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Transceiver and
System Design for
Digital Communications
Transceiver and
System Design for
Digital Communications
Bullock
Scott R. Bullock
Scott R. Bullock
Edison, NJ
theiet.org
Published by SciTech Publishing, an imprint of the IET.
www.scitechpub.com
www.theiet.org
Copyright 2009, 2014 by SciTech Publishing, Edison, NJ. All rights reserved.
No part of this publication may be reproduced, stored in a retrieval system or transmitted in any form or by any
means, electronic, mechanical, photocopying, recording, scanning or otherwise, except as permitted under Sections
107 or 108 of the 1976 United States Copyright Act, without either the prior written permission of the Publisher, or
authorization through payment of the appropriate per-copy fee to the Copyright Clearance Center, 222 Rosewood
Drive, Danvers, MA 01923, (978) 750-8400, fax (978) 646-8600, or on the web at copyright.com. Requests to the
Publisher for permission should be addressed to The Institution of Engineering and Technology,Michael Faraday
House, Six Hills Way, Stevenage, Herts, SG1 2AY, United Kingdom.
While the author and publisher believe that the information and guidance given in this work are correct, all parties
must rely upon their own skill and judgement when making use of them. Neither the author nor publisher
assumes any liability to anyone for any loss or damage caused by any error or omission in the work, whether such an
error or omission is the result of negligence or any other cause. Any and all such liability is disclaimed.
10 9 8 7 6 5 4 3 2 1
Preface xix
Acknowledgments xxiii
About the Author xxv
1 Transceiver Design 1
1.1 Frequency of Operation 1
1.2 Transmitter 4
1.2.1 Power from the Transmitter 4
1.2.2 Transmitter Component Losses 8
1.2.3 Transmitter Line Losses from the Power Amplifier to the Antenna 8
1.2.4 Transmitter Antenna Gain 9
1.2.5 Transmitter Antenna Losses 11
1.2.6 Transmitted Effective Isotropic Radiated Power 11
1.3 Channel 12
1.3.1 Free-Space Attenuation 13
1.3.2 Propagation Losses 13
1.3.3 Multipath Losses 14
1.4 Receiver 15
1.4.1 Receiver Antenna Losses 16
1.4.2 Receiver Antenna Gain 16
1.4.3 Receiver Line Losses from the Antenna to the LNA 17
1.4.4 Receiver Component Losses 17
1.4.5 Received Signal Power at the Output to the LNA 18
1.4.6 Receiver Implementation Loss 19
1.4.7 Received Power for Establishing the Signal-to-Noise
Ratio of a System 20
1.4.8 Received Noise Power 20
vii
viii Contents
This book covers basic communications theory and practical implementation of transmitters
and receivers. In so doing, the focus of this book is on digital modulation, demodulation
methods, probabilities, detection of digital signals, spread spectrum system design and
analysis, and cognitive system processes. This book was written for those who want a good
understanding of the basic principles of digital wireless communication systems, including
spread spectrum techniques. It also provides an intuitive and practical approach to digital
communications. Therefore, it is a valuable resource for anyone involved in wireless com-
munications and transceiver design for digital communications. The reader will gain a broad
understanding of basic communication principles for transceiver design, digital communica-
tions, spread spectrum, and cognition, along with examples of many types of commercial and
military data link systems.
Chapter 1 describes transceiver design using a link budget to analyze possible trade-offs.
This includes tracking of signal power and noise levels in the system, calculation of the noise
figure, the gains and losses of the link, and the required signal level with respect to noise,
including the link margin to provide the specified probability of error. This chapter also
discusses frequency band designations along with the definitions and uses of decibels.
Spread spectrum techniques and process gain, as well as coding gain, are discussed. The
chapter concludes with an example of a link budget and a transceiver design that coincides
with it.
Chapter 2 evaluates the basic functions of the transmitter, including antennas, transmit/
receive (T/R) control, classes of power amplifiers, the upconversion process, sum and dif-
ference frequencies and the requirement to eliminate one of the conversion products, voltage
standing wave ratio, and maximum power transfer principle. This chapter discusses advan-
tages of digital versus analog communications, digital modulation techniques including
phase-shift keying (PSK) and frequency-shift keying, phasor constellations and noise
immunity, and error vector magnitude as a quality metric of the transmission. This chapter
also addresses the advantages of continuous PSK modulation and spectral regrowth. Shaping
filters for the digital waveforms are discussed, with ideal and practical solutions. Direct
sequence spread spectrum systems are addressed, along with the advantages of using spread
spectrum, including process gain and antijam with jamming margin. Maximal length
sequence codes, including Gold codes and others, are included, along with spectral lines that
are generated in the frequency domain. Several digital modulation techniques using PSK are
xix
xx Preface
provided, along with block diagrams and phasor diagrams to help analyze the different types
of PSK systems that are used today. Variations of PSK systems and other types of spread
spectrum systems are also discussed, such as frequency hopping, time hopping, and chirped
frequency modulation. In addition, multiuser techniques are explained, including time, code,
and frequency access systems. Finally, orthogonal techniques including orthogonal fre-
quency division multiplexing are considered, along with power control to reduce near–far
problems.
Chapter 3 covers the basic functions of the receiver, including the antenna, T/R control,
image-reject filter, low-noise amplifier, downconversion process, third-order intercept,
and various methods to determine dynamic range. Phase noise, mixers, spur analysis,
bandwidths, and filters are also addressed. The discussion of digital processing includes
principles such as group delay, sampling theorem and aliasing, anti-aliasing filters, and
analog-to-digital converters (ADCs) including piecewise linear ADCs.
Chapter 4 discusses the design and analysis of automatic gain control (AGC). The main
elements of a good AGC design are provided, including the amplifier curve, linearizer,
detector, loop filter, threshold level, and integrator for zero steady-state error for a step
response. Control theory is used to define the stability characteristics of the AGC to design
the optimal AGC for the system. Chapter 4 also details the phase-locked loop (PLL), parti-
cularly for the lock condition, and compares the similarities between the AGC and the PLL.
Feedback systems and oscillations, including the Barkhausen criteria, are reviewed, along
with Bode diagrams to determine both gain and phase margin.
Chapter 5 describes the demodulation process portion of the receiver, which includes the
different methods of correlating the incoming digital waveform, such as the matched filter,
coherent sliding correlator, pulse position modulation and demodulation, code tracking loops
like early-late gate analysis, and the autocorrelation function. The advantages and dis-
advantages of coherent versus differential demodulation techniques are discussed. Chapter 5
also contains different types of carrier recovery loops, including the squaring loop, Costas
loop, and modifications of the Costas loop. The chapter concludes with a conversation about
the symbol synchronizer, the eye pattern, intersymbol interference, scrambler–descrambler
methods, phase-shift detection for intercept receivers, and Shannon’s limit for information
channel capacity.
Chapter 6 contains a basic discussion of the principles of digital communications. This
includes an intuitive and analytical approach to understanding probability theory, which is
used in designing and analyzing digital communications. The explanation shows the basic
Gaussian distribution and how to apply it to probability of error. Quantization and sampling
errors, as well as the probability of error for different types of spread spectrum systems,
along with the curves and how to apply them in a design, are evaluated for the system. Also
examined is the probability of false alarm and probability of detection and methods for
detecting errors, including parity, checksum, and cyclic redundancy check. Error correction
using forward error correction is assessed, including topics such as interleaving, block codes,
convolutional codes, linear block codes, and hamming codes. The Viterbi algorithm, multi-h,
low-density parity check codes, and turbo codes are also discussed. Chapter 6 also provides
basic theory on pulsed systems, which includes spectral plots of the different pulse types.
Chapter 7 focuses on multipath. This chapter discusses the basic types of multipath,
including specular reflection of both smooth and rough surfaces and diffuse reflections of a
Preface xxi
glistening surface as well as the Rayleigh criteria for determining if the reflections are
specular or diffuse. The curvature of the earth is included for systems such as those used for
satellite communications. The advantages of using leading edge tracking for radars to miti-
gate most of the multipath present are discussed. Several approaches to the analysis of
multipath are provided, including vector analysis and power summation. Included are dis-
cussions on several different multipath mitigation techniques and information on antenna
diversity.
Chapter 8 describes methods that improve the system operation against jamming
signals. Discussed are burst clamps to minimize the effects of burst jammers, adaptive fil-
tering to reject narrowband signals, and a Gram-Schmidt orthogonalizer that uses two
antennas to suppress the jamming signal. An in-depth analysis is provided on the adaptive
filter method using the adaptive filter configured as an adaptive line enhancer using the least
mean square algorithm. A discussion of the suppression results due to amplitude and phase
variations is included as well. An actual wideband system, providing simulation and hard-
ware results of the adaptive filter, is discussed. In addition, many different types of intercept
receivers for detection of signals in the spectrum are included.
Chapter 9 deals with cognitive and adaptive techniques in making a ‘‘Smart’’ cognitive
system. This shows the various ways to monitor the environment and then to adapt to the
changing environment to provide the best solution using the available capabilities. The basic
cognitive techniques covered are dynamic spectrum allocation, which changes frequencies;
adaptive power and gain control; techniques using modulation waveforms, spread spectrum,
adaptive error correction, and adaptive filters; dynamic antenna techniques using active
electronically scanned arrays such as multiple-in, multiple-out capabilities; and adapting
networks using multi-hop for meshed network like mobile ad hoc networks.
Chapter 10 covers broadband communications and networking, including high-speed
data, voice, and video. Many generations of mobile wireless communication products have
evolved through the years and are designated as 1G through 4G. Broadband is also used in
the home to connect to the outside world without having to run new wires using power line
communications, phone-line networking alliance, and radio frequency such as IEEE 802.xx
and Bluetooth. Along with the distribution of information, networking plays an important
role in the connection and interaction of different devices in the home. Worldwide Inter-
operability for Microwave Access is another radio frequency wireless link based on the IEEE
802.16 standard, and LTE has emerged as a viable solution for the next generation of
wireless products. The military is investigating several networking techniques to allow
multiple users for communications, command, control, and weapon systems, including the
Joint Tactical Radio System and Link 16. Software-defined radio; cognitive techniques;
software communications architecture; five clusters development; the network challenge
including gateways; and different network topologies including Star, Bus, Ring, and Mesh
are all discussed in this chapter.
Chapter 11 covers satellite communications for various applications in both the com-
mercial and military sectors. The infrastructure for distributing signals covers the widest
range of methods of communications. The most remote places on the earth have the means
for communication via satellite. The infrastructure, bandwidth, and availability of satellite
communications, along with combining this technology with other types of communications
systems, makes this method an ideal candidate for providing ubiquitous communications to
xxii Preface
everyone worldwide. This chapter discusses frequency bands, modulation such as quadrature
phase-shift keying and adaptive differential pulse code modulation, geosynchronous and
geostationary orbits, and different types of antennas such as primary focus, Cassegrain, and
Gregorian. Noise, equivalent temperature, and gain over temperature are discussed as well as
how they are used to evaluate different systems and the link budget. Multiple channels and
multiple access techniques are discussed for increased capacity. Propagation delay; the cost
of use depending on the types of transmission, which includes permanently assigned multiple
access, demand assigned multiple access, or occasional; and the different types of satellites
used for communications are addressed, including low earth orbit satellites, geosynchronous
earth orbit satellites, and medium earth orbit satellites.
Chapter 12 discusses the global positioning system (GPS), which uses a direct sequence
spread spectrum binary phase-shift keying data link. This chapter includes coarse acquisition
code, precision code, data signal structure, receiver characteristics, errors due to the atmo-
sphere, multipath, Doppler, and selective availability, which has been turned off. It also
discusses the pros and cons of using narrow correlation, carrier smoothing of the code
(integrated Doppler), differential GPS, and relative GPS. Kinematic carrier phase tracking,
the double difference, and wide lane versus narrow lane techniques are also discussed. In
addition, other satellite positioning systems are discussed, including the Global Navigational
Satellite System from the Soviet Union commonly known as GLONASS, and the Galileo
In-Orbit Validation Element in Europe.
Chapter 13 discusses direction finding and interferometer analysis using direction
cosines and coordinate conversion techniques to provide the correct solution. This chapter
provides information on the limitations of the standard interferometer equation and details
the necessary steps to design a three-dimensional interferometer solution for the yaw, pitch,
and roll of antennas.
Each of the chapters contains problems, with answers provided in the back of the book.
The appendices contain the definitions of heading, roll, pitch, and yaw for coordinate
conversions; true north calculations; phase ambiguities for interferometers; elevation effects
on azimuth error; and Earth’s radius compensation for elevation angle calculation.
If you have any suggestions, corrections, or comments, please send them to Scott
Bullock at scottrbullock@gmail.com.
Acknowledgments
Special thanks to Larry Huffman, senior scientist and system engineer, for thoroughly
reviewing this text and enhancing the book with his experience and expertise.
Thanks to Don Shea, a recognized expert in the field of antennas and interferometers, for
providing the technical expertise and consulting for Chapter 13.
Thanks to Brian Adams, Tom Ashburn, and Bill Brettner for providing technical input in
their fields of expertise.
Thanks to James Gitre for his thorough review, providing questions and suggestions
from the standpoint of an end user of the book.
xxiii
About the Author
Scott R. Bullock received his BSEE degree from Brigham Young University in 1979 and his
MSEE degree from the University of Utah in 1988. Mr. Bullock worked in research and
development for most of his career developing a radar simulator, a spread spectrum micro-
scan receiver, and a new spread spectrum receiver, for which he applied for a patent and was
awarded company funds as a new idea project to develop the concept. Mr. Bullock also
developed a spread spectrum environment simulator for a spread spectrum wideband coun-
termeasures receiver using binary phase-key shifting, quadrature phase-shift keying, offset
quadrature phase-shift keying, minimum-shift keying, frequency hopper, hybrids, amplitude
modulation, frequency modulation, voice generator, jammers, and noise. He also designed a
high-frequency adaptive filter used to reduce narrowband jammers in a wideband signal; a
broadband, highly accurate frequency hop detector; an instantaneous Fourier transform
receiver; a chopper modulated receiver; a Ku-band radio design for burst spread spectrum
communications through a troposcatter channel; a Gram-Schmidt orthogonalizer to reduce
jammers; an advanced tactical data link; radio frequency analysis of an optical receiver
study; a portable wideband communications detector; and an acoustic-optic spectrum ana-
lyzer photodiode array controller.
Mr. Bullock developed the first handheld PCS spread spectrum telephone with Omni-
point in the 902–928 MHz ISM band. He also received a patent for his work on reducing
spectral lines to meet the Federal Communications Commission power spectral density
requirements.
He was responsible for various types of spread spectrum data links for the SCAT-1
program related to aircraft GPS landing systems. He was an active participant in the RTCA
meetings held in Washington D.C. for the evaluation and selection of the D8PSK data link to
be used as the standard in all SCAT-1 systems. He also worked on the concepts of the Wide
Area Augmentation System, low probability of intercept data link, DS/FH air traffic control
asynchronous system, JTRS, and Link-16.
Mr. Bullock developed several commercial products such as wireless jacks for tele-
phones, PBXs, modems, wireless speakers, and other various wireless data link products.
He has designed directional volume search, tracking algorithms, and cognitive systems
and networks for both the commercial and military communities. In addition, he designed,
assembled, and successfully field tested a network of common data links from multiple
vendors using a multibeam active electronic steerable array.
xxv
xxvi About the Author
Mr. Bullock has held many high-level positions, such as vice president of engineering
for Phonex Broadband, vice president of engineering for L-3 Satellite Network Division,
senior director of engineering for MKS/ENI, engineering fellow for Raytheon, and engi-
neering manager and consulting engineer for Northrop Grumman. He specializes in wireless
data link design, cognitive systems, and system analysis and directs the design and devel-
opment of wireless products for both commercial and military customers.
Mr. Bullock holds numerous patents in the areas of spread spectrum wireless data links,
adaptive filters, frequency hop detectors, and wireless telephone and data products. He has
published several articles dealing with spread spectrum modulation types, multipath, AGCs,
PLLs, and adaptive filters. He is the author of this book and another book titled Broadband
Communications and Home Networking. He is a licensed professional engineer and a
member of IEEE and Eta Kappa Nu, and he holds an Extra Class Amateur Radio License,
KK7LC.
He has performed data link communications work and taught in multiple seminars for
Texas Instruments, L-3, BAE, Omnipoint, E-Systems, Phonex, Raytheon, Northrop Grum-
man, CIA, SAIC, MKS/ENI, and Thales for over 15 years. He is currently an instructor for
Besser Associates, ATI courses, and K2B International. He has taught an advanced com-
munication course at ITT, an engineering course at PIMA Community College, and was a
guest lecturer on multiple access systems at PolyTechnic University, Long Island, New
York. He has also taught his course for IEEE Smart Tech Metro Area Workshop in both
Baltimore and Atlanta.
CHAPTER 1
Transceiver Design
A transceiver is a system that contains both a transmitter and a receiver. The transmitter from
one transceiver sends a signal through space to the receiver of a second transceiver.
After receiving the signal, the transmitter from the second transceiver sends a signal back to
the receiver of the first transceiver, completing a two-way communications data link system,
as shown in Figure 1-1.
There are many factors to consider when designing a two-way communications link.
The first one is to determine what the frequency is going to be for this design. Several
considerations need to be evaluated to select the frequency that is going to be used.
1
2 CHAPTER 1 ● Transceiver Design
Antenna Antenna
Language: English
Happy Home
AND
OTHER VERSES
LEMUEL KAYHART
Copyright, 1921
By LEMUEL KAYHART
CHILDHOOD’S HAPPY HOME
LEMUEL KAYHART
Oh home, sweet home, my childhood’s home,
To thee my heart holds near,
No other place in this wide world,
To me, is half so dear.
LEMUEL KAYHART
’Twas man who first came on the earth,
Without a sin or shame;
He knew nothing but joy and mirth,
And Adam was his name.
LEMUEL KAYHART
Oh! give me the place where
I roamed when a child,
Where beauty and nature
Enchantingly smiled;
Where at twilight we heard
The sweet whippoorwill,
In the green shady woods
On the slope of the hill.
LEMUEL KAYHART
Here’s to the ladies, more precious than gold,
Here’s to the modest and likewise the bold,
Here’s to the aged, old grandmother, dear,
Here’s to the maid who’s old and grown queer.
LEMUEL KAYHART
There is a land beyond the skies,
Where joy and pleasure never dies;
A land from sin and sorrow free,
Oh! how I long that land to see.