to lay the groundwork work for a
careful campaign. I would have used the same facts against you in
any case, but I would have preferred not to cloak them in hysterical
terms. But there wasn't time. There isn't time—I've got to destroy this
society you've created as soon as I can. After tonight's election, I
will."
"You egomaniac!" Kimmensen whispered incredulously. "You're so
convinced of your superiority that you'll even come here—to me—and
boast about your twisted plans. You've got the gall to come here and
tell me what you're going to do—given the chance."
"I came here to apologize, Mr. Kimmensen. And then I answered your
question."
Kimmensen heard his voice rising and didn't care. "We'll see who
wins the election! We'll see whether a man can ride roughshod over
other men because he believes he has a mission to perform!"
"Mr. President," Messerschmidt said in his steady voice, "I have no
idea of whether I am supplied with a mission to lead. I doubt it. I don't
particularly feel it. But when I speak my opinions, people agree with
me. It isn't a question of my wanting to or not wanting to. People
follow me."
"No Freeman in his right mind will follow you!"
"But they will. What it comes down to is that I speak for more of them
than you. There's no Utopia with room for men like you and me, and
yet we're here. We're constantly being born. So there's a choice—kill
us, burn us down, or smash your Utopia. And you can't kill more than
one generation of us."
Messerschmidt's eyes were brooding. His mouth twisted deeper into
sadness. "I don't like doing this to you, Mr. President, because I
understand you. I think you're wrong, but I understand you. So I came
here to apologize.
"I'm a leader. People follow me. If they follow me, I have to lead them.
It's a closed circle. What else can I do? Kill myself and leave them
leaderless? Someday, when I'm in your position and another man's in
mine, events may very well move in that direction. But until the man
who'll displace me is born and matures, I have to be what I am, just
as you do. I have to do something about the Northwesters. I have to
get these people back together again so they're a whole, instead of
an aggregate of isolated pockets. I have to give them places to live
together. Not all of us, Mr. President, were born to live in eagle rooks
on mountaintops. So I've got to hurt you, because that's what the
people need."
Kimmensen shook in reaction to the man's consummate arrogance.
He remembered Bausch, when they finally burst into his office, and
the way the great fat hulk of the man had protested: "Why are you
doing this? I was working for your good—for the good of this nation—
why are you doing this?"
"That's enough of you and your kind's hypocrisy, Messerschmidt!" he
choked out. "I've got nothing further I want to hear from you. You're
everything I despise and everything I fought to destroy. I've killed men
like you. After the election tonight, you'll see just how few followers
you have. I trust you'll understand it as a clear warning to get out of
this area before we kill one more."
Messerschmidt stood up quietly. "I doubt if you'll find the election
coming out in quite that way," he said, his voice still as calm as it had
been throughout. "It might have been different if you hadn't so long
persisted in fighting for the last generation's revolution."
Kimmensen sat stiffly in Jem Bendix's office.

"Where's he now?" Bendix demanded, seething.
"I don't know. He'll have left the building."
Bendix looked at Kimmensen worriedly. "Joe—can he win the
election?"
Kimmensen looked at Jem for a long time. All his rage was trickling
away like sand pouring through the bottom of a rotted sack. "I think
so." There was only a sick, chilling fear left in him.
Bendix slapped his desk with his hand. "But he can't! He just can't!
He's bulldozed the electorate, he hasn't promised one single thing
except an army, he doesn't have a constructive platform at all—no, by
God, he can't take that away from me, too!—Joe, what're we going to
do?"
He turned his pale and frightened face toward Kimmensen. "Joe—
tonight, when the returns come in—let's be here in this building. Let's
be right there in the room with the tabulating recorder. We've got to
make sure it's an honest count."
CHAPTER VI
There was only one bare overhead bulb in the tabulator room. Bendix
had brought in two plain chairs from the offices upstairs, and now
Kimmensen sat side by side with him, looking at the gray bulk of the
machine. The room was far down under the building. The walls and
floor were cement, and white rime bloomed dankly in the impressions
left by form panels that had been set there long ago.
The tabulating recorder was keyed into every League communicator,
and every key was cross-indexed into the census files. It would
accept one vote from each mature member of every League family. It
flashed running totals on the general broadcast wavelength.
"It seems odd," Bendix said in a husky voice. "An election without
Salmaggi running."
Kimmensen nodded. The flat walls distorted voices until they
sounded like the whispers of grave-robbers in a tomb.
"Did you ask him why he wasn't?" he asked because silence was
worse.
"He said he didn't know whose ticket to run on."
Kimmensen absorbed it as one more fact and let it go.
"The first votes ought to be coming in." Bendix was looking at his
watch. "It's time."
Kimmensen nodded.
"It's ironic," Bendix said. "We have a society that trusts itself enough
to leave this machine unguarded, and now the machine's recording
an election that's a meaningless farce. Give the electorate one more
day and it'd have time to think about Messerschmidt's hate-
mongering. As it is, half the people'll be voting for him with their
emotions instead of their intelligence."
"It'll be a close election," Kimmensen said. He was past pretending.
"It won't be an election!" Bendix burst out, slamming his hand on his
knee. "One vote for Bendix. Two votes for Mob Stupidity." He looked
down at the floor. "It couldn't be worse if Messerschmidt were down
here himself, tampering with the tabulator circuits."
Kimmensen asked in a dry voice: "Is it that easy?"
"Throwing the machine off? Yes, once you have access to it. Each
candidate has an assigned storage circuit where his votes
accumulate. A counter electrode switches back and forth from circuit
to circuit as the votes come in. With a piece of insulation to keep it
from making contact, and a jumper wire to throw the charge over into
the opposing memory cells, a vote for one candidate can be
registered for the other. A screwdriver'll give you access to the
assembly involved. I ... studied up on it—to make sure
Messerschmidt didn't try it."
"I see," Kimmensen said.
They sat in silence for a time. Then the machine began to click.
"Votes, coming in," Bendix said. He reached in his blouse pocket. "I
brought a communications receiver to listen on."
They sat without speaking again for almost a half hour, listening.
Then Kimmensen looked at Bendix. "Those'll be his immediate
followers, voting early," he said. "It'll even out, probably, when most of
the families finish supper." His voice sounded unreal to himself.

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© Springer Nature Switzerland AG 2021 1

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