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INTERNATIONAL JOURNAL OF BEHAVIORAL CONSULTATION AND THERAPY ©2013, ALL RIGHTS RESERVED

2013, VOL. 8, NO. 3-4 ISSN: 1555–7855

The Risk Need Responsivity Model of Offender Rehabilitation: reserved for higher risk groups of offenders, as as-
sessed by actuarial assessment instruments. There
Is There Really a Need For a Paradigm Shift? are now many decades of research demonstrating
that actuarially assessed risk is superior to un-
Jan Looman & Jeffrey Abracen structured clinical judgment (e.g., Hanson & Mor-
Correctional Service of Canada ton-Bourgon, 2009).
Need: With reference to the concept of need, An-
Abstract drews and Bonta (2010) are referring to crimino-
The current paper critically reviews the Risk-Need-Responsivity (RNR) and Good Lives Model (GLM) approaches genic needs, established by the empirical literature
to correctional treatment. Research, or the lack thereof, is discussed in terms of whether there is a need for a as associated with recidivism in criminal popula-
new model of offender rehabilitation. We argue that although there is a wealth of research in support of RNR tions. They identify eight central risk/need factors
approaches, there is presently very little available research demonstrating the efficacy of the GLM in terms of the (the “Big Eight”) for the development and mainte-
impact that programs based on this model of rehabilitation have on observed rates of recidivism among offender nance of criminal behavior:
populations. Additionally, the emphasis of the GLM approach on the principles and techniques of positive psychol- 1. History of antisocial behavior characterized by
early involvement in a number and variety of an-
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.

ogy is untested in the area of forensic psychology. Evidence with reference to the assessment and treatment of
This document is copyrighted by the American Psychological Association or one of its allied publishers.

sexual offenders is discussed as this is a particular focus of the GLM approach. We conclude, in agreement with tisocial activities and settings. This is considered
the developers of the GLM approach, that the RNR model needs to be adapted in order to incorporate recent re- to be a strength when absent.
search related to the factors associated with recidivism among sexual offenders. However, we argue that the GLM 2. Antisocial Personality Pattern, characterized by
is largely an empirically untested model, and further offers little in terms of adding to or replacing the RNR model. impulsive, adventurous, pleasure-seeking, and
We recognize that a revised version of the RNR based approach is necessary, incorporating an integrated ap- aggressive behaviors, and callous disregard for
others. Associated risks consist of weak self-con-
proach to treatment, and we introduce and briefly describe the RNR-I (Integrated)), a model developed by the
trol, anger-management, and problem solving
authors and supported by a variety of empirical research, including a number of outcome studies produced by
skills. One target of treatment, therefore, is to
our team and others.
enhance these skills.
Keywords 3. Antisocial cognition, including attitudes, val-
Sexual offenders; sexual offender treatment; sexual offender treatment models; good lives model, risk, needs, ues, beliefs, and a personal identity favorable to
and responsivity; RNR, GLM crime.
4. Antisocial associates and relative isolation from
prosocial individuals, in which the quality of re-
The Risk, Need and Responsivity (RNR) model both the RNR approach and the theory of offending lationships and the influence that associates have
(Andrews & Bonta, 2010) has been the prominent on which it is based, as well as a discussion of the on the individual (e.g., favorable/unfavorable to
approach to the treatment of offenders in Canada, Good Lives Model of treatment which has been ad- crime) are important.
as well as other parts of the world (e.g., the U.K, vocated by Ward and his colleagues. Laws and Ward 5. Problematic circumstances of home (family/
New Zealand, and Australia) for three decades. (2011) state that the Good Lives Model (GLM) they marital)
The RNR approach and the theoretical model on advocate represents a new theory of rehabilitation, 6. Problematic circumstances at school or work
which it is based have resulted in measurable gains the principles of which can be applied in a myriad of 7. Few if any positive leisure activities
in terms of the reliable assessment of offenders, as ways. Whether the model translates into genuine- 8. Substance abuse
well as significant reductions in rates of recidivism ly new approaches to treatment in practice has not Thus, the RNR Model considers personal, interper-
among offenders treated in programs that have ad- been addressed in detail to this point. sonal, and social factors as being involved in the
opted this perspective (see Andrews & Bonta, 2010 acquisition and maintenance of criminal behav-
for a summary). Treatment approaches consistent „„Risk, Need and Responsivity
ior (Ogloff & Davis, 2004). Further, Andrews and
with the RNR principles have been demonstrated The RNR model is not a theory of intervention in Bonta (2010) argue that treatment should focus on
to lead to reductions in sexual offense recidivism itself, rather the RNR perspective represents prin- criminogenic needs. Non-criminogenic needs such
(Hanson, Bourgon, Helmus & Hodgins, 2009), vi- ciples of effective correctional intervention (An- as low self-esteem and personal distress are viewed
olent recidivism (Dowden & Andrews, 2000), and drews & Bonta, 2010), within which a wide variety as tertiary and should not be the focus of treatment
general recidivism (Andrews, Zinger et al., 1990). of therapeutic interventions can be used. Andrews except as they are relevant to the third principle of
However, in the past decade this approach to cor- and Bonta argue that a number of factors need to be effective correctional treatment; that is the Respon-
rectional programming has been criticized (e.g., considered in any comprehensive theory of crim- sivity Principle.
Laws & Ward, 2011; Ward & Stewart, 2003) as being inal behavior, including biological/neurological
The Responsivity Principle consists of two compo-
too focused on risk management. issues, inheritance, temperament, and social and
nents: general and specific responsivity. The general
Ward and his colleagues (2003; Laws & Ward, 2011) cultural factors, making note of the fact that crim-
responsivity principle states that effective inter-
have argued that the primary focus of RNR based inal behavior is multi-factorial. From this general
ventions tend to be based on cognitive, behavior-
approaches to treatment has been on the reduction outline (which these authors label as the Psycholo-
al, and social learning theories (Smith, Gendreau,
of various deficits present in the individual, and that gy of Criminal Conduct), Andrews and Bonta have
& Swartz, 2009), while the specific responsivity
the RNR model pays insufficient attention to the delineated three principles of effective corrections,
principle suggests that the treatment offered is to
person and the idiosyncratic goals that he/she may termed Risk, Need and Responsivity. These princi-
be matched not only to criminogenic need but also
wish to address. They argue that these agentic needs ples have resulted in several decades of research that
to those attributes and circumstances of cases that
must become a focus of contemporary treatment has revolutionized the practice of assessment and
render them likely to profit from that treatment
programs. The model proposed by Ward and his treatment of offender populations, and in which
(Andrews, et al., 1990).
colleagues is influenced heavily by developments in factors associated with RNR are clear, concise and
the area of positive psychology, as opposed to a cog- empirically verifiable. We will return to the issue of Support for the RNR Approach
empirical support when discussing the GLM.
nitive-behavioral/social learning framework, which Research indicates that treatment services designed
has been the basis of RNR oriented programs. The Risk: With reference to the concept of risk, Andrews in accordance with these principles are more effec-
purpose of this paper is to provide a brief outline of and Bonta (2010) argue that treatment should be tive than those that are not, and that the treatment

30
THE RISK NEED RESPONSIVITY MODEL OF OFFENDER REHABILITATION 31

effect is linearly related to the number of principles programs were more effective if they targeted crim- rates of recidivism; 3) RP approaches, delivered
to which the treatment model adheres. Andrews, inogenic needs (need principle) and were delivered within the RNR framework, are effective in reduc-
Zinger et al. (1990) conducted a meta-analysis of in a manner that was likely to engage the offenders ing recidivism; and 4) these results apply to general
80 studies examining the effectiveness of correc- (responsivity principle). They also reported that recidivism, violent recidivism, and sexual recidi-
tional programming. They found that treatments sexual offender treatment programs that adhere to vism, as well as to female offenders.
coded as appropriate (i.e., designed and delivered RNR principles resulted in greater reductions in
according to RNR principles) were associated with recidivism, and that this effect was linearly relat- Criticism of RNR by Ward et al.
larger effect sizes, whereas treatments coded as in- ed to the number of RNR principles incorporated As noted above, the RNR approach to treatment
appropriate or associated with criminal sanctions into the treatment program. In fact, programs that has been criticized over the past 10 years, in par-
were both associated with negative effects. adhered to none of the principles resulted in a neg- ticular by Ward and his colleagues (Laws & Ward,
Dowden and Andrews (1999) performed a me- ative treatment effect. This meta-analysis indicates 2011; Ward, Mann & Gannon, 2007; Ward & Stew-
ta-analysis on 25 studies of treatment for female that the RNR approach to program development art, 2003). These authors point to a number of con-
offenders, and found that the delivery of any and delivery applies equally to sexual offenders as cerns with what they term the “risk-need model”
treatment programming yielded a significantly it does to other types of offenders. (Ward & Stewart, 2003). They argue that, due to the
stronger effect than criminal sanctions alone. They Relapse Prevention (RP) approaches to sexual of- primary focus of treatment on individual risk, the
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.

also found that treatment services adhering to all fender treatment remain popular within the field. risk-need model views individuals as “disembod-
This document is copyrighted by the American Psychological Association or one of its allied publishers.

of the RNR principles were related to the greatest The 2009 survey of North American programs ied bearers of risk rather than as integrated agents”
reductions in recidivism, while treatment rated as conducted by the Safer Society Foundation (Mc- (p. 354). Ward and his colleagues argue that by ad-
inappropriate had the weakest effects. Effect sizes Grath, Cumming, Burchard, Zeoli & Ellerby, 2010) dressing only criminogenic needs offenders are left
were also larger when needs related to associates found that over 65% of programs reported the use with gaps in their lives. What the RNR approach
and peers, attitudes, self-control, and family and of a Relapse Prevention Model. This is likely an neglects is “the need to understand the primary hu-
family process were targeted, than when they were under-estimate, however, given that the survey man goods associated with the commission of an
not. Thus, this meta-analysis suggests that the ma- differentiated between RP and cognitive-behavior- offense and the need to ensure that these goods are
jority of criminogenic needs identified for men are al approaches. Given that RP tends to be a cogni- met in more socially acceptable and individually
also applicable for female offenders. Dowden and tive-behavioral approach in practice (Andrews & satisfying ways” (pp. 254 – 255). That is, Ward and
Andrews also found that targeting vague personal/ Bonta, 2010), this distinction may have been prob- colleagues argue, the personal needs of the offender
emotional issues and other non-RNR based treat- lematic for survey respondents. Initially developed are not considered as relevant targets in the RNR
ment targets were associated with no reduction in for substance abusing clients, the RP model has model.
recidivism. In fact, non-criminogenically focused been adopted for use with sexual offenders. This Ward and Stewart (2003) argue that the risk-need
family interventions were associated with an in- perspective assumes that relapse is predictable and model couches its approach to treatment in nega-
crease in recidivism. that if clients pay attention to so-called high-risk tive terms. That is, the focus is often on the elimina-
Dowden and Andrews (2000) conducted a me- situations they can dramatically reduce their risk of tion of negative attitudes, the reduction of cognitive
ta-analysis of 35 studies of violent offenders and recidivism. High risk situations are typically those distortions, and the extinction of deviant sexual in-
again found that programs adhering to RNR prin- that would be considered criminogenic needs with- terests. Ward and Stewart (2003) propose that, in
ciples were more effective than those which did in Andrews & Bonta’s (2010) model (e.g., alcohol or contrast, the Good Lives Model (GLM) promotes
not. Specifically, they found that criminal sanctions drug abuse, criminal associates). the enhancement of strengths, skills and abilities
alone, in the absence of treatment programming, Dowden, Antonowitz, and Andrews (2003) con- rather than the suppression of negative behavior, in
yielded no effect on recidivism, while any human ducted a meta-analysis of treatment programs an attempt to promote a “good life.”
service delivery resulted in a significant positive which employed an RP approach in the deliv- Ward and Stewart (2003) also note that the risk-
effect. Programs that targeted criminogenic needs ery of treatment. They coded 24 studies, seven of need model does not address the role of personal
were associated with a moderate effect size, while which involved sex offender treatment, and found identity in the change process. That is, Laws and
those which did not produced no significant re- a moderate overall effect size for RP programs. Ward (2011) note that offenders who desist tend
duction in recidivism. When examining results When coding programs for the presence of various to adopt a personal identity inconsistent with of-
according to the degree of adherence to the RNR aspects of the RP approach to treatment (i.e., of- fending. Rather than targeting individual risk fac-
principles, those programs deemed inappropriate fense chain, relapse rehearsal, identification of high tors, which they argue is the focus of the risk-need
were associated with no effect on recidivism, while risk situations, coping with failure situations, etc.), perspective, the GLM advocates that change results
those that adhered to all three principles produced Dowden et al. found that the development of the of- from a “holistic reconstruction of the ‘self ’” (Laws
the largest effect sizes. They found that greater ef- fense chain, training significant others to help, and & Ward, 2011, p. 189).
fect sizes were achieved through systematic target- relapse rehearsal were associated with treatment ef- Critiques of the RNR approach also emphasize that
ing of criminogenic needs, while iatrogenic results fectiveness, while booster sessions and coping with the model concentrates on the causes of offending
were obtained when non-criminogenic needs were failure situations were not. Overall, the greater the (e.g., criminogenic needs), as opposed to acknowl-
targeted. number of RP components employed in treatment, edging the role of human agency. The GLM sees
More recently, Hanson, et al. (2009) coded 23 the stronger the treatment effect (r = .38, p < .01). people as practical decision-makers who formu-
studies of sexual offender treatment outcome for These authors also examined the contribution of late plans and intentionally modify their environ-
adherence to the RNR principles. In addition to RNR principles to treatment effectiveness. They ments and themselves to achieve goals. Thus, from
the criminogenic needs for general recidivism found that RP programs adhering to all three RNR this perspective, correctional rehabilitation should
described above, Hanson et al. considered crimi- principles had the greatest impact, while those that be focused on helping offenders to “acquire core
nogenic needs specific for sexual recidivism to be adhered to none of the principles had no impact competencies constituting valued activities such as
deviant sexual interests, sexual preoccupation, at- on recidivism. being intimate, managing stress and so on” (Laws
titudes tolerant of sexual crime, and intimacy defi- Thus, taken together, these meta-analyses indicate & Ward, 2011, p. 176). In this regard, proponents
cits (e.g., conflicts with lovers, emotional congru- that: 1) adherence to RNR principles in the devel- of the GLM argue that the role of responsivity is
ence with children). Non-criminogenic needs were opment of correctional treatment programs leads not sufficiently addressed in the RNR model. They
considered to be factors such as internalizing psy- to greater reductions in recidivism; 2) programs (Ward & Stewart, 2003) claim that with the focus of
chological problems (e.g., depression, anxiety), de- that address non-criminogenic needs tend to be RNR on criminogenic needs, important issues that
nial, low victim empathy, and social skills deficits. either less effective or ineffective in reducing re- may impact on the ability to participate in treat-
Hanson et al. reported that for sexual recidivism, cidivism, or may even be associated with increased ment and motivation for treatment are neglected.
32 LOOMAN & ABRACEN

„„Good Lives-Desistance Model of human goods, such as core freedom and well-be- may try to acquire the good of Relatedness through
ing, should be guaranteed by the fact that offenders sexual activity with a child.
The most current version of Ward’s model incorpo-
possess universal human rights that are protected. From the GLM perspective criminogenic needs
rates theory related to the GLM, desistence theory,
and positive psychology, and has been presented Another assumption of the Good Lives model, are internal or external obstacles that frustrate and
by Laws and Ward (2011; Ward & Laws, 2010) as rarely stated overtly, is that “most [sexual offend- block the acquisition of primary human goods
a Good Live-Desistance approach. This model is ers], apart from their sexual deviance, are not crim- (Ward & Marshall, 2004). That is, crime occurs
derived from an integration of Ward’s Good Lives inals” (Laws & Ward, 2011, p. 4). This assumption, when the individual lacks the ability to obtain a
Model and research regarding desistance of offend- of course, greatly affects the perspective that GLM good in a prosocial manner and is unable to think
ers from crime (e.g., Maruna, 2001; Sampson & proponents take on the matter of offender reha- about his or her life in a reflective manner. From
Laub, 2005). In brief, the research concerning de- bilitation, as it leads to the additional assumption this perspective, criminogenic needs reflect a de-
sistance from offending indicates that the majority that “They hunger for the same things that we all ficiency in agency and conditions that support
of men who become involved with criminal justice do; a good education, a decent job, good friends, agency.
systems in their teens and early 20s do not con- homeownership, family ties, children, being loved Laws and Ward (2011) identify two routes to of-
tinue to commit crime. Sampson and Laub make by someone and a stable life” (p. 4). Thus, their fending. The first is the direct route, in which of-
the argument that desistance is the norm and that approach may not adequately account for highly fending is a primary focus in the individual’s life
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.

only a minority of offenders continue to re-offend criminalized individuals who do not share these plan. That is, the person may intentionally seek cer-
This document is copyrighted by the American Psychological Association or one of its allied publishers.

at a high rate across their lifespan. Ward and Laws goals. tain types of goods through criminal activity. For
argue that the same applies to sexual offenders. In Ward and colleagues (Ward & Stewart, 2003; Ward example, an offender may lack the relevant com-
their review of the literature, Ward and Laws (2010) & Marshall, 2004; Laws & Ward, 2011) claim that, petencies and understanding to obtain the good
identify 12 influences that contribute to the desis- rather than addressing criminogenic needs, the of intimacy with an adult. Thus, for this person
tance of offenders: 1) aging, 2) marriage, 3) work focus of treatment should be on the enhancement offending may represent a striving for the funda-
and job stability, 4) military service, 5) juvenile de- of offenders’ abilities to obtain Primary Human mental good of intimacy which he intentionally
tention, 6) prison, 7) education, 8) cognitive trans- Goods. These goods, as described by Ward and seeks through criminal activity. Along the indirect
formation (i.e., changes in how the person views Maruna (2007), have their origins in human na- route to offending the pursuit of a good increases
himself), 9) the Pygmalion effect (i.e., the high ex- ture and have evolved in order to help people es- the pressure to offend. For example, a conflict be-
pectations of others lead to greater self-belief), 10) tablish strong social networks, survive, and repro- tween the goods of relatedness and autonomy may
“knifing off ” (i.e., cutting off bonds with a criminal duce. They argue that people derive a sense of who lead to the break-up of relationship, which leads
past), 11) spirituality, and 12) fear of serious assault they are and what matters from the things they do to loneliness/distress, which leads to alcohol use,
or death. Ward and Laws (2010) list a 13th factor, and that, therefore, during rehabilitation the goal which eventually results in offending.
which is sickness and incapacitation, noting that a should be to provide offenders with an opportunity From the GLM perspective there should be a direct
criminal lifestyle is associated with unhealthy and to acquire a more adaptive personal identity. relationship between goods promotion and risk
dangerous behaviors (e.g., smoking, substance use, Yates and Willis (2011) describe eleven Primary management, in which rehabilitation consists of
violence) and that some criminals may desist sim- Human Goods: a holistic reconstruction of the self. For instance,
ply because they are unable to continue with this Ward and Laws (2011) argue that a focus on the
lifestyle. 1. Life (including healthy living and optimal phys-
promotion of goods is likely to automatically elim-
ical functioning, sexual satisfaction) inate or modify risk factors. Thus, in the GLM in-
The GLM is based on the notion that humans are
2. Knowledge tervention is an activity that adds to an individu-
practical decision makers who formulate plans and
intentionally modify themselves and their envi- 3. Excellence in work (including mastery experi- al’s repertoire of personal functioning rather than
ronments in order to achieve goals (Ward & Laws, ences) simply removing or managing a problem. This
2010). The environment in which people function 4. Excellence in play (including mastery experi- assumption of the model is critical and will be
includes social, cultural, biological, and physical ences) discussed in more detail below. For the moment,
materials that provide the resources necessary to suffice it to say that this view is in keeping with
5. Excellence in agency (i.e., autonomy and self-di-
implement their plans. The GLM asserts that the humanistic traditions but may be at variance with
rectedness) cognitive-behavioral orientations where the focus
purpose of correctional rehabilitation ought to be
6. Inner peace (i.e., freedom from emotional tur- is on the modelling of appropriate skills that are di-
helping offenders acquire the core competencies
they require in order to engage in valued activi- moil and stress) rectly addressed in treatment.
ties such as being intimate, managing stress, and 7. Relatedness (including intimate, romantic and Laws and Ward (2011) also indicate that, from a
so on, and more effectively coordinate and adjust family relationships) GLM perspective, therapy should be tailored to
their goals depending on prevailing contingencies. 8. Community match the individual client’s life plan and his or her
Laws and Ward (2011; Ward & Laws, 2010) argue 9. Spirituality (in the broad sense of finding mean- risk factors (Ward & Brown, 2004). The GLM also
that the GLM takes an agency centred approach to ing and purpose in life) focuses on approach goals rather than avoidance of
rehabilitation. That is, it is concerned with the abil- risk factors. The view of the offender is that he may
10. Happiness
ity of individuals to select goals, formulate plans, lack many of the essential skills/abilities required to
and act freely in the implementation of those plans. 11. Creativity achieve a fulfilling life, and that criminal behavior
Ward and Laws argue that the GLM is founded on For each of these primary goods the authors iden- results from an attempt to achieve desired goods.
the ethical concepts of human dignity and rights. tify secondary goods, which provide the means of Alternatively, criminal behavior may arise from an
Human dignity, they claim, is the acknowledge- acquiring the primary good. For example, for the attempt to relieve a sense of incompetence, conflict,
ment of the capacity of human beings to act in primary good of Knowledge the secondary goods or dissatisfaction that arises from not acquiring
pursuit of their own freely chosen goals. By human may include attending school, participating in valued human goods.
rights they refer to ensuring that the resources re- training or belonging to a discussion group. For the
quired for people to make their own decisions are primary good of Excellence in Work the second- An Analysis of the GLM-Desistence Perspective
available and that they are not unjustifiably restrict- ary good may be engaging in an apprenticeship or Laws and Ward (2011) claim that the absence of
ed from living the life they choose. Ward and Laws training. Thus, from the GLM perspective offend- certain goods is more strongly related to offending
(2010) acknowledge that offenders face legitimate ing may result when a person attempts to acquire than the absence of other goods. These include: 1)
restrictions on their freedom of movement and a primary good by means of an antisocial or inap- Self-efficacy/sense of agency; 2) Inner peace; 3)
other rights; however, they argue that the majority propriate secondary good. For example, someone Personal dignity/social esteem; 4) Generative roles
THE RISK NEED RESPONSIVITY MODEL OF OFFENDER REHABILITATION 33

and relationships (work, leisure); and 5) Social re- relapse occurred in response to his partner being nity based sexual offender treatment programs that
latedness (associates). However, they offer no data insulted and offended. Mr. C’s reaction included included either an RP module or a GLM module.
to support this claim. In addition, the first three ’smashing’ the victim and entering an emotional In total, 321 men participated in the RP programs
of these goods are similar to factors identified as state synonymous with the abstinence violation ef- and 202 in the GLM. It was noted that, on aver-
non-criminogenic in extant research. For example, fect” (p. 593). Whitehead et al. noted that he had age, men participating in the RP program scored
personal dignity is similar to self-esteem, which remained “conviction free except for a minor driv- significantly more deviantly on the measures at
research previously cited indicates is non-crimino- ing charge” (p. 594). pre-treatment than the men in the GLM program.
genic (e.g., Hanson & Morton-Bourgon, 2005). Two studies addressing the effectiveness of GLM Results indicated that there was no significant dif-
Laws and Ward (2011) indicate (p. 202) that the approaches to treatment in contrast to “treatment ference overall in the amount of change achieved
GLM has empirical support; however, they fail to as usual” approaches have been conducted to date, on the measures between the two groups. In ad-
offer any citations to support this claim. Although although neither involved investigation of the direct dition, there was no systematic difference in the
there appears to be evidence supporting some of impact of treatment on recidivism rates. The first of number of men who achieved clinically significant
the principles of positive psychology this cannot be these was conducted by Harkins, Flak, Beech, and change on the measures. However, it was noted that
taken as evidence that such approaches are effective Woodhams (2012). This study compared 76 men for those who had pre-treatment functional scores
with offenders. For example, Deci and Ryan (2000) who participated in community sexual offender and attended the GLM module tended to remain
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.

summarize research which indicates that in the treatment structured on a GLM model to 701 who functional at a higher rate than those who attended
This document is copyrighted by the American Psychological Association or one of its allied publishers.

general population self-determination is positively participated in a relapse prevention RNR oriented the RP module. It was noted that neither the GLM
correlated with personal well-being. However, there program. Harkins et al. compared the groups on nor the RP approaches effected change in the ma-
is no evidence to indicate that these research find- a psychometric assessment battery administered jority of those requiring change (i.e., the majority
ings can be applied to sexual offender populations pre- and post-treatment that consisted of mea- of both groups did not achieve “treated status” on
(Andrews et al. 2011), and, in fact, the meta-anal- sures that previous research had demonstrated to the measures). In addition, attrition rates were not
yses summarized above suggest that they cannot. be associated with recidivism (Beech, 1998; Beech, different between program approaches.
That is while positive psychological approaches Friendship, Erickson, & Hanson, 2002). Harkins A final article addressing the application of the
may be relevant for the general population, it is less et al. assessed program effectiveness by examining GLM, although not a treatment evaluation, is a
apparent that they are relevant for clinical popula- attrition rates, the facilitator’s perception of the study reported by Willis and Ward (2011) assessing
tions, and even less so for sexual offender popula- program and offender’s motivation, and the partic- the extent to which attainment of Goods impacts
tions. For example, the meta-analyses summarized ipant’s perception of the program, as well as pre- on adjustment to the community following release
above found that treatment addressing non-crimi- post changes on the psychometric battery. It was in a sample of 16 treated child molesters. Study
nogenic needs, such as self-esteem, low self-worth, found that attrition rates did not differ significantly participants were contacted in the community one,
or vague feelings of personal distress, was not asso- between the GLM and the RP oriented programs. three, and six months post-release and interviewed
ciated with any treatment effect. There were also no differences in rates of change regarding their attainment of Goods and their ad-
on psychometric measures. Overall, the facilitators justment to the community. The researchers also
Studying the GLM liked the GLM-based module better than the RP assessed the participants’ re-entry experiences, and
In terms of support for the GLM, Ward and col- based, but 63.7% did not think it would be appro- in particular their experiences related to accom-
leagues have described case examples to illustrate priate for high-risk/unmotivated clients. Regarding modation, employment, and social support.
the application of their principles to interven- the clients’ ratings of the extent to which they im- Overall, Goods fulfillment ratings indicated the
tions with offenders; however, these do not tell us proved their understanding of their offending, 80% partial or complete fulfillment of goods among the
whether or not these interventions are effective in of RP group rated their understanding as improved subjects. They also noted that the acquisition of the
reducing recidivism or more effective in address- compared to 46% of the GLM participants. good of Independence (autonomy) was strongly af-
ing criminogenic needs than other approaches. A In contrast, when rating the extent to which cli- fected by the offender’s ability to find employment
central tenet of the GLM is that the model is com- ents had developed a better understanding of the and permanent accommodation and the goods of
patible with RNR based perspectives (See Ward & positive aspects of themselves, 61% of the GLM Achievement (excellence in play and work) and
Maruna, 2007 for a discussion). Nonetheless, we participants indicated that they had a better un- Belonging (relatedness) were least fulfilled among
are not aware of any large scale investigations in- derstanding of themselves compared to 20% of RP participants at one month post-release. The offend-
volving offender populations that have compared participants. Participants were also asked to rate ers reported that difficulty finding employment was
and contrasted these two approaches in terms of the extent to which they had altered their thoughts a barrier towards achievement, and that they indi-
the direct impact that each might have on recid- and attitudes so that they might be better able to cated that joining cultural, sporting or other groups
ivism. manage their behavior. For the RP-based module to fulfil the good of belonging were long-term
80% thought that they had, compared to 27% for goals, but that other goals such as securing perma-
In terms of case studies intended to demonstrate
the GLM module. nent housing and employment took precedence.
the effectiveness of the GLM, Whitehead, Ward,
and Collie (2007) describe the case of Mr. C, de- In summary, the GLM module led to offenders who When correlating the mean Goods rating with the
scribed as a gang member with a long criminal feel better about themselves and their future; how- Re-entry Experience rating, it was found that a
history of violence, including sexual violence. It ever, the results of interviews indicated that they higher Goods score (greater acquisition of Goods)
was noted that he had engaged in RNR based in- had less awareness of risk factors and self-manage- was positively related to Re-entry Experiences. It
terventions during previous sentences, but that he ment strategies. Furthermore, there were no differ- was also found that dynamic risk ratings were neg-
remained in the pre-contemplation stage of change ences overall in terms of attrition or change on risk atively associated with the mean Goods achieve-
and held rigid antisocial attitudes and continued factors. ment. In other words, offenders with higher dy-
drug use at those times. Mr. C. was provided treat- The second study comparing the GLM to a stan- namic risk had lower achievement of Goods upon
ment according to the GLM, and his outcome 14 dard RNR/RP approach was conducted by Barnett, release.
months following release was discussed. He had Manderville-Norden, and Rakestrow (2013). This
enrolled in university but dropped out due to study was conducted in follow-up to the Harkins Evaluating the Evidence for GLM
“transportation difficulties,” but had made arrange- et al. (2012) study described above, after the GLM Evidence that the GLM approach is more effective
ments to re-enroll. Whitehead et al. also noted that component of the program was redesigned based than the approach taken by RNR/RP is lacking,
he disclosed two post-treatment violent incidents. on the findings of the former study. Barnett et al. based on the empirical research reviewed above.
“The first involved a retaliatory action after being examined psychometric testing results from two For instance, the case study of Mr. C. does not
pushed to the ground at a party. … The second samples of offenders who participated in commu- support the claim that the GLM approach is more
34 LOOMAN & ABRACEN

effective, or as effective as the case study appears to ly accepting approach to treatment advocated by principles. Its concepts, although perhaps framed
imply. While Mr. C. was not arrested for a serious the Humanistic approaches can be detrimental in in terms of deficits, nonetheless address the same
offense in 14 months following release, he reported working with offenders, for which a concrete, di- or similar concepts as the GLM, and in this regard
having assaulted at least one person (he “smashed” rective and structured approach is preferred (An- GLM offers very little that is new, even if couched
a man who was disrespectful toward his partner), drews & Bonta, 2010). in different terminology. In fact, regardless of lan-
and becoming involved in a fight with another. In summary, while some of the assertions of the guage, the clear goal of RNR is not simply to avoid
However, Whitehead et al. (2007) interpreted these GLM have support, the extant research in sup- deficits but to eliminate them, as in the “N” and
incidents as relapses with which Mr. C. had suc- port of the model is scant, and does not provide second “R” of the RNR model.
cessfully coped. Mr. C also attempted to attend uni- evidence of the greater effectiveness of the GLM In fact, in terms of approaches to rehabilitation,
versity, but withdrew and had not yet re-enrolled. as Ward and colleagues claim. At best, the model both models discuss the importance of acquiring
In contrast to the positive evaluation provided by provides change equal to as that achieved via an skills, although Ward et al. assert otherwise for the
Whitehead et al. (2007), a cynic might say that Mr. RNR approach; however, this change has yet to be RNR approaches. The GLM asserts that by acquir-
C. tried, but failed to attain prosocial goals and that shown to be associated with reduced recidivism. In ing the skills to appropriately obtain desired Goods,
he had in fact re-offended, at least with respect to contrast, the RNR approach has been shown to be an individual’s risk for re-offense is reduced (Laws
violence. Further, as reported, the incidents suggest related to reduced rates of both violent and sexual & Ward, 2011). While the designers and propo-
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.

that the client still exhibited a number of significant recidivism, and is supported by a mature research nents of the GLM present the RNR approach as fo-
This document is copyrighted by the American Psychological Association or one of its allied publishers.

cognitive distortions that may have not been ade- literature as reviewed in several meta-analytic re- cused on managing deficits and risk factors (Laws
quately addressed in treatment. ports referenced above. & Ward, 2011), the RNR approaches this, in fact, by
The Harkins et al. (2012) and Barnett et al. (2013) working to change, and not simply repress, antiso-
papers demonstrate that a GLM oriented program „„GLM vs. RNR cial attitudes and by addressing personality and be-
can lead to changes on psychometric measures. havioral deficits, thereby developing the necessary
When comparing RNR and GLM approaches, it is skills to obtain prosocial employment and associ-
The observed changes on psychometric instru-
critical to determine whether or not the GLM adds ates (Andrews & Bonta, 2010). As Wormith et al.
ments are, however, the same as those achieved in
anything new to the offender rehabilitation litera- (2012) state, some of the professed shortcomings
a comparable RNR/RP program. This later finding
ture or its models. In the preceding pages we exam- of RNR and alleged differences between RNR and
is important, as the GLM is held out as a model
ined the primary assertions of both of the models. GLM are illusory and mostly semantic.
which would improve treatment outcome over the
In the current section we will provide a direct com-
typical RNR oriented approach (e.g., Laws & Ward, As noted, Laws and Ward (2011; Ward & Laws,
parison of the claims.
2011, p. 202). Harkins et al. reported that offenders 2010) have recently added the consideration of de-
completing the GLM program were less likely to The GLM proposes that criminal behavior arises sistence to their model. They argue (Laws & Ward,
report feeling they understood their offending and from an attempt to relieve a sense of incompe- 2011) that rehabilitation should capitalize on de-
their risk factors than those who completed the tence, conflict, or dissatisfaction that arises from sistance processes by providing the skills to enable
RNR/RP based program, although they reported not acquiring valued human goods, while, in their clients to be able to choose to remain crime free.
feeling better about themselves and their futures. RNR model, Andrews and Bonta (2010) argue that However, looking at the desistance levers identified
Nevertheless, “feeling better” about oneself (i.e., in- crime results when the personal, interpersonal, and by Laws and Ward (2011), to a large extent these
creased self-esteem) has been demonstrated in me- community supports for behavior are favorable to appear to be related to Andrews and Bonta’s (2010)
ta-analyses to be unrelated to recidivism (Hanson crime. If we examine these statements closely it is Big Eight risk factors. Laws and Ward identify fac-
& Morton-Bourgon, 2005; Andrews & Dowden, apparent that the claims of both models are simi- tors such as marriage, work and job stability, ed-
2006). Thus, these evaluations suggest that overall lar, though the assumptions underlying the mod- ucation, cognitive transformation (i.e., changes in
the GLM program may not have met the objectives els (i.e., humanistic in the case of the GLM versus how the person views himself) and the Pygmalion
of preparing sexual offenders to manage their own cognitive-behavioral in the case of RNR) may be at effect (i.e., the high expectations of others leads
risk in the community. odds with one another. to greater self-belief) among the desistance levers
Finally, examining the results of the Willis and Andrews and Bonta (2010) focus on the Big Eight identified in the research. Marriage, work stabili-
Ward (2011) paper, this study provides support for risk factors, addressing such needs as lack of ed- ty and education are directly listed among the Big
RNR risk factors as much as it does for the GLM. ucation and employment and lack of supportive, Eight risk factors.
For instance, the offenders who were assessed most rewarding, and prosocial familial and marital re- The need to use approach goals and positive lan-
poorly on the re-entry rating were also those pre- lationships. The GLM identifies eleven “primary guage as suggested by proponents of the GLM
senting with the highest dynamic risk as assessed goods,” which upon examination have a great deal (Ward & Laws, 2010) is a contribution; however,
by the Stable-2007 (Fernandez, Harris, Hanson, & of inverse overlap with the Big Eight. For example, it is simply a reminder of what a good clinician
Sparks, 2012), illustrating the validity of the risk- the Primary Good of Knowledge has its RNR coun- should be doing. It is true that the field of sexual of-
need principles of RNR. Conversely, offenders terpart in “Problems Related to Work/Schooling,” fender treatment is too often focused on the nega-
reporting the most satisfactory re-entry were also and Excellence in Play and Work have their RNR tive; however, this is not a natural result of RNR ap-
those most able to achieve employment and sta- counterparts in “Employment/Schooling” and proaches. Rather it is a by-product of early views of
ble housing, which, while related to GLM Primary “Problematic use of Leisure Time.” Similarly, the sexual offenders and offending (e.g., Salter, 1988).
Goods, are also two of the Big Eight risk factors GLM Inner Peace primary good is inversely related Ward and Stewart (2003) claim that their model
central to RNR. Thus, while these findings can be to the RNR factors of Antisocial Attitudes and An- is “theoretically and empirically guided” (p. 222).
taken as support for the GLM, they are equally sup- tisocial Personality Pattern. On the surface at least, However, we believe that the proposed model is
portive of the RNR approach. it appears that GLM Primary Human Goods are not empirically supported at present, as described
A further criticism of the GLM is related to its ap- inverse restatements of the Big Eight risk factors, above. Further, we believe that the authors of the
proach to treatment. Although not explicitly stated, viewed from the lens of humanistic psychology. GLM pay insufficient attention to the relevant
it appears that Ward and colleagues (Ward & Stew- Indeed, it may be said that the RNR does use dif- empirical literature. There is mounting evidence,
art, 2003) are advocating for a humanistic approach ferent terminology than the GLM, and that the for example, that many offenders have a history
to treatment (e.g., Rogers, 1951). The issue here is language of RNR is focused more on what we may of serious mental illness. Similarly, it is becoming
that there is extensive meta-analytic support for call deficits, as opposed to the language of positive increasingly clear that many higher risk offenders
the assertion that cognitive behavioral approaches psychology used by GLM. However, RNR is not a have a history of trauma stemming from an early
to treatment are the most appropriate for offend- treatment model and does not address or prescribe age (Abracen & Looman, 2006; Looman & Abra-
er populations. The non-directive, unconditional- how practitioners must or should apply the three cen, 2012). These data are in keeping with a large
THE RISK NEED RESPONSIVITY MODEL OF OFFENDER REHABILITATION 35

number of publications (e.g., Adams & Ferrandi- more parsimonious than the GLM and has decades The RNR-I is based on several decades of experi-
no, 2008; Lamb, Weinberger, & Gross, 2004) and of research in support of its efficacy. We should be ence working with sexual offenders and what they
meta-analytic studies (e.g., Douglas, Guy, & Hart, wary of abandoning a model that has resulted in have told us are issues of concern for them, and is
2009) that have demonstrated the very high rates of such significant improvements in the lives of the supported by a large number of studies conduct-
serious mental illness in offender populations and clients with whom we work. In the end, perhaps ed both by our team and others, and is amenable
the relationship between these conditions and re- the most humane perspective is one that achieves to empirical scrutiny in which the model and ap-
cidivism. We question whether asking such clients the goals that the RNR approach has demonstrated proach can be compared to other approaches to
about “inner peace” will make much sense to such - that is, allowing clients to live more productive treatment. In fact, we have already subjected our
client groups and contribute to a feeling of clini- lives while at the same time ensuring the safety of model to a variety of outcome studies (See Abra-
cal rapport. Our task might be best described as the citizens whom we in corrections have a man- cen, Looman, & Langton, 2008; Abracen, Looman,
helping such clients make progress with reference date to protect. Ferguson, Harkins, Mailloux, & Serin, 2011), all of
to one or more concrete therapeutic goals (e.g., de- which have demonstrated that the RNR-I approach
creasing their use of alcohol and/or drugs). „„Afterword appears to be useful in reducing offenders’ risk of
This criticism can also be leveled against the RNR We believe that the RNR model needs to take into sexual recidivism. However, a further description
perspective. For instance, Andrews and Bonta account some of the recent empirical literature of the RNR-I is well beyond the scope of this article,
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.

(2010) pay no attention to issues associated with regarding the therapeutic alliance and the chang- and will be further described in additional papers
This document is copyrighted by the American Psychological Association or one of its allied publishers.

trauma. Further, they argue that there is no re- ing needs of offender populations (Abracen & to be published.
search showing a link between mental illness and Looman, 2012), including prior trauma and oth-
recidivism in spite of the fact that even a very cur- er adverse developmental experiences, as well as „„References
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strates that this is contradicted by the findings of deed, we believe that such changes can be incorpo- teria in a high risk sample of sexual offenders. Journal of Sexual
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to the RNR approach. However, a close inspection Manuscript submitted for publication.
sion of some of the work that Ward and Beech had
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and comparison subjects: Recent outcome data from the Regional
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Abracen, J., Looman, J., & Langton, C. M. (2008). Treatment of sexual
approach advocated by Andrews and Bonta has re- that directly lists factors that must be addressed by
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female offenders. Further, although Ward and his ways the model is very different than the perspec- W. H. (2007). Adverse childhood experiences and prescribed psy-
colleagues have argued that the RNR model focuses tive adopted by Ward and his colleagues. chotropic medications in adults. American Journal of Preventative
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RNR based approaches help clients establish rele- derstanding of how various risk factors work to- Andrews, D. A., & Bonta, J. (2010). The psychology of criminal conduct
vant skills to live in a more prosocial manner. One gether to increase a client’s risk of offending. One (5th ed.). New Providence, NJ: LexisNexis Matthew Bender.
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however, is that the RNR approach employs a cog- tors identified appear to operate in virtual isolation tive rehabilitation. Criminal Justice and Behavior, 17, 19-52.
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Andrews, D. A., Bonta, J., & Wormith, J. (2011). The risk-need-respon-
When one reads Ward et al.’s writings regarding the but they nevertheless can be faulted for not en-
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GLM, one gets the impression that these authors couraging more research into the ways in which
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may be advocating a more humanistic orientation risk factors interact to increase risk of recidivism.
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The RNR-I addresses the ways in which high-risk
a pleasant counterpoint to some of the confron- sification in correctional treatment. International Journal of
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tational approaches that have sometimes been Offender Therapy and Comparative Criminology, 50, 88-100.
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to desired outcomes. That said, our approach fo-
approaches have nonetheless not been subjected cuses on domains that the research has shown to Andrews, D. A., Zinger, I., Hoge, R. D., Bonta, J., Gendreau, P., & Cul-
to rigorous long-term evaluation studies. Further, be related to reduced rates of recidivism, and does len, F. T. (1990). Does correctional treatment work? A clinically
from our perspective, cognitive-behavioral ap- not address domains that have not been empirically relevant and psychologically informed meta-analysis. Criminology,
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„„Author Contact Information
al offenders: A meta-analysis. Criminal Justice and Behavior, 36, ment of crime. The Annals of the American Academy of Political and
865-891. doi:10.1177/0093854809338545 Jan Looman, PhD, C. Psych
Social Science 602, 12-45. doi:10.1177/0002716205280075
Hanson, R. K., & Morton-Bourgon, K. E. (2005). The characteristics of Smith, P., Gendreau, P., & Swartz, K. (2009). Validating the principles Correctional Service of Canada
persistent sexual offenders: A meta-analysis of recidivism studies. of effective intervention: A systematic review of the contributions Regional Treatment Centre
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