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Foundations of High Energy Density Physics Physical Processes of Matter at Extreme Conditions 1st Edition Jon Larsen
Foundations of High Energy Density Physics Physical Processes of Matter at Extreme Conditions 1st Edition Jon Larsen
Foundations of High Energy Density Physics Physical Processes of Matter at Extreme Conditions 1st Edition Jon Larsen
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1
Introduction
Our terrestrial environment is, for the most part, a benign environment. Even
catastrophic natural events such as severe hurricanes, explosive volcanic erup-
tions, and massive earthquakes are rather tame compared to physical events
beyond our rocky planet. The stars and the galaxies have environments far too
hostile for our liking.
Even when nature unleashes a violent thunderstorm, the energy may be quite
large, but the energy density is not. However, if Thor hurls a thunderbolt our way,
we take notice of the explosive release of energy in a small volume and we see
firsthand evidence of high-energy density. Generally, we are not aware of everyday
instances of high-energy density that are all around us. That is, we don’t realize
that the energy that holds matter together involves high-energy-density physics.
Early man undoubtedly experienced the violent and often destructive nature of
a lightning strike, but had no comprehension of its energy density and plasma
physics on display. Not until near the end of the nineteenth century did people
realize that larger energy densities existed in nature beyond the uncontrollable
lightning events. Early experiments on the structure of atoms suggested far greater
energies were responsible for keeping atoms whole. The binding of the electron to
the nucleus of the hydrogen atom is 13.6 electronvolts (eV), with even greater
binding for higher atomic number elements. In uranium, for example, the outer-
most electron is bound with an energy of 5.8 eV, while the removal of the last
electron requires 132 kilo-electronvolts (keV) to form the bare nucleus. Even
greater energies, due to the nuclear force, were later found when nuclear structure
experiments were performed; for example, the energy released in the fission of one
uranium nucleus is about 180 mega-electronvolts (MeV).
The structure of our surroundings is dictated by Coulomb forces between
individual atoms, which in the case of a carbon–carbon molecular bond is about
4 eV. Larger assemblies of carbon atoms are held together by even weaker forces.
For example, in graphite, adjacent planes of carbon atoms are bound together by
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2 Introduction
bonds of about 0.05 eV per carbon atom. For reference, this energy corresponds
to a temperature of about 600 Kelvin (K), about twice that of room temperature. By
comparison, iron has a melting point of about 1,800 K.1
Life on Earth is dependent on solar radiation. While the surface (photosphere) of
the Sun has a temperature of roughly 5,800 K, the major portion of the radiant energy
reaching the surface of the Earth has photon energies in the range 0.06–0.4 eV
(wavelengths between 300 and 2,000 nanometers [nm]). It is this matching of photon
energy with molecular bonding energies that allows formation of new molecules,
and thus the rise of biological structures; that is, the creation of life itself.
The wide distribution of binding/bonding energies is better cast in terms of
energy density, which is just another expression for pressure. For example, the
covalent bond energy of the hydrogen molecule is a bit less than 5 eV, which
corresponds to an internal energy density of about 1011 Pascals (Pa) or 1 megabar
(Mbar). We would expect that if an assembly of hydrogen molecules is subjected
to an external pressure in excess of this internal energy density, the structure of the
molecules would be altered. In fact, at these elevated conditions, hydrogen (as well
as for all matter) exhibits a new property: the neutrally charged atom becomes
ionized. This more energetic state is often referred to as the fourth state of matter,
the plasma. Indeed, metals that exhibit a high electrical conductivity have conduc-
tion electrons that are loosely bound to individual atoms, and so tend to wander
through the lattice. These metals, while solid, exhibit many of the characteristics
of plasma.
We are surrounded by plasmas. For example, the radiation from the Sun, which
warms us, is produced by plasma; the “neon” advertising signs light up storefronts;
the welder’s torch assembles useful structures; light from fluorescent electrical
fixtures lets us see in the dark; and so on.
Traditional plasma theory arose from experiments on low-density, high-tempera-
ture gases, where ionization had transformed the neutral atoms into negatively
charged electrons and positively charged ions. The study of this new form of matter
focused on the “individual” behavior of the constituent particles. But for higher-
density plasma, this approach is nearly impossible because of the extreme complex-
ity of the dynamics of ions and electrons in close proximity to one another. It is
far more advantageous to treat the plasma as two fluids: one for the free electrons
and one for the heavy ions. This is the basic approach for describing high-energy-
density matter.
Consider air at its normal density, about 10–3 grams per cubic centimeter (g-cm‒3),
at a pressure of 1 Mbar. At this pressure, the temperature is about 10 keV (~108 K).
1
This reference is a bit careless about equating energy to a temperature. The examples are basically “single-
particle” energies, while temperature implies averaging energies over some distribution function.
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1.1 High-Energy-Density on Earth 3
As the density is further decreased, but still has a pressure of 1 Mbar, the
temperature becomes hot enough that relativistic plasma is established. This
regime, too, is beyond the realm of traditional plasma physics.
Dense plasma also exhibits characteristics of condensed matter. Because of the
close proximity of ions, they are highly correlated and form structures not unlike
that encountered in the solid state. Thus, high-energy-density physics concepts also
draw on the wealth of theory developed in condensed matter physics. While high-
energy-density matter is loosely defined as matter with energy density greater than
1 Mbar, recent research has addressed cooler, but still dense, conditions, known as
warm dense matter. This book does not explicitly address the physics specific to
those environmental conditions, but much of what is discussed is directly applic-
able to that topic.
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4 Introduction
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1.3 Outline 5
that goal. There remain a number of topics that should have been included, but
page limitations prevailed. Preparation of the manuscript for this book relied
heavily on handwritten notes dating back to the 1980s, many of them rather
sketchy. Unfortunately, some attributions have been lost over time and have not
been readily relocated; I take full responsibility for this deficiency.
1.3 Outline
High-energy-density physics draws on many physics disciplines, from classical, to
quantum, to relativistic topics. Central to high-energy-density physics is the bulk
motion of matter and its associated energy content and transport, especially that of
radiative transfer. As high-energy-density matter is ionized plasma, the free elec-
trons and ionized atoms (the ions) are given equal importance. As we shall see,
thermal radiation is an essential ingredient of high-energy-density matter. This
requires that the radiation be treated as a third “fluid,” on an equal footing with the
electron and ion fluids, taking account of the mass difference between the photons
and material particles.
There is one additional aspect of high-energy-density physics that is not found
in traditional plasma physics, and that is electron degeneracy. This condition arises
when plasma is at high density and low temperature. Degenerate electrons have a
profound effect on nearly all aspects of high-energy-density matter.
There are aspects of the physics that should be treated in addition to those
discussed here. The list includes gravity, relativistic effects, etc., but they are of
little or no concern in the terrestrial laboratory. Further, I omit any discussion of
atomic spectroscopy, fusion applications, and diagnostic instruments and nearly all
mention of experimental results.
The objective of this book is to provide a comprehensive collection of the most
important physical phenomena encountered in high-energy-density matter. Chapter 2
is a brief summary of the topics that define high-energy-density matter and possible
ways to characterize it from matter in other states.
Chapter 3 is a collection of many fundamental physics concepts that are often
covered in undergraduate and first-year graduate physics courses. I refer back
to this chapter many times throughout the text. The reader well versed in basic
physics can skip this chapter; I include it for reference for those individuals who
are a bit “rusty.”
The real substance of this book begins with Chapter 4. A most important
quantity in high-energy-density plasma is the ionization level, that is, the average
number of unbound electrons per ion. In traditional plasma, this is determined by
binary collisions among the particles, which are controlled by the temperature. In
high-energy-density matter, the close proximity of one atom to another causes a
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6 Introduction
change in the overlap of electron orbitals. The outermost electrons become pres-
sure ionized even for very low temperatures. Another important ionization mech-
anism is that due to the radiation field – photoionization. Higher-energy photons
can interact with the deeper-lying atomic levels, causing those electrons to be
removed from the atom. In fact, the combination of processes leads to time-
dependent, nonequilibrium ionization.
Chapter 5 discusses the properties of matter at extreme conditions as character-
ized by the equation of state (EOS). We are familiar with the EOS for a perfect gas,
but this simple model is of limited use in high-energy-density physics because it is
an “isolated atom” model. The problem of calculating the internal states of matter
(pressure and specific energy) as functions of environmental variables (density and
temperature) is exceedingly difficult for strongly coupled plasma. Realistic models
need to account for more than just “closest neighbor” atoms; there are several
computational approaches that yield sensible results. The basis for some of this
work comes from solid-state theory.
Chapter 6 develops the equations of material response. Based on the conser-
vation equations of mass, momentum, and energy, and using an EOS for a
particular material, the basic model of gas dynamics is developed. Because we
are dealing with high-energy-density matter, shock waves are likely to form. Their
behavior is easily found from the hydrodynamic equations. A better approxima-
tion includes the effects of viscosity and thermal conductivity, which leads to a
picture of the structure within the shock front. A further improvement for model-
ing the response of “solid” materials is based on an elastic-plastic description of
deformation. Finally, we briefly address the complex topic of fluid instabilities.
This chapter does not include the effects of the radiation field; that topic is left to
Chapter 10.
Chapter 7 discusses the heat flow in high-energy-density matter. For the most
part, this conductive transfer of energy is due to the electron fluid. After con-
sidering the basics of nonlinear thermal conductivity, I address the thermal and
electrical transport coefficients that are determined by density and temperature
gradients. Electron degeneracy effects play a significant role in determining the
rate of heat flow. The issue is complicated even further by the existence of steep
temperature gradients, which result in a nonequilibrium electron velocity distri-
bution, leading to thermal energy transport inhibition.
Chapter 8 is devoted to the development of radiation transport theory. Because
photons can have a wide range of mean free paths and are moving at the speed of
light, the theory is complex, and we must begin from the basic concepts, then turn
to the fundamental issue of how radiation interacts with the electrons by their
absorption, emission, and scattering. The full set of radiation transport equations is
“impossible” to solve, even with advanced computational resources, so I reduce
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1.3 Outline 7
the set to several approximations, each of which is relevant under certain condi-
tions. I also find that even in the most basic conditions, certain aspects of the
transport theory must include relativistic effects, and that there is a preferred
frame of reference for calculating radiation transport. Lastly, I address the topic of
view factors.
Chapter 9 focuses on atomic theory and the calculation of the radiative absorp-
tion, emission, and scattering coefficients. My approach is to treat the electron
quantum mechanically, in the hydrogenic approximation, but the radiation classic-
ally. Rate coefficients are also developed for collisional processes that necessarily
include electron degeneracy effects.
Chapter 10 begins the discussion of combining the basic hydrodynamic theory
with radiation transport theory. This makes for some very interesting situations,
and I can only lightly touch the subject; several excellent books on this topic have
been published in recent years. I consider a number of situations that might be
encountered in the laboratory or in the astrophysical environment, developing the
essence of each.
Chapter 11 examines the magnetic fields that are known to play a prominent
role in some astrophysical phenomena. They also occur in the laboratory setting,
but usually are not given a position of importance. Magnetic fields affect plasma
in nearly all aspects, from altering the hydrodynamic response, to modifying
the thermal conductivity and associated transport coefficients, and to creating an
environment where collisions between magnetic field geometries can cause ener-
getic mass ejections, which, for example, are readily observed in the solar environ-
ment. An additional equation describing the diffusion of magnetic fields in plasma
is introduced. Further, magnetic fields can be produced by pulsed-power devices
to create high-energy-density plasma; the most common configuration is that of
the Z-pinch. I discuss some simple models of how the Z-pinch forms as a result of
the magnetic pressure created by high-current flow.
The last chapter, Chapter 12, focuses on the interaction of electromagnetic
waves with plasma. This topic is the outgrowth of the investigation of atmospheric
propagation and heating (absorption) of the ionosphere in the mid-twentieth
century. The most important aspect of this topic is oblique incidence of the wave
on a stratified planar medium. If the polarization is such that the electric vector lies
in the plane of incidence, a number of phenomena can occur at the so-called
critical-density point. These include profile modification due to the ponderomo-
tive force and formation of plasma instabilities that can create very energetic
electrons. I also consider the spontaneous creation of magnetic fields and the
effects of magnetic fields on changing the identity of the electromagnetic wave.
I conclude with a brief discussion about very high-intensity electromagnetic
waves, which produce relativistic effects.
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8 Introduction
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2
Characteristics of High-Energy-Density Matter
The early part of the twentieth century saw the beginnings of plasma physics with
research on gaseous discharges done by Langmuir, Penning, and others. These low-
density discharges produced plasma with a great number of particles per Debye
sphere and thus define the term “ideal plasma.” Ideal plasma is characterized as
being quasineutral, spatially uniform, and having equilibrium (Maxwell-Boltzmann)
particle distributions. For the most part, these “early” plasmas were treated as ionized
hydrogen gas, even though other (higher atomic number) gases were studied.
As research progressed, many phenomena were observed that required an expan-
sion of the basic definition of plasma. Most notable were the discovery of instabil-
ities that could only be explained by nonequilibrium particle distributions and
fluctuations in the distributions. The complexity of the ideal plasma now required
additional descriptive terms to characterize these energetic gases adequately.
In particular, the role of unbound and weakly bound charged particles provides
one way to distinguish this state of matter from those of a solid, liquid, or gas.
In ideal plasma, the presence of a distribution of ion stages is treated as a
perturbation of the thermodynamic properties. These “traditional” plasmas are
analyzed assuming that individual particles interact in pairs and the interaction
energies are small compared to thermal energies.
In contrast to the relatively benign ideal plasma, high-energy-density plasma is
much more than just an extension of the basic ideas of ideal plasma physics. One
defining quantity of high-energy-density physics is that now there are (quite likely)
very few particles in a Debye sphere, and for materials other than hydrogen,
the matter will be undergoing ionization, thus forming ions with different elec-
tronic configurations, even though they are of the same atomic number. Indeed,
high-energy-density materials rarely consist of hydrogen. But that is not to say
that hydrogen is unimportant, because experiments involving hydrogen can lead
to improved theoretical models, which become the basis for high-energy-density
physics.
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10 Characteristics of High-Energy-Density Matter
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2.2 Compressing Atoms 11
102 109
1 0
Gb Hot dense matter y=
1 ar
M
101 ba 108
r
Pr = 1 Gbar r-T track
for sun
Temperature (keV)
Temperature (keV)
100 107
Pr = 1 Mbar
10–2 y 105
ar
Ionized
n et s
a e
Un-ionize
d Warm Pl cor
10–3 104
dense matter
10–4 103
10–5 102
10–5 10–4 10–3 10–2 10–1 100 101 102 103 104 105
Density (g-cm–3)
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12 Characteristics of High-Energy-Density Matter
R0 >>lD R0 ª lD R0 <<lD
Figure 2.2 sketches this in terms of the merging of energy levels as the density
increases. At intermediate densities, a particular high-lying level may be shared by
the two ions; these loosely bound electrons tend to wander in the crystal-like
lattice, much as conduction electrons do in metals. At the higher densities, the
highest-lying levels become unbound; this phenomenon is referred to as pressure
ionization or continuum lowering, depending on the point of view. The two
parameters of interest are the ion-sphere radius R0 and the Debye length λDi . The
ion sphere is the volume occupied by one atom (ion), and thus twice the sphere’s
radius is a measure of the average separation of adjacent ions
1=3
3
R0 ¼ , (2.1)
4πni
where ni is the particle number density. The second parameter, the ionic Debye
length, is the range of the screened Coulomb potential, which measures the
strength of the electrostatic force between adjacent particles in competition with
the thermal motion
" #1=2
kB T i
λDi ¼ , (2.2)
4πni ðZ Þ2 e2
1
Strictly speaking, the Debye length is a combination of the interaction between the electrons and the just-
mentioned ionic term. We do not consider the electronic component unless the time scales of interest are fast
enough so that the ions appear to be stationary. In traditional plasma theory, it is the electronic Debye length that
is of interest.
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2.2 Compressing Atoms 13
where N D is the number of particles in the Debye sphere. Thus, the two assump-
tions of Debye shielding theory are related. We note (2.6) is violated over much of
Figure 2.3.
The quantity jqϕj=k B T is referred to as the coupling parameter Γ. It comes in
different flavors, depending on the nature of q. Interactions between two ions use
Γii , interactions between electrons and ions use Γei , while electron–electron inter-
actions use Γee . In the realm of high-energy-density matter, it is the ion–ion
coupling that is important. In ideal plasma, with many electrons surrounding the
ion, shielding isolates one ion from adjacent ones and ion–ion coupling is not
important, but electron–ion coupling is. High-energy-density plasma is character-
ized by
ðZ eÞ2
Γii ¼ , (2.7)
R0 k B T i
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14 Characteristics of High-Energy-Density Matter
101
10.0
100
Temperature (keV) 1.0
0.1
10–1
0.01
10–2
10–3
1019 1020 1021 1022 1023 1024
Ion density (cm–3)
Figure 2.3. Contours of number of particles in a Debye sphere. The dashed line is
for zero chemical potential. The material is aluminum.
which is the ratio of the electrostatic energy to the ion thermal energy. When
Γii 1, plasma is said to be strongly coupled, since the temperature is relatively
low but the matter is highly compressed, resembling a liquid metal. Figure 2.4
shows contours for several values of the coupling parameter calculated with the
Thomas-Fermi ionization model. Comparing this figure with Figure 2.3 shows
much of the parameter space is strongly coupled.
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2.3 Electron Degeneracy 15
101
G=1
100
G = 10
Temperature (keV)
10–1
G = 100
10–2
10–3
10–4 10–3 10–2 10–1 100 101 102 103 104
–3
Density (g-cm )
Figure 2.4. Contours of Γii for iron. The dashed line is for zero chemical potential.
where p is the electron’s momentum, μ is the electron chemical potential, λde is the
electron de Broglie wavelength (related to the momentum of the electron), and F 1=2
is a Fermi-Dirac integral. At sufficiently high density, the quantum-mechanical
Pauli exclusion principle alters the occupation of the free electron states and the
electrons become degenerate. The degeneracy parameter describing the relation
between the chemical potential and the thermal potential is
μ
Ψ¼ : (2.9)
kBT e
If Ψ 0, the electron distribution is just that of a Maxwell-Boltzmann, but if
Ψ 0, the electrons are fully Fermi degenerate.
The degenerate electron pressure is found by averaging the energy of each state
over the probability of the states, which is just to include the electron’s kinetic
energy E in the integrand of (2.8). Then we find
μ
Pe F 3=
2 kB T e
¼ : (2.10)
ne k B T F 1 μ
=2 k B T e
Figure 2.5 shows this behavior, where the electron pressure increases with higher
chemical potential. We note, however, that even when they are degenerate, the electrons
still behave as a gas with polytropic index γ ¼ 5=3; they do not tend to “crystallize.”
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3
Fundamental Microphysics of Ionized Gases
27
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28 Fundamental Microphysics of Ionized Gases
There is a large body of readily available literature covering these topics. Three
excellent references on mechanics are Goldstein’s Classical Mechanics (1965) and
Landau and Lifshitz’s Mechanics (1960a) and Fluid Mechanics (1959). Also
recommended are Huang’s Statistical Mechanics (1963), Kittel’s Elementary
Statistical Physics (1958), and Landau and Lifshitz’s Statistical Physics (1958).
Kinetic theory is introduced in Krall and Trivelpiece’s book Principles of Plasma
Physics (1973). Important books on electrodynamics are Jackson’s Classical
Electrodynamics (1999) and Landau and Lifshitz’s Electrodynamics of Continuous
Media (1960b). An excellent reference for atomic physics is the text by Leighton,
Principles of Modern Physics (1959). And of course, there is the excellent and
definitive three-volume set by Feynman, Leighton, and Sands, The Feynman
Lectures on Physics (1966).
Perhaps the oldest description of the behavior of gases is the theory of thermo-
dynamics. Although it is possible to develop a consistent theory of thermodynam-
ics within a purely axiomatic framework, the equations in this work are the
expression of empirical results obtained from experimentation. Unfortunately,
thermodynamics theory by itself does not lead to the detailed knowledge required
for describing high-energy-density material, so kinetic theory provides that infor-
mation. An alternative to kinetic theory is the more powerful approach of classical
statistical mechanics. This approach uses calculations based on the most probable
state of a gas under prescribed external conditions and evaluates all of its properties
in terms of fundamental atomic constants and an irreducible set of thermodynamic
parameters. This technique works well only for gases in equilibrium. Kinetic
theory, based on a simplified atomic model, permits one to treat nonequilibrium
gases in regimes where both thermodynamics and statistical mechanics provide
little, if any, information.
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Night and Day therein for ten Days and for
Intelligence of the Motions of the Rebells and other
Expences
No. 16 17 0
Expended and Lost in this Service, Mr.
3 Grosett in his speedy Return to Edinburgh having
lost both his Hatt and Wig and killed one of his
Horses
Jan
The Duke upon his arrival into Scotland[620]
.
174 found it necessary for the Service to send two
5/6 armed Vessells and 100 of the Troops along the
Coast of Fife with Sundry Warrants which were
only to be shewn and put in execution as things
Cast up; These Troops were accordingly embarked by
Mr. Grosett, and as His Royal Highness was upon the
Recommendation of Lord Justice Clarke pleased to
direct that he should have the conducting of this
Expedition, and executing of these warrants as occasion
should require: The following Order to Captain Coren[621]
the Commanding Officer of that Party was with the
Warrants therein referred to delivered to Mr. Grosett, viz:
—
‘You are to be assisting to Walter Grosett Esq. one of
His Majesty’s Justices of the Peace in executing divers
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In consequence thereof Mr. Grosett upon the 30th
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the North Coast betwixt St. Andrews and Alloa, secured
all the Magazines of Provisions, which the Rebells had
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to the Persons from whom it had been taken by the
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Government, and secured nine of the Rebells and sent
them by Order of the Duke prisoners to Sterling, His
Royal Highness being at this time there with the Army.