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Orthodontics Enhanced CPD DO C

Aslam Alkadhimi

Mohammad Owaise Sharif

Orthodontic Retention: a Clinical


Guide for the GDP
Abstract: Retention is normally required after active orthodontic tooth movement in order to maintain tooth position and minimize the
effects of age-related changes to the dentition. The aim of this article is to define stability, retention and relapse with reference to the
literature and to review the evidence with regards to clinical effectiveness of different types of fixed and removable retainers and wear
regimens, with emphasis on systematic reviews and Randomized Controlled Trials (RCTs). Furthermore, to discuss the general dental
practitioner's role and responsibility in managing patients after active orthodontic treatment.
CPD/Clinical Relevance: It is common practice for orthodontists to review patients for one year after active orthodontic treatment. Beyond
this period, monitoring of the patient’s long-term retention is often carried out in general dental practice. This paper provides an overview
of orthodontic retention, including retainer types, wear regimens and a discussion of the common problems associated with retainers and
advice on management.
Dent Update 2019; 46: 848–860

Orthodontic relapse can be disheartening phase of orthodontic treatment following reorganization time varies according to fibre
for both patient and clinician alike; it is completion of the desired tooth movement, type and can take up to a year. During this
therefore common practice to provide focused solely on maintaining the finished period, retainers act to resist ‘physiological
retainers to maintain tooth position after treatment result and preventing relapse’.3 relapse’.
active orthodontic treatment. Relapse was Retainers can be either removable
defined by the British Standards Institute (BSI) or fixed. In practice a combination of the two 2. Prevention of unwanted tooth movement
in 1983 as ‘The return, following correction, is often utilized. Although many variations of resulting from growth changes
of the original features of the malocclusion’. A retainers are available, the Hawley retainer Prolonged retention of the lower labial
more contemporary definition states that ‘it is (HR) and the vacuum-formed retainer (VFR)/ segment, until the end of facial growth, may
unfavourable change(s) from the final tooth thermoplastic retainer are two of the most reduce the severity of future lower incisor
position at the end of orthodontic treatment’.1 commonly used removable retainers. crowding.6
This latter definition encompasses the notion This paper aims to explore
of positional changes of the dentition that the common types of fixed/removable 3. Reducing relapse tendency of teeth that
are seen to occur with advancing age.2 orthodontic retainers in depth and outline have been moved to an inherently unstable
Orthodontic retention can be defined as ‘the some of the common problems associated position
with retainers that can be encountered by the A ‘zone of equilibrium’ exists when the
Aslam Alkadhimi, BaBDentSc(Hons), MFD GDP. forces derived from the periodontal and
(RCSI), Orthodontic Specialist Registrar gingival tissues, the orofacial soft tissues, the
(email: aslam.alkadhimi.17@ucl.ac.uk) and occlusion and post-treatment facial growth
Mohammad Owaise Sharif, BDS(Hons), Rationale for retention
and development are in balance.7 If teeth
MSc, MOrth, RCS Ed, FDS(Ortho) RCS 1. Reorganization of periodontal apparatus are moved out of this zone, there will be a
Eng, FHEA, Clinical Lecturer/Honorary Reitan, in 1967 and Edwards, in 1988, tendency for relapse. This is often referred to
Consultant in Orthodontics, University demonstrated that reorganization of the as ‘true relapse’. Examples include increasing
College London, Eastman Dental Institute, gingival and periodontal tissues occurs intercanine width,8 significant alteration
London, UK. following orthodontic tooth movement.4,5 This of the archform,9 change in the intermolar
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Orthodontics

of the retainer, as soldering the wirework


will only be a short-term temporary solution
(Figure 2). Retention of the appliance should
always be checked on review and clasps, if
poorly retentive, can be tightened easily, as
shown in Figure 3. Replacement is required
Figure 4. An example of TwistFlex wire fabricated
for broken VFRs.
chairside and closely adapted to lingual surface
of mandibular anterior teeth utilizing a sectional Fixed retainers
model. Treatment of certain malocclusions are
particularly prone to relapse. These are
detailed in Table 2. In these cases, fixed
Figure 1. Clean break of the acrylic baseplate. retainers are often utilized. Table 3
to be unstable.7,12 In these circumstances, summarizes the advantages and
Can be repaired chairside with cold-cured acrylic.
Alternatively, an impression of the arch can be
indefinite retention may be required to resist disadvantages of fixed retainers.
sent to the lab for indirect repair. relapse. In some cases, fixed retainers
can be combined with removable retainers,
so called ‘dual retention’. The rationale for
Age-related changes dual retention is to allow for breakage in the
These changes are normal physiological fixed retainer, which can go unnoticed by the
changes but might be confused with patient; in addition this maintains posterior
relapse by a patient who has received alignment.
earlier orthodontic treatment.12,13 Some In the lower arch, fixed retainers
of the normal maturational changes to be are usually placed on the six lower anterior
expected include: teeth and, in the upper arch, they often span
 A decrease in arch length after all four incisors.
adolescence; In some cases, modifications
 Intermolar width increasing until age of might be indicated, for example extension
13 years then becoming static with some to the lower premolars occlusally, where the
reduction in females thereafter; canines are severely rotated before treatment
 Arch length and intercanine width all or there was space/step between the
Figure 2. Breakage of Adam’s clasp due to cyclic
increasing until 13 years then reducing, premolar and canine. Upper fixed retainers
fatigue. A new impression of the arch should be
especially in females can be extended to canines in cases of
taken and sent to the lab for construction of a
new retainer.  A small decrease in overjet and overbite. alignment of significantly palatal displaced
canines to account for their tendency to
Common types of removable relapse.
retainers
A variety of removable retainers are
Fabrication and placement of
available. Table 1 summarizes the common
fixed retainers
removable retainers, including typical Fixed retainers can either be made directly at
design features. The most frequently the chairside by bending a suitable stainless
utilized removable retainers are Hawley and steel wire to fit the relevant lingual/palatal
thermoplastic vacuum-formed retainers surfaces, or in the laboratory utilizing a model
(VFRs). created from an impression of the anterior
teeth (Figure 4). To fit a bonded retainer, the
tooth surface should be thoroughly cleaned.
Broken/ill-fitting removable A dry field is maintained after etching, and
Figure 3. To tighten the Adam’s clasp, hold the retainers the wire should be held passively in position
clasp with pliers (eg Adam’s pliers) at either point
A or B and bend inwards so that the arrowheads Removable acrylic retainers are often easy while using a flowable composite resin as
engage the undercuts. to repair where the breakage is minor/there the adhesive. It is essential that bonded
is a clean break of the acrylic. It is good retainers are passive when fitted and there
practice to take an impression of the arch should be no spaces between the wire and
width10 and change in labio-lingual position with the retainer in situ and send this to the tooth surface. The retainer can then be held
of lower incisors.11 This could be considered laboratory for repair (Figure 1). and secured with dental floss, elastic bands
an iatrogenic cause of relapse since the teeth If there is a break in the or an occlusal jig, against the lingual/palatal
are actively placed in a position considered wirework, good practice requires remake surface of teeth and flowable composite
October 2019 DentalUpdate 849
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Orthodontics

Retainer Design Features Advantages Disadvantages


Hawley Labial bow UR3–UL3 or LR3–LL3,  Facilitates posterior  Compromised aesthetics due to the labial
0.7 mm. occlusal settling bow
Adam’s cribs upper 6s or lower  A bite plane can also be  May cause initial speech interferences due
6s, 0.7 mm. incorporated to maintain to the palatal coverage. However, this can be
Palatal baseplate (full coverage overbite reduction minimized by opting for ‘horse shoe’ design
or horseshoe design).  Pontics can be added to
Variations: temporarily replace a missing
– reverse ‘U’ loop labial bow, tooth
which provides better control of  Can be activated to close
the canines residual spaces
– labial bow soldered to the  Maintain lateral expansion
Adam's Cribs, which means due to rigidity
there are fewer wires to interfere
with the occlusion
– acrylated labial bow, which
helps prevent relapse of
corrected rotations
– the addition of anterior bite
planes to control the reduction
of a deep overbite
– Hawley retainers can also be
used in the lower arch
Thermoplastic VFR Fabricated from a variety of Aesthetic appliance  Less effective in retaining expansion cases
‘Essix’ thicknesses of polyvinylchloride  Easy to construct and use unless it is supported by thick wire
sheets by heating to 475 degree  Cheap  Ineffective in retaining intrusion or extrusion
and vacuum pressure of 1.5b for  Pontic can be added to movement
50 second. replace a missing tooth  Less settling of the occlusion is possible
Full coverage of all teeth temporarily  If a partial VFR is used, the patient may
generally extending to halfway  They provide good develop an open bite due to overeruption of
across the terminal tooth.The aesthetics and better control teeth
most posterior tooth must be of incisor alignment than  Increase the risk of decalcification in the
at least half covered to prevent Hawley type retainers presence of a cariogenic diet as the retainer
overeruption  Wire can be added on the may act as a reservoir.
palatal side in expansion
cases
Modified Barrer Acrylated labial bow 0.7 mm  Allows minor corrections  Risk of inhalation with the original Barrer
Acrylated lingual bow 0.7 mm of lower labial segment (only extends to lower canines)
Adam’s cribs UR6 and UL6 or LR6  Useful in cases where  Owing to the potential for dislodging,
and LL6 0.7 mm minor lower incisor relapse swallowing or aspirating the appliance, the
has already occurred and can design has been modified to include acrylic
be used to restore alignment flanges posteriorly, to improve retention
whilst continuing retention  Interproximal stripping may be required
 Very rapid alignment in prior to fitting the appliance to create sufficient
co-operative patients space for alignment of the displaced incisors

Positioners ‘active’ Elastomeric or rubber removable  Provide further minor  Expensive


retainers retainers correction following  For finishing stages of the treatment
Pre-formed or custom-made deboned and thus ‘guide’ the  Will need to be replaced by other forms of
(custom-made positioners are settling of the occlusion retainers after achieving final teeth alignment
made on articulated models  They may also be useful in  Poor at maintaining rotational control and
in which the teeth have been instances when the desired overbite
sectioned and re-aligned to finish was not achieved  Lack of patient compliance and acceptance
achieve the desired result) or the case had to be
discontinued early.

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Orthodontics

Retainer Design Features Advantages Disadvantages


Begg ‘wraparound’ Begg wire extending from UR6–  It has no clasps and therefore  Less aesthetic due to the labial bow
retainer UL6 or LR6–LL6, 0.8 mm there are no wires crossing the  May cause speech interference due
U loops at site of extraction or occlusion which is therefore free to the palatal coverage
premolar region to settle the occlusion during the  Less retentive than Hawley
Palatal baseplate in the case of retention period
upper Begg retainer  A bite plane can also be
incorporated to maintain overbite
reduction
 Acrylic tooth can be added to
temporarily replace a missing
tooth
 Can be activated to close
residual spaces
 Maintain lateral expansion

Hawlix ‘aesthetic’ Clear VFR UR3–UL3 or LR3-LL3  Combines the anterior aesthetic  Could contribute to occlusal
retainer Ball end clasps between 6s and 7s advantage of the VFR and the disruption, such as the creation
0.7 mm palatal acrylic of the Hawley of anterior open bites or reduced
Palatal baseplate in the case of retainer overbites, attributable to the retainer
upper Hawlix  It is particularly useful following having occlusal coverage only in the
treatment in cleft lip and palate anterior portion
patients in order to improve the
aesthetics of anterior maxillary
dento-alveolar cleft defects
Damon ‘splint’ Made from one of the following:  Holds teeth and arches in  Can only be worn at night-time
hard pressure-formed, dual corrected position  Less widely used as very limited
hardness/soft liner, and elastic  Retentive splint for Class clinical indications
silicone upper and lower splints II, Class III, bilateral crossbite
joined together with acrylic treatment and orthognathic cases
 Assists in tongue training
Table 1. Different types of removable retainers showing the most common design features. All the wires described above are made from stainless steel.

 Severe rotations which have been corrected


 If lower incisors have been proclined by >2 mm
 Teeth moved out of the zone of equilibrium
 Combined periodontal/orthodontic treatment where the adequacy of support for the teeth is in doubt
 Diastemas or closure of generalized spacing
 Severely displaced teeth, particularly palatal canines
 Non-surgically treated anterior open bite cases with incisor extrusion
 Impacted teeth which have been individually extruded and aligned
 Corrected anterior crossbites where there is minimal overbite to retain the correction naturally
 Teeth with no opposing tooth (to prevent overeruption)
 Cleft Lip/Palate patients. In these cases bonded retainer is combined with removable appliance to maintain transverse relationship
 Extraction space closure in adults
 Alteration in intercanine width
Table 2. Clinical scenarios in which one may wish to consider fixed retainers.

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Orthodontics

a Advantages Disadvantages

Easy and well tolerated by the patient Their placement is time-consuming

Unlikely to compromise on aesthetics Technique-sensitive

Unlikely to interfere with speech Interference with the occlusion, especially in


cases with increased overbite

Less compliance dependent than Gingival/periodontal disease and caries may


b removable retainers develop due to plaque accumulation

It may reduce the risk of development May prevent settling of the occlusion
of late lower labial segment crowding

Allow some physiological movement of Do not retain transverse expansion


the teeth

Retain derotations well High failure rates 23%14


c

Can be fabricated indirectly in the lab Fixed retainers can fail without the patient
therefore reducing chairside time and realizing – this may result in unwanted tooth
complexity of fabrication movement

No evidence of increased periodontal A back-up removable retainer should also


or enamel damage be supplied to the patient to preserve tooth
position if the fixed retainer fails.

d Table 3. Advantages and disadvantages of fixed retainers.

but the multi-stranded wire, introduced by


Björn Zachrisson in 198216 is now the gold
standard.17
Flexible retainers bond on the
lingual/palatal surface of each individual
tooth and allow physiological tooth
Figure 5. Different methods of securing the
wire before bonding. (a) Threading the retainer movement. The materials used are:
through elastics and cotton roll on labial side. (b)  ‘TwistFlex’ (Figure 7a): Multi-stranded wire
The retainer was bonded without utilizing any Figure 6. An example of banded retainer that is round in cross-section and formed from
auxiliary methods. (c) Using a transfer jig and (d) extends from first premolars used historically strands that are twisted, made from 0.015”,
securing the retainer with dental floss through to maintain the inter-premolar and intercanine 0.0175”, 0.0195” or even 0.0215” stainless
contact points. widths. steel strands.
 Round, sandblasted stainless steel wire,
0.030”–0.032” in diameter.
 ‘OrthoFlexTech’ (Figure 7b) braided chain
added and light cured (Figure 5). Any connecting soldered, heavy archwire (0.030’’), made from stainless steel (often for direct
activation of the retainer wire during bonding closely adapted to the lower labial segment placement).
can cause unwanted tooth movement.15 above the cingulum of lower anterior teeth  Reinforced fibres (often for direct
(Figure 6). This type of retainer is now rarely placement). The fibreglass strips are soaked
used. in composite and bonded to prepared
Classification
enamel surface. This technique has the
1. Banded retainers 2. Bonded retainers advantage of reducing the bulk of the
Bands placed on the lower premolars with a Numerous wire materials have been proposed retainer. However, these retainers tend to
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Orthodontics

a a calculus build-up around the retainer. Any


calculus build-up should be removed and
the need to use Waterpiks, Superfloss, TePe
brushes or similar oral hygiene aids should be
reinforced regularly.
The sites of retainer failure
include:
 Wire-composite interface;
 Composite-enamel interface;
 Wire fracture.
If the composite is lost completely
b from one tooth, then simply cleaning the
tooth and replacing the lost composites
will suffice. If the composite is difficult to
b remove completely from the wire, then the
retainer may need to be replaced. A fractured
retainer will require removal and replacement
following the usual bonding protocol
(Figure 8).
Patients should be advised to
return as a matter of urgency if their bonded
retainer/s become loose or break. In addition,
c if comfortable, they should be advised to
wear their removable retainer on a full-time
basis until they are assessed. This will help
Figure 7. Examples of (a) ‘TwistFlex’ and (b) maintain tooth position. Full-time wear refers
‘OrthoFlexTech’. to wearing the retainers all the time except for
eating and cleaning.

Effectiveness of different retainer


fracture more frequently. types and wear regimens
Rigid retainers (bonded on
Several published studies have attempted
canines only, touching but not bonded to
to compare the different types of retainers
lower incisors) are made from 0.30”–0.32” SS
Figure 8. Examples of common problems with in terms of clinical effectiveness. Table 4
bar. Bearn considered the following to be
bonded retainers. (a) Retainer debonded at summarizes the latest systematic reviews on
indications for placement of a bonded canine
one of the incisors. (b) If a terminal tooth had this topic.
to canine retainer:17 debonded, then bonding the tooth again can be There is no universal removable
 Severe pre-treatment lower incisor done by simply preparing the surface as usual. (c) retainer wear regimen. Proponents exist for
crowding or rotation; A fractured retainer needing to be replaced with both full- and part-time wear. Full-time wear
 Planned alteration in the lower intercanine a new one following the usual bonding protocol. regimens often reduce to part-time and some
width;
examples include:
 After proclination of the lower incisors
 Full-time wear for three months followed by
during active treatment;
night-only for three months;19
 After non-extraction treatment in mildly
no difference between multistrand or round  Full-time wear for one week followed by
crowded cases;
wire except more plaque accumulation with night-only for six months;19
 After correction of deep overbite.
the former.18  Full-time wear for six months;20
Multi-stranded wires are a popular
 Full-time wear for three months gradually
choice and some advantages include:
reducing to one or two nights a week.21
1. The irregular surface offers increased
Bonded retainers: monitoring Some examples of part-time wear
mechanical retention for the composite
without the need for the placement of
and managing problems regimens include:
Fixed retainers should be reviewed  Night-only for six months;20 and
retentive loops;
periodically and maintained or repaired where  Reducing from 10 hours daily in the first six
2. The flexibility of the wire allows physiologic
necessary. They should be checked thoroughly months to one or two nights weekly.21
movement of the teeth, even when several
adjacent teeth are bonded;17 at least annually to ensure that the composite
3. Less failure rate than round wire because of and wire components are intact, with no Cost-effectiveness
the flexibility. Al-Nimri et al, however, found distortions, and that there is no excessive One of the important factors to consider when
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Orthodontics

Study/Design Type of Trials Retainers Clinical Parameters Wear Regimens Conclusion


Kaklamanos et al 22
3RCTs VFR  Little’s Irregularity  VFR: full-time vs  ‘Full-time VFR wear
Systematic review Index part-time is not superior to part-
 Intermolar and time’
intercanine widths
 Arch length
 Overjet
 PAR score
Littlewood et al23 15 RCTs  VFR v multistrand  Little’s Irregularity  VFR: full-time vs  Slightly poorer
Cochrane review fixed retainer Index part-time stability in the lower
 Polyethylene ribbon  Failure of retainers  Hawley: full-time arch with VFR
fixed v multistrand vs part-time  No evidence of
difference
 ‘There is insufficient
high quality evidence to
make recommendations
on retention
procedures’
 ‘No evidence that
wearing thermoplastic
retainers full-time
provides greater
stability than wearing
them part-time’
Al-Moghrabi et al24 18 RCTs  Multistrand fixed  Effect on  VFR: full-time vs  There is a lack of
Systematic review 6 CCTs retainer periodontal health part-time high-quality evidence
 Round SS  Risk of failure  Hawley: full-time to endorse the use of
 VFR  Patient-reported vs part-time one type of orthodontic
 Pre-fabricated outcomes retainer’
positioners  Cost-effectiveness
 Fibre-reinforced
resin composite fixed
retainer
 Glass fibre
reinforced retainer
 Hawley
 VFR
Mai et al25 5 RCTs VFR vs Hawley  Intercanine width  Hawley: full-time  ‘Some evidence
Systematic review 2 CCTs  Intermolar width vs part-time suggested that there
 Occlusal contacts  VFR: full-time vs are no differences with
 Cost-effectiveness part-time respect to changes
 Patient satisfaction in intercanine and
 Survival time intermolar widths
between HRs and
VFRs after orthodontic
retention’
Littlewood et al26 2 RCTs  Thick spiral 0.032”  Little’s Irregularity  Hawley: full-time  ‘There is currently
Systematic review 3 CCTs fixed multistrand Index vs part-time insufficient evidence
and meta-analysis  Thick plain 0.032”  Survival of retainers  VFR: full-time vs on which to base the
fixed multistrand part-time clinical practice of
 Polyethylene ribbon orthodontic retention’
re-inforced resin  ‘There was also weak,
composite unreliable evidence
 Hawley that teeth settle quicker
 VFR with a Hawley retainer
than with a VFR after 3
months’

Table 4. Clinical effectiveness of different types of fixed and removable retainers and wear regimens from systematic and Cochrane reviews. RCT:
Randomized Controlled Trial; CCT: Controlled Clinical Trial; PAR: Peer Assessment Rating index.

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Orthodontics

selecting and prescribing an orthodontic Patient commitment to retainer wear patient, the orthodontist and general dental
retainer is cost-effectiveness. Regarding Currently there are no accepted guidelines practitioner. Close co-operation between all
the most widely used retainers in the UK, that specify a gold standard/universally the parties involved is required. Retention is
VFRs were found to be more cost-effective accepted retention regimen. However, the a complex issue and relapse is multifactorial
than Hawley.27 This was not only from the BOS encourages patients to adhere to life-long in nature. Retention regimens invariably
perspective of the patient (mean difference orthodontic retention in order to maintain tooth require considerable patient co-operation,
in cost per patient: £4) but particularly the alignment. It is generally accepted that patients which is usually forthcoming if the patient is
NHS (mean difference in cost per patient to should be encouraged to wear retainers, at fully informed, both before treatment and on
the NHS: £31) and the orthodontic practice least on a part-time basis, for as long as they placement of the retainers, and understands
(mean difference in cost per patient to the want the teeth to remain well aligned. Retainer the planned regimen as well as the need for it.
practice: £32).27 wear is the patient’s responsibility and this
Regarding the long-term burden should be emphasized. Furthermore, long-term
Compliance with Ethical Standards
of care, the British Orthodontic Society maintenance and repair of the retainers should
Conflict of Interest: The authors declare that
(BOS) accepts that asking patients to wear be sought and the patient should be made
they have no conflict of interest.
retainers indefinitely adds to the ‘burden aware of this commitment prior to starting
Informed Consent: Informed consent was
of care’. The patients, however, have to be treatment.
obtained from all individual participants
responsible for wearing and looking after included in the article.
the retainer, as well as getting it checked, Role of the GDP
repaired and replaced, which may have General dental practitioners are integral to
financial costs. It is therefore essential that the management of the orthodontic patient.
References
1. Melrose C, Millett DT. Toward a perspective
this is discussed as part of the process of Johnston and Littlewood suggested the
on orthodontic retention? Am J Orthod
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retainers.  Informing potential orthodontic patients following orthodontic treatment. Am J
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 Reinforcing the need for patients to wear
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three main elements, a Twitter campaign,
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two short YouTube information videos
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 Adjustment, repair or replacement of 5. Edwards JG. A long-term prospective
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a captioned short film which communicate orthodontic relapse. Am J Orthod
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only be provided on a private basis. Shapiro PA. Long-term changes in arch form
readers to refer to this article to explore in
more depth the role and responsibility of after orthodontic treatment and retention.
the GDP in post orthodontic retention. A Conclusions Am J Orthod Dentofacial Orthop 1995; 107:
518–530.
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the scientific background that supports the responsibilities of maintaining retainers and CW. Post-retention crowding and incisor
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Orthodontics

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860 DentalUpdate October 2019


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