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The Affect Regulation Training (ART): a transdiagnostic approach


to the prevention and treatment of mental disorders
Matthias Berking and Christian A Lukas

Deficits in emotion regulation skills likely contribute to the for the usefulness of these interventions includes findings
development and maintenance of various mental health from etiological research indicating that various factors
problems. Thus, we developed the Affect Regulation Training likely increase the risk to develop mental disorders in
(ART) as a transdiagnostic intervention that can be used to general (e.g., experiential avoidance; [2]) and findings
enhance such skills whenever a focus on emotion-regulation from epidemiological studies indicating that many
appears promising in preventing or treating mental health patients meet criteria for several disorders at a given time
problems. In the present article we introduce the readers to the [10] or move from one disorder to another over the course
theoretical background, the aim and scope, and the procedure of their lifespan [11]. Providing these patients with the
constituting ART. We will also present some research on the skills that are necessary to cope with the factors responsi-
treatment’s efficacy as well as perspectives for future treatment ble for the development of various disorders might be a
development and research. more efficient approach to the treatment of highly comor-
Address bid patients than simply compiling a number of disorder-
University of Erlangen-Nuremberg, Germany specific interventions [12]. Finally, it is of note that
transdiagnostic interventions are easier to disseminate
Corresponding author: Berking, Matthias (matthias.berking@fau.de) as they, ceteris paribus, require less training and can be
delivered more easily in a group format [8].
Current Opinion in Psychology 2015, 3:64–69
Because of these arguments for transdiagnostic treat-
This review comes from a themed issue on Emotion regulation
ments and evidence for the transdiagnostic importance
Edited by Amelia Aldao and Matthew T Tull of adaptive emotion regulation skills, we have developed
For a complete overview see the Issue and the Editorial the Affect Regulation Training. The purpose of ART is to
Available online 16th February 2015 enhance adaptive affect regulation whenever such a focus
http://dx.doi.org/10.1016/j.copsyc.2015.02.002
is considered helpful for maintaining or restoring mental
health. Accordingly, ART can be used, first, as a preven-
2352-250X/# 2015 Elsevier Ltd. All rights reserved.
tive intervention in healthy and at-risk groups, second, as
a stand-alone intervention for individuals suffering from
minor mental disorders, or third, as an adjunctive inter-
vention that complements disorder-specific treatments of
severe mental disorders. Based on theories and data
indicating that various affective states contribute to the
Introduction
development and maintenance of mental disorders if they
Arguably, almost all mental disorders involve at least
are not adaptively responded to [13], ART focuses on
some kind of undesired affective state — either as inte-
enhancing general affect regulation skills, that is, skills
gral parts of the diagnostic criteria or as likely cues of
that are relevant for coping with a broad range of usually
cognitive or behavioral symptoms. For example, binge
undesired feelings (including stress/tension, anxiety, an-
eating, restrictive eating, alcohol or drug consumption,
ger, sadness, shame, guilt, depressed mood [14]).
self-harming behavior, worrying or even psychotic symp-
toms have been discussed as means to avoid or reduce
aversive affective states or restore a sense of control over Theoretical underpinnings of ART
one’s feelings (e.g., [1,2,3]). Consistent with these To develop effective skill-building interventions, re-
theories, numerous empirical findings suggest that defi- search needs to identify adaptive skills and clarify how
cits in affect regulation are an important risk and main- such skills interact [15]. For this purpose, we synthesized
taining factor in various mental disorders (e.g., [4,5]). and expanded upon previous theories (e.g. [16–19]) and
Therefore, enhancing adaptive affect regulation skills proposed a skill-based model of emotion regulation.
might qualify as a promising target in transdiagnostic According to the Adaptive Coping with Emotions (ACE)
interventions aiming to prevent or restore mental health model [20] (Figure 1), effective emotion regulation can be
in the context of a broad range of disorders [1,5,6,7]. conceptualized as the situation-adapted interplay of the
abilities to, first, be aware of emotions (e.g., [21,22]),
Transdiagnostic interventions have recently been dis- second, identify and label emotions (e.g., [23,24]), third,
cussed as a promising alternative or addendum to disor- correctly interpret emotion-related body sensations (e.g.,
der-specific interventions [5,8,9]. Preliminary evidence [25,26]), fourth, understand the prompts of emotions

Current Opinion in Psychology 2015, 3:64–69 www.sciencedirect.com


The Affect Regulation Training Berking and Lukas 65

Figure 1

Adaptive Coping with Emotions Model

Awareness 1

Identifying
& 2
Labeling

Understanding 3
3a 3b
Identifying Adaptive
Targets for Hopelessness
Change
Effective
7
Self-Support

Acceptance
Modification 4 & 5
Tolerance
Readiness
6a 6 6b
to Confront
In Vivo Skills Practice Development of Resilience
Current Opinion in Psychology

Adaptive Coping with Emotions model (ACE model) 1.

(e.g., [27]), fifth, actively modify negative emotions (e.g., might only be relevant to the extent that they facilitate
[28,29]), sixth, accept negative emotions when necessary the successful application of the ultimately important
(e.g., [2,19,30,31]), seventh, tolerate negative emotions skills [12,45].
when they cannot be changed (e.g., [32,33]), eighth,
confront (vs. avoid) distressing situations in order to attain To overcome the limitations associated with self-report
important goals (e.g., [34,35]), and ninth, compassionately measures, we developed an experimental paradigm
support (encourage, self-soothe, guide) oneself when designed to evaluate the efficacy of the skills included
facing undesired emotions [31,36]. The ACE model also in the model. Studies using this paradigm provide pre-
includes the assumption that the skills of accepting and liminary evidence that the ability to compassionately
tolerating negative emotions and modifying negative support oneself in distressing situations might be more
emotions are the most critical for mental health. The effective than established strategies (such as reappraisal)
other skills included in the model are hypothesized to in more severely depressed patients [46]. Moreover,
foster mental health only by facilitating the successful these studies provide preliminary evidence that self-
application of the acceptance/tolerance and modification compassion might facilitate the subsequent utilization
skills. of strategies that have been shown to be effective but
that patients often find difficult to apply (such as reap-
To validate the model, we developed the emotion regu- praisal [47]).
lation skills questionnaire (ERSQ). Empirical studies
using this measure have added to previous research by Development of ART
demonstrating that self-reports of the successful applica- Inspired by the lack of transdiagnostic interventions
tion of all skills included in the ACE model are signifi- targeting a broad range of affect regulation capabilities,
cantly associated with various indicators of mental health we began to develop the Affect Regulation Training
in clinical and at-risk populations [12,37–39]. Moreover, (ART) by integrating techniques from various approaches
ERSQ scores were associated with subsequent indicators into a comprehensive training program. As such, ART
of mental health and well-being in healthy [38], at-risk synthesizes elements of cognitive behavioral therapy
[40,41], and clinical samples [42,43,44]. Further stud- (e.g., [48]), mindfulness [49], compassion-based treat-
ies confirmed the hypothesis that modification as well as ments [50–52], emotion focused therapy [19], acceptance
acceptance and tolerance might be crucial for maintaining and commitment therapy [2], dialectical behavior therapy
and restoring mental health, whereas the other skills [53], neuro-psychotherapeutic translational approaches

www.sciencedirect.com Current Opinion in Psychology 2015, 3:64–69


66 Emotion regulation

[54], problem-solving therapies [55], and strength-fo- whenever there is a need to cope with undesired affective
cused interventions [56,57]. states.

Out of the large variety of skills that are focused upon in To master the ART-skills and finally the entire ART-
these treatments, we picked a set of seven skills that first, sequence, ART aims to engage participants in an intense
have been shown to be effective in basic and clinical training. For this purpose, a standardized set of progres-
research, second, can be used to cope with a broad range sive exercises has been developed that includes seven
of challenging affective states, and third, can easily be guided contemplations (that are about 20 min long and
integrated into a comprehensive system of adaptive affect can be delivered with the help of the ART audio train-
regulation. ing), and a set of about 140 short messages that can be sent
to participants through an automatic email/text message
In the so-called ART-sequence (Figure 2) patients are delivery system. To foster the motivation to engage in
taught to respond to challenging affective states by: such an intense training, ART therapists work to identify
participants’ approach goals that can be obtained with the
 relaxing their muscles and their breathing help of better affect regulation skills and to promote the
 switching into the mode of non-judgemental awareness insight that engaging in the ART practice is an effective
 activating an accepting attitude toward one’s emotions means to the end of attaining personally relevant goals.
and the belief in one’s capacity to tolerate this emotion Additionally, ART trainers systematically focus on the
for some length of time participants’ resources and help participants to become
 providing oneself with effective self-support (by aware of their own strengths and capabilities. These
engaging in self-compassion, practicing self-soothing measures aim to increase emotion-related self-efficacy
and self-encouragement, and actively coaching oneself and activate an approach motivation toward challenging
through the process of affect regulation) feelings and affect-related skills practice.
 constructively analyzing the causes of one’s emotions
 working to modify undesired affective states with the To help maintain the effects of the training after com-
help of an emotion-focused problem-solving schema. pletion, ART aims to transform the ART exercises into
self-reinforcing rituals that ART completers are invited to
In ART, each of these skills is first introduced with the practice on a daily basis for as long as possible, even if they
help of a (‘neuro-psychotherapeutic’) translational model. have recovered from their initial mental-health problems.
Then the skill is taught in a long version which is ART therapists explain that the motivation to practice
shortened after each additional skill that is presented relevant skills diminishes over time, particularly in the
to participants. Finally, participants should be able to absence of acute emotional suffering. However, continu-
apply the skill in a very short period of time (3–30 s). The ing the ART training greatly increases the chance to stay
combined sequence of ART-skills can then be applied well over a long time span. Therefore, ART participants
are advised to continue with the skills practice with a
reduced level of intensity and to increase its intensity as
soon as their emotional problems start reappearing.
Figure 2
Overview of research on ART
ART Skills and ART Sequence The experimental studies described in the ‘Theoretical
underpinnings of ART’ section provide preliminary evi-
1. Muscle dence for the efficacy of ART. They show that sequences
Relaxation from the ART audio training significantly facilitate suc-
7. Modifying 2. Breathing cessful coping with experimentally induced depressed
Emotions Relaxation affect in individuals meeting criteria for major depressive
disorder (MDD). However, they fall short in clarifying
To change whether the ability to utilize these skills can be enhanced
6. Analyzing 3. by ART. To answer this question, the efficacy of ART was
Emotions how I feel Nonjudgemental evaluated in studies with both clinical and non-clinical
Awareness samples. In the first study targeting an at-risk population,
5. we evaluated ART in a sample of police officers. This
Compassionate 4. Acceptance profession is known for being associated with many emo-
Self-Support & Tolerance tional challenges such as stress, anger, guilt, worry, and
shame, subsequently leading to feelings of frustration,
Current Opinion in Psychology
helplessness, depressive symptoms, and anxiety [37].
Moreover, some authors argue that police officers tend
ART skills and ART sequence 1. to rely on action-oriented and problem-focused coping

Current Opinion in Psychology 2015, 3:64–69 www.sciencedirect.com


The Affect Regulation Training Berking and Lukas 67

strategies when dealing with occupational stress [58]. It can of ART. Comparisons across the two groups indicated
be hypothesized that such a focus may lead to a lack of that integrating ART into the CBT-based treatment was
emotion-focused coping strategies and can be regarded as associated with greater gains in the acquisition of impor-
both cause and consequence of difficulties with regard to tant emotion regulation skills. Moreover, participants in
acknowledging, sensing, understanding, accepting, toler- the CBT + ART group reported a greater reduction in the
ating and modulating challenging feelings [37]. Consistent severity of depressive symptoms than participants receiv-
with this assumption, the ERSQ scores of a sample of ing traditional CBT. More specifically, 65% of partici-
police officers were significantly lower than those of a pants who received the CBT + ART treatment attained
matched control condition. Police officers who subse- remission status compared to 51% of participants who
quently participated in ART displayed a significantly received conventional CBT.
greater increase in their ERSQ scores than did a waiting
control condition. Moreover, after the training their With regard to specific disorders other than depression,
reported emotion regulation skills had increased to the ART has recently been used to increase the focus on
point where they no longer differed from the matched emotion regulation skills in CBT-based treatment of
control sample [37]. medically unexplained symptoms [63]. Traditionally,
such symptoms have often been associated with deficits
In a more recent study, ART was evaluated in a sample of in the ability to be aware of emotions, understand their
caregivers for the elderly [59]. Similar to police officers, causes, and effectively modify their quality, intensity or
this profession is known to be associated with many duration [64]. In an attempt to improve the unsatisfying
emotional challenges and an increased risk for the devel- efficacy of available treatments for these symptoms,
opment of mental health problems [60,61]. Caregivers Gottschalk and colleagues [63] have integrated ART into
who participated in the ART program displayed a greater conventional CBT. Findings from an uncontrolled study
increase in affect regulation skills than did a (non-ran- provide preliminary evidence for the feasibility, accep-
domized) control condition. Moreover, participants in the tance, and efficacy of this approach [63].
ART condition displayed a significantly greater improve-
ment of well-being and maintained these changes over a Conclusions
6-months follow-up period [59]. Together these findings There are various limitations to the research that has been
provide preliminary evidence that ART can be effective- conducted to evaluate the ART program. First, at this
ly used as a preventive intervention in at-risk populations. point efficacy research on ART exclusively used self-
report measures (such as the ERSQ, ‘Theoretical under-
With regard to the efficacy of ART as an intervention for pinnings of ART’ section). Therefore, future research
individuals meeting criteria for mental disorders, system- should complement self-report-based assessments with
atic research so far has focused on the effects of com- observer-based, biological or experimental measures.
plementing disorder-specific interventions with a Moreover, the ERSQ inquires whether or not a person
stronger focus on emotion regulation skills through repla- has been able to apply various regulatory skills to his/her
cing parts of the original treatment with ART. In one ‘feelings’ or ‘emotions’ in general although the ability to
study, an abbreviated version of ART was integrated into cope adaptively with emotions may differ significantly
a six-week, CBT-based inpatient treatment program in across specific affective states. To address this limitation,
order to clarify whether CBT + ART would result in we have recently developed and validated a modified
better outcome than CBT alone [12]. Findings from a version of the ERSQ, which assesses affect regulation
sample of 289 patients meeting criteria for various mental skills separately in the context of various affective states
disorders indicated that those patients treated with (Affect Regulation Skills Questionnaire,a ARSQ; [14]).
CBT + ART improved their emotion regulation skills Other limitations include the focus on ART as an adjunc-
significantly more than the CBT-only group. Moreover, tive intervention, the lack of studies varying the point in
the patients who participated in ART showed significant- treatment when ART is used to complement disorder-
ly greater decreases in depression and negative affect and specific interventions and, most importantly, the lack of
a significantly greater increase in positive affect than studies with other carefully defined clinical groups.
those receiving traditional CBT [12].
To overcome these limitations we have recently complet-
Although the results from this study appear promising, ed a study in which ART is evaluated as a stand-alone
they are preliminary as participants were not completely intervention in a sample of 150 clinically depressed out-
randomized to treatment conditions. Therefore, we re- patients [65]. In this study, we have also tested the
cently conducted a completely randomized, controlled, hypothesis that participating in ART enhances the effects
and prospective clinical trial with a sample of 432 inpa- of subsequent individual CBT for depression. In order to
tients who met diagnostic criteria for MDD [62]. In this
study, participants received either traditional CBT-based a
An English version of the ARSQ can be obtained from the first
therapy or CBT complemented with a shortened version author.

www.sciencedirect.com Current Opinion in Psychology 2015, 3:64–69


68 Emotion regulation

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Conflict of interest Work Through their Feelings. American Psychological Association;
2002.
Nothing declared.
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