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Peep1 s2.0 S0012369222002203 Main
Peep1 s2.0 S0012369222002203 Main
Although maintaining some amount of positive end-expiratory pressure (PEEP) seems essen-
tial, selecting and titrating a specific level for patients with ARDS remains challenging despite
extensive research on the subject. Although an “open lung” approach to ventilation is popular
and has some degree of biological plausibility, it is not without risk. Furthermore, there is no
clear evidence-based guidance regarding initial PEEP settings or how to titrate them early in the
course of the illness. Many busy clinicians use a “one-size-fits-all” approach based on local
medical culture, but an individualized approach has the potential to offer significant benefit.
Here we present a pragmatic approach based on simple measurements available on all venti-
lators, focused on achieving balance between the potential risks and benefits of PEEP.
Acknowledging “best PEEP” as an impossible goal, we aim for a straightforward method to
achieve “better PEEP.” CHEST 2022; 161(6):1566-1575
ABBREVIATIONS: ACP = acute cor pulmonale; DP = driving pressure; Michael’s Hospital, Unity Health Toronto, Toronto, ON, Canada; and
EIT = electrical impedance tomography; PEEP = positive end- the Interdepartmental Division of Critical Care Medicine (L. Bro-
expiratory pressure; Pes = esophageal pressure; POCUS = point-of- chard), University of Toronto, Toronto, ON, Canada.
care ultrasound; Pplat = plateau pressure; RII = recruitment-to-inflation CORRESPONDENCE TO: Scott J. Millington, MD; email: smillington@
index; RV = right ventricular; TPP = transpulmonary pressure; Vrec = toh.ca
volume of lung recruited; VT = tidal volume Copyright Ó 2022 American College of Chest Physicians. Published by
AFFILIATIONS: From the University of Ottawa/The Ottawa Hospital Elsevier Inc. All rights reserved.
(S. J. Millington and P. Cardinal), Ottawa, ON, Canada; Keenan DOI: https://doi.org/10.1016/j.chest.2022.01.052
Research Centre, Li Ka Shing Knowledge Institute (L. Brochard), St.
chestjournal.org 1567
recommend if the FIO2 is 1. High levels of PEEP, as a rule via a transthoracic or transesophageal approach.
of thumb, should be reserved for patients with diffuse Assessing RV size and function is quickly done,
involvement (three or four quadrants on chest reproducible, and repeatable. In the context of shock or
radiograph or CT imaging) or morbid obesity.18,19 hypotension, the right ventricle is assessed, the PEEP
level is lowered (perhaps by as much as 5 cm H2O to
Step 2: Think About Potential Harms of PEEP make ultrasound changes easier to discern), and the
POCUS examination is then repeated. Improvements in
Excessive PEEP can be harmful, with two main
RV size or function with lower PEEP levels, especially if
problems to consider. It is well known for causing
the BP also improves, suggest the presence of ACP and
hypotension; higher PEEP levels result in increased
may motivate the adoption of a lower PEEP level.
intrathoracic pressure, thereafter increasing right atrial
Although remaining mindful of the risks of excessive
pressure and decreasing venous return. Excessive PEEP
PEEP, it is also important to remember that insufficient
also compresses intra-alveolar vessels and increases
PEEP may result in enough de-recruitment to place the
pulmonary vascular resistance, potentially resulting in
right ventricle at risk of circulatory failure.24
right ventricular (RV) dysfunction. Here, the net effect is
a decrease in left ventricular preload and thereafter The second potential harm of higher PEEP to consider
cardiac output. However, a “minimal” PEEP is also involves alveolar overdistention and the resultant risk of
important because extensive lung collapse with volutrauma and barotrauma. This risk is more
insufficient PEEP can cause high pulmonary vascular pronounced in patients with less recruitable lung, and
resistance and RV dysfunction.20 Although the precise there is no clearly agreed upon method or evidence for
relationship between lung volume and pulmonary determining the best PEEP to reduce such trauma. One
vascular resistance is difficult to ascertain a priori, pragmatic method to screen for potential overdistention
ventilation:perfusion matching is an important and involves using best DP measurements, which are
challenging aspect of PEEP selection, and a parallel described in detail in Step 3. Here, DP is used as a
assessment of hemodynamic and ventilator effects is surrogate for compliance; better (lower) DP with a
always warranted. reduction in PEEP suggests that overdistention may
indeed have been present. Targets to consider include
Assessing the harmful hemodynamic effects of PEEP can
keeping Pplat < 30 cm H2O (or perhaps 28 cm H2O to
be done in several ways, with the most straightforward
avoid ACP21) and DP roughly below 15 cm H2O.25
being a simple assessment of BP. If the patient is
hypotensive, and especially if they show evidence of end- Targeting a lower dead space may also reduce the risk of
organ dysfunction, then consideration should be given excessive lung distension induced by PEEP. Although
to lowering PEEP. This is particularly important if the the precise measurement of dead space requires
starting PEEP level was high, or if hypovolemia, chronic specialized equipment, the effect of PEEP on PaCO2
RV dysfunction, or pulmonary hypertension is levels is a reasonable surrogate, provided that other
suspected. In its most straightforward application, this ventilator settings (eg, VT and respiratory rate) are not
can be achieved by lowering PEEP, waiting 5 to 10 min, altered at the same time. An increase in PaCO2 of 5% to
and reassessing BP. 10% (or more) following an increase in PEEP suggests
hyperinflation, although this effect can be exacerbated
A more precise but labor-intensive approach involves
by hypovolemia.
assessing RV function via point-of-care ultrasound
(POCUS) (Fig 1). The phenomenon in which high PEEP Step 3: Think About Benefits of Higher PEEP
results in RV dysfunction in the context of ARDS is Having made efforts to minimize its deleterious effects,
known as acute cor pulmonale (ACP); this process is PEEP can thereafter be adjusted to optimize oxygenation
often mitigated by keeping Pplat below 28 cm H2O21 and and reduce atelectrauma. One mechanism by which
driving pressure (DP) below 15 cm H2O22 (see Step 3: higher PEEP improves oxygenation is alveolar
Think About Benefits of Higher PEEP for a full recruitment; keeping open previously collapsed (but
discussion regarding DP). perfused) lung regions increases the available surface
area for gas exchange and diminishes intrapulmonary
A detailed review of echocardiographic RV assessment is
shunt.
beyond the scope of the current paper and is covered in
detail elsewhere.23 A basic POCUS RV examination is Unfortunately, better oxygenation (as assessed either by
achievable with modest training and can be performed improved oxygen saturation levels or a higher PaO2/FIO2
ratio) with higher PEEP does not necessarily translate and more theoretical benefit, but there is some suggestion
into improved oxygen delivery. PEEP can improve that it may be particularly important for patients with
arterial oxygenation yet decrease oxygen delivery by severe ARDS.18 Although there is no clearly agreed-upon
reducing cardiac output26; lower cardiac output method for determining the best PEEP to reduce
preferentially reduces perfusion to nonventilated or very atelectrauma, a stepwise down-titration approach,28 in
poorly ventilated alveoli, thereby decreasing which PEEP levels are first raised to a relatively high level
intrapulmonary shunt.26 As such, improvements in (eg, 10 cm H2O above the initial setting) and then slowly
oxygenation are difficult to definitively interpret unless decreased, is appealing primarily due to its sound
reliable measurements of cardiac output are taken at the physiological rationale. The hysteresis (difference
same time. One must also remember that roughly between the inflation and deflation limbs) observed in the
20% of patients have a patent foramen ovale, in which classic pressure-volume curve (Figs 2A, 2B) reflects
case differences in oxygenation may reflect changes in differences between opening and closing pressures of
the degree of intracardiac shunting rather than changes individual lung units. As such, higher PEEP can be
in lung recruitment.27 It is reasonable to use the severity thought of as a force used to prevent airway closure and
of hypoxemia as a parameter to help select the initial de-recruitment of already opened alveolar units; the
PEEP (as described in Step 1) and to be cautiously purpose of the subsequent stepwise down-titration is to
optimistic when oxygenation improves with higher select the lowest PEEP level that maintains recruitment.
PEEP, understanding that PEEP titration may be further
To guide PEEP selection, we suggest calculating the DP
refined using other parameters.
at different PEEP levels (Fig 2C), keeping in mind
The second theoretical benefit of more PEEP involves a several important caveats described here. Assuming the
reduction in atelectrauma. This is another longer term VT is not changed between measurements at different
chestjournal.org 1569
Figure 2 – A, Mechanical ventilation waveforms A
showing (from top to bottom) flow, Paw, Pes, and PL
Flow (L/s)
vs time. The third breath is obtained by reducing 1.0
inspiratory flow to < 10 L/min. The abrupt change 0.5
in slope of the Paw waveform is AOP, the pressure 0.0
required to reopen the airways. Initially, when Paw is −0.5
lower than the AOP, the inspiratory airflow pres-
−1.0
LIP / AOP
0 5 10 15 20 25 30
Pressure
PEEP levels (and that there is no intrinsic PEEP), short (0.2 or 0.3 s) pause to the end of each breath to
changes in DP can only be explained by changes in continuously monitor Pplat.
compliance:
The formula for DP is [DP ¼ Pplat – PEEP], and
VT therefore the compliance equation can be simplified to:
Compliance ¼
Pplat PEEP
VT
Compliance ¼
DP
Both VT and PEEP are known values. Pplat is measured
by performing an end-inspiratory pause, which can be Finally, with VT, a known and stable value (especially
either be done as a manual maneuver or by adding a if a volume-controlled mode of ventilation is
*
Flow
Volume
Figure 2 – (Continued).
selected), the equation can be rearranged as: detail in Step 4, serves to estimate pleural pressure). The
relationship suggests that intrathoracic pressure
1
DP f increases by approximately 2.5 cm H2O for every
Compliance
10 kg/m2 of BMI beyond 30 kg/m2. Although this has
Therefore, a lower DP value indicates better respiratory not been prospectively validated, this formula might
system compliance. If DP decreases at a higher level of serve as a quick guide to the amount of extra PEEP
PEEP, the trial of higher PEEP is considered successful, needed or the additional pressure acceptable for patients
especially in light of improved oxygenation and absent with obesity. Similar accommodation for higher
hemodynamic deterioration. If DP does not change, pressures may need to be made in other special
optimal compliance has potentially been achieved. If DP circumstances such as abdominal compartment
increases, then compliance has worsened, possibly syndrome or major chest wall deformities, but here,
indicating over-distension (as discussed in Step 2 evidence-based guidance is unavailable.
earlier), and consideration should be given to lowering
Prone positioning, although increasingly popular,
PEEP. In simple terms, PEEP is adjusted to achieve the
presents an additional challenge for PEEP titration. In
lowest DP possible, keeping in mind other important
the supine position, PEEP is set essentially as a
targets such as oxygenation and hemodynamics.
compromise between the necessary pressure to recruit
Patients with obesity and with ARDS merit special the dependent (and recruitable) part of the lung, without
consideration given the extra weight applied to their overly distending the nondependent (nonrecruitable)
lungs, which tends to create or worsen atelectasis, part. Interestingly, in the prone position, these two
especially in the supine position and under anesthesia. elements are much more homogeneous, and their
Higher PEEP levels may be needed to counter the effect response to PEEP is less influenced by gravity.30 This
of this imposed load. Accepting a higher than usual Pplat suggests that an optimal PEEP level in terms of risk/
level for patients with obesity may be necessary and is benefit is present over a much larger range in the prone
safe insofar as it does not automatically reflect lung position. Therefore, when switching to a prone position,
overdistention. A linear relationship between high BMI the PEEP level can most likely be left unchanged, or
and end-expiratory esophageal pressure (Pes) has been perhaps decreased slightly due to the additional
described29 for patients with ARDS (Pes, described in recruitment offered by prone positioning.
chestjournal.org 1571
1
Flow (L/s)
0
−1
30
Paw (cm H2O)
20
10
Δ10 cm H2O
PEEP 5 cm H2O
Flow
Set VT Exhaled VT
Volume
Exhaled VT recruitment
Time
Figure 3 – Top: Flow vs time (top) and pressure vs time (bottom) curves obtained on volume-assist control ventilation with constant inspiratory flow at
different levels of PEEP. A convex ascending limb (dotted arrow, PEEP 5) may indicate recruitment of alveolar units during inspiration (suggesting
insufficient PEEP), whereas a concave ascending limb (dotted arrow, PEEP 15) may indicate overdistension (suggesting excessive PEEP). Modified from:
Henderson WR, Chen L, Amato MBP, Brochard LJ. Fifty years of research in ARDS. Respiratory mechanics in acute respiratory distress syndrome. Am
J Respir Crit Care Med. 2017;196(7):822-833. Bottom: Ventilator curves illustrating the calculation of the recruitment-to-inflation index. The exhaled
VT (red arrow) is measured at higher PEEP, and then the PEEP level is suddenly dropped (in this case by 10 cm H2O), and the total released VT is
displayed by the ventilator at the end of exhalation. The predicted exhaled VT (blue arrow) is based on the compliance at low PEEP multiplied by delta
PEEP, and the recruited volume (or exhaled VT recruitment trapped by PEEP; green arrow) is measured after subtracting the inspired VT. The recruited
volume is then divided by the change in PEEP (here 10 cm H2O) to yield the compliance of the recruited lung. Finally, the compliance of the recruited
lung is indexed to the compliance at the lower PEEP level to yield the recruitment-to-inflation index. These calculations are facilitated by the use of an
online calculator (see https://rtmaven.com). PEEP ¼ positive end-expiratory pressure; VT ¼ tidal volume.
chestjournal.org 1573
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