Professional Documents
Culture Documents
Smith, N. W. (1984) - Fundamentals of Interbehavioral Psychology
Smith, N. W. (1984) - Fundamentals of Interbehavioral Psychology
NOEL W. SMITH
State University of New York at Plattsburg
Three Paradigms
Mentalism
It is commonplace in current psychology to assume that the brain or a mind
directs behavior; stores memory; and produces emotions, feelings, intelligence,
creativity, will, thought, and images. A further delineation of this theme is that
sensations or sense data are interpreted and information processed. Often this
view is invoked in terms of intervening variables or hypothetical constructs-
some proposed condition or process that comes between the stimulating world
and the responding organism. I Accordingly we do not respond to the world
directly but only to our nervous system or our minds. The consequence of this
position, not often recognized, is that we must then live in a double world (Kvale
& Grenness, 1967), a real world outside the skin and a representation of it inside.
One recent expression of this states, "It is not the tastes, smells, sights, sounds,
and the like that are stimuli. They are the responses" (Bartley, White, & Wight,
\983).
This paradigm may be represented by S.IV.R, where IV represents an
I MacCorquodale and Meehl (1948) proposed a distinction between intervening variables and
hypothetical constructs in which the former are "theoretically neutral" and acceptable while the latter
involve "surplus meaning" and are inadmissable. There are numerous difficulties with the distinction,
but suffice it to say that the two are equally mentalistic and are essentially interchangeable. Kantor
(1957) traces the idea of intervention back to its mentalistic origins with William James.
Reprint requests may be sent to Noel W. Smith, Department of Psychology, SUNY at Plattsburgh,
Plattsburgh, NY 1290 I.
480 SMITH
intervening variable such as mind, brain, will, drive, instinct, person, self,
consciousness, informational processing, intellect, and other powers. Debates
centering on some of these, such as intelligence and personality, have revolved
around the question of the extent to which behavior (R) is directed from internal
sources (IV) or external sources (S).
Behaviorism
A second paradigm achieved major recognition under John Watson's (1919)
radical behaviorism. (His original proclamation of behaviorism in 1913 was
methodological behaviorism; it merely circumvented the assumption of mind.)
It denied any intervening variable and turned to explanations in terms of Pavlovian
conditioning. It may be represented as StR. While it exorcised the unobservables
of the mentalistic paradigm it was a biomechanistic treatment that was quite
limited in its compass. Operant conditioning provided an important variation on
classical behaviorism and met with much success in its control and prediction
of behavior both in laboratory animals and with humans in applied settings.
Mentalists have often employed it as a technology while maintaining traditional
assumptions, and some from both camps have proffered such pairings as behavior
and mind, behavior and cognition, behavior and perception, and so on.
Interbehaviorism 2
It is seldom recognized that there is a third paradigm that psychology can
turn to as an alternative to the first two. This is interbehaviorism and may be
represented in its simplest form by S.tR. In the 1920s J. R. Kantor developed
this approach, one that began not with traditional constructs of minds or homun-
culean brains and not with restriction to simple conditioning, but with observation
of events and their interrelationships.
The active relationships of objects or events consist of interactions. They
may be divided into three broad types. (a) In inanimate events, such as those of
physics and chemistry, the interaction involves exchanges of energy (and/or
conversion to and from mass) and may be represented as E = E, where E refers
to energy. Billiard balls striking each other and transferring energy from one to
another is a familiar example. (b) In biological interactions no simple exchange
of energy takes place; rather, energy is released when appropriate cells are
stimulated. The phototropic response of a sunflower to the sun or the complex
action of the cardiac reflex center in humans are examples. This energy does
not come from the stimulus but from ingestion and metabolism of nutrients. It
may be represented as StR and is appropriate for the biomechanistic orientation
of behaviorism which has its roots in biology. (3) If we observe an organism as
it relates to its surroundings, we note a great variability in this interaction. An
organism may behave in any number of ways to a given stimulus object and
adapt to it in further ways on subsequent encounters. This form of interaction
is the S.tR of interbehaviorism.
Response Function
In correspondence with the stimulus object and the stimulus function, the
response is both a biological act and a functional act. The same biological act
of setting an object on fire may have the function of destroying the object,
providing warmth, or studying the flame. Or two different responses may have
the same function: A person may start a fire by striking steel and flint or by
striking a match. These functional characteristics of responses constitute meanings
just as do the functional characteristics of stimulus objects and likewise allow
for dealing with meanings as objective events rather than as intervening vari-
ables-meanings are not added to the interactions but are the interactions.
Stimulus functions and response functions indicate further the interdependence
of stimulus and response and are distinguishable only by emphasizing the stimulus
side or the response side of the interaction.
Interactional History
The occurrence of stimulus functions/response functions implies that the
interactional history of each individual is also an integral part of every interaction,
but this needs to be made explicit. That history for every individual is both
cultural and idiosyncratic. We bring to every interaction our cultural mode of
thinking, perceiving, judging, and so on, and our individual development that
is unique for each person within the larger cultural framework. Even on a
sweltering day all students wear clothes on a college campus as culture demands
but each student also behaves differently by dressing differently.
Setting
The interbehaviorist also observes that these interactions always take place
in some kind of context. These context conditions, called setting factors, are an
482 SMITH
intrinsic component of the interactional event. They are almost infinite in variety.
Examples are temperature, building enclosures, city streets, mountain wilderness,
and presence or absence of other people. They also include conditions of the
organism such as fatigue, being rested, ingestion of alcohol or other drugs,
illness, hunger, thirst, satiation, and so on.
Medium of Contact
Using an observational program, the interbehaviorist notes, as previously
indicated, that organisms interrelate or interact with objects and events. In the
case of sensing, the interaction involves a medium of contact. For seeing, the
medium is light; for hearing, contractions and rarefactions of air; for smell,
particles dispersed in air; for taste, a liquid solution; for pain, a tissue malcon-
dition. The mentalist paradigm takes the medium to be the stimulus. Accordingly,
we do not see a house, but only light waves. We do not hear a lawn mower's
motor, but only air vibrations. These sensations, the mentalist holds, are trans-
formed by a creative brain into houses, motors, and other objects. Hence, not
only has nature divided us into two parts-body and mind-but has favored us
with two worlds, a real physical one on the outside and a representation or
illusion of the real one on the inside.
Rather than making assumptions about mental or brain creations, the inter-
behaviorist holds to observations about objects, organisms, and media as they
interrelate. Perceiving or sensing is a joint action of organism and object by
means of a medium. Because sensing is not contained in the organism but in
the relationship no hypothetical conversion process is required. Here too, inter-
behaviorism departs radically from the mentalist paradigm (Smith, 1983b).
Field
These foregoing interrelated components comprise a field or system. They
are, to recount, the stimulus object and its function, the response and its function,
the medium of contact, the setting, and the interactional history. The psycholog-
ical event is the field. These are all observable events that bring us to this
interbehavioral field construct. We did not start with a construct and impose it
on observation. Once we have an observation-based construct it can guide further
observation which can in tum modify the construct (Bentley, 1950).
Although the field includes physiochemical events involving E = E and
biological events of S.R it is irreducible to any of them. Nor can the field be
reduced to the entire organism, much less the organism's brain and certainly not
to some abstraction such as mind or consciousness. Consequently the inter-
behaviorist differs radically from the organocentrism of both mentalism and
behaviorism, for it is field centered or field oriented. In referring to Kantor,
Bentley (1935) wrote,
He studies organism and object just as he finds them in their joint appear-
ance in the "situation" and in their joint happening as "event," and without
survival of "mentalist" emphasis upon the organism, separately taken,
as the locus of "what happens". (p. 90)
What role then does the brain play? Or social conditions? Empirical studies
of the brain have never shown that it produces language or thought or that it
creates images or colors or that it directs locomotion or judgment. What they
INTERBEHA VIORAL PSYCHOLOGY 483
have shown is that it is a necessary condition for these actions to occur. The
nervous system is a complex coordinating center whose health and proper func-
tioning is necessary in order for it to interact with other biological systems
involved in psychological acts. But those acts are not just products of one
biological system or of the entire organism. They consist of the entire field. In
such accomplishments as becoming an accountant or a newspaper editor, social
conditions such as a supportive family, varied learning experiences, basic social
skills, and some formal education are necessary. But these accomplishments also
require an organism with no major impairments of its vital systems. In addition,
the essentialness and interdependence of the interactional history as well as
Preceding
5C9ment
&havior ~ment
organismic and social conditions are implicit in all accomplishments as are the
settings.
All the factors .play a necessary role, no one of which is sufficient or
independent. This is the field. The field is the psychological event (See Figure
I). As such it is a level of organization that is different from and irreducible to
any of its components. It has principles of its own. Just as biology deals with
an organization of events that involves but is different from inorganic events,
the psychological field includes both inorganic and organic organization as well
as social and cultural factors together with individual histories of interactions in
a new and relatively independent level of organization.
This level of organization that is psychology is an observable field of events
that must be distinguished from the mentalistic construct of emergentism that
holds that mind or consciousness is a new quality that arises from a certain level
of complexity. The new quality that occurs in the field is only the new organization
and the principles by which it functions, not a metaphysical agent or putative
brain powers.
484 SMITH
Origins of Actions
requires adequate hearing and may be enhanced by watching the orchestra and
by good acoustics. But regardless of how major or minor any given factor in
any situation all factors are interdependent and collectively constitute the cause.
Kantor (1950) points out that
cause is, after all, only a type of correlation .... causal elements consist
of objects, their combinations and relations in particular systems. All
things existing as parts of features of a certain pattern of happenings may
be said to participate as factors in that particular causal field. In some
causal events there are few factors, in others many. In case there are
many we find great variations in the proportion of those factors that
appear more prominent than the remainder. (pp. 156, 158)
Imagining
In the hands of the mentalist imagining becomes a product of a mind or
the brain: Images are manufactured by the organism or some agency of it. To
the interbehaviorist images are continuous with other psychological events and
can be properly understood only by observing these concrete events.
On the response side we may observe the vestigial remnants of the responses
that occurred to original stimulus objects. In the case of imaginal tasting of food,
salivation and the taste buds are active. With proper instrumentation we could
probably detect some phases of a number of vestigial reactions. A few classical
studies did just this for such imagined activities as lifting a weight, running a
race, and others (e.g., Humphrey, 1948; Jacobson, 1932, 1938; Max, 1937).
Given the integrity of the organism we would expect the entire organism to be
involved in imagining even when only a few phases of its activities are measured
or detected.
But body responses are only one component of the imagining event. The
image is not contained in or produced by the body. On the stimulating side we
find that the organism is interacting not with the original stimulus object but
with something that substitutes for it. The person who sees a travel poster for
skiing in the Tyrolean Alps imagines bounding down the snowy slopes amid
mountain grandeur and perhaps enjoying the evening recreation in a resort town.
Another person imagines the flavor of a favorite food when passing a restaurant
that serves it-enhanced by the setting conditions of being hungry. Neither
mountains nor the food are actually present as stimulus objects, but the substitute
stimulus is quite effective. Imagining, then, is a field of interacting factors
including a substitute stimulus object and vestigial responses along with setting
and interactional history.
An analysis of imagining also allows us to see that it is continuous with
486 SMITH
overt types of activities. Consider the tennis player who is standing beside a
tennis court and quietly imagining his/her strategy in meeting a difficulty serve .of a
particular opponent in a coming match. At first there might be little that a casual
observer could detect. But as the player continues to imagine the action, that
player begins to make partial movements that constitute that action. Becoming
more engrossed the player finally engages in the full play, running to meet the
ball and swinging an arm sans racket for the return. Here we can see that there
is a complete continuity from fully covert to fully overt. At no point can one
say that a mind is operating and at another point a body. The only differences
are in degree of covertness/overtness. The opponent, the ball, and the racket are
all substitute stimulus objects and the interaction is the same in principle regardless
of the point on the continuum.
Substitute stimulation is also response produced. In the case of reverie each
imaged scene is a response that serves as a stimulus for the next. Substitute
stimulation is the essential principle in mnemonic devices where associations
are made to a memorized list or to some other contrivance. It makes possible
metaphors, literature, art, symbolization, inferences, writing, dreaming, and an
endless variety of activities in which the original stimulus is not present. The
occurrence of substitute stimulation that we can identify in so many psychological
field events leaves no room for such an unfortunate construct as "mind over
matter" as an explanation for the same events.
Thinking
Thinking occurs in several forms. These include judging, evaluating, criticiz-
ing, planning, interpreting, deciding, predicting, and estimating (Kantor & Smith,
1975). These are often interdependent with imagining, as in the case of the tennis
player who is imagining meeting an opponent's serve and at the same time is
planning strategy for that future encounter. This preliminary action is a frequent
characteristic of thinking, but is not present in all forms of it. In evaluating and
criticizing we provide a type of measurement according to some standard. Inter-
preting and explaining involve interrelating one event with another. Other forms
of thinking could be similarly described and distinguished from one another, but
the essential components are the frequent employment of substitute stimulation,
varying degrees of overtness/covertness in handling things, and adaptation or
adjustment to more or less intricate matters.
Language
A widespread assumption about language is that it consists of words or
even smaller linguistic units such as phonemes and allophones which are built
up into complex combinations through "associative linkage" (Jenkins, 1974, p.
786). This assembling, according to a second assumption, is accomplished by
the computer brain. A third assumption is that these units are symbols for ideas
in a mind. A fourth is that the units symbolizing ideas are transmitted from one
mind to another by a process in which the ideas are coded into sound waves by
the left hemisphere of the transmitter-speaker's brain and decoded by the left
hemisphere of the receiver-listener's brain.
The interbehaviorist's approach to language is quite different and quite
direct. It starts with the observation that when people speak they are referring
to the thing spoken about and to the person spoken to. Speaking is a bistimulational
INTERBEHA VIORAL PSYCHOLOGY 487
interaction: The speaker interacts simultaneously with two stimulus objects, the
listener and the thing or situation spoken about. Similarly, the listener is interact-
ing simultaneously with the speaker and the thing spoken about. Speaking is
telling someone about something. Listening is hearing about something from
someone. Language is not symbolization but a referential act that requires no
assembler or interpreter. Language is not symbolization because words have no
fixed relation to objects, because interjections cannot be symbols, because one
cannot be transmitting symbols when speaking to oneself, and because language
may merely substitute for another type of behavior (Kantor, 1929, 1936, 1977).
Language mayor may not involve gestures or sounds. Speaking to oneself may
involve neither.
Gestures, intonation, affect, and conditions such as excitement or sadness,
setting factors, amount of prior understanding speaker and listener have of the
subject and their familiarity with each other, their attitudes toward the subject
and each other, and numerous other matters all are part of living language
interactions. Static written symbols of language on which analyses are often
based lack this fluidity and complexity. Any particular utterance can have greatly
differing meanings depending on any of these circumstances. The use of language
is far more complex than words, sentences, or even languages. It is a referential
act (and sometimes one that mediates the carrying out of some action) in a
complex field of events where meaning occurs as part of the context of many
factors. Sometimes the arching of an eyebrow speaks volumes, the content of
those volumes depending on the context. At other times an excited interchange
of clipped phrases, interjections, and vigorous gestures is comprehensible only
to the participants. Kantor has stated the matter succinctly: "whatever the indi-
vidual does in performing his referential activity constitutes the sum and substance
of the language act" (1936, p. 142). As for the role of words and other abstracted
units,
It is doubtless possible to analyze specific speech behavior into convenient
units. The resulting units cannot, however, be regarded as that out of
which connected discourse is synthesized. All classifications and compari-
sons must in the final analysis go back to the actual behavior of particular
individuals. (p. 164)
Further, any analytic units "must not transform living and ever-changing linguis-
tic responses into fixed structures built up from static materials" (p. 164). Jenkin's
(1974) work on recall of verbal materials illustrates well how inextricably lan-
guage is bound up in its context:
Some words and phrases can be shown to acquire their exact meaning
in that event from their relations to more far-flung aspects of the context:
a gesture, a reference, a topic previously spoken of, an event known to
both the speaker and the hearer to be in the future, presumed common
knowledge, and so on. (p. 787)
cation of things, but also the appreciation of their uses and values and whether
or not they fit into the scheme of one's immediate circumstances" (Kantor &
Smith, 1975, p. 175). This, of course, is inseparable from the stimulus function/re-
sponse function and interactional history. No distinction exists between sensing
and perceiving (these verb forms point more directly to an action than the noun
forms, sensation and perception, the nouns implying thingness or static qualities).
Some utility might accrue to using "sensing" to refer to simple discrimination
or identification and "perception" for more complex action patterns. Even so,
the two are continuous.
1963, 1965, 1969; Gewirtz, 1967, 1969a, 1969b; Ray, 1983; Rennert, 1975).
The interbehavioral field supports the trend which is occurring in some quarters
of turning from study of single variables to that of interactions of multivariables
(e.g., Bevan, 1968; Cronbach, 1975; McKearney, 1976; McKearney & Barrett,
1975). Interbehaviorism has an explicit and detailed set of postulates (Kantor,
1959; Kantor & Smith, 1975) that can be used to encourage the analysis and
comparison of orientations whose assumptions are not explicit and thereby avoid
the un salutary situation described by Jenkins (1974) who found that "common
sets of unexamined beliefs and attitudes . . . both directed and limited our re-
search and theory in many ways" (p. 785).
The recognition of behavior as a field event directs the researcher to examine
factors that might otherwise be overlooked and to observe their interdependence.
It also directs the researcher to actual events that may be more fruitfully pursued
than traditional abstractions and analogies. The researcher who seeks events will
not populate the head with little boxes and connecting lines. A cardinal rule of
interbehaviorism is that all interpretation must be consistent with observation.
In fact the interbehaviorial paradigm itself derives from this. By contrast, the
implicit rule that guides much research in psychology is to start with assumptive
con'structs: Behavior is caused by or regulated by traits, motives, information
processing, or consciousness. These constructs about the organism are then
imposed on whatever data are collected. As Jenkins (1974) puts it, "I believed
that explanation ultimately rested on a description of the machinery that produced
the behavior" (p. 786)-a belief that has been pervasive in American experimental
psychology.
With interbehaviorism empirical studies are directed toward observable
events involving interrelationships, and interpretive constructs are kept in accord
with observations. The laws, explanations, and other constructs that result from
these studies can be refined and corrected with continuing study. Prediction and
control can be improved and their limitations better known because of the in-
creased number of factors and their interactions that are includeu.
Theory
Much of the foregoing is inseparable from implications for theory construc-
tion. In addition, recognition of the interbehavioral field would avoid simplistic
explanations such as that of behavior having a cause or a basis. It would also
avoid mechanism, mentalism, and reductionism as well as analogizing from
other sciences, whether computer models, signal detection, holograms, or other
technological devices. A psychological event would be treated as distinctive in
its own right, not relegated to some more "basic" science. The full range of
human activities such as knowing, choosing, learning, imagining, feeling, hop-
ing, and learning could receive full attention. They would be treated as fields
of concrete interactions that are amenable to observation and study, not a hypothet-
ical or intervening variable to which are attributed the occurrence of these events.
The practice of addressing constructs rather than events has led to such
theoretical questions as (a) whether behavior is caused by internal or external
events or some combination; (b) where the biological base of psychology may
reside and the nature of it; (c) to what extent such constructs as intelligence and
personality are determined by heredity and to what extent by environment; (d)
492 SMITH
how neurons provide subjective thoughts, store memories, and engage in thinking;
(e) whether we have freedom of will or are determined; (1) how percepts relate
to the real world; and others (Smith, 1983a). When we address events rather
than constructs these puzzles fall away. Theory and research then go hand in
hand to provide advancement in understanding of psychological events.
Psychotherapy
Whether one turns to behavior modification, reality therapy, psychoanalysis,
client -centered therapy, humanistic therapy, gestalt therapy, or others, the implicit
assumption is that the individual can be changed in some way to behave in a
more satisfying manner. These organocentric procedures overlook the field nature
of the psychological event. It is organocentrism that also gives rise to the medical
model with its use of drugs, frontal lobotomies, and electroconvulsive shock as
means of treating behavior disorders. One of the few therapeutic orientations
that attempts to deal with the situation as well as with the individual is community
psychology. The interbehavioral paradigm suggests that the most effective
therapies would be ones that work with home, community, and work situation
as well as with the individual. A person who obtains new insights (stimulus
functions/response functions) and new overt behaviors, but who encounters the
same situations which were involved in the development of his or her problems
in the first place, may not as often enjoy any long lasting benefits as when the
situation is also improved.
ogy off to a more fruitful start with all of the questions it deals with, both
theoretical and applied.
Conclusion
References
BARKER, R. G. (1963). On the nature of the environment. Journal ofSocia lIs sues, 19(4). 17-18.
BARKER, R. G. (1965). Explorations in ecological psychology. American Psychologist, 20, 1-14.
BARKER, R. G. (1969). Wanted: An eco-behaviorial science. In E. P. Willems & H. L. Raush
(Eds.). Naturalistic viewpoints in psychological research. New York: Holt, Rinehart &
Winston.
BARTLEY, S. H., WHITE, D. A., & WIGHT, R. (1983). Some deficits in the vocabulary of
scientific psychology. The Psychological Record. 33. 427-431.
BENTLEY, A. F. (1935). Behavior, knowledge, fact. Bloomington, IN: Principia.
BENTLEY, A. F. (1950). Kennetic inquiry. Science, 112,775-783.
BERLYNE, D. E. (1974). Attention. In E. C. Carterette & M. P. Friedman (Eds.), Handbook of
perception: Vol. I. Historical and philosophical roots of perception. New York: Academic
Press.
BEVAN, W. (1968). The contextual basis of behavior. American Psychologist, 23, 701-714
BUOU, S. W. (1971). Environment and intelligence: A behavioral analysis. In R. Cancro (Ed.),
Intelligence: Genetic and environmental inf7uences. New York: Holt, Rinehart & Winston.
BROADBENT, D. E. (1955). Perception and communication. Elmsford, NY: Pergamon.
CRONBACH, L. 1. (1975). Beyond the two disciplines of scientific psychology, 30, 116-127.
EGETH, H., & BEVAN, W. (1973). Attention. In B. B. Wolman (Ed.), Handbook of general
psychology. Englewood Cliffs, NJ: Prentice-Hall.
GEWIRTZ, 1. L. (1967). Deprivation and satiation of social stimuli as determinants of their
reinforcing efficacy. In 1. P. Hill (Ed.), Minnesota symposium on child psychology (Vol.
I). Minneapolis, MN: University of Minnesota Press.
GEWIRTZ, J. L. (I 969a). Mechanisms of social learning: Some roles of stimulation and behavior
in early human development. In D. A. Goslin (Ed.), Handbook of socialization theory and
research. Chicago: Rand McNally.
GEWIRTZ, J. L. (I 969b). Potency of a social reinforcer as a function of satiation and recovery.
Developmental Psychology, I, 2-13.
GEWIRTZ, 1. L. (1972). Some contextual determinants of stimulus potency. In R. D. Parke (Ed.),
Recent trends in social learning theory. New York: Academic Press.
HUMPHREY. G. (1948). Progressive relaxation. University of Chicago Press.
JACOBSON, E. (1932). Electrophysiology of mental activities. American Journal of Psychology,
44, 677-694.
494 SMITH