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Universities, Disruptive Technologies, and Continuity in Higher Education: The Impact of Information Revolutions 1st Edition Gavin Moodie (Auth.)
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Universities,
Disruptive
Technologies,
and Continuity in
Higher Education
The Impact of Information Revolutions
Gavin Moodie
Universities, Disruptive Technologies, and
Continuity in Higher Education
Gavin Moodie
Universities,
Disruptive
Technologies, and
Continuity in Higher
Education
The Impact of Information Revolutions
Gavin Moodie
Toronto, Ontario, Canada
1 Changing Universities 1
1.1 Three Information Revolutions 3
1.1.1 Gutenberg Revolution 5
1.1.2 The Scientific Revolution 7
1.1.3 Digital Revolution 8
1.2 Three Factors Shaping Change in Universities 10
1.2.1 Financial, Technological, and Physical Resources 10
1.2.2 Nature, Structure, and Level of Knowledge 11
1.2.3 Methods Available for Managing Knowledge 14
1.3 Evidence 15
1.4 Development of the Argument 19
References 23
v
vi CONTENTS
3 Libraries 47
3.1 To Deal with a Scarcity of Books 49
3.2 To Deal with a Profusion of Books 51
3.3 The Digital Revolution 56
References 58
4 Curriculum 63
4.1 Careers 65
4.2 Culture 70
4.3 Knowledge 74
4.4 Expansion of Careers 76
4.5 Curriculum Form 80
References 82
5 Pedagogical Change 89
5.1 Medieval Origins 90
5.2 Peer Teaching 96
5.3 Practical Classes 98
5.4 Levels 100
5.5 Classroom Teaching 103
5.6 Technology 105
5.6.1 Writing 105
5.6.2 Printing 106
5.6.3 Blackboards 110
5.6.4 The Twentieth Century 111
5.6.5 The Digital Revolution 112
References 116
6 Lectures 123
6.1 Early Lectures 125
6.2 Expectations of Lectures’ Redundancy 128
6.3 Improving Lectures 129
6.3.1 Lectures as a Production of Knowledge 129
6.3.2 PowerPoint 130
6.3.3 Mobile Devices in Class 131
6.3.4 Active Learning 134
6.3.5 Flipped Classes 136
References 137
CONTENTS vii
7 Assessment 143
7.1 Signification of Assessment 144
7.2 Disputations 145
7.3 Assessment Changes 151
7.4 Recognition of Credits 154
7.5 Seeking a New Economy of Scale 156
References 160
References 269
Index 273
LIST OF TABLES
xi
CHAPTER 1
Changing Universities
Almost 20 years ago, the management guru Peter Drucker (1998) claimed
that ‘Thirty years from now the big university campuses will be relics.
Universities won’t survive. It is as large a change as when we first got
the printed book’. The president of edX, the massive open online course
(mooc) platform founded by the Massachusetts Institute of Technology
and Harvard University, Anant Agarwal launched the platform in a
YouTube video on 2 May 2012 with the statement which has subsequently
been quoted frequently: ‘Online education for students around the world
will be the next big thing in education. This is the single biggest change in
education since the printing press’ (edX 2012). In the same year, the chief
executive officer and co-founder of the mooc platform Udacity Sebastian
Thrun claimed that in 50 years there will be only ten universities left in the
world (The Economist 2012).
Many others have expressed similar views (Bush and Hunt 2011; The
Economist 2012; Ernst & Young, Australia 2012), often in apocalyptic
terms: ‘An avalanche is coming’ (Barber et al. 2013), ‘The campus tsu-
nami’ (Brooks 2012), ‘tectonic shift’ (Lawton and Katsomitros 2012),
‘The end of the university as we know it’ (Harden 2012; Tapscott 2013),
‘Revolution hits the universities’ (Friedman 2013), ‘Higher education’s
online revolution’ (Chubb and Moe 2012, p. A17), ‘disruptive innovation’
(Christensen and Eyring 2011), and ‘game changer’ (Marginson 2012).
Mooc hype faded after 2012, but even so in 2013 Clayton Christensen
predicted that half of the USA’s universities could face bankruptcy within
15 years (Schubarth 2013) and a blogger claimed that ‘we’ve had more
pedagogic change over the last 10 years than the last 1000 years because
of these outsiders and technology’ (Clark 2013). Most claims for the revo-
lutionary impact of digital technologies on universities argue by extension
from the effects of digital technologies on photography, cinema, recorded
music, and news and public affairs media. But one could also argue histori-
cally. Just as Innis (1950, p. 158) argued that the introduction and spread
of paper in Europe in the thirteenth century broke the Christian church’s
monopoly of knowledge based on parchment, so one might argue that
digitization is breaking universities’ domination of advanced knowledge
extension and transmission based on paper.
Some academics’ response to moocs ‘would probably be something
between panic and disgust’, as Kremer (2010, p. 98) wrote about an unex-
pected meeting in his novel Smart time. But similar predictions were made
about the revolutionary impact on education of blackboards (1841), films
(1913, 1922, 1933), teaching machines (1932), radio (1940s), television
(1960s), and computer-based programmed instruction (1960s). These are
noted in Sect. 5.6 of this book. Lectures have long being criticized as a
relatively ineffective form of teaching, and contemporaries of Gutenberg
anticipated that printing would make university lectures and lecturers
redundant. Yet lectures persisted through the Scientific Revolution until
the present, having been as important in the five and a half centuries after
the invention of printing as they presumably were for the three and a half
centuries before printing (Chap. 6).
Some have suggested that predictions of radical educational change
have failed thus far because educational institutions are deeply conser-
vative and protect their established positions; and because teachers are
latter-day Luddites, resisting modernization and automation because they
always reject exogenous change, do not understand new technologies,
and protect their jobs and work practices. Indeed, Wareham suggested
that an article about academic staff’s response to the massification of
higher education in the UK in the 1990s be titled ‘Quite flows the don?’
(Trowler 1997, p. 315). But education made a major change from ‘indi-
vidual and successive’ instruction to classroom teaching in the late nine-
teenth century, a change that was not prompted by the introduction of a
new technology (Sect. 5.5). And email and learning management systems
pervade higher education (Sect. 5.6.5). But so far digital technologies
have been absorbed into existing university practices rather than revolu-
tionizing them.
CHANGING UNIVERSITIES 3
This book seeks to understand why the digital technologies which are
making such deep and pervasive changes to society generally have so far
not had a similar effect on universities: why the digital revolution is not
revolutionizing universities. It seeks to understand the effects on univer-
sities of the current information revolution by examining the effects on
universities of two previous information revolutions: Gutenberg’s proving
of printing in 1450 and the Scientific Revolution from the middle of the
fifteenth to the end of the seventeenth century. This chapter outlines the
book’s argument in these sections:
1.3 Evidence
1.4 Development of the Argument
reading from the reader to the scribe (Saenger 1997, p. 243) and thereby
shortened the teaching of reading which previously had extended into
adolescence (Saenger 1997, p. 55).
The introduction of writing, alphabetization, codices, word separation,
and indeed other early techniques for managing records and communica-
tion such as those considered by Innis (1950) each had major implications
for education. Yet the book starts by examining the Gutenberg revolution
because it lasted long enough to be experienced by many current students,
teachers, and researchers, and so is still referred to in many analyses, as was
noted earlier in the comparisons with online learning.
between 1751 and 1772. Section 2.5 observes that printers did not print
in all the vernaculars and their variations which had been used in manu-
script books, but maximized their economies of scale by printing in one
dialect of one vernacular for each market. Further, printers standardized
the spelling and expression of each vernacular they printed. Anderson
(1991) argues that printing’s promulgation of one standardized dialect
for each market developed a collective identity of readers in each market
and thus contributed to the rise of nationalism.
But printing’s effects on education and particularly on universities have
been considered only incidentally (Moodie 2014, p. 451). Eisenstein
(1997 [1979], p. 61, footnote 61) notes that printing’s influence ‘is espe-
cially likely to be underplayed in connection with the history of educa-
tion’, and this book is the first extended treatment of the subject. The
book concentrates on universities in Western Europe and particularly in
England since these or their successors are thought to be most affected by
the digital revolution. Its starting point is Western European universities
as they were when printing began spreading throughout Europe in the
middle of the fifteenth century, but as it is elaborated in Sect. 1.3, infor-
mation on education during this period is sketchy and so inferences have
to be drawn from what information is available.
In this book the Gutenberg age is not synonymous with the print age;
Gutenberg developed an analog relief method for printing text which was
superseded by modern technologies for printing text. There is no clear
end point of the Gutenberg revolution, but its end might conveniently be
dated around the second half of the twentieth century when letterpress
was replaced by offset printing for big print runs and for smaller runs by
inkjet, laser, and other digital print technologies. However, by the six-
teenth century printing’s effects on universities started to be overwhelmed
by another information revolution, the Scientific Revolution.
emphases and start dates. ‘Digital’ was chosen because it is more general
and because in retrospect some of the changes which are now identified
with information and communication technologies and with the internet
originated with digitization. Here the digital revolution is understood to
include three important developments. It includes the development of digi-
tal processing of data in the middle of the twentieth century. It also includes
development of digital storage of data, also in the middle of the twentieth
century, although anticipated by some years by Vannevar Bush (1945):
film and most photos are no longer printed on paper and stored in hard
copy photo albums. The digital revolution has transformed recorded
music. Most music is no longer stored on record, tape, or even digital
compact discs, and recorded music is no longer distributed through shops.
It is transforming the cinema, radio, television, and other forms of enter-
tainment. It is transforming the production, publication, and dissemina-
tion of information on news and current affairs.
The digital revolution is powerful because of its combination of digital
processing, storage, and transmission. It is even more powerful, dynamic,
and unpredictable because of the interaction of digital processing, stor-
age, and transmission. The digital revolution seems to have the potential
for further substantial development and change: of information manage-
ment, of new applications, and in its implications for society, culture, and
economics. But it itself may be transformed or overtaken by quantum
computation and communication (Wiseman 2012).
private rooms, and spaces that could be rented from townsfolk. Much lec-
turing until the thirteenth century in Southern Europe and until the late
fifteenth century in Oxford and Cambridge was done not by professors
employed for the role, but by bachelors reading for their masters (Sect. 6.1)
and by necessary regents who had attended the lectures and completed
the disputations needed for admission as a master, but were required
to lecture for one to two years to be eligible to graduate (Sect. 5.5).
Manuscript books were too rare and expensive to be owned by any but the
wealthiest students, and even professors owned few if any books. Books
were still too expensive for most scholars to own when the very expensive
parchment (made from the skin of sheep or, occasionally, goats) and vel-
lum (calfskin) were replaced as writing material in the thirteenth century
by the still expensive paper.
The increasing prosperity of the late Middle Ages and early modern
period supported the replacement of necessary regents with salaried lec-
turers and an expansion of universities, often by the establishment of new
colleges and the building of new cloisters by monarchs, prelates, the aris-
tocracy, and other wealthy patrons. The new technology of printing made
books much cheaper and more numerous, which greatly affected universi-
ties’ libraries (Sect. 3.2), made cursory lectures redundant (Sect. 6.1) and
transformed the extension of knowledge (Sects. 8.2, 8.3, and 8.4) and its
dissemination (Sect. 9.1.1).
Universities in developed countries are now much better resourced
than their analogs and forebears of the Middle Ages and early modern
period. Nonetheless, the desire to reduce the growth in if not cut spend-
ing on higher education (Sect. 2.1) is encouraging policy makers to seek
ways in which to use another resource, technology, to make universities
more efficient if not increase its economy of scale (Sect. 7.5). As will be
seen throughout the book, the combination of financial, technological,
and physical resources available to universities shapes their extension,
transmission, and dissemination of knowledge.
curriculum may be logically prior to other parts and some parts may need
to be understood before other parts can be introduced. Where there is
no sequence determined by conceptual or pedagogical considerations it
is necessary to decide the order in which parts of the curriculum should
be presented. It is also necessary to decide the pacing of the curriculum—
how much time to spend on each part. That is, disciplinary knowledge
has to be recontextualized as curriculum by a recontextualizing principle
‘which selectively appropriates, relocates, refocusses and relates’ disciplin-
ary knowledge (Bernstein 2000 [1996] pp. 33–4).
These characteristics of disciplinary knowledge shape the way it may be
taught and learned and the way it may be disseminated.
1.3 EVIDENCE
Much of the book seeks to infer the effects of the Gutenberg revolution
on universities by examining education before and after printing began
spreading throughout Europe in the middle of the fifteenth century. But
16 G. MOODIE
For example, as valuable as the Cambridge statutes [dating from circa 1250]
are for information about the organization and governance of the university,
they tell us absolutely nothing about teaching or the curriculum, about the
textbooks used, the schedule of lectures and disputations, or the stages of
advancing to the master’s degree. … In most universities—and even in Paris,
in faculties other than the arts—these matters seem to have been regulated
by unwritten customs, by practices imprinted upon the collective memory of
the institution by the regularity of their occurrence. (Ferruolo 1988, p. 5)
Ferruolo (1988, pp. 5–6) notes that documents were most likely to be
issued and preserved when there was an unusual conflict, disagreement
or dispute, which thus give a misleading impression of normal affairs. As
observed in Sect. 2.5, Latin was the language of scholarship until the end
of the eighteenth century. But the referent of some medieval Latin terms
is obscure. Fletcher (1967, p. 431) notes that the University of Oxford’s
statutes of 1409, which are more informative about curriculum and assess-
ment than statutes of the thirteenth century, provide that an undergradu-
ate who presented for a bachelor degree had to swear that they had spent
at least one year ‘frequentantes parvisum’ as ‘arciste generales’ (junior arts
student). Grace Books, which were proctors’ records of administrative
decisions (Leathes 2009 [1897], p. ix), refer to the disputation exercises
responsions, oppositions, and variations being conducted ‘in Parviso’. But
it is not clear where the parvisus was (Fletcher 1967, p. 432). Fletcher
(1967, p. 432) notes that closely associated with the parvisus in both
Oxford’s statutes and its Grace Books are mentions of the ‘creacio genera-
lis’, but nowhere is it made clear what exactly this was.
Stone (1964, p. 41) who examined enrollments and the social compo-
sition of schools, universities, and the London Inns of Court in England
from 1560 to 1640, argued that the gaps in records had to be filled by
inference: ‘If the historian of a society seriously wants to pluck at the skirts
of truth, he is obliged to use common sense and arguments of probabil-
ity to apply correctives and supply lacunae’. But the sketchiness of early
CHANGING UNIVERSITIES 17
records allows for multiple inferences, not all of them cogent. Hill (1965,
p. 309) notes about the disagreement over the persistence of scholasti-
cism in late Tudor and early Stuart education: ‘on evidence like this—one
tutor’s notes … the social contacts of some others, the books owned by
and the subsequent interests of a few dons and undergraduates—it would
be easy to argue that Marxism was being taught to undergraduates at
Oxford and Cambridge in the nineteen-thirties’.
The Gutenberg revolution overlaps substantially with the Scientific
Revolution. It is therefore not possible to consider changes as candi-
dates for the outcome of one or other revolution by simply observing
the sequence of events. Rather, it is necessary to make judgments about
what is likely by extension from events’ interactions in other contexts and
periods: one has to trace the threads in history’s fabric without unpicking
its weave. Maclean (2009), who examines European book markets in the
sixteenth century, observes that the same evidence can support contradic-
tory conclusions. For example, Maclean (2009, p. 27) notes that the fact
that only a few books of a particular type survive leads some to infer that
only a few books were produced and distributed, while others infer that
many were produced but that they were read to death. While some judg-
ments seem clear others are more debatable, and one has to be wary of
pareidolia—seeing images in nature’s clouds. The book therefore seeks to
avoid firm assertions unsupported by unambiguous evidence or its clear
extension.
O’Day (1982, p. 196) warns that ‘An overall view of educational
trends through out the early modern period has been hindered by the
excessive periodisation which is rampant in historical studies’ and Henry
(1997, p. 129) warns of the ever present threat of ‘generally lamentable’
Whiggism: judging the significance of past events by current standards
or interests, or considering only past developments which seem to have
obviously led to the current state of affairs. Accordingly, while this book
draws inferences from the scanty evidence reported, it is live to the risk
of over-interpreting fragments in favor of just one of several possible
understandings.
There is an abundance of information about modern educational prac-
tices: it is normally not difficult to find or reconstruct accounts of practices
from the late nineteenth century. The bigger difficulty is in determining
which practices are necessary for learning, which are contingent, and the
effects of changes in educational practices. Numerous studies find differ-
ent and sometimes contradictory results of various interventions such as
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— Une femme qui aurait de l’argent et le sens des affaires
pourrait s’acheter une barque comme celle-ci : on tendrait les
cabines de mousseline Liberty.
— Oh ! ça existe au Japon : on les appelle des bateaux de fleurs.
— Eh bien, pourquoi personne n’a-t-il encore tenté cela ici, dans
une ville maritime ? Moi, je ne le savais pas, et maintenant je suis
vieille…
Angelinette s’était désintéressée de la conversation ; elle avait
cherché du fil et enfilait des coquillages. La marée montait, la barque
oscilla, ondula et se remit à flot.
Ils voguèrent encore pendant dix jours sur l’Escaut et se firent
tous les jours échouer.
Les matins de brume, Angelinette apparaissait, dans sa nudité
enfantine, comme une perle sortant d’une huître entr’ouverte, qui,
dans l’éloignement, se refermait et l’absorbait toute ; et alors, prise
de peur de se sentir enveloppée de cette chose impalpable, elle
appelait : « Hélène ! Seigneur ! » et ne se sentait à l’aise que
lorsqu’ils répondaient.
Ils retournèrent à Anvers quand ils n’eurent plus le sou, et
n’oublièrent pas le sac de coquillages et les petits moulins à vent.
Angelinette les distribua aux enfants du quartier et elle raconta aux
femmes son voyage.
— Il y avait…
Et toutes, bouche bée, comme des enfants, écoutaient.
J’étais allée avec Jantje chez une vieille amie. Là vint une dame
française avec un petit garçon de l’âge de Jantje. Les deux enfants
se rapprochèrent vivement l’un de l’autre. Le petit Français était
foncé comme une gaillette, les cheveux coupés ras, une figure mate
et de gros sourcils noirs. Il se planta devant Jantje et dit :
— Je suis Français.
Jantje ne répondit pas, se promena devant lui, la tête levée, avec
des yeux qui demandaient : « Et après ? » Puis il dit :
— J’ai travaillé deux heures ce matin pour ajuster des tuyaux de
poële.
— Ah ! pas mal, s’écria ma vieille amie.
J’étais fière aussi : l’un faisait valoir un état dont il ne pouvait
mais, et l’autre son travail. Il avait décoché cela d’un trait, sans une
hésitation. Ces mots lui étaient restés dans la mémoire : le matin, il
était descendu tout noir du grenier ; mon ami lui avait demandé :
« Qu’as-tu fait pour être si noir ? » et le petit lui avait expliqué, avec
des gestes, et des mots hollandais et français, qu’il avait bien
travaillé deux heures pour ajuster des tuyaux de poële.
— Eh bien, dis : « J’ai travaillé deux heures pour ajuster des
tuyaux de poële. »
Il avait répété et retenu.
Les petits ne se dirent plus rien ; dans leur désillusion, ils
s’étaient, chacun, approchés de leur tante et de là s’observaient. Je
n’ai jamais été mieux à même de juger de la différence entre la
vanité et la fierté.
— Jean, prends ton traîneau, nous irons au parc, où l’on fait des
statues de neige.
— Statues, tante ?
— Oui, ce sont des hommes ou des bêtes, en quelque chose
comme la belle dame sans vêtements qui tient une coquille et que tu
aimes bien.
— Mais puisque ça devient de l’eau, tante.
— Oui, ça ne durera pas, mais on aura pendant quelques jours le
plaisir de les regarder, et quelques jours, c’est long pour du plaisir.
Dès l’entrée du parc, devant l’amas étincelant de neige, il entra
en joie ; mais, quand nous arrivâmes à l’un des carrefours, où
plusieurs sculpteurs, emmitouflés et bleuis de froid, échafaudaient
de la neige et maniaient l’ébauchoir, il courut de l’un à l’autre,
regarda tout, puis s’arrêta devant un groupe que modelait un jeune
sculpteur : c’était un âne monté par le bonhomme Noël.
— Tante, c’est saint Nicolas. Il ne me fera pas de mal ?
— Non, tu as été sage.
— Puis-je travailler avec le monsieur ? Je peux apporter de la
neige dans le traîneau.
— Je ne sais pas, demande au monsieur.
Et pas timide, sa voix sonnant clair, il demanda :
— Monsieur, je aider ?
Le jeune sculpteur le regarda.
— Tiens, quel gentil petit homme !
— Je aider, monsieur ?
Le sculpteur se tourna vers moi, me dévisagea aussi,
curieusement, me salua et dit à Jantje :
— Mais oui, tu peux m’aider, apporte-moi de la neige.
Jan se mit à la besogne et, avec sa bêche, remplissait le
traîneau. Je n’avais pas à craindre le froid pour lui, il se remuait
fiévreusement, mails moi, comment résister ?
— Jan, monsieur est ton patron, fais ce qu’il te dira ; moi je vais
courir de long en large ou je gèlerai.
— Oui, tante, je ferai ce que le monsieur dira.
Je me mis à courir. Et Jantje amassait de la neige à côté du
sculpteur, qui eut la gentillesse d’employer surtout cette neige-là. Il
lui parlait en néerlandais et lui demanda son avis.
— Ajouterai-je aux oreilles de l’âne ou à la queue ?
Jantje trouva qu’il ne fallait rien ajouter à la queue ni aux oreilles,
mais ajouter tout de suite le bras droit du bonhomme Noël.
Le sculpteur et moi demandâmes en même temps pourquoi ce
bras pressait tant.
— C’est avec ce bras-là qu’il jette les bonbons, n’est-ce pas,
tante ?
— Ah ! voilà l’affaire ! Je vais vite mettre le bras, riait le sculpteur.
Et il appliqua de la neige autour de l’armature rudimentaire. Vers
midi, le travail était ébauché.
— Nous devons rentrer, Jantje.
— Tante, comment faire ? le monsieur ne peut pas travailler sans
moi.
— Ah ! oui, il faudra revenir, j’aurai besoin de neige.
— Eh bien, nous reviendrons.
A peine eûmes-nous déjeuné, il fallut qu’il y retournât.
Et voilà que le bonhomme Noël avait, pendu à son poing de
neige, un cornet de caramels sur lequel était écrit : « Pour Jantje, le
bon ouvrier. »
Jantje ne fut pas très étonné, mais fier.
— Tante, il a vu que je travaillais bien et que j’ai fait ajouter son
bras pour les bonbons, puisque de l’autre bras il porte la verge.
Jusque vers la brune, Jantje se démena, le sculpteur travailla, et
le tout fut achevé.
Alors le sculpteur dit à Jantje :
— Demain, de beaux messieurs viendront pour juger le meilleur
travail. Tâche de revenir, je dirai que tu m’as bien aidé. Et c’est vrai,
madame, fit-il en se tournant vers moi, son émotion m’en a donné et
je crois que je l’ai communiquée un peu à mon travail. Ce petit-là ne
fera rien froidement dans la vie ; et plus, il galvanisera les autres.
Quelle conviction et quel exquis petit homme !
— Donne la main au monsieur et dis « à demain ».
Nous revînmes le lendemain avec André. Il connaissait le jeune
sculpteur.
Les beaux messieurs ne lui donnèrent pas leurs suffrages, mais
nous avions trouvé un ami.