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Psychological interventions for people with intellectual disability

and mental health problems


Betsey A. Benson

Purpose of review Introduction


This paper focuses on reviews and reports of psychological There is general agreement that persons with intellec-
interventions for individuals with dual diagnosis (intellectual tual disabilities are prone to mental health problems at a
disability and mental health problems) from March 2003 to significant rate [1]. At the same time, they are described
March 2004. as a largely underserved population in terms of mental
Recent findings health services. A number of factors are noted as
Two reviews that evaluated the psychological treatment interfering with individuals with intellectual disability
outcome literature, but spanned different time periods, arrived at receiving treatment for mental health problems. One
different conclusions regarding the progress of the research often-cited barrier to treatment is the perception of
efforts to date. They agreed, however, on many of the limitations professionals that psychological interventions are inef-
of the research. Case-studies of psychological treatment of fective because of cognitive deficits and verbal limita-
aggression, elective mutism, dog phobia, bereavement, tions [2]. Publications reporting positive treatment
borderline personality disorder, and sleep problems appeared in outcomes would challenge this belief and encourage
the literature. Intervention techniques represented behavioral, more professionals to provide services.
cognitive behavioral, psychodynamic, and psycho-educational
approaches. One group intervention for women’s health In 1989, Hurley [2] detailed recommendations for
combined psycho-educational and coping skills training. When adapting standard psychotherapeutic approaches for
ongoing service delivery in the community was examined, persons with intellectual disabilities to accommodate
interventions were found to be non-specific. A report that their cognitive and developmental levels. Although the
detailed characteristics of treatment provided in the community research reports she reviewed were small in number,
was an impetus for the promulgation of standards of care in one generally positive outcomes were obtained. A call for
region. A measure of sex-offending cognitions was developed research was issued to provide further detail on effective
and preliminary validation efforts completed. There continues to methods and to focus efforts on individuals in commu-
be a need for assessment instruments designed for persons nity residential programs.
with intellectual disability. The publication of a psychiatric
diagnostic classification system for persons with intellectual In 1994, Nezu and Nezu [3] reviewed psychodynamic,
disability may improve the reliability of diagnoses, which, in turn, behavioral and group psychotherapy approaches in out-
will improve the quality of psychotherapy outcome research. patient treatment with people with intellectual disabil-
Summary ity and mental health problems. Again citing the limited
Depending on the review period and the evaluation criteria, number of reports of basic outcome studies, they
authors proclaimed the glass either half empty or half full, that is, proposed a research agenda with the following recom-
some progress or no progress being made in psychological mendations: group designs with random assignment,
interventions with persons with intellectual disability. Case- homogeneous samples, multimodal assessment, reliable
studies continue to dominate the literature and offer and valid assessment measures, focus on both the
considerable variety in terms of the problems treated and the clinical and the practical significance of outcomes,
intervention techniques used. A significant development in assessment of generalization effects, targeting of socially
psychiatric diagnosis (Diagnostic Criteria for Psychiatric relevant problems to enhance community integration,
Disorder for Use with Adults with Learning Disabilities) will use of interventions tied to a specific model of
guide future progress in intellectual disability research. psychopathology, and use of a variety of study designs
Continued advances are also needed in assessment. to allow both comparison of treatments and the break-
Keywords ing down of treatment packages into effective compo-
dual diagnosis, intellectual disability, psychotherapy nents.
Curr Opin Psychiatry 17:353–357. # 2004 Lippincott Williams & Wilkins.
Nisonger Center, Ohio State University, Columbus, Ohio, USA In the past year, the authors of two review articles came
Correspondence to Betsey A. Benson PhD, Nisonger Center, Ohio State University, to differing conclusions regarding the amount of progress
1581 Dodd Drive, Columbus, OH 43210, USA demonstrated in research on psychological interventions
Tel: +1 614 688 3214; fax: +1 614 688 5522; e-mail: benson.3@osu.edu
Current Opinion in Psychiatry 2004, 17:353–357 with persons with intellectual disabilities and mental
# 2004 Lippincott Williams & Wilkins health problems. A number of case-studies and one
0951-7367 group study were published. Work continues in the
DOI: 10.1097/01.yco.0000139969.14695.dc 353
354 Intellectual disabilities

assessment arena with a questionnaire based on cogni- [6] discuss the barriers to research-based practice in the
tive therapy and a new depression scale (see Lunsky and context of a study of assertive community treatment with
Palucka pp. 359–363). Probably the most significant persons with intellectual disabilities. Some barriers are
advance in recent years is the unveiling of a new based on the culture of intellectual disability services,
psychiatric diagnostic classification system. while others pertain to complications presented by the
cognitive level of the research participants. Comparing
Two reviews the attitude towards research in mental health services
Prout and Nowak-Drabik [4 . .] reviewed psychotherapy with that in intellectual disability services, the authors
reports during the 30-year period from 1968 to 1998. identified obstacles regarding informed consent and
Face-to-face interventions by qualified individuals ethical challenges in control-group designs in which
focusing on feelings, values, attitudes and behaviors assignment to a no-treatment group is an option. Other
were included in the review, while interventions challenges include the longer time needed for changes
primarily conducted by teachers or paraprofessionals to occur. Studies therefore take longer (and cost more). A
were excluded. According to these criteria, there were smaller number of potential study participants, difficul-
92 eligible studies. Three trained raters provided ties regarding time and resources, and vague definitions
consensus ratings of the amount of change and of interventions were also cited as obstacles.
significance of the outcomes. A meta-analysis was
conducted with only nine of the studies because the Case-studies
others did not meet the criteria of having a treatment The case-study method is useful for reporting the details
group and a control group and appropriate data of rarely seen disorders, for showcasing treatment
necessary to compute effect sizes. A mean effect size innovations, and for developing hypotheses that can be
of slightly more than 1.0 was reported. tested in more complex designs. The case-study method
can be criticized for the limited generalizability of the
Case-studies and single case-designs were common. results to other individuals, and, typically, for a lack of
Reports were found to lack detail in describing the control of extra-treatment variables.
interventions or the client characteristics, to lack
verifiability of the intervention, and to use non-standard During the period of this review, several case-studies of
measures. The small number of studies prevented psychological interventions for a variety of problems
statements concerning the effects of age, techniques, were published. The studies were conducted in a range
or approach on treatment outcome. The authors of settings, including in-patient, out-patient, and com-
concluded that a moderate amount of change and munity locations.
moderate effectiveness were demonstrated in reports of
psychotherapy with persons who have intellectual Singh et al. [7 .] reported on a self-control strategy for
disability. managing aggression in an adult in an in-patient
setting. The study described a particularly challenging
Beail [5 . .] examined more recent literature (i.e. case in which repeated hospitalizations had occurred
published since 1996) and focused on reports of over a period of years, with injuries to staff and other
psychodynamic and cognitive–behavioral psychother- consumers. Agencies refused to provide services to the
apy with persons with intellectual disability. Descrip- individual without proof of significant improvement.
tive analysis was used. The cognitive–behavioral The intervention strategy was described as a medita-
reports tended to deal with self-management skills, tion technique in which the patient focused his
problem-solving and anger management, with a steady attention on the soles of his feet; this part of the
flow of publications dealing with offenders. Fewer body was chosen because it was considered to be a
reports were devoted to cognitive therapy, in which neutral area. Instruction included identifying triggers of
irrational or biased thinking is addressed by the aggression and practising posture, breathing, and
treatment. The psychodynamic reports cited were shifting of attention to the feet until calm. Once calm,
primarily the author’s work with offenders, which the individual could walk away or respond to the
yielded significant improvement. Group designs lacked situation without verbal or physical aggression. Follow-
sufficient numbers to detect differences, and groups ing instruction in the technique, the patient achieved 6
were not homogeneous. The author concluded that in months without aggression in the in-patient facility,
the past decade there has been a lack of research which allowed him to exit to a community program.
progress. Medications were discontinued. At the 1-year follow-
up, he continued to remain aggression-free and had
The modest gains, or the absence of gains, in increased his social activities in the community. The
psychological interventions for persons with intellectual intervention approach was described as a ‘mindfulness
disability is probably due to multiple factors. Oliver et al. technique’.
Psychological interventions Benson 355

The treatment of a woman with Down syndrome and demonstrating predicted changes following initiation of
elective mutism that had worsened over a period of years interventions, making it less likely that other factors are
was the focus of a report by Bell and Espie [8]. The responsible for the change. A single case methodology
intervention occurred in individual sessions conducted with multiple-baseline design across individuals was
three times per week in a community center that she used with nine adults with sleep problems [12 .]. For six
regularly attended. Any vocalizations were reinforced at of the nine, significant improvements were noted. A
the first stage of the therapy. Communication with one variety of interventions were used depending on the
individual was reinforced and then gradually generalized results of the assessment phase. Scheduling, sleep
to people in other environments over a 2-month period. hygiene, stimulus control, relaxation, light therapy and
Significant improvements were noted in social interac- cognitive–behavior therapy were treatment components.
tions. Detailed outcome data were presented illustrating
latency of sleep onset and total sleep time.
Newman and Adams [9 .] reported on the treatment of an
adolescent boy with moderate intellectual disability and Group intervention
a severe dog phobia. The boy had previously been A group intervention intended to improve women’s
treated successfully for fear of dogs on leads and was health was reported by Lunsky et al. [13 .]. An 8-week
returning for treatment to address a fear of loose dogs. curriculum, entitled ‘Women Be Healthy’, was devel-
An individualized fear hierarchy was constructed to oped. It includes psycho-education, coping-skills train-
manage the experience of anxiety, using graded ing, exposure to a medical setting, and assertiveness
exposure and relaxation training. The boy’s mother, training. The recruits were women with mild to
who admitted to a fear of loose dogs herself, served as a moderate intellectual disability and who had an interest
model during the intervention. After 26 sessions, in their health or who experienced anxiety in medical
treatment was complete and the boy’s anxiety level care situations. A staff member was encouraged to attend
around loose dogs had decreased significantly. The with the participant. Pre-test, post-test and 10-week
mother was more relaxed around dogs as well. follow-up evaluation of knowledge, beliefs, and coping
was reported. Significant gains were obtained and
A combination of psycho-educational and psychody- maintained at follow-up. The absence of a control group
namic approaches was utilized in the treatment of is a limitation of the study. The strength of the
bereavement in a woman with moderate to severe publication is in the description of the curriculum.
intellectual disability [10]. Significant behavior problems
were noted following the death of her father. Twelve Community services
individual psychotherapy sessions were offered: these The efficacy of ongoing service delivery in the commu-
included education about death and the finality of death, nity was the focus of two publications. Barron et al. [14]
and expression of ambivalent feelings about her father as prospectively examined the re-offending rate of indivi-
well as feelings of loss and abandonment by her family. duals that were served either by specialist intellectual
The outcome information included staff reports of disability health and social services or non-specialist
improved behavior immediately after treatment and at services. A comparison of the offender characteristics in
the 1-year follow-up. the two groups found few differences, except that the
offenders in the non-specialist service had higher IQs
Esbensen and Benson [11] described the out-patient than those in the specialist service. There was no
treatment of a young woman with borderline personality difference in the re-offending rate: for both groups, it
disorder who was receiving psychiatric, psychological was about 50% after 10 months. Although two-thirds of
and behavioral services from multiple service-providers. the participants were offered psychological therapy, the
The integration of the treatment methods was the focus authors noted that the therapy appeared to be non-
of the report. Data are presented on the frequency of specific and was not focused on offending behavior.
target behaviors over 18 months. When integration of
services was achieved, a positive response occurred in The type and characteristics of formal and informal
terms of self-harming and other target behaviors, interventions for individuals with intellectual disability
whereas when interventions were not coordinated, the in one Canadian province were examined by Feldman et
response was regression and hospitalization. Difficulties al. [15]. Several hundred caregivers of individuals with
in coordinating the treatment from multiple sources as behavioral problems were interviewed to identify the
well as the challenges of working with individuals who types of interventions being received. The findings for
require skilled staff were noted. behavioral, cognitive–behavioral, counseling and crisis-
intervention services are contained in the report. There
The use of a multiple-baseline design can eliminate were significantly more informal than formal interven-
some challenges to the validity of a case-study by tions for counseling/psychotherapy and behavioral inter-
356 Intellectual disabilities

ventions. Formal interventions were more likely to be needed. While some progress is being made in the area
associated with improvements. The results of the study of assessment, more is needed. Improving the reliability
influenced the development of standards of care for of psychiatric diagnosis through the development of a
services in the region. classification system for persons with intellectual dis-
ability is one of the few bright spots in an area whose
Assessment slow progress has frustrated professionals for many years.
There are few assessment measures developed specifi-
cally for persons with intellectual disability. This has
hampered research progress because studies are con- References and recommended reading
ducted with measures that have not been tested with the Papers of particular interest, published within the annual period of review, have
been highlighted as:
population, with measures adapted for persons with . of special interest
.. of outstanding interest
intellectual disability but which have unknown relia-
bility and validity, or with measures developed by an
1 Bouras N, editor. Psychiatric and behavioural disorders in developmental
author for a single study or purpose. Instrument disabilities and mental retardation. Cambridge: Cambridge University Press;
development and the somewhat tedious pursuit of 1999.
standardization of assessment measures are necessary 2 Hurley AD. Individual psychotherapy with mentally retarded individuals: a
review and call for research. Res Dev Disabil 1989; 10:261–265.
steps.
3 Nezu CM, Nezu AM. Outpatient psychotherapy for adults with mental
.
retardation and concomitant psychopathology: research and clinical impera-
Broxholme and Lindsay [16 ] developed a questionnaire tives. J Consult Clin Psychol 1994; 62:34–42.
on cognitions related to sex offending. The Question- 4 Prout HT, Nowak-Drabik KM. Psychotherapy with persons who have mental
..
naire on Attitudes Consistent with Sex Offending retardation: an evaluation of effectiveness. Am J Mental Retard 2003;
108:82–93.
identifies distorted cognitions that could be targeted in This is the more optimistic of the two review articles published in the period studied
treatment. The self-report questionnaire was found to here. Both expert consensus panel and meta-analytic approaches were used to
rate the outcome research over a 30-year period.
distinguish between offending and non-offending
5 Beail N. What works for people with mental retardation? Critical commentary
groups. Test–retest reliability was found to be accep- .. on cognitive–behavioral and psychodynamic psychotherapy research. Mental
table. Further research on this measure is needed. Retard 2003; 41:468–472.
This is one of the two review publications published in the period studied here. It
summarizes recent reports on the efficacy of cognitive–behavioral and psychody-
Psychiatric diagnosis namic interventions.
There may be no greater barrier to the conduct of 6 Oliver PC, Piachaud J, Done J, et al. Difficulties in conducting a randomized
replicable treatment outcome studies than that of controlled trial of health service interventions in intellectual disability:
implications for evidence based practice. J Intellect Disabil Res 2002;
unreliable psychiatric diagnosis. Comparative and con- 46:340–345.
trol-group designs for interventions must achieve homo- 7 Singh NN, Wahler RG, Adkins AD, Myers RE. Soles of the feet: a
.
geneity with regard to the identified problem and must mindfulness-based self-control intervention for aggression by an individual
with mild mental retardation and mental illness. Res Dev Disabil 2003;
match or control for other important characteristics. To 24:158–169.
answer the question ‘What intervention works best with The apparent simplicity of this intervention for a serious behavioral problem in an
in-patient setting is the most compelling aspect of this case-study.
whom?’, the diagnosis of the individual must be reliable.
8 Bell DM, Espie CA. Overcoming mutism in adults with learning disabilities: a
With the publication of the Diagnostic Criteria for case study. Br J Learn Disabil 2003; 31:46–53.
Psychiatric Disorder for Use with Adults with Learning
9 Newman C, Adams K. Dog gone good: managing dog phobia in a teenage
Disabilities [17], an important step has been taken in the . boy with a learning disability. Br J Learn Disabil 2004; 32:35–38.
direction of reliable psychiatric diagnosis. The develop- This report included a detailed graded exposure hierarchy and included a family
member in the treatment process.
ment and field testing of these criteria is reported in a
10 Summers SJ. Psychological intervention for people with learning disabilities
special issue of the Journal of Intellectual Disability who have experienced bereavement: a case study illustration. Br J Learn
Research [18 . .]. Continued study and widespread appli- Disabil 2003; 31:37–41.
cation of the classification system are needed before the 11 Esbensen AJ, Benson BA. Integrating behavioral, psychological and
pharmacological treatment: a case study of an individual with borderline
full impact of the publication can be felt. personality disorder and mental retardation. Ment Health Aspects Dev Disabil
2003; 6:107–113.
Conclusion 12 Gunning MJ, Espie CA. Psychological treatment of reported sleep disorder in
. adults with intellectual disability using a multiple baseline design. J Intellect
Reviews of research on psychological interventions with
Disabil Res 2003; 47:191–202.
persons with intellectual disability continue to call for Individualized interventions and multiple-baseline design distinguish this report on
more sophisticated methodology. In the past year, case- sleep disorders. Detailed outcome data are presented.

studies characterize the published reports of psycholo- 13 Lunsky Y, Straiko A, Armstrong S. Women Be Healthy: evaluation of a
. women’s health curriculum for women with intellectual disabilities. J Appl Res
gical interventions with persons with intellectual dis- Intellect Disabil 2003; 16:247–253.
ability. Although these are informative and represent a This paper describes a group psycho-educational program with cognitive–
behavioral interventions for women addressing health concerns and participation
range of psychotherapeutic interventions, the criticisms in health care. The curriculum is well designed.
offered in the past are still valid. Greater detail in 14 Barron P, Hassiotis A, Banes J. Offenders with intellectual disability: a
description of the subjects, methods, and outcome is prospective comparative study. J Intellect Disabil Res 2004; 48:69–76.
Psychological interventions Benson 357

15 Feldman MA, Atkinson L, Foti-Gervais L, Condillac R. Formal versus informal 17 Royal College of Psychiatrists. DC-LD: Diagnostic Criteria for Psychiatric
interventions for challenging behaviour in persons with intellectual disabilities. Disorders for use with Adults with Learning Disabilities/Mental Retardation.
J Intellect Disabil Res 2004; 48:60–68. London: Gaskell; 2001.

18 Cooper S-A, Melville CA, Einfeld SL. Psychiatric diagnosis, intellectual


16 Broxholme SL, Lindsay WR. Development and preliminary evaluation of a .. disabilities and Diagnostic Criteria for Psychiatric Disorders for Use with
. questionnaire on cognitions related to sex offending for use with individuals Adults with Learning Disabilities/Mental Retardation (DC-LD). J Intellect
who have mild intellectual disabilities. J Intellect Disabil Res 2003; 47:472– Disabil Res 2003; 47:3–15.
482. This paper describes the development of a psychiatric classification system for
This paper describes one of the few measures of cognitions for persons with persons with intellectual disabilities. If widely adopted, the system will energize
intellectual disabilities. psychological intervention research.

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