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Unity and the Holy Spirit
Unity and the Holy Spirit
J O H N E . HA R E
Great Clarendon Street, Oxford, OX2 6DP,
United Kingdom
Oxford University Press is a department of the University of Oxford.
It furthers the University’s objective of excellence in research, scholarship,
and education by publishing worldwide. Oxford is a registered trade mark of
Oxford University Press in the UK and in certain other countries
© John E. Hare 2023
The moral rights of the author have been asserted
First Edition published in 2023
Impression: 1
All rights reserved. No part of this publication may be reproduced, stored in
a retrieval system, or transmitted, in any form or by any means, without the
prior permission in writing of Oxford University Press, or as expressly permitted
by law, by licence or under terms agreed with the appropriate reprographics
rights organization. Enquiries concerning reproduction outside the scope of the
above should be sent to the Rights Department, Oxford University Press, at the
address above
You must not circulate this work in any other form
and you must impose this same condition on any acquirer
Published in the United States of America by Oxford University Press
198 Madison Avenue, New York, NY 10016, United States of America
British Library Cataloguing in Publication Data
Data available
Library of Congress Control Number: 2022943507
ISBN 978–0–19–289084–9
DOI: 10.1093/oso/9780192890849.001.0001
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CPI Group (UK) Ltd, Croydon, CR0 4YY
Links to third party websites are provided by Oxford in good faith and
for information only. Oxford disclaims any responsibility for the materials
contained in any third party website referenced in this work.
Contents
Preface vii
1. Introduction 1
1.1 The Four Main Influences 3
1.2 The Two Previous Volumes in This Trilogy 5
1.3 Three Descriptions of the Good Life 9
1.4 The Beautiful and the Sublime 11
1.5 Gender 14
1.6 Love of Country 16
1.7 Contemplation 19
1.8 Unity 22
1.9 Conclusion 24
2. The Beautiful and the Sublime 26
Introduction26
2.1 Beauty as a Symbol of Morality 27
2.2 The Sublime 35
2.3 Beethoven and the Sublime 37
2.4 The Slow Movement of Op. 2, No. 2 40
2.5 The First Movement of the Third Symphony 41
2.6 Christian Autonomy 47
2.7 The Holy Spirit 49
3. Gender 55
Introduction55
3.1 Social Construction 57
3.2 What Is the ‘Something Inside’? 63
3.3 Centrality 65
3.4 Three Objections to Life-Narratives 71
3.5 Centrality and Gender 74
3.6 The Holy Spirit 79
3.7 Is There Only One Normative Trajectory? 83
3.8 Can We Change the Trajectory? 85
3.9 Is Gender Eschatological? 89
4. Love of Country 96
Introduction96
4.1 Kant’s Moral Philosophy and the Problem of Particularity 97
4.2 Love of One’s Country 100
4.3 Cosmopolitanism and Realism 105
vi Contents
References 221
Index of Biblical Passages 233
Index of Names and Topics 235
Preface
This Preface is not going to try to introduce the book in terms of its content or
method. That is the function of the first chapter. The Preface will serve to thank
the many people who have been involved in the book’s coming to be.
The group I am most grateful to consists of Neil Arner, David Baggett, Chet
Duke, James Dunn, Karin Fransen, Janna Gonwa, Layne Hancock, Justin
Hawkins, Ross McCullough, Kaylie Page, Kyler Schubkegel, Matthew Vermaire,
and Sarah Zager. We went through the material chapter by chapter, and I received
many suggestions which ended up in the book. It was a privilege to discuss these
ideas with such talented and knowledgeable people.
The first four chapters were, in their original form, the Stanton Lectures at
Cambridge, just as the first chapters of the second volume of this trilogy (God’s
Command) were originally the Wilde Lectures at Oxford. At Cambridge I was
helped especially by the work of David Ford, Simeon Zahl, and Catherine Pickstock.
In addition, I have given the material to various audiences, and I would like to
thank the following people: Robert Audi, Jeremy Begbie, Daniel Chua, C. Stephen
Evans, Tony Ferraiolo, Bridget George, Philip Gorski, Thomas Hare, Julian
Johnson, David Kelsey, Charles Lockwood, Sarah Coakley, Markus Rathey,
Stephen Rumph, Chris Tilling, Linn Tonstad, Mary Stewart Van Leeuwen, and
Norman Wirzba.
I am very grateful to William Rowley, who has been my research assistant in
the revising stages and who has pointed out all sorts of errors as well as giving me
many suggestions for improvement.
My anonymous reviewers for Oxford University Press gave me much
good advice.
The person who has been most influential in the substance of the book has
been my wife Terry. She died in July 2021, as I was starting to revise, and she was
sick with cancer for the three years before that. The four areas where I claim in
this book to see the influence of the Holy Spirit are all areas where Terry flour-
ished. She was a fine musician, specializing recently in the viola da gamba; she
and I lived through our son’s gender transition and she was a leader in our putting
our love for him first; she taught me what it is to be an American who loved her
country, even while being open-eyed about its faults; she was a person of deep
Christian faith and had a daily practice of prayer and reading Scripture. I miss her
terribly. I am not sad for her, since I think she is now in heaven, but I am sad for
all the rest of us who have to live without her. I have found that God still has good
things, however, even for those who mourn.
1
Introduction
This first chapter is going to try to give a sense of the project of the book as a
whole. This is the third book in a trilogy, of which the volumes already published
are The Moral Gap and God’s Command. The overall project is trinitarian in the
following way. All three volumes concern the connection between moral theory
and the doctrine of the Trinity. The Moral Gap is about the work of the second
person, especially about atonement and justification. God’s Command is about the
work of the first person, especially about creation. This last volume is about the
work of the Holy Spirit, and especially about the Spirit’s work in the world. When
I described this project to my colleague at Yale, David Kelsey, he said that I needed
to write a fourth volume, explaining why I have split up the works of the persons
of the Trinity in this way. To be sure, we can properly talk about all three persons
doing all of these works. But I am not going to write this fourth volume, and the
trilogy is not in that sense about the doctrine of the Trinity at all. It simply appro
priates a traditional reading of the assignment of different works to different per
sons, and does not try to parse out in each case what part in these works each
person of the Trinity is playing in relation to the other persons.
The book is also not aiming at a complete doctrine of the Spirit. In particular, it
has more to say about the general work of the Spirit in the world than about the
special work of the Spirit in the church. The general work of the Spirit is very
broadly God’s activity within creation, from the time when ‘The Spirit of God
moved upon the face of the waters’ at Genesis 1: 2. But the project of this book is a
cumulative look at human engagement with the Spirit. The hope is that as we look
at various examples—at the experience of the beautiful and the sublime, at gender
transition, at the relation between patriotism and cosmopolitanism, and at the
practice of contemplation—we will see that in each case an appeal to the work of
the Spirit helps us understand something that is otherwise mysterious. This gen
eral work of the Spirit has been neglected in favour of treatments of the Spirit’s
work in the church, and this book is a corrective. We will connect the general
work of the Spirit with the doctrine of common grace in Chapter 4, section 4.8.
And we will discuss what kind of access we have to this work in Chapter 3,
section 3.8.
This project is a work of philosophical theology. This is the attempt to do the
ology using the concepts and techniques of philosophy. Most of the great theolo
gians in the Abrahamic faiths have in fact used philosophy, but philosophical
theologians make this use central and explicit, and are equipped by their training
Unity and the Holy Spirit. John E. Hare, Oxford University Press. © John E. Hare 2023.
DOI: 10.1093/oso/9780192890849.003.0001
2 Introduction
to do so. The contrast, when the term starts getting used in the eighteenth century,
is with biblical theology. Thus Immanuel Kant writes in Religion within the
Boundaries of Mere Reason:
Over against biblical theology, however, there stands on the side of the sciences
a philosophical theology which is a property held in trust by another faculty.
This theology must have complete freedom to expand as far as its science
reaches, provided that it stays within the boundaries of mere reason and makes
indeed use of history, languages, the books of all peoples, even the Bible, in
order to confirm and explain its propositions, but only for itself, without carry
ing these propositions over into biblical theology or wishing to modify its public
doctrines, which is a privilege of divines.1
By using the phrase ‘boundaries of mere reason’ Kant indicates that his own
project in this book is the kind of philosophical theology he is talking about. The
context is that the theology faculty, made up of divines, has tried to restrict what
Kant is licensed to write and teach, and in this preface he defends his freedom
and the freedom of all those in the philosophy faculty (where this is construed
broadly to include all the academic disciplines except theology, law, and
medicine). How exactly one sees the relation between theology and philosophy is
going to depend on one’s conceptions of the two disciplines. Just to take two
examples, already in the New Testament there are warnings against philosophy
(Colossians 2: 8) and Calvin in the Institutes inveighs against the Scholastic
philosophers.2 But in neither case is the attack on philosophy as such, but on
certain uses of it. Kant suggested that we see the relation between philosophical
theology and biblical theology as that between two concentric circles, with the
1 Kant, Religion within the Boundaries of Mere Reason, trans. George di Giovanni (henceforth Rel),
in Religion and Rational Theology, ed. and trans. Allen W. Wood and George di Giovanni (Cambridge:
Cambridge University Press, 1996), 6: 9. I will make reference to Kant’s texts by the volume and page
number of the Berlin Academy Edition (Berlin: George Reiner, later Walter de Gruyter, 1900‒), and
I will use abbreviations of the German names for the works, as given in that edition. I will quote from
the English translations mentioned in this footnote, unless otherwise specified. The other texts are
these: The Metaphysics of Morals (henceforth MdS), in Practical Philosophy, ed. and trans.
Mary J. Gregor (Cambridge: Cambridge University Press, 1999); The Conflict of the Faculties (hence
forth SF), trans. Mary J. Gregor and Robert Anchor, in Religion and Rational Theology; On the
Miscarriage of All Philosophical Trials in Theodicy (henceforth M), trans. George di Giovanni, in
Religion and Rational Theology; Critique of Pure Reason (henceforth KrV), ed. and trans. Paul Guyer
and Allen W. Wood (Cambridge: Cambridge University Press, 1998); Critique of Practical Reason
(henceforth KpV) in Practical Philosophy; Groundwork of the Metaphysics of Morals (henceforth Gl), in
Practical Philosophy; Critique of Judgment. Trans. Werner S. Pluhar (Indianapolis, IN: Hackett, 1987)
(henceforth KU); End of All Things, trans. George di Giovanni, in Religion and Rational Theology,
221–31; On the Common Saying: That May be Correct in Theory, but it is of no Use in Practice, trans.
Mary J. Gregor, in Practical Philosophy; Lectures on Ethics (Collins), in Lectures on Ethics, trans. Peter
Heath (Cambridge: Cambridge University Press, 1997); Toward Perpetual Peace (henceforth PP), in
Practical Philosophy.
2 John Calvin, Institutes of the Christian Religion, ed. John T. McNeill, trans. Ford Lewis Battles
(Philadelphia, PA: Westminster Press, 1960), 3.2.2, 544.
The Four Main Influences 3
historical revelation (for example in the Bible) in the outer area of revelation and
the revelation to reason as the narrower circle within it. He does not here put
philosophy as such within these limits, but the religion of reason, though philo
sophers as such (including the philosophical theologian) on Kant’s conception
have to abstract from everything historical. He explicitly states that he is not
going to try to intervene in the outer area (biblical theology). He uses the Bible
frequently, but as a ‘vehicle’ to help him understand what is within the inside cir
cle. The project of the present book is different in this respect from Kant’s. As with
Kant’s stated purpose, it is going to try to keep within the constraints of what the
Bible teaches about the Holy Spirit, as far as we can determine what this is, and it
is going to use the resources of philosophy to help us understand this. But unlike
Kant’s project in Religion within the Boundaries of Mere Reason, it does not treat
the Bible as merely a vehicle towards understanding something that is in principle
intelligible on its own.
One way this book is different from its two predecessors is that its subject mat
ter is more personal. All four of the central examples that constitute the discus
sion of Chapters 2‒5 come out of the author’s own experience. The book is more
personal because it is about the Holy Spirit, whose work is often inside us in our
hearts. This subject matter calls for a more personal treatment. Having said that,
the book is not merely about personal experience. It tries to locate its themes
within the long history of their discussion. Sometimes philosophers think they
can conduct their inquiries from scratch, but the ideas they use always in fact
have a history. Knowing that history helps because we can then see the original
association of the ideas we like with other ideas we do not like, and that can give
us a salubrious humility.
The four main philosophical influences that have informed this work are Aristotle,
Scotus, Kant, and my father R. M. Hare. I wrote my Ph. D. dissertation at
Princeton about Aristotle’s account in Metaphysics of substance and essence, and
the effects of this account on his theory of the human good, or eudaimonia. His
treatment of contemplation and of unity will be our starting points in Chapters 5
and 6. When I was an undergraduate at Balliol College, Oxford, I lived for a year
in the room that Gerard Manley Hopkins had lived in, looking out of the same
window at the garden quad. I read all of his poetry, and because he was deeply
influenced by John Duns Scotus, I started reading Scotus. This is the second great
influence. From him I have taken themes of the individual essence that each one
of us has, and the priority in our relation to God of the activity of the will to that
of the intellect. The third great influence is Immanuel Kant. The philosophy and
classics degree at Oxford in the 1960s contained nothing on the syllabus between
4 Introduction
Aristotle and Frege. When I went to Princeton to study in their classical philosophy
program, I again read nothing for my courses between the Stoics and Bradley, and
only Bradley because Richard Rorty taught a course called ‘Idealism from Bradley
to Quine’. But it seemed to me that if I wanted to understand why we think now
the way we do in the West, I needed to understand Kant. So I read the whole of
Kant’s critical corpus on my own, without the benefit of any instruction or any
secondary sources. And because I read him that way, I was able to see in him
themes that the usual twentieth-century secondary sources would have screened
out. I saw the centrality to Kant’s system of his moral theology. There has been a
sea change over the last thirty years or so in the study of Kant, and it is now more
common to spend time on his thoughts about God. This change has affected not
just the study of Kant, but of all the great founders of modernity in philosophy:
Descartes, for example, and Leibniz. When Bertrand Russell wrote his account of
Leibniz, he tried to formalize the whole system in five axioms and derivative the
orems. God appeared in none of the five axioms.3 And Russell thought he was
doing Leibniz a favour; because Russell himself thought a system was better with
out God in it, and because he deeply admired Leibniz, he minimized Leibniz’s
own pervasive recurrence to the theme of the divine. So Kant appears a good deal
in this book, but it is not the Kant who is familiar from the prevailing scholarship
of most of the twentieth century.
The last of the four great influences is my father R. M. Hare, whose voice I con
tinually hear in my head. His relation to Christian theology is complicated. His
first book was An Essay on Monism, which he wrote as a prisoner of the Japanese,
working on the Burma-Siam railroad. It is strongly influenced by Plato and
Whitehead, whose Process and Reality was one of the few works of philosophy in
the library at Singapore where my father was stationed before he was captured.
I am his literary executor, and he gave me strict instructions not to publish the
book, even though it is full of the seeds of his later work. In this book he describes
himself as a Christian and the book is full of God. I have put the manuscript
together with the rest of his papers in an archive at Balliol, and I have written a
long chapter of God and Morality about my father, in which I quote lengthy
excerpts from the book that I thought would not embarrass him.4 When he came
back to Oxford after the war to complete his undergraduate education, there had
been what he called ‘a revolution in philosophy’. This was a revolution under the
banner of the logical positivists, and at Oxford the leading figure in the revolution
was Gilbert Ryle. In the new way of doing philosophy which my father embraced
there were two criteria for a statement to be meaningfully assertable: it had to be
verifiable (or falsifiable) empirically or a tautology. Sentences like ‘God created
the heavens and the earth’ failed both of these tests for meaningful assertability.
On the other hand my father attended church regularly, and at Ewelme (where
my mother was director of the choir) he sang tenor, and he knew many of the
psalms by heart. He would say the Apostle’s Creed with the rest of the congrega
tion, but always a little ahead, as though to express that he did not believe it in
quite the way they did. He published a famous contribution to what was called
‘The University Discussion’, responding to Anthony Flew and Basil Mitchell, in
which he called religious belief a ‘blik’, and adopted a position rather close to that
of Richard Braithwaite at Cambridge, that when I say something like ‘God created
the world’, I am expressing an attitude of confidence that in this world the good is
more fundamental than the evil.
In God and Morality I have tried to give a sustained account of the moral the
ology of all four of these figures—Aristotle, Scotus, Kant, and R. M. Hare—and
I have suggested ways we might think about contrasting them and retrieving what
is useful from each of them.
There are some themes from the first two volumes of the trilogy, The Moral Gap
and God’s Command, that this third volume will need to use.5 The theme of the
first book, referred to in the title, is that we need to see morality as having a gap-
structure. There are three parts to this picture. The first part is the moral demand,
which the book claimed, following Kant, to be very high. The second part is our
natural capacities which are inadequate to the demand. The third part is assist
ance from outside us to meet the demand.
Kant gives us various formulations of the supreme principle of morality, which
he calls ‘the categorical imperative’. The two most important are that we have to be
able to will the maxims of our actions as universal laws and we have to treat each
other as ends in themselves and never merely as means.6 Kant immediately refor
mulates the first of these formulas: ‘Act as if the maxim of your action were to
become by your will a universal law of nature.’7 He is talking about the actions of
free agents, and so he does not mean that the maxim (the prescription of the
action together with the reasons for it) will become a law of physical nature, which
would imply on his view that humans lose their freedom. But nature has one fea
ture that makes the analogy useful: nature is a system in which the same kind of
cause produces the same kind of effect in a lawful way wherever and whenever it
occurs. The law states not that this stone breaks this window, but that any stone of
5 John E. Hare, The Moral Gap: Kantian Ethics, Human Limits, and God’s Assistance (Oxford:
Clarendon Press, 1996) and John E. Hare, God’s Command (Oxford: Oxford University Press, 2015).
6 Gl 4: 421, and 4: 429. 7 Gl 4: 421.
6 Introduction
a certain mass thrown with a certain velocity breaks any surface of a certain
fragility. A law is expressed entirely in universal terms, where a universal term
(such as ‘mass’, ‘velocity’, ‘fragility’) is one that makes no reference to a particular
place or a particular time or a particular thing; a singular term is one that does
make such reference (such as ‘this stone’, ‘this window’). Kant is asking us to
imagine a similar system, but a system of moral permissions, in which our maxim
is included. Willing the maxim as a law requires that singular reference be elimin
able, just as in the statement of a law of nature, and this means that it requires
eliminating reference to me, the agent. As R. M. Hare puts it,
The second formula, the formula of the end in itself or the formula of human
ity, requires me, on Kant’s account, to share the morally permitted ends of those
affected by my actions; this is what treating another person as an end in herself
involves. The word ‘merely’ is important in this formula. Kant is not forbidding
using people, but we must never merely use. As he explains, to treat humanity as
an end in itself requires that ‘everyone tries, as far as he can, to further the ends of
others. For, the ends of a subject who is an end in itself must as far as possible be
also my ends, if that representation is to have its full effect in me.’9 Cases of decep
tion and coercion are usually ruled out by this test because they are cases where
one party prevents the sharing of ends either by disguising her own end, or by
imposing it by force on another. I am not required however to share the immoral
ends of those affected by my action; that is the limitation Kant intends by saying
‘as far as possible’, and this means that the formula ends up defining what is mor
ally permitted in a circular way.10
Both of these formulas of the categorical imperative R. M. Hare endorsed. He
learnt his Kant from H. J. Paton, and his own moral theory is best seen as a
restatement of a rational ethics in the Kantian mould, acknowledging the recent
developments in the philosophy of language associated with J. L. Austin and the
‘ordinary language’ school. My father had become a regular member of Austin’s
Saturday morning group, and he took from Austin the account of a ‘descriptive
fallacy’, the fallacy of supposing that the function of moral language is to describe,
8 R. M. Hare, Moral Thinking: Its Levels, Method and Point (Oxford: Clarendon Press, 1981), 108.
9 Gl 4. 430.
10 MdS 6. 388: ‘whose permitted end I thus make my own end as well’, and 450: ‘The duty of love for
one’s neighbor can, accordingly, also be expressed as the duty to make others’ ends my own (provided
only that these are not immoral).’
The Two Previous Volumes in This Trilogy 7
rather than, as Austin put it, ‘to evince emotion or to prescribe conduct or to
influence it in special ways. Here too KANT was among the pioneers.’11
The moral demand is the first part of the ‘moral gap’ picture, and the second is
our natural capacities which are inadequate to the demand. Here too Kant is a
source. He believed in radical evil, which ‘corrupts the ground of all maxims’, and
which ‘cannot be extirpated by human forces, for this could only happen through
good maxims— something that cannot take place if the subjective supreme
ground of all maxims is presupposed to be corrupted.’12 The term ‘natural’ here is
tricky, and Kant uses it in different ways. In this passage he means the capacities
we are born with. In his view of radical evil Kant is following Luther in The
Bondage of the Will, who says ‘It is true that we stand where two roads meet, . . . and
the law shows us how impossible is the one, that leading to good, unless God
bestows His Spirit.’13 This takes us to the third part of the ‘moral gap’ picture
which is the assistance from outside us given so that we can live according to the
demand. The Moral Gap claims that the Christian picture is that God is the source
of the demand and God offers the assistance, and it discusses in particular the
assistance given in Christ’s atonement and our justification.
The picture of the moral gap allows us to see the central moral problem, which
is that we seem to be under a demand that we cannot meet, in Kant’s terms that
there is an ‘ought’ which does not imply a ‘can’. Actually, in Kant’s picture ‘ought’
still implies ‘can’, but it does not imply ‘can by our own devices’. Here again he is
following Luther, who is following Augustine who says, ‘God commands some
things which we cannot do, in order that we may know what we ought to ask of
Him.’14 So we see the Christian picture here which solves the problem by invok
ing divine assistance. We also see three non-Christian strategies for dealing with
the problem: I call them ‘reducing the demand’, ‘puffing up the capacity’, and
‘finding a substitute for God’s assistance’. Kant discusses all three of these strat
egies and rejects them all.
The second volume of the trilogy, God’s Command, works out further what it
means to say that God is the source of the moral demand, the first part of the
moral gap picture. But here the book goes back not to Kant, but to Duns Scotus.
To understand this, we need to start with Aristotle’s account of substance. He says
in Metaphysics, ‘The complete result, such a kind of form in this flesh and bones,
is Callias or Socrates. What makes them different is their matter, which is
11 J. L. Austin, How to Do Things with Words (Oxford: Oxford University Press, 1965), 3. The cap
italization of KANT is in the original, and Austin here makes Kant a hero of anti-descriptivism.
12 Rel 6: 37.
13 Martin Luther, The Bondage of the Will, trans. J. I. Packer and O. R. Johnston (Westwood, NJ:
Fleming H. Revell Co., 1957), 158.
14 Augustine, On Grace and Free Will, 32, in Basic Writings of Saint Augustine, vol. I, ed. and trans.
Whitney J. Oates (New York: Random House, 1948), 759.
8 Introduction
different; but they are the same in form, since their form is indivisible.’15 Aristotle’s
account of substance here is that two individual substances, Callias and Socrates,
are made different by their matter, and they are the same in form or essence,
which is for both of them ‘humanity’.16 He says that what distinguishes a sub
stance from a mere heap is that there is a cause of its unity.17 With a mere heap of
sand there is no good answer to the question: ‘Is this the same heap when five
grains of sand have been blown away?’. There will still be a cause of some grains
sticking and some not, but the cause is not internal to the nature of ‘heap’. With
natural substances, however, there is a nature given in a definition: ‘A definition is
a unitary formula, not by being bound together (as the Iliad is) but because it is
the formula of a unity.’ The nature ‘human’ determines when change is of such a
kind as to destroy the substance.
Scotus, by contrast, thinks there is an individual essence (e.g. ‘Socrateity’), the
philosophical term is a ‘haecceity’, which is something positive conferring a
greater and more perfect kind of unity on an individual substance, in the same
way that ‘human’ confers a greater and more perfect kind of unity than ‘animal’,
and ‘animal’ than ‘living thing’.18 A haecceity is in principle intelligible, and is in
fact intelligible to God. It is not intelligible to us, because of the limits of our
knowledge, so that our ability to refer to an individual essence outruns our ability
to understand it. It is, however, possible to love what one does not understand.
This is how we can love the individual essence of God even though we do not
understand it. The same is true about our love of our neighbours and even our
love of ourselves. We can love the individual essence of our neighbour, or of our
selves, without understanding it. Scotus is in this way different from Aristotle, but
the emphasis on unity remains. There is a unity which all humans have in com
mon and it comes from the being they have in common, and so too does any
unity follow by virtue of itself on some being or other.19 Scotus says here that just
as ‘human’ has the kind of unity that cannot be divided up into sub-species, so
‘Socrateity’ has the kind of unity that cannot be divided up into littler substances.
In this way being human and being Socrates are different from being animal,
which can be split up into being human and being hedgehog.
15 Aristotle, Metaphysics VII, 8, 1034a5‒8, in Metaphysics Books Z and H, trans. with a commentary
by David Bostock (Oxford: Clarendon Press, 1994), 14. I will cite the translation of Metaphysics by
Hippocrates G. Apostle (Bloomington, IN: Indiana University Press, 1973) unless I specify otherwise
(as here).
16 Not all scholars agree with me about this. See T. H. Irwin, Aristotle’s First Principles (Oxford:
Clarendon Press, 1998), 218.
17 Aristotle, Metaphysics VIII, 6, 1045a8ff, 39.
18 See Scotus, Ordinatio II, dist. 3, q. 5 and 6, in Five Texts on the Medieval Problem of Universals:
Porphyry, Boethius, Abelard, Duns Scotus, Ockham, trans. and ed. Paul Vincent Spade (Indianapolis,
IN: Hackett Publishing Company, 1994), 93–113.
19 See Scotus, Ordinatio II, dist. 3, q. 6, 101.
Three Descriptions of the Good Life 9
We can now go on to the present project, the third volume of the trilogy. We will
look at the intersection of the doctrine of the work of the Spirit with moral theory,
paying attention to some ingredients of the good human life. There have been
many accounts over the last few decades of what the good human life contains.
Here are three such accounts. One version is given in the ‘objective list’ version of
utilitarianism found in Jim Griffin’s Well-Being.23 He sets up a list of prudential
values, which he calls ‘the common profile’ because it provides a picture of nor
mal human desires. ‘Virtually all persons, when informed, want to live autono
mously, to have deep personal relations, to accomplish something with their lives,
to enjoy themselves.’ He then adds understanding, which is knowing about one
self and one’s world. But this list of five has some important omissions. Here are
two. The list contains no communal values and no religious values. For Socrates,
it was a central value not merely to have a flourishing personal life but to be part
of a flourishing polis. Indeed, this puts the point too weakly. The institutions
(nomoi) of his polis were like his parents in that they formed his identity. His full
name included reference to his city: ‘Socrates, the son of Sophroniscus, the
Athenian.’ And religious values are central to most people in the world. On one
account, on current rates of growth, by 2050 80% of the world’s population will
belong to one of the major religions.24 Suppose my deepest value is disengage
ment from the world, or a life of union with God, would I be abnormal? Griffin’s
response to this point is to say that religious values are not in the ordinary sense
prudential values at all. But they do not belong in his account of moral values
either, and they are thus not given any place in his account of how we should
make decisions. What matters is not whether we call them ‘prudential’ values, but
whether we allow that they can be the central values in the desire profile of a
normal human being. Griffin’s list is symptomatic. To put this harshly, the list is
characteristic of an individualist, achievement-directed, secular Westerner.
A second list that accommodates these two additions is John Finnis’s list of
basic values in Natural Law and Natural Rights.25 His list is not (like Griffin’s)
presented as comprehensive, but he thinks anything not included can probably be
explained in terms of what is. He lists life (and also health and procreation);
knowledge (making true judgements about the propositions we affirm or deny);
play; aesthetic experience (the appreciation of beautiful form); sociability (espe
cially friendship, but also political and other forms of community); practical rea
sonableness (including an intelligent ordering of emotion); and religion. It is
worth mentioning two omissions here as well. The first is that the good human
life is not here said to contain any particular relation to non-human species of life.
We are now much more conscious than we were in 1980 of the importance to our
lives, not just instrumentally but intrinsically, of our relations to the whole array
of life forms around us. The second omission is the importance for human life of
the imagination, but this can probably be accommodated under ‘play’.
A third list that accommodates the two additions just made, as well as some
others, is the capability approach of Martha Nussbaum.26 She lists life; bodily
health (and so food and shelter); bodily integrity (and so security against vio
lence, but also opportunities for sexual satisfaction); senses, imagination, and
thought (and so education, freedom of expression, and freedom of religious
24 John Micklethwait and Adrian Wooldridge, God Is Back: How the Global Revival of Faith Is
Changing the World (London: Penguin Books, 2009), vii. Both the term ‘belong’ and the term ‘religion’
are problematic here, but what matters is not the specific figure, but the point that excluding religious
values cuts out what very large numbers of people in the world care about deeply.
25 John Finnis, Natural Law and Natural Rights (Oxford: Clarendon Press, 1980), 85–90.
26 Martha Nussbaum, Creating Capabilities: The Human Development Approach (Cambridge, MA:
Harvard University Press, 2011), 19. There are different ways to interpret her project, but I am assum
ing her list is supposed to be more or less complete, and that the omission of gender identity is there
fore a defect.
The Beautiful and the Sublime 11
Chapter 2 is about aesthetic experience. It will start with Kant’s argument that we
need to appeal to divine agency in order to explain how our experience of beauty
generates legitimate claims of universal validity. The chapter will continue with an
account of Kant’s treatment of our experience of the sublime, and it will illustrate
his meaning by an analysis of one of the movements of one of Beethoven’s early
piano sonatas and one of the movements of his symphonies. The account of aes
thetic pleasure is important to Kant for its own sake, but also because he thinks
beauty is a symbol of morality, and because of this it can increase our respect for
the moral law when this is waning.28 Kant distinguishes between what he calls a
‘revolution’ of the will, which is outside of space and time and enabled by an
‘effect of grace’, and what he calls ‘reform’, which is a process within space and
time.29 He then associates the second with the work of the Holy Spirit.30 When he
argues for the place of God in explaining the extraordinary pleasure we get from
beauty and explaining why we ‘quarrel’ about it, it is again the Holy Spirit he has
27 There is a traditional idea of a fourfold alienation caused by sin, between us and the cosmos,
ourselves, other people, and God. See Anthony Akinwale, ‘Reconciliation’, in Oxford Handbook of
Sacramental Theology, ed. Hans Boersma and Matthew Levering (New York: Oxford University Press,
2015), 545–57. The Spirit can be understood as working against this alienation. I owe this reference to
Neil Arner.
28 KU 5: 351. 29 Rel 6: 47. 30 Rel 6: 68–71.
12 Introduction
in mind, though he does not make this explicit in the Third Critique. Chapter 2
will go through the argument in detail, because it is obscure and not widely
known. It is significant here that Kant grounds aesthetic pleasure in the ‘free play’
of our two faculties of imagination and understanding, and the sense of life when
both faculties are in full, unimpeded activity and in unity with each other. This is
significant because it suggests that our experience of beauty lies in movement, and
Chapter 6 is going to suggest (using the work of John Dewey) that the unity
between us and the world which is manifested in our experience of beauty is
dynamic. We can see movement from the life or breath of the Spirit as moving us
towards beauty, both in its creation and in its enjoyment. When we see beauty as a
symbol of morality, it is because it gives us a perceptible reminder or image of the
way God fits what is outside us and our inner soul activity together into a coher
ent whole. The union of our happiness and our virtue is our final end, our highest
good, and Kant is here translating within the boundaries of mere reason the idea
of the Psalmist that under providence justice and peace will kiss each other.31
Again, this fitting of the two together is a dynamic process, and again the Christian
will readily attribute it to the work of the Spirit.
The sublime has for Kant the same function as the beautiful in this respect, but
the structure is different. The sublime attaches, for example, to our experience of
power in nature: the hurricane and the stormy sea. As with the feeling of moral
respect there are two moments in this experience; first there is the moment of
humiliation in which we recognize our powerlessness, and then there is the
moment of recovery when we see our worth, and in particular our freedom which
transcends nature. Chapter 2 will try to illustrate this structure of the two
moments by referring to the slow movement of Beethoven’s Op. 2, No. 2, written
in 1796, just six years after Kant’s Third Critique, and the first movement of the
Eroica Symphony. Beethoven knew of Kant. He exclaims, ‘The moral law within
us and the starry heavens above us—Kant’, quoting (the wrong way round) Kant’s
conclusion at the end of the Second Critique about what filled his mind with ever
new and increasing admiration and reverence.32 These are the words that appear
on Kant’s tombstone in Königsberg. Beethoven also uses the term ‘sublime’ (in
German erhaben), but this does not tell us much, because the term has various
senses, not all of them consistent with Kant’s usage, and Chapter 2 will try to
distinguish them.
The association of beauty with the Holy Spirit is present in both Scripture and
tradition. We learn from Exodus 31: 2‒5, for example, that the Lord filled Bezalel
with the spirit of God, with ability, intelligence, and knowledge in every kind of
craft. In the Christian tradition, the association is made by Irenaeus and Clement,
and by the Cappadocians.33 In Western theology, a conspicuous proponent has
been Jonathan Edwards, who says that the Holy Spirit, ‘being the harmony, excel
lence, and beauty of the Deity, has the particular function of communicating
beauty and harmony to the world.’34 It is one of his great themes that the Spirit has
the special work of the production of beauty in us and the world, and though
Edwards does not use the term ‘sublime’ in this context, he has the same structure
as Kant of the two moments and he attributes to the Spirit the work of moving us
through them.
Kant is probably wrong in his single-minded focus on moral goodness as our
end. He thinks of the next life as centrally an infinite progress towards this. He
thinks our moral goodness is the purpose of the whole creation. He thinks our
relationship with God is centrally a relation to the commander of our moral
duties. All of this is wrong. I suspect that even if the next life contains something
analogous to morality, it will look quite different and not present itself as con
straint. But Kant is right that in the experience of the beautiful and the sublime
we come into contact with what holds the whole universe together. And on the
account in this book this access is the work of the Holy Spirit. One picture of this,
inspired by Plato, is Iris Murdoch’s picture in The Sovereignty of Good of the mag
netic centre towards which everything else is drawn, and we will look at this in
Chapter 5, section 5.4.35 If we allow personality in the divinity (as she does not),
we can see this power of the good and the beautiful over us as not just ‘the con
stant overflow of the life of God into creation’ in a Neoplatonist way like the sun
which ‘through no choice or deliberation, but by the very fact of its existence
gives light to all those things which have any inherent power of sharing its
illumination.’36 Instead, we can see this activity of God as God’s loving us and
manifesting this love in the person of the Spirit. The suggestion of this book is
that our experience of the beautiful and the sublime is one way the Spirit reaches
us to draw us to our destination. This idea implies that our experience is one of
movement, and Chapter 6 will use the aesthetic theory of John Dewey to look
at how dynamic form allows us through the work of art to reach the ‘unity of
experience’ which makes us ‘fully alive’.37
33 See Patrick Sherry, Spirit and Beauty, 2nd ed. (London: SCM Press, 2002); and ‘The Beauty of
God the Holy Spirit’, Theology Today, 64 (2007), 5–13.
34 Jonathan Edwards, Miscellanies, no. 293, in The Works of Jonathan Edwards, vol. 13, ed.
Thomas A. Schafer (New Haven, CT: Yale University Press, 1994), 384.
35 Iris Murdoch, The Sovereignty of Good (London: Routledge, 1970).
36 Sarah Coakley, God, Sexuality, and the Self (Cambridge: Cambridge University Press, 2013), 24.
Pseudo-Dionysius, The Divine Names, trans. C. E. Rolt, in The Divine Names and the Mystical Theology
(London: SPCK, 1940), 86–7.
37 John Dewey, Art as Experience (London: Penguin, 1934).
14 Introduction
1.5 Gender
Chapter 4 is about our political lives. It reflects on the situation as the chapter was
being written under the presidency of Donald Trump. The chapter reflects on my
experience of leaving one country that I loved and becoming a citizen of another.
38 Kierkegaard, Purity of Heart Is to Will One Thing, trans. Douglas V. Steere (New York: Harper &
Row, 1956).
Love of Country 17
It is thus about a kind of transition, in a similar way to Chapter 3. I was also for
one period of my life back in the early 1980s working for the U.S. House of
Representatives, on the staff of the House Foreign Affairs Committee, the
Subcommittee on Europe and the Middle East, and what I say will be informed by
that experience. Lee Hamilton, who was head of the committee, used to say that
he was afraid that more and more of American political life was becoming like
abortion, an area of policy where Congress was long paralysed because opinion
in the country was so polarized that any position taken by a member of Congress
would fire up equal and powerful opposition. Hamilton’s fear about polarization
has turned out to be justified.
The chapter will start with a tension in current political life in the United States,
and maybe it is the same in other countries, between two ideals: cosmopolitanism
and patriotism. Cosmopolitanism is the idea that we are citizens (politai) of the
cosmos. This is Kant’s home territory and he has been very influential in the
development and the spread of the idea. Patriotism is love of one’s own country,
and Kant, though he manifests it, says less about it explicitly. Chapter 4 suggests
that there are resources in his moral theology for holding these ideals together,
and that when this moral theology is rejected the tension between them becomes
acute. Kant says that we have to be able to will our action together with our rea
son for it as a universal law. His formulation makes it morally impermissible to
make ineliminable reference to individuals. R. M. Hare, following H. J. Paton,
repeats Kant’s exclusion in affirming the necessary universalizability of moral
judgement. This strongly affects the question of the moral status of patriotism.
I can, to be sure, love my country for universal properties that it has that other
countries could also have, for example the property of having lofty mountains
and fertile plains. But I can also love it because of its unique history or because
it is my country. It would seem that on the Kantian formula, this cannot be a
morally permitted love, because it contains ineliminable reference to an individual
region of space and time or to me. Chapter 4 will challenge this claim.
Cosmopolitanism comes in different forms. We can define cosmopolitanism,
as Robert Audi does, as giving ‘some degree of priority to the interests of human
ity over those of nations’, and we can say that the stronger this priority is, the
stronger the cosmopolitanism.39 But there has been a long tradition in US foreign
policy of denying the claims of strong cosmopolitanism. The so-called ‘political
realists’ such as Reinhold Niebuhr and Hans Morgenthau held that while it may
be reasonable to hope for altruism or self-sacrifice at least in a tainted form from
individuals in some contexts, it is never reasonable to hope for it from groups,
and especially not from nation states. It is striking, however, that the political
realists, no less than the cosmopolitans, relied on Kant. It is a different part of
39 See Robert Audi, ‘Religion, Politics, and Citizenship’, in Reasons, Rights, and Values (Cambridge:
Cambridge University Press, 2015), 286.
18 Introduction
Kant they relied on, the doctrine of radical evil and the doctrine that it is by social
association that this evil is activated. Since both the political realists and the
cosmopolitans trace their ancestry to Kant, we should ask whether he has a con
sistent view about these questions. The important point for our present purposes
is that his moral theology here, the possibility of divine assistance, makes it
consistent for Kant to say both that, as individuals and groups, we are subject to
radical evil and that we are under the obligation to seek for a greater union.
When this moral theology drops out, the tension between cosmopolitanism
and patriotism becomes acute. Two examples of this are the work of Seyla
Benhabib and the work of Kwame Anthony Appiah.40 Benhabib has a teleology.
She is committed to a ‘cosmopolitanism to come’ and she expects it to come, but
she has explicitly rejected the Kantian ground for such a hope, namely the oper
ation of providence. What, then, grounds the hope? Appiah has a different view of
the meaning of ‘cosmopolitanism’. But he too is left, since he has abjured any
theological resources, with an unmediated conflict between local and univer
sal values.
Chapter 4 will discuss what loving one’s country is like, and the various ways it
can go wrong. There is a ‘practical contradiction’ when one violates, in the name
of love of country, some value for the sake of which one loved one’s country in the
first place. Examples are not hard to find. How does moral theology help with
avoiding these practical contradictions? The central point is that God both binds
us into local community and then sends us out beyond it. In the story of the Good
Samaritan, neighbouring the wounded Jew does not require abandoning the
Samaritan community. The neighbour is a good Samaritan by neighbouring if he
is following the commands of his God. Surely the point of the story is that if
Samaritans can do this, Jews should be able to do it too? It is our very commit
ment to the God worshipped in our community that then sends us out beyond it.
There is a principle of providential proximity, that God puts us next to the people
God wants us to help. Whereas for the Good Samaritan this was geographical
proximity, it is not always this. The Holy Spirit helps us discern whom we are
being put next to. This work of providence solves what Kant sees as a coordin
ation problem. ‘This duty will need the presupposition of another idea, namely of
a higher moral being through whose universal organization the forces of single
individuals, insufficient on their own, are united for a common effect.’41
Talking about God including us within a community and then sending us out
beyond it makes it sound as though the community has only instrumental value,
and this is not right. In fact, achieving love of country is an accomplishment
in itself, and the love perseveres when we go beyond it. Again writing
40 Seyla Benhabib, Another Cosmopolitanism (Oxford: Oxford University Press, 2006). Kwame
Anthony Appiah, Cosmopolitanism Ethics in a World of Strangers (New York: W. W. Norton, 2006).
41 Rel 6: 98.
Contemplation 19
1.7 Contemplation
Chapter 5 of this book is about contemplation. It starts with Aristotle and a ten
sion in his account. Aristotle is important not only because of the merit of his
ideas in themselves, but because all the major Abrahamic faiths have reached
their theologies in dialogue with him. Both Nicomachean and Eudemian Ethics
end with the teaching that the best human life is one focused on contemplation.
But both works also begin with an emphasis on the active life. In the middle ages
this distinction gets abbreviated into the dispute between the active life and the
contemplative life. The chapter will go through various exegetical ways of trying
to resolve this tension, none of which succeed. Still, the tension is fruitful. Both
Aristotle’s teaching in praise of the active life and his teaching in praise of the
contemplative life have merit, and we need to find a way to think through whether
we can combine these merits into a single account.
The chapter will proceed by deriving three questions from this tension in
Aristotle. The first is about what place Aristotle gives to desire in contemplation.
He says different things about this, and the central difficulty is whether to think of
42 Philip Gorski, American Covenant: A History of Civil Religion from the Puritans to the Present
(Princeton, NJ: Princeton University Press, 2017).
20 Introduction
43 Bonaventure, Collations II. 30, in The Works of Bonaventure V: Collations on the Six Days, trans.
José de Vinck (Paterson, NJ: St. Anthony Guild Press, 1970).
44 Michael Smith, The Moral Problem (Oxford: Blackwell, 1994). 45 Psalm 42: 1.
Contemplation 21
Chapter 6 will use some ideas from Pascal’s Pensées to make the point that the unity
we can have with God is centrally a unity of love and so a unity of the heart.50
1.8 Unity
All four of the preceding chapters have been about examples of different kinds of
unity: unity between ourselves and the world, unity within ourselves, unity with
each other, and unity with God. The book has not yet asked explicitly: What is
unity? This is the topic of the sixth and final chapter, and we start again with
Aristotle. In Metaphysics Aristotle gives us a list of the senses in which something
can be said to be ‘one’.51 Something can be one by ‘continuity’, as when pieces of
wood are glued together to form a platform, or one by ‘genus’, which can mean
one in matter or one in logical genus. But the most important kind of unity is
where there is a whole constituted by a form. Aristotle’s example is a shoe. If I take
the shoe parts and glue them together randomly, I may have the unity of continuity.
And if they are all made of leather, and are all shoe parts, I may have the unity of
genus. But I do not have the unity of form until the parts are assembled in such a
way as to give protection to the feet when I walk. Artefacts are not, however, the
best examples of what Aristotle means by ‘form’; his paradigm is the life of an
organism. Two individual humans, Socrates and Callias, are the same in form
because they both have human life, and the form ‘human’ is indivisible into other
units that give form or essence. Scotus here disagrees, but that does not matter for
present purposes. The rest of the chapter looks at different ways we can think of
the Spirit bringing unity as a kind of life.
In terms of aesthetic pleasure, the Holy Spirit acts, on the account in Chapter 2,
like an artist bringing about what is beautiful and sublime, which is in both cases
a kind of wholeness. In the case of beauty we have what Kant calls ‘purposiveness
without a purpose’, where the form is not one for which we can give the rule, but
it still gives us the vitality of ‘free play’ between the imagination and the under
standing. In the case of the sublime the unity is that of two ‘moments’ making
something together that neither could make on its own. We can see how the
Spirit, being an artist, would inspire human artists to do the same. Chapter 6
looks at some places in Scripture where the Spirit is said to do this. But though
Kant’s analysis of what is beautiful and sublime is the focus of Chapter 2, we
should allow, as Kant does not, that the final value of beauty goes beyond its value
as a symbol of the highest moral good. It may be that there is something analo
gous to what is beautiful and sublime in our eventual state, and what is beautiful
and sublime in the present life can be a foretaste of this. Bonaventure is better