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A SHADOW OF WAR

A SHADOW

Claudia Theune
This book presents archaeological research from Archaeological finds often shed light on
places of war, violence, protest and oppression daily life, revealing survival conditions in the
of the 20th and the 21st century; sites where internment camps; the lives of people and
the material relics give a deep insight to fateful their fighting and dying on battlefields and

OF WAR
events – a shadow of war. in trenches. Likewise, the relics of politically
active people in protest camps give an
Alongside renewed interest in National
impression of their commitment in civilian
Socialism and the Holocaust, archaeological
protest. Sometimes material remains can help
interest started in former concentration camps
to tell an alternative or balancing narrative to
of the Nazi dictatorship. The focus was on

A SHADOW OF WAR
the state’s official recorded history.
the central places of the camps, such as the
gas chambers, the crematoria, or execution The enormous volume and diverse range of
sites, as well as prisoners' barracks and the material culture presents challenges and
parade ground. In many cases, these sites
revealed forgotten and vanished structures,
opportunities. Through careful archaeological
investigation, we can present different and new
Archaeological approaches to uncovering
where archaeological excavations can offer the
possibility for commemorating the victims.
perspectives that are not recorded clearly in
existing written, pictorial or oral archives. The
the darker sides of conflict from the
The research has since widened and includes
merging and examination of all sources together
is what enables us to understand the complexity
20th century
other sites of Nazi dictatorship and the Second
of the history.
World War, as well as the First World War, the
Cold War and locations of civil wars and civilian This book will also present future directions in
protest against state authorities and against contemporary archaeology that will help bring
companies and corporations in many parts of the study focus beyond sites and assemblages
the world. In order to come to a comprehensive of war and protest.
understanding contemporary archaeology must
take a global perspective.

Sidestone
ISBN Press
978-90-8890-454-7
Sidestone
Claudia Theune is Professor for Historical Archaeology at the University ISBN: 978-90-8890-454-7
of Vienna, Department of Prehistory and Historical Archaeology, with a
special interest in contemporary archaeology
Claudia Theune
9 789088 904547
A SHADOW
OF WAR

Sidestone Press
A SHADOW
OF WAR
Archaeological approaches to uncovering
the darker sides of conflict from the
20th century

Claudia Theune
© 2018 Claudia Theune

I would like to thank Niall Brady, for ensuring the translation retained my voice
while also reaching an English readership.

Published by Sidestone Press, Leiden


www.sidestone.com

Lay-out & cover design: Sidestone Press


Design concept by Marta Klement, Buro Millennial
Photograph cover: Berlin Wall, Bernauerstraße, by nikhg | stock.adobe.com

ISBN 978-90-8890-454-7 (softcover)


ISBN 978-90-8890-455-4 (PDF e-book)
CONTENTS
PREFACE7
1. THE BEGINNINGS OF CONTEMPORARY ARCHAEOLOGY
DURING THE SHORT AND THE LONG 20TH CENTURY 11
2. CONTEMPORARY ARCHAEOLOGY AND ETHICS 23
3. SOURCES AND METHODOLOGY 26
4. SITES AND MONUMENTS OF THE TWO WORLD WARS 43
5. LOCAL WARS, TOTALITARIANISM AND RESISTANCE AGAINST
STATE AUTHORITIES 56
6. CONCENTRATION CAMPS AND INTERNMENT CAMPS 67
7. THE ARCHAEOLOGY OF CIVIL DISOBEDIENCE 98
8. BORDERS104
9. PAYING TRIBUTE TO THE DEAD 114
10. THE WORLD OF SMALL FINDS 124
11. A GLOBAL PERSPECTIVE 144
12. ARCHAEOLOGY BEYOND WAR 150
13. ARCHAEOLOGY AND COMMEMORATION 161
BIBLIOGRAPHY171
SELECTION OF MEMORIALS AND MUSEUMS 202
PREFACE
Contemporary Archaeology, that is the archaeology of camps. Shortly afterwards similar investigations were
the 20th and the 21st century, has been experiencing carried out in many other European countries, but
tremendous growth over the last 10 to 15 years. There is also far beyond them. The field expanded more and
now an almost unmanageable abundance of small and more, and this was in part fuelled by the frequency of
large excavations, projects and publications. However, years of commemoration. Many investigations began at
initial approaches and important precedent-setting sites associated with the world wars or with liberation
projects are older. In the Anglo-American world, the movements and revolutions. Excavations also took place
first investigations began about 50 years ago, while in at other types of sites of conflict, including where local
continental Europe, initial projects started in the late 1980s wars were fought and at sites of international terrorist
at sites of the last 100 years and their material remains. It attacks. Places where people were oppressed, imprisoned
is obvious that objects of all kinds are an essential part or murdered, and where people expressed their protest
of our actions and therefore provide deep insights into against arbitrariness or governmental authority have also
small and large events, human structures and behaviour. been considered. In many cases, the remains show the
The analysis and interpretation of the recent past through direct or indirect affects of war on people. The shadow
the lens of very dense and broadly-based written, oral of war embraces objects and features from all such sites.
and visual sources remains incomplete without taking The material remains testify to death, armed violence,
into account the colossal number of things with which armament, repression, imprisonment and much more.
we surround ourselves. The material culture at these sites However, they also reveal rebellion and the efforts of the
is now seen as an important witness to contemporary people against this oppression and the fight for survival.
history, not least since the so-called ‘material turn’. The research trigger was often the examination of our
Different scientific traditions around the world have own history, also our unpleasant history. The need to
led to different approaches and nuances. In the Anglo- remember and to commemorate drove the first studies. It
American world, the focus was initially on projects related led to the discovery and reappearance of details associated
to everyday life, and to economic and social history. In with former camps, battlefields and other remains of war.
Europe, the first work was achieved by German and Polish It helped to understand historical sites and rediscover
research, whose focus was on places of National Socialist forgotten sites. The work expanded to include other
terror, especially concentration and extermination types of narrative, including industrial monuments and

7
other places important to cultural history and no longer reflected in the archaeological assemblages. Weapons
visible above ground. Although we have countless other and soldiers from all parts of the world have been and are
sources reflecting the history and catastrophes of the used in conflicts all over the world; people are interned
20th century, with the archaeological features and objects worldwide and react to imprisonment with similar
we have a further, very lively medium, which makes the survival strategies.
former structures easier to grasp. Another motive was to present the numerous
A pervasive motif of contemporary archaeology lies published studies in German to a wider international
in the revival of memories, which can now be recalled audience who has no ready access to German-language
by visible material structures. A culture of remembrance publications. Many projects carried out in Central Europe
once initiated needs to be consolidated. The focus may or the German-speaking countries are less well known in
be on official (state) history. It is also possible to give a English-language publications. Of course, my work speaks
voice to people who would otherwise be heard less, to from a Central European, even German perspective, as a
marginal groups. The uncovering of former prisons and German living in Austria.
camps, battlefields or mass graves is therefore carried out The present volume also expands the spectrum away
in particular to commemorate the atrocities committed somewhat from places of conflict, to include subjects
there, giving identity to the victims and a voice so that such as infrastructure, private and public life, living and
their suffering will not be forgotten. Material remains working, leisure, religion and worship. Some of these
seem to be particularly suitable for making past events topics have their own developed history of research.
visible through finds and other remains, making them Based on these considerations, I start with some
tangible and thus keeping memory alive. This central basic and essential thoughts on the history of the
motif will appear again and again in this book. It is linked contemporary archaeology of the 20th century (and
to the fact that archaeological remains also reflect our now also the 21st century), on ethical aspects and
common cultural heritage, whether it is a heritage of on the potential of the multi-faceted and manifold
which we are proud or a heritage that recalls dark times. sources for contemporary archaeology. This is followed
The enormous variety and quantity of archaeological by remarks on places and remains of the two world
research into our recent past has led to a multitude wars, local wars, totalitarianism and resistance to state
of publications dealing with surveys, excavations or power. The internment camps that exist(ed) in many
material analyses. Young researchers increasingly take up parts of the world play an important role in this book.
these topics and write their theses in this field. General Investigations on protest movements offer a new field
summary works have been published that focus on of research in contemporary archaeology. The topic of
particular areas, such as the world wars, the Cold War, borders has been dealt with in archaeology for a long
internment camps and archaeology and remembrance. It time and it is discussed here, too. A crucial theme of
was very inspiring to read these publications and my own the book deals with the dead and the tribute we pay to
research has benefited greatly from them. them. One of the core aspects of archaeology concerns
In 2014, I contributed my own overview study, objects of all kinds that shed light on human behaviour
published in German. Even then, the idea of publishing and actions. This leads on to comments on global
an English version was present. The first edition of the perspectives that can be made based on the findings. In
German book sold out after less than a year, and a second, addition to the topics on war and its effects, I also like
slightly expanded edition was printed in 2016. When to focus on archaeological topics beyond wars, which
planning for the English version, it quickly became clear can demonstrate the broad potential of contemporary
that the former structure did not cover all aspects of archaeology for research into recent history. The final
contemporary archaeology, in particular the comparative chapter is addressed to a very essential motivation
perspective. The structure of the book was completely of contemporary archaeology, which runs through
redesigned. Numerous case studies from global contexts the entire book like a common thread: remembrance
have now been taken into account, particularly as a and commemoration. Special finds or sites are briefly
result of the increasingly global character that is clearly presented as the starting point of each chapter.

8
I am aware that many of the examples in the chapters and the generous provision of archival material: Barbara
could crop up in other chapters, and this reflects the Glück and her team from the Mauthausen Memorial
fact that much of this information can be considered (Austria), Günter Morsch and his team from the
from different perspectives. References to the respective Sachsenhausen Memorial and Museum Sachsenhausen
chapters and figures provide the reader with the (Germany) and Jörg Skriebleit and his team from the
corresponding information. The book concludes with a concentration camp memorial Flossenbürg (Germany)
detailed bibliography and an appendix that lists numerous are just a few examples. I would also like to express my
memorials. sincere thanks to the monument conservation authorities
The present book is written by me, but it would not in Germany and Austria, in particular to the Brandenburg
have come into being without the invaluable help of many State Office for Monument Conservation and
colleagues and friends from around the world. Archaeological Museum (Franz Schopper and Thomas
I would especially like to thank those who translat­ Kersting) as well as to the Federal Monuments Authority
ed my German text into English; these are Tanya of Austria, Department of Archaeology (Bernhard Hebert,
Armbrüster (Berlin, Germany), Joris Coolen (Vienna, Heinz Gruber, Jörg Fürnholzer, Eva Steigberger) for the
Austria), Desiree Ebner-Baur (Graz, Austria), Barbara excellent cooperation in the projects of the past years. I
Hausmair (Esslingen, Germany) and Paul Mitchell am happy to add the University of West Indies (Campus
(Vienna, Austria). Niall Brady (Bray, Ireland) brought St. Augustine, Trinidad and Tobago: Christian Cwik,
these parts together, edited them and took great care to Sherry-Ann Singh) and the National Trust of Trinidad
ensure that my voice is present in English. I would like to and Tobago (Valerie Taylor, Ashleigh Morris).
express my very special thanks to him. He also had the My thanks go as well to countless colleagues all over
idea for the title of the book. Furthermore I like to thank the world who kindly and uncomplicatedly granted me
Daniel McNaughton (Chicago, U.S.) for proofreading the the rights to sources and images. Beside those I have
final manuscript. mentioned already are: Iain Banks, Ute Bauer, Joanna
My sincere thanks go to the many colleagues with whom Brück, Jeff Burton, Lisa M. Daly, Torsten Dressler,
I have been able to collaborate and with whom I have Elisabeth Crooke, John Daniel Gilbin, Alfredo González‐
spent the past years discussing issues of contemporary Ruibal, Francesc Xavier Hernàndez, Detlef Hopp, Ryszard
archaeology intensively. I would like to mention Anders Kazmierczak, Wolfgang Klimesch, Zdzisław Lorek, Gavin
Andren (Stockholm, Sweden), Reinhard Bernbeck, (Berlin, Lucas; Randall McGuire, Anne Kathrin Müller, Adrian
Germany), Gillian Carr (Cambridge, England), Elizabeth Myers, A. Fanjul Peraza, Peter Petchey, Gilles Prilaux,
Crooke (Belfast, United Kindom), Attila Dézsi (Hamburg, Ivar Schute, Oula Seitsonen, Caroline Sturdy-Colls,
Germany), Marek Jasinski (Trondheim, Norway), Thomas Pavel Vařeka and Johannes Weishaupt. In particular my
Kersting (Wünsdorf, Germany), Rob van der Laarse scholars in Vienna, Judith Benedix, Isabella Greußing,
(Amsterdam, The Netherlands), Thomas Lutz (Berlin, Peter Hinterndorfer and Iris Winkelbauer have supported
Germany), Laura McAtackney (Aarhus, Denmark), Anne me in many ways.
Kathrin Müller (Berlin, Germany), Susan Pollock (Berlin, The University of Vienna, the Faculty of Historical
Germany) and my colleagues at the University of Vienna: and Cultural Studies, the Institute for Prehistory and
Christiana Köhler, Bertrand Perz, Sybille Steinbacher, Tim Historical Archaeology and the faculty key research
Taylor, Lioba Theis and Stefan Zahlmann. In addition, area ‘Dictatorships – Violence – Genocides’ is my
Barbara Hausmair, Natascha Mehler (Bremerhaven, scientific home and has also contributed significantly
Germany), Paul Mitchell, Ulrich Müller (Kiel, Germany) to the research. The university library invests a lot to
and Niall Brady added many constructive criticisms to facilitate easy accessibility to worldwide scattered but
the manuscript and raised numerous discussions. Your online literature, which has allowed me to study the
suggestions prompted me further. numerous interesting projects of my colleagues. It is an
My special thanks also go to the heads and staff of honour for me to thank the Faculty of Historical and
numerous memorial sites and to many colleagues in Cultural Studies for their financial support to aid in
Germany and abroad for their extremely good cooperation printing the book.

9
Numerous students in Berlin and Vienna have shared in Eastern or the Western Front, some were killed or taken
my research. They work with me with great commitment prisoner. They were anti-aircraft auxiliaries, members
to investigate the crime scenes of the 20th century and of the confessing church (‘Bekennende Kirche’) and
contribute to the advancement of my research in talks on also on occasion members of the National Socialist
contemporary archaeology or with their own theses. women’s organisation. Among my parents’ belongings
My children and their partners take part in my are documents and objects that serve as memories for
research, sometimes accompanying me on my travels to my siblings and me, and their grandchildren and great-
memorials and places of past terror and discussing the grandchildren. Some of the ‘finds’ I include in this book.
way of remembrance. It is through them that I understand The members of my generation are children of the Cold
the perspective of the younger generation on the history War and we have actively participated in various protest
of the last 100 years, the shadow of the war and the movements. Here too, personal memory is still alive.
commemoration of all victims. Although many of our generation in the Western
Finally my heartfelt thanks go to Sidestone Press and World have the enormous good fortune to live in areas not
especially to Karsten Wentink. He has supported my book in directly affected by war, there are, however, far too many
English from the very beginning and has always supported people in many regions of the world who are confronted
me – even if there have been delays. I would like to thank by the terror of war on a daily basis and who are therefore
him and his team for their careful publishing work. often traumatised throughout their lives.
Dealing with the shadows of the wars of the I have carried out my research primarily at former
20th century is also an examination of one’s personal concentration camps and war sites. Using archaeological
past. It is a past that we, our parents and grandparents methods, my focus is on the expressive possibilities and
have experienced and shaped and which is passed interpretation of objects with regard to living conditions,
on to us through first-hand stories. That we are often survival strategies and the death of the victims. I want
personally affected is obvious. Scientific research in to keep the memory of the victims of these wars alive,
contemporary archaeology is often characterised by to give them a voice, to help them achieve justice, to
personal motives, in my case as well. Many closely highlight their suffering and misery, to help them recover
related members of the next older generation of their identity and their own history. I want their memory
my family fought as soldiers in World War II on the to stand out from the shadow.

10
Chapter 1
THE BEGINNINGS OF CONTEMPORARY
ARCHAEOLOGY DURING THE SHORT AND
THE LONG 20TH CENTURY
INTRODUCTION
Periodisation means categorising the past into stages that and the so-called third industrial (digital) revolution. That
are as strongly defined by local conventions as they are event was recognised instantly and widely as a significant
built on perceptions of past events and developments. point of change in a way that signalled the end of one
The periodisation of the history of humankind is based era and the initial moments of a new one; those events
on approximations of dates that mark significant change caused dramatic political change and triggered a huge
and, possibly, disruption. Normally these points in time economic turning point.
are determined retrospectively, be it by the occurrence The very terms ‘medieval’ or ‘the modern period’ must
of new economic strategies such as, for instance, the be understood within their geographical and cultural
Neolithic transition, or by turning points brought about contexts. To avoid difficulties with their communication,
through the invention of new materials such as ceramics, they should be related principally to absolute data. A more
copper, bronze and iron for the prehistoric periods or general standardisation of era classification from a global
porcelain, aluminium and synthetics during the modern perspective did not exist before the beginning of the
era. The rise and fall of dynasties and other elites who modern age. It was the invention of wireless telegraphy
altered the history of Europe or other principal regions that acted as a catalyst and became one of the major game
around the globe have equally shaped our concept of changers at the end of the 19th century, since it connected
the past. Normally, the transition between eras is barely all continents in near real time. Another important factor
recognised and is only perceived by a few contemporaries. that brought the world ever closer together was the
An impressive example of greater perception is that by the emergence of new and swifter means of intercontinental
16th-century Italian artist, Giorgio Vasari, who described transportation.
his time and the first stirrings of the Renaissance as the Where are the borders of contemporary archaeology
rebirth of the ancient world and dawn of a ‘new age’, in and of the history of the 20th century? These two
contrast to the Gothic medieval period. The fall of the categories alone do not necessarily mean the same thing.
Berlin Wall on November 9th, 1989, however, coincided Strictly speaking, both are categories that have no sharp
with the beginnings of technological change that brought borders since the term ‘border’ would emphasise the
about the invention and spread of the World Wide Web discontinuities rather than the commonalities between

11
Uncovering Gestapo prison cells in Berlin
In May 1985, a first and largely symbolic excavation took place in the truest sense of the word, the dig attracted a great deal
on the grounds of the former headquarters of the GESTAPO, of attention. Campaigners and survivors of the National
SS and the ‘Reichssicherheitshauptamt’ (Reich Security Main Socialist terror carried out the site work as a clear statement
Office in Berlin), initiated by ‘Berliner Geschichtswerkstatt’ against the deliberate forgetfulness. They were certain they
(Berlin History Workshop) and in cooperation with the joint would find the foundations and other remains of the former
venture ‘Aktives Museum Faschismus und Widerstand in Gestapo headquarters.
Berlin’ (Active Museum of Fascism and Resistance in Berlin). The activities continued in 1986 and uncovered the remains
According to the motto ‘Dig where you stand; and if you of cellars in the north-east wing and also the apparently well-
face the injustice of the past, ask what happened’, a clear preserved prison cells. Such discoveries made it very clear that
sign was to be set against the official policy of silence and the scenes of crime and terror had not simply ceased to exist
forgetfulness. From the start, the idea that remembrance of but were still present and only barely concealed under the
the past could be guaranteed by uncovering foundations present-day surface.
was set firmly. The results were quickly realised as being for the common
It was the first excavation at a site of National Socialist good and are now permanently visible within the memorial
terror. Although it cannot be seen as a scientific excavation grounds of the ’Topography of Terror’ in Berlin.

A first uncovering of a National Socialist terror site took place on the grounds of the command centre of the GESTAPO (Secret State
Police) (today the memorial Topography of Terror) in Berlin in 1985 (© Jürgen Henschel, © Stiftung Topography of Terror, Berlin).

12
the two. When referring to epochs, overlaps are defined totalitarian regimes appeared across the globe. The era
as incipient occurrences heralding new developments coincides with a period of extraordinary demographic
that continue to have a longer after-effect. Many and economic growth, to an extent that it inspired an
historians, however, have come to agree on defining the unbridled faith in progress as well as a firm belief that
term ‘contemporary history’ exclusively as a history of all its latent risks could be controlled, and that humanity
those who lived to bear witness to the epoch. This makes could exert unprecedented power over Nature. It is the era
contemporary history a term with an inherent dynamic of the Cold War (1946/47–1991); the so-called East-West
that sees continuous changes in relation to its temporal Conflict that was accompanied by the proxy wars, but it
brackets. At the time when the term was originally created was also the period when colonialism ended in several
and introduced during the 1950s, it encompassed the first parts of the world. Many nations in Africa received their
half of the 20th century. Subsequently the focus shifted independence.
to the period between 1945 and 1989, while currently it The third stage is considered a time of crises (1970s–
has become the era of the turn of the millennium. 1991). It began with the oil crisis of 1973–74, but those
decades were equally defined by the Deténte, where
politicians from all involved nations focused their
THE SEGMENTATION OF THE best efforts in ‘un-freezing’ the Cold War. It also saw
20TH CENTURY the emergence of the North-South Divide, as a sign of
Even a sensible distinction of the 20th century cannot growing conflicts between a so-called First and Second
be based on the dates of the years 1900 and 2000 alone. World, and the poorer Third World. A further worldwide
Historians distinguish the so-called short and the so- wave of new totalitarian regimes arose. Mass murder
called long 20th century. In the first case, Eric Hobsbawm and genocide were perpetrated again, for instance in
uses the beginning of the First World War in 1914 or the Cambodia (1975–1978), Rwanda (1994) and Srebenica
Russian October Revolution of 1917 and the collapse of (1995). It was an era when the dangers and risks of
the Soviet Union in 1991 as the most defining turns. The unchecked military build-up, environmental pollution
Age of Extremes, according to Hobsbawm, is comprised and ecological calamities became increasingly evident
of three individual stages: first, the Age of Catastrophes and were met by political countermovements and global
(1914–1945) saw the world shaken by two world wars. protests, the demand for equal rights or the upholding
As one consequence among many others, from 1918 of human rights, which went against militarisation and
onwards, old world orders started to show progressive environmental pollution. The fall of the Berlin Wall and
instability and empires collapsed. While a first wave of the Iron Curtain (1989) concluded that era, along with
political democratisation reached some nations, fascist the collapse of the Soviet Union (1991) and the end of the
and totalitarian systems were installed in other countries. Cold War. It led to a third and further wave of political
Another significant event was marked by the victory of democratisation. It is not restricted to key events across
the (allied) capitalist West and the communist East over Europe, and it is global.
a fascist-National Socialist Germany in 1945. Both world Ulrich Herbert, in contrast, suggests a different
wars (1914–1918 and 1939–1945) had global dimensions perspective. He characterises the century either as the long
and, for the first time, they targeted civilians to a hitherto 20th century or the high modern era, and his approach is
unprecedented degree; those wars left deep traces that based primarily on economic and socio-cultural aspects;
can be felt today. That Age of Catastrophes also saw the the years 1870/90, 1990 and 2008, serve as the temporal
Armenian Genocide in 1915 and the Holocaust, where brackets for him. He points to the so-called Second
National Socialists were responsible for the mass murder (Technological) Industrialisation or, in his words, the High
of almost six million people. Industrialisation, which began in England around 1850/70
The second stage of the 20th century is referred to as and is evident in other places across continental Europe,
the Golden Age (1945–1970s); it begins with a second wave America, Australia and Asia from around 1870/90, where
of democracies, the foundation of the United Nations it triggered an explosive economic growth. It resulted
(1945) and its different entities; but at the same time new in profound economic and socio-cultural changes and

13
permitted a more comprehensive sense of globalisation, and destruction of the World Trade Centre (New York
which brought the world closer together. The rapid City, USA) is another turning point and signalled the
progress in transportation, communication, armaments growing threat of global Islamic terrorism. During that
industries, electronics, chemical industries and other event 3,000 people died. It represents the culmination of
fields at the end of the 19th century was so thorough and various conflicts, including the crises and interventions
all-encompassing that the development was no longer in Afghanistan, Iraq and Syria with all their long-term
limited to certain parts of the world, as had been the challenges and consequences. The most recent date of
case during the First Industrialisation of the late 18th significance would be the global economic crisis of 2008.
and early 19th centuries. Furthermore, colonies made it But then again, viewed from the present day’s perspective,
possible to tap into new markets while the commercial we could add the current migrations of refugees, another
relations – old and new – intensified and thrived, and effect of the globalization.
resulted in even more economic growth. A large-scale Wars, both civil and global, totalitarianism and
industrial development of this type had an equally strong oppression, violent or non-violent protests against
and predictable impact on the First World War: the use of state authority as well as civil disobedience have been
machine guns, tanks, aeroplanes, submarines and poison permeating both the short and the long 20th century,
gas was essentially a product of industrial development even defining these eras, and they have left their shadows
and progress. It also advanced urbanism and is a causative behind. There is a broad variety of focal points of the
factor behind an explosive increase in population. Big 20th century for archaeologists to access – an archaeology
cities began to grow incredibly fast with the bourgeoisie that focuses on the key parameters and so becomes a tool
on the one side and the working classes on the other side. and a lens with which to reflect on the history of the
New York, London and Berlin exemplify such modern big 20th century and to illuminate it.
cities, or metropoles. The rural landscapes were similarly
affected by technological change, where advanced
equipment and machinery made farming much more
THE EMERGENCE OF CONTEMPORARY
profitable and helped to feed the growing population.
ARCHAEOLOGY
The industrial era saw the formation of a number of new Archaeological studies of the short and long 20th century
socio-political movements, such as the Labour Movement began in Europe some 30 years ago, a decade after such
or the Women’s Liberation Movement, but also alliances studies had started further afield. The discipline is a
of international or global organisations like the League of part of Historical Archaeology and came into being
Nations (1920). It also saw the onset of a new orientation only in the final stages of a 70-year-long process that
towards people and race that mutated rapidly into anti- saw archaeology become a modern scientific discipline.
Semitism, fascism and national awakening. Religious Modern archaeology has benefited particularly from the
principles – a pretextual argument in the later medieval intensified collaboration of the past decades between
period – were no longer the basis of anti-Semitism; now the Natural Sciences and the Humanities, which has
the hatred was more clearly influenced by political goals contributed significant methodological advances to the
with a clear emphasis on racial distinctions and the discipline. At the same time, theoretical approaches
foreignness of Jewish people. informed by Post-Processual and related shifts in
Several plausible choices are discussed concerning the thinking were infused into these changes, creating a
question of when the long 20th century ended. The year very dynamic intellectual environment. Multi- and
1989/1990 (fall of the Iron Curtain) aside, as suggested by interdisciplinary approaches have become increasingly
Herbert, one obvious choice is the rapid coming together the standard by which new questions are considered and
of the European nations between 1992 and 2002. The engaged, resulting in exciting new results that are also
process was consolidated by the Maastricht Treaty and informed by an extended spatio-temporal dimension to
the Schengen Agreement, and these two were followed archaeological research.
by EU expansion that culminated in the introduction The time frame was extended from prehistoric and
of the Euro currency. The September 11th 2001 attack protohistoric eras to the Middle Ages, the Post-Medieval

14
period and the Modern period, including contemporary periods and into the period of industrialisation. This
archaeology. Archaeologists are now broad-minded and process has led ultimately to what is now contemporary
are far more inclusive of visual and written sources, archaeology. Similar developments have taken place in
appreciating their strengths and their limitations as other parts of Europe.
further sources in their own right. The complex array of There are differences in how individual historical
data and how their examination is orchestrated is what events are categorised as points of change. In the ‘New
makes archaeology interesting today, and it is where World’, for instance, in the Americas and Australia,
contemporary archaeology in particular has a real the start of colonialism generally marks an important
contribution to make. caesura. In African Archaeology, in contrast, the start of
As appreciation of the 19th and 20th centuries contemporary archaeology is based on written sources
grew, contemporary archaeology came into being and and the reports of witnesses that survive from a slightly
demanded very tight cooperation with many ancillary younger moment.
fields in the cultural and social sciences, and included When the chronological scope of archaeology was
a broad theoretical and methodological base to provide extended to include the medieval, post-medieval and
new insight to the most recent past. contemporary periods, its spatial scope also expanded
Contemporary archaeology or the archaeology of the to encompass structures above the ground. Building
recent past has several backgrounds. Looking at our own archaeology plays an important role alongside archival
(material) culture led to the ‘archaeology of us’, focusing research into historical written documents and images.
on garbage and modern technology, industrialisation In many cases, there are contemporary witness reports.
and industrial remains, and also to the archaeology of These materials pose challenges across the globe, whether
everyday life, studied in abandoned places like houses, the cultural resource is based on a strong written-source
malls, industrial estates or urban or rural settlements. tradition, or is grounded in long-standing oral tradition.
Such topics are closely related to cultural anthropology In contemporary archaeology, as with any
and ethno-archaeology; they can be set up as long-term archaeological study, the small and large artefacts or
studies. There has been a focus on decolonisation or post- objects that people used on a daily basis and that are
colonial studies, conflict, terror, dictatorship and war. embedded in a specific context and landscape become
Investigations in war-damaged cities after World the most important research field. Whether they were
War II became a catalyst for this process in Germany. In used during peacetime or wartime, for recreational or
the same way that the archaeology of the medieval and economic purposes, for eating and drinking, as clothing,
early modern periods was initially focused on urban or for religious or ideological reasons, these assemblages
archaeology, so too it is with contemporary archaeology are vitally important to scientific enquiry.
that villages and rural landscapes only became of interest Extensive material remains provide profound insights
subsequently. New categories of sites and contexts into daily life and human behaviour that other sources
were highlighted and include industrial monuments, and disciplines often fail to observe. Photographs may
battlefields, execution places or concentration camps of capture commonplace items, and contemporary texts and
the National Socialists. contemporary witness reports may also mention them,
The traditional study of archaeology tended to draw yet it often requires archaeological finds to illustrate
a line at the end of the early medieval period. Its ending aspects of everyday life that are ignored by pictures,
does not mark a last point; humanity and the landscapes paintings, films and written sources alike. Archaeological
as well as the cultural environments occupied and investigations at sites from the recent past invariably
developed through human agency continued to be produce sources that yield new insights.
dynamic. The realisation soon triggered efforts to The European Convention for the Protection of the
expand the finite archaeological boundary, to glance Archaeological Heritage, also known as the Valetta Treaty
ahead at what lay beyond. At first the focus shifted to or Malta Convention, was agreed in 1992. It brought
the high medieval period, but soon it extended further together agreement on a European level and lifted
through the Reformation, early modern and modern the earlier chronological limitation on the periods of

15
archaeological enquiry. In doing so, it ratified the existence and to expose forgotten history. It is particularly true for
of contemporary archaeology. The convention was built remains of the two world wars (see Chapter 4) and other
on important points of the Charter for the Protection wars (see Chapter 5) and international conflicts, and
and Management of the Archaeological Heritage that especially those of the National Socialist era and the often
was ratified by the International Council on Monuments torn-down and apparently no longer visible concentration
and Sites (ICOMOS) in Lausanne (Switzerland) 1989. camps (see Chapter 6) and to commemorate the dead (see
Within the meaning of this convention, all remains Chapter 9). It is also the case for special national events
and items, including structures and buildings among because they can be made visible once again and in this
movable objects and other traces of human existence, way become a piece of the present-day population’s
became archaeological heritage. These assemblages must shared memory. It suggests that the primary goal of
be preserved and investigated to help piece together such archaeological work is to reveal and document the
the human past. The convention further declares find that has become hidden under the turf or pavement
archaeological heritage as a source for the European or even beneath walls and grout. Many visitors tend
collective memory. After the ratification of the Valetta to understand and appreciate these newly visible sites
Treaty, federal or national heritage protection laws became of their close past more easily and more readily than
modified in a way that renders redundant any strict the explanatory notes, maps, images or videos that are
limitations to certain periods of history. While different compiled to tell the narrative. A key objective of many
European states may take slightly different approaches to archaeological activities is to capitalize on vision because
signaling when the medieval and modern epochs began, that makes the most impact on a visitor’s experience and
the important point is that archaeological materials re-lived memory.
and observations are now accepted as a testimony and Accordingly, many recently excavated sites
resource for the history of humankind and, as such, are a of contemporary testimony relate to the idea of
legitimate source of knowledge. Non-European countries commemoration, memorial sites and museums in
have developed similar principles. Acknowledgment one way or another (see Chapter 13), which lends an
of the importance of a preservation of cultural assets important role to archaeology in terms of civic education.
in Europe and across the world also led to a convention Young people from all over the world attended the
that covers underwater sites (UNESCO Convention for excavations; while they help to uncover structures of the
the Protection of the Underwater Cultural Heritage, contemporary past they become familiarised with what
2.11.2001); this includes a codex of procedural rules that remains of tyranny, civil protest and resistance and this
helps to govern the resolution of archaeology within the strengthens democratic values and promotes tolerance.
context of urban development and planning (Strasbourg, Since the mid-1980s Germany has experienced
France March 10, 2000), and the UNESCO resolution for increasingly vigorous demands for the intensified
the protection and preservation of the global cultural and investigation of National Socialist rule and the murder
natural heritage (World Heritage Convention). of the European Jews and other groups. Historians were
appointed to conduct research. The first excavations
uncovered foundations at sites of National Socialist
COMMEMORATION AS MOTIVE FOR terror. The conscious exposure was aimed at preventing
EXCAVATIONS the fading of memory. We cannot be allowed to forget or
The notion of a shared European past and memory had to let these atrocities fall into obscurity once again. The
become a crucial motivating factor for various activities uncovered structures will be reminiscent of the injustice
since the turn of the millennium. Historical sites that once and pain suffered by millions of people since the National
staged significant events of the recent European or national Socialists seized power in 1933.
past, and that have long since fallen into oblivion or are The Second World War (1939–1945), or more specifically
badly degraded, are frequently chosen for excavation. National Socialist Germany (1933–1945) through its reign
The excavations of such sites are normally informed by of violence, terror and destruction, brought incredible
an objective to reveal previously unidentifiable remains suffering over larger parts of Europe and beyond; that

16
experience has had a great impact on the second half of in Europe, the Japanese capitulated on 2nd September
the 20th century, a time that is also known as the Cold 1945 – only two weeks after the nuclear bombing of
War period (1946/47–1991). Countless remains around Hiroshima and Nagasaki (Japan).
the world are left behind from these twelve years of Nazi
dictatorship; it is a particular period that is frequently
highlighted in retrospectives of the 20th century, and this
THE FIRST EXCAVATIONS AT DETENTION
book will revisit those years repeatedly. The Pacific War,
CAMPS AND SITES OF CONFLICT
however, may be less firmly embedded in the European Archaeologists began excavations at former extermination
common memory, but the way it affected the populations and concentration camps around 1990 (see Chapter 6).
of East Asia and America is equally encompassing. When A small investigation was conducted in the German
the Japanese attacked China in July 1937, an event that extermination camp at Chełmno, (present-day Poland)
was followed by the Massacre of Nanking in December in 1986/87. Another early project was at Witten-Annen
of the same year, they started the Pacific War. But it was (North Rhine-Westphalia, Germany; see Fig. 1.1) a sub-
the Japanese attack on Pearl Harbour on 7th December camp of Buchenwald (Thuringia, Germany), where the
1941 that made the Pacific War part of the Second World initial field campaign revealed the layouts of the barracks.
War, with the American entry into the war the following In Bełżec, another German extermination camp in
day and the declaration of war against Germany and its present-day east Poland, geophysical prospection was
ally Japan on 11th December 1941. While the German employed to locate the exact position of buildings and
capitulation on 8th May 1945 marked the end of the war the gas chambers (see Fig. 1.2). More activity at other sites

Fig. 1.1. A small memorial was erected after the first excavation in the former sub-camp of Witten-Annen (North Rhine-
Westphalia, Germany) (© Claudia Theune).

17
Fig. 1.2. Buildings were
uncovered during the
excavations in the former
extermination camp
in Bełżec (present-day
Poland), which probably
belonged to the killing
facilities (© Ryszard
Kazmierczak).

of National Socialist terror followed closely afterwards. approaches were usually aimed at locating any extant
It was often inspired by plans to create a new memorial remains through general survey. Once the layouts of
where all traces had vanished long ago, or to redesign an barracks were uncovered and highlighted for future
existing memorial. In other instances, archaeological work visitors, more detailed research helped to reveal the
was carried out to address questions concerning the relics individual stages in the development of these facilities
of local history. It turned out that many of the surviving from their early beginnings, through the periods in which
documents such as building plans and written records are they were used for internment, to what became of them
incomplete and lacking, so archaeological measures were afterwards. The objects recovered have tended to occur
required to determine the correct layout of the facilities. in large quantities, and their context of discovery informs
Descriptions and images of structures and places, for aspects of the captives and their guards, sometimes
example, sometimes fall surprisingly short in terms hinting at their origins, or illustrating the means that were
of perspective and dimensions, and demonstrate how available to them on a daily basis.
different perceptions can lead to different interpretations. The erection of prisoner-of-war camps as well as
Archaeological enquiry has continued and has detention camps, where German and also Japanese or
progressively moved out from the main camps to include other enemy aliens were imprisoned, spread through many
the sub-camps, the forced labour, prisoner-of-war or parts of the world; the warring parties ran such camps in
internment camps, and such work has extended beyond their motherlands and also in their colonies. After the end
Germany and Poland. Since the early 2000s, the work has of the war, the Allies held countless German Wehrmacht
reached sites in Austria, The Netherlands, Norway, Great soldiers in the so-called Rheinwiesen camps in summer of
Britain, Finland, France, and even in Greece and other 1945. The soldiers had to sleep under the open sky, it was
parts of Europe. It is especially the injustice that countless dirty and wet and the nutrition and hygienic standards
forced labourers suffered at the hands of National were bad at least during the first few months.
Socialists that has drawn the attention to forced labour Excavations have been carried out mainly at
camps in recent years. At the same time, investigations contemporary sites in the USA, Canada, Finland and
are extending further to include the factories where the Germany so far, but even more remote locations like
captives were deployed. Trinidad provide evidence. German war prisoners of
After archaeologists became aware of National the Africa Corps, for instance, were kept in a camp near
Socialist internment camps, the questions widened Whitewater in the Province of Manitoba (Canada, see
to include the Allied prisoner-of-war camps. The first Fig. 1.3) or in Fort Hood (Texas, USA), where the layout

18
Fig. 1.3. Prisoner-of-war
camp in Whitewater (Prov.
Manitoba, Canada) where
investigations took place
between 2009 and 2011
(© Adrian Myers).

of the barracks was revealed and many finds have been accepted sites of archaeological and historical interest
uncovered. All such discoveries underline the strong (see Chapter 4). Such sites pose a challenge of huge
global dimension inherent in their era. Captives of war proportions because of their invisible structures, which
from all involved parties were shipped to and held in lie underground.
many parts of the world, and the evidence left behind 2014 marked the centenary of the outbreak of the First
gives an impressive example of the global perspective of World War, an anniversary that saw various activities
a contemporary archaeology. The same applies in reverse get under way to provide an opportunity to catalogue
at concentration camps, where people from all around the remains of this first significant catastrophe of the
the globe were imprisoned by the National Socialists 20th century. In France and Belgium the first excavations
and deprived of their rights. The world wars signalled of the large Western Front battlefields played an
the 20th century as the century of globalisation, and important role. Archaeological investigations at the site
contemporary archaeology by association deals with the of a prisoner-of-war-camp from the First World War near
multitude of these aspects all the time. Quedlinburg (Saxony-Anhalt, Germany) also received
War zones all over Europe, from Greece to Norway and much attention. The stretch of land that lies between
beyond, are marked by battlefields and defensive systems, Nieuwpoort and Ypres in Flanders (Belgium) or the
with many airplanes crashed, and many submarines and regions around Lille, Arras, Reims and Verdun (France) are
war ships sunk. Particularly in less densely populated riddled with discoveries of the gruesome tactical warfare
areas, such as the High Alps or in Northern parts of Europe that defines the social memory of trench warfare. Several
and the American continent, wreckage from both world of the trenches and former positions of artillery batteries
wars can still be detected. The conservation authorities have been uncovered, repeatedly exposing adjacent
are equally responsible for protecting such objects in all solitary or mass graves, yet every so often victims turn up
their diverse forms, including bunkers and batteries / gun who were left without a burial. In some cases it is possible
emplacements of the Atlantic Wall, many of which still to identify the killed soldiers by their identity tags, and
exist along the shores from Norway all the way down to this creates an opportunity to give them a proper burial
France; or remains of the Western Wall with its various or even to return them and any personal items to their
bunkers and anti-tank barriers that have now become families. Apart from mortal remains, large quantities of

19
Fig. 1.4. Berlin, Topography of Terror,
two memorials in one place: under
the remains of the Berlin Wall are
the uncovered cellars of the Secret
State Police (Geheime Staatspolizei /
GESTAPO) (© Claudia Theune).

ammunition are a frequent find. Among them, the so- Contemporary archaeology of the 20th century in
called trench art constitutes a very distinct category of Europe has focused on the principal finds and features
object from those contemporary battlefields, where the associated with these sites. Smaller-scale and local
soldiers would craft objects typically from the shell and initiatives of remembrance and reconciliation will also
bullet casings (see Chapter 10). employ archaeological methods to promote awareness.
At the end of the war, long-standing state entities and Many archaeological projects were recently created
several monarchies collapsed and were replaced by new around the world to investigate monumental or material
– now democratic – states in the Western World within remains that shed light on totalitarian, fascist or
modified territories. The 20th century started out under dictatorial regimes. Excavations conducted in Argentina
the impression of a number of dramatic global-scale during the past decades are as important as those in
events that have recently come into focus again to be Spain, where the archaeological focus is on sites of the
publicly revisited and commemorated. Related material Spanish Civil War (1936–1939; see Chapter 5).
remains in places that played a role in the events are Mass graves and with it the victims of the atrocities of
included and now archaeologically investigated. the 20th century have been repeatedly targeted by excava­
The Berlin Wall, for its part, has also been a focus of tions. This began even during the Second World War when,
early research. After the Wall ‘fell’ in November 1989 for example, the Katyn (Smolensk, Russia) mass graves were
and was rapidly dismantled in the course of the German discovered that held the Polish victims shot by Stalinist
Unification, parts of the Wall have been excavated and death squads in spring 1940. It is seen in other parts of the
turned into memorials (see Fig. 1.4). It is the quintessential world where people have been murdered because of their
icon of the Iron Curtain, which once divided Europe from political opinions, in places such as Cambodia (1975–1978),
Finland all the way down to former Yugoslavia, and other Rwanda (1994), Argentina (1976–1983), Spain (1936–1939),
sections of this divisive boundary have been targeted by Bosnia and Herzegovina and other sites of the Balkan
several excavation projects in recent years (see Chapter 8). Wars (1991–1995). The meticulous forensic methods of
Other categories of sites have also attracted attention archaeological fieldwork and its detailed documentation
as, for example, the continued use of some former are allowing the determination of the causes of death and
concentration camps as Soviet Special Camps after the the recovery of personal items that can help to identify the
end of the Second World War (until 1950). deceased. After that, sites of commemoration can be set

20
up or the victims buried in the proper way with dignity. In research is inevitably related to those fields. Another
some cases the evidence gathered has even been provided subject with a relevance for human society is garbage,
to help with investigations of the International Criminal or waste (see Chapter 12). Archaeologists will often find
Tribunal in The Hague (The Netherlands). Those activities it an unavoidable fact that they are excavating human
are all signs of the ongoing debate regarding the national detritus and they have paid little attention to this material
histories of the recent past, with the rule of dictators, as disposed waste for too long. Now their perception of
with the first and perhaps most important step being the the ambiguity of waste is currently changing and it is
recovery of the victims from the anonymity of mass graves becoming the case that objects and traces of refuse are
(see Chapter 9). equally well recorded. A glance into the waste bin of the
One of the youngest fields of the 20th- and 21st- individual household or at a huge urban dump site can
century archaeology focuses on places of resistance, reveal a fascinating array of details about the daily routine
protest and civil disobedience. Various places of social and our ways of life. It offers many more dimensions
and political uproar have been investigated lately, among for exploration. Excavation and investigations at U.S.
them sites that played a key role during the conflicts in, for communal dump sites of the 1970s, for instance, have
instance, Northern Ireland (1969–1998) or remains of the shown for the first time that the waste was comprised
first nuclear tests (1951–1992) in the Nevada (USA) desert. of surprisingly huge quantities of paper. This led to pilot
We can also include Greenham Common Women’s Peace projects aimed at collecting old paper separately from
Camp (1981–2000) in England, which was established as a households. It also led to the idea of paper recycling. It
protest against the deployment of cruise missiles. Further is only one among many examples that demonstrate how
examples include the Gorleben Anti-Nuclear Protest archaeology can contribute effectively to a country’s
Camp (Lower Saxony, Germany, 1980), which developed socio-political development.
from protests against plans to build a national deep Contemporary archaeology has a relevance in 19th-
geological repository for radioactive waste. In Prague century studies too. Industrial Archaeology, for example,
(Czech Republic) a former travellers’ camp became an falls into this category (see Chapter 12). The subject
archaeological excavation site. The last example in this was first established in England, where people took a
short list is that of Ludlow (Colorado, USA), where in 1914 special interest in the national industrial heritage. British
striking miners and family members were shot, an event archaeologists were among the first to create inventories
known as the Ludlow Massacre; the former tent site of the of monuments of the industrial past, to invent measures
families was investigated some years ago (see Chapter 7). for their preservation and to make the sites publicly
The most recent topics considered in archaeology available. These developments included even the biggest
are very prescient, and concern migration and exodus. monuments, such as the oldest iron bridge spanning the
Traces of illegal migrants, for instance, are being Severn River at Coalbrookdale (Shropshire, England)
uncovered along the Mexican-American borders or even or the extended canal system that preceded the British
in Europe (see Chapter 8). railway. First endeavours at sites in Germany focused on
Archaeology can also help to broaden the perspective the famous early pottery factories, and were followed by
beyond the historical dimension and lend a voice or investigations of coal or ore mines and steel plants of the
give a past to those whose low status rarely afforded Ruhr district (North Rhine-Westphalia).
them the opportunity of doing it themselves. It offers a Open-cast mining has for centuries devastated
new narrative that can stand apart from the well-known enormous parts of the German coal districts in the Rhine
official reports. area, south Brandenburg and Saxony. Several small towns,
villages and farmsteads have been sacrificed to mining
over the course of time, including very recent cases, and
CONTEMPORARY ARCHAEOLOGY BEYOND these have created a unique opportunity for archaeological
WAR AND CONFLICT research (see Chapter 12). It seems only logical not to
Topics such as world wars, fascism, civil disobedience linger on the medieval and early modern evidence alone,
and protest are a frequent occurrence, but not all but instead to extend the investigations to include the

21
first and the final stages. The unique combination of majority of 20th-century sites are reminders of traumatic
different sources such as landscape features, objects, events resulting in negative connotations rather than the
images, recorded texts and contemporary witness opposite, while sites reminiscent of joyful and positive
reports allow for an exceptionally detailed and complete events scarcely exist, or at least we do not highlight them.
reconstruction of their history over time. In the western Since the painful distressing moments are an inevitable
parts of the Czech Republic modern deserted villages part of our local, national or global history, this situation
are targets of archaeological research. The villages were cannot be avoided and has to be part of our conversation
abandoned by a largely German population during the with the past. The documentation through archaeological
displacement out of Czechoslovakia in 1945/46. A study of means makes history a physical, even tactile experience,
the settlement remains as well as the former cemeteries literally, and hence inspires higher acceptance while
hint at the processes of abandonment and transition. paving the way towards a more conscious perception.
Similar investigations were conducted in settlements that The fact that concentration camps and battlefields were
were totally destroyed during the Second World War, for the first categories of sites to be investigated has inspired
example at Küstrin/Kostrzyn nad Odrą (Poland). labels like ‘Concentration Camp Archaeology’ (German:
The variety of archaeological investigations at sites of ‘KZ Archäologie’), ‘Holocaust Archaeology’, ‘Combat
the 20th century has now become very great. However, Archaeology’, ‘Internment Archaeology’ or ‘Aviation
it has to be stated that many surveys and excavations Archaeology’. Excavations at places that have played
are only known through short reports; only a few are a special role in specific wars resulted in the creation
published comprehensively. of even further labels such as ‘Archaeology of the First
The pattern within contemporary archaeology has World War / Great War’ (‘Grande Guerre’), ‘Archaeology of
been to consider places that once staged important the Second World War’, ‘Archaeology of the Cold War’ or
historical events or sites that played a major role for the ‘Post-War Archaeology’ and, with regard to investigations
history of regions, states and even entire continents. at sites tied to events of civil disobedience, the label
However, archaeological methods and research should ‘Archaeology of Civil Protest’ has been applied. From my
always strive to do more. It is its underlying task to cast point of view, all these labels are too narrowly considered
a glance beyond well-known records and to consider a and fail to encompass the breadth of the multi-layered
wider base of aspects of 20th-century history. Places, and complex dimensions of the places and the people
assemblages and objects of past infrastructure, of and their roles in the history of the 20th century. The
life and death, of a more domestic character or one term ‘Holocaust’, in the strictest sense of meaning, is
associated with work and labour, of actions, leisure- solely applicable to the mass murder and destruction of
time activities, of public institutions, religion, cult the Jewish peoples; without attempting to downplay this
and deposits; all of these facets are within the scope awfulness in the slightest, it needs to be observed that the
of archaeological research, and the aspects of war, bulk of those camps were never intentionally designed
violence and protest are inherently present. It is the case for mass murder, although it cannot be denied that many
that erosion of these cultural remains is constant; not people were detained and murdered there. Another fact is
only the huge and now mostly abandoned industrial that not all of the Second World War camps were closed
facilities, but also a multitude of small craftsmens’ immediately at the end of the war, since we know of at
shops, older service enterprises and even routeways and least a few that apparently changed hands and were then
earlier infrastructure are forever being lost before they used over longer periods of time into the ensuing Cold War
are studied and understood fully. era. Often, we are not able to distinguish the layers exactly
Archaeological research of the modern periods and assign the objects to one or the other phase of use.
must normally include the 19th century to enhance its These few examples may suffice to demonstrate the limits
potential and provide deeper insight to the course of of the labels mentioned above. The term ‘Contemporary
the past 100 years. The standing and the buried remains Archaeology’ is therefore used consistently in what
provide a multi-facetted testimony of past events. The follows.

22
Chapter 2
CONTEMPORARY ARCHAEOLOGY
AND ETHICS
INTRODUCTION
Archaeology has a long-standing and ongoing tradition as and legal principles, in particular when the investigations
a science that is closely involved with political processes deal with dark heritage like dictatorship, terror and death.
and narratives. The way that archaeological monuments The conflicts, wars and events of the 20th century are still
and finds are claimed to illustrate, interpret and consolidate contemporary for survivors and those who are the living
national history and further political ambitions began as generations of these moments, as well as the bereaved
early as the 19th century. Master narratives, significant and extended families and communities. It is inevitable
places of remembrance or of our cultural memory are that such acute memory and association will fade over
based on a tradition that is inscribed in texts, images, time, but archaeologists in general apply a strict ethical
sites and rites. Those are the determinants that define code to all sites regardless of time period, just as the
our conception of history; regardless of whether it was remains of humanity’s earliest ancestors must always be
intended or not, archaeological excavations and findings respected and cherished.
are an integral part of that concept. It is debatable whether
ethical principles are always as respected as they should
be. Such archaeological sites or finds can be central
ARCHAEOLOGISTS, STAKEHOLDERS AND
places and buildings, even if they have become peripheral
LOCAL COMMUNITIES
with time, such as battlefields and burial sites, places of The most effective approach to defining good ethical
either victory or defeat, prehistoric monuments as well as principles is to act in communion with the various
memorials of the recent past. When terrorists lay waste stakeholder groups and address their interests and moral
to highly significant archaeological monuments, as has values with respect. It means that each stakeholder
recently happened all too often, it must be understood community might influence the archaeological
as the intentional destruction of places of common investigations in different ways. In places where human
remembrance and cultural identity (see Chapter 13). lives were lost through violence and murder, the primary
Contemporary archaeology of the 20th century stakeholders are the bereaved in the first instance. Local
demands a special sensibility and unambiguously and inter-regional stakeholders are often involved as well,
responsible actions regarding the observance of ethical and may come from religious communities, ethnic groups

23
Fig. 2.1. Sachsenhausen, boxes filled with
human ash during the excavation in the area
of the crematoria (© Johannes Weishaupt).

and social and political parties. The representatives of It is a policy of the government of the United States of
such grassroot organisations must be included in the America to locate and recover the remains of soldiers who
dialogue while local, national and international interests have died in battles abroad to bring them home. The notion
must be equally taken into account. Archaeologists need is usually shared by the bereaved, who are mobilised
to know what is regarded as ethically correct behaviour around the DPAA (Defense POW/ MIA Accounting
by and between the various stakeholders, who might not Agency) based in Washington D.C. (USA), which is tasked
share the archaeologist’s perspective. We are obliged to with searching across the world for missing American
establish a dialogue with each party, to consider their soldiers from all wars since the 19th century. Actual
concerns carefully and integrate them into our work. crash sites from the Second World War are excavated by
The principal motivation of all the parties involved may archaeologists and forensic anthropologists to rescue the
be similar, but the individual interests of the stakeholders bodies or what remains of them, and to collect personal
are not always identical or even in accordance. While belongings and return them to the U. S. (see Chapter 9).
many of the surviving relatives would want the mortal Wars and battles are not the only catastrophes
remains to be exhumed and returned home, others may that result in thousands of deaths; those who oppose
prefer to leave them to rest eternally at their original place totalitarian or dictatorial regimes, who rise up against
of death. In the case of the Katyn massacre (1940), where oppression and exploitation, are always in danger of
thousands of Polish officers and other members of the being killed and buried in mass graves. Exhumations and
Polish Intelligentsia were murdered and buried in mass archaeological investigations that are initiated by either
graves in Katyn, Mednoje near Twer (both Russia), and in local authorities or other stakeholder groups are usually
Piatykhatky in the vicinity of Charkiw and Bykiwnja in the driven by various interests and do not necessarily result
vicinity of Kiev (both Ukraine), arrangements were made in a full disclosure of the objective factual circumstances
to have the personal items of the victims put on display at surrounding these offences.
the Katyn museum in Warsaw while their physical remains Former concentration camp sites are principally also
stayed in the places of their demise, and these mass grave burial sites. Even in places were mass graves and ash
sites were turned into memorials. The places are in a region dumps are not primarily investigated, the remains of
that is present-day Russia, but Polish archaeologists are other bodies must always be expected to be concealed in
conducting the excavations (see Chapter 9). the ground. When a programme of augering was started

24
Fig. 2.2. Sachsenhausen,
grave where the ashes found
during the excavations were
re-buried (© Claudia Theune).

at the site of the former German extermination camp of massacre in 1995, are only a few of the examples that are
Bełżec in today’s Poland to refine the location of hidden still fresh in our memories (see Chapter 9). It has become
mass graves, other archaeologists were indignant at almost impossible to punish the original perpetrators
these methods because it was said that Jewish religious of earlier crimes, mass murder or genocides or even the
standards were being violated, which determine that Holocaust, but the forensic methods that are applied by
the peace of the dead must not be disturbed under any archaeologists nevertheless rarely fail to turn up new
circumstances. Augering was also applied in Mauthausen information that helps to solve older so-called cold cases,
(Austria) to identify the locations of ash dumps, but in that and complements the historiographical records.
case the measures were sanctioned by the Mauthausen While the precise ethical approach will vary widely
committee prior to excavation. The augering was meant to depending on the different groups and motivations, in most
determinate the exact dimension of the ash spread there. cases the victims will be put centre-stage – a notion that can
Large piles of ash were also discovered repeatedly during only be fully supported. A deep-felt responsibility towards
excavations that accompanied the remodelling at the the victims is one of the main motivating factors that drove
Sachsenhausen memorial site in Germany (see Fig. 2.1). me, personally, towards developing a particular interest in
The Jewish religious community had agreed to have the the archaeology of former concentration camps and sites
collected ash reburied immediately after the construction of 20th-century crimes. To act in an ethical manner means
work was completed (see Fig. 2.2). to help uncover the crimes against the victims, to inform
The International Criminal Court at The Hague (The their surviving relatives, provide answers and to call public
Netherlands) is tasked with gathering evidence for the attention to such atrocity against humanity. Those crimes
investigation of war crimes, genocide and crimes against are often subject to national or international laws where
humanity. There are other courts that are pursuing a specific rules apply and must be followed accordingly.
similar objective to bring the perpetrators to justice. There is also a potential for the conflict of loyalties.
The genocidal mass murder committed by the Khmer Archaeologists in these situations find themselves walking
Rouge in Cambodia during the late 1970s, the attacks of a fine line, but one that they are trained for and are fully
Hutu against Tutsi in Rwanda in 1994, or the Srebrenica capable of walking well.

25
Chapter 3
SOURCES AND METHODOLOGY
INTRODUCTION
The way we interact with our environment is integral are usually the only evidence available for reconstructing
to how we perceive ourselves through words, pictures, the way of life and living conditions. In some instances,
and objects but also through sounds, fragrances and of course, there are also figurative representations which
haptics. We use a wide range of objects in everyday may amplify the results. The earliest tools discovered in
life; we talk to each other, take notes of thoughts and Palaeolithic contexts present the earliest evidence. Over
events, take photos of people, places and items or time, the spectrum of tools and objects broadened and
picture them by other forms of images. Normally we differentiated. Even studies from such recent periods as
retain memories of all kinds of experiences as pictures the Middle Ages and the early modern period are often
in our mind. We work and act through objects, words, strongly based on the analysis of objects. The potential
be they written or spoken, and through images. Our of other and complementary sources, such as picture-
fellow human beings, who may share our cultural or word-based sources and audio-visual recordings is
upbringing or come from similar backgrounds, can receiving more and more attention today. This concerns
usually understand our messages partially or, ideally, archaeologists, but also historians and art historians who
fully if we use objects in a way that is familiar, if we now include material remains as integral components of
talk and write or if we use images. For current societies their own investigations.
we have access to such sources through empirical
studies, but such options are often not applicable when
studying the more distant past, where the evidence is
THE MULTIPLICITY OF SOURCES
frequently rather sketchy or fragmentary. This applies The concept of Historical Archaeology is based on a
most especially to sound and smell in the past, which research framework that is inclusive of all sources, where
for the most part escape us today, but which would texts, images, monuments and artefacts hold equal
most certainly have mattered to people in their time. importance and must be studied together. Since the post-
Material remains are the most important source for medieval era, and especially in modern times, the various
archaeological research. When archaeology is dealing sources become more and more numerous, so we also
with past non-literate cultures, such material remains speak of a densely documented era. All the components

26
Sources to do with hearing
As explained in this chapter, research into our history is
largely founded on word-based, object-based and image-
based sources. In historical archaeology in particular we
are accustomed to analysing written sources, the reports
of contemporary witnesses and pictorial sources alongside
artefacts. However, other senses and perceptions play an
important role in our human actions and behaviour, even if
they are difficult to perceive from the distance of time. This
is in part because there are today few if any possibilities for
grasping the different perceptions provided by smell, hearing
or touch in the past. We depend on reports to tell us about,
for example, the extreme and unpleasant smells at sites where
the dead were left to decay or were burned. The texture of the
surface of objects may give us an impression how things feel
when touched. With this, perhaps we can understand another Shoe irons are common finds in former internment camps:
sense. Since Thomas Alva Edison invented the phonograph this was found in the Mauthausen concentration camp
in 1877, we are able to listen to surviving voices and sounds, (© Claudia Theune).
even if they are distorted in the original recording devices. One
example can serve to illustrate how objects too can convey a and detention camps. Their sound could be heard loudly and
sense of context and sound: namely, the shoe irons that are clearly on paved or asphalted roads, indicating the footsteps
often found as artefacts in the camps. These irons shod the of the SS guards and in this way were a constant source of
soles of the guards’ shoes and boots in the concentration threat to the prisoners.

that create the evidence of human creativity, actions are subjective. The same applies to images in general,
and communication are considered together, as one. although they can capture the moment in a way that
This concept was inspired by the Historical Archaeology written and oral records cannot. This principle also
already established in the U.S. and Australia; studies applies to objects.
there focused mainly on the period after the arrival of It has been emphasised for some time now that verbal
the first Europeans, and this approach has had a strong sources, and equally pictures, cannot be trusted to
influence. Not all remains have the same ability to provide an objective testimony of past realities because of
provide information, and the information available from the narrator’s or artist’s particular point of view. One and
different sources does not necessarily correlate closely the same event can and will be experienced and reflected
with each other. Indeed, where the evidence obtained differently by different persons. The realisation prompted
from different sources leads to divergent results, then it the so-called ‘Cultural turns’ (e.g. Linguistic turn, Iconic
is principally not a contradiction but merely proof of their turn, Spatial turn, Material turn, etc.), which triggered a
significantly different potential and inherent perspective. change of paradigm in many fields within the humanities
Cultural historical research of the present and the that focus on the study of material culture.
current epistemological approach emphasise all the Each single word, be it spoken or written, and equally
aspects given above: written sources of various kinds each drawn or painted picture or photograph, whether
as well as contemporary witness reports are usually large or small in size, is made or ordered to serve a
created from a specific and individual perspective, and specific intention. We must consider the possibility

27
Fig. 3.1. Mauthausen, cemetery in the foreground and the infirmary camp in the background after the liberation. Only one row
of the barracks is still standing; the kitchen building with its chimneys can be seen on the left-hand side; and the barracks at the
rear are already missing (©KZ-Gedenkstätte Mauthausen Sign. 4.7.22, Sammlung Pierre Serge Choumoff, photograph François
Lachenal, June 1945).

that the person, or the customer who ordered the detail is of minor importance, nor is it important that
final product, would express the intended message other sources may be wrong or right. A verification or
differently in words than they would, for instance, falsification is of little relevance in this context; instead
through an image. Objects, in turn, provide even more it is of greater interest to identify the reasons and motives
options to pass the message on. Whatever the individual that lead to significantly different representations of one
intention or intentions, the multi-disciplinary approach and the same event or comparable events. It is necessary
is necessary to generate meaning. Listeners, partners to consult as many of the available sources as possible to
in dialogue, viewers and users would generally be obtain the most comprehensive answers appropriate to
expected to be able to perceive the motivation as well the historical context.
as the message. However, possible misperceptions or An excellent example is that of the parents of Martin
misunderstandings can also be intended. The reasons Luther, the founder of the Reformation. During so-called
can lie in different perceptions of the messages sent, dinner speeches, which were reported by guests, Martin
or perceptions that are conveyed by specific sources. A Luther always portrayed his parents as modest people
different use of objects can also be wilfully employed. from simple backgrounds. Other sources such as tax
Whether one source provides an accurate description statements or portraits of Hans and Margarethe Luther
of past events and structures down to the smallest make it quite clear that Luther’s parents were part of

28
Fig. 3.2. Mauthausen, infirmary camp, excavation of Barrack 6; foundation of the barrack with nails from the barrack
construction and some traces of burning (© Claudia Theune).

the wealthy upper class. Archaeological excavations in tearing down all remaining barracks, and traces of the
his birthplace in Mansfeld (Saxony-Anhalt, Germany) fire were removed.
have also uncovered sufficient evidence of a privileged Each type of source is affected by its inherent
lifestyle, among which are fragments of exquisite capacities or shortcomings. While facts that may
tablewares or culinary delicacies of their time. appear banal at first and receive little or no attention,
Another example concerns one part of the former such as the various steps required to build a house or
concentration camp Mauthausen (Austria). In written manufacture appliances, ranging from the distinctive
sources recorded by the U.S. liberators it is stated raw materials required and the different techniques
that the so-called infirmary camp was burned down. employed, written and depictive sources and the objects
The archaeological excavation of one of the barracks themselves can provide a fount of good information
showed only a small burned layer that could not when studied in detail. This is where archaeology’s
support the reported record entirely (see Fig. 3.2, see real strength lies. Features and objects offer enormous
Chapter 6). A photo from June 1945 shows that some potential to investigate everyday items or daily
barracks are still standing while others are missing conditions from a long-term perspective. They are, of
(see Fig. 3.1). The U.S. soldiers probably only burned course, less useful when approaching the study from the
down some of the barracks and not all of them. perspective of specific historical moments, unless the
Furthermore the site was probably levelled after study is of a specific site known to exist at the particular

29
historical moment. In wider terms, archaeological knowledge and well-established. Within the Christian-
material represents the records of daily life and focuses influenced culture in Europe or the Western World
on different matters. This is in contrast to, for example, in general we have no difficulties in acknowledging
merchants’ books, which are more likely to have entries and understanding the meaning of most objects that
on contacts, intermediaries, purchases and sales originate within our zone of shared virtues and values.
margins, or indeed testimonies that might describe the However, more in-depth approaches to cultural history
way supplies (wares) were handled. through the study of objects can only be successful when
Time also exerts an influence on sources. Secondary emphasis is applied to that shared background. If we do
influences or later interpretations affect the primary not separate the items from their contexts, i. e. our living
sources and can change them. The process is referred environment, but instead focus on the close relationship
to as ‘second life’. Whenever something is added, between the object and its producer or owner, then
taken away or overwritten it renders older surfaces and the concept of use or the status that is signified by the
layers invisible. We can consider this in the present day presence of an item within a group becomes possible to
by looking at how digitization of text can reveal the study. In short, we begin to outline the biography or the
different moments when a text was edited or developed. itinerary of an object.
Older versions can be identified by their saving dates, The written sources that first deal with Central Europe
which virtually reveals the older layers. The same in the late Iron Age were not composed by the indigenous
principle applies to older material, such as historic people, but are accounts prepared by foreigners (i.e.
buildings that have witnessed major renovations, the Romans) and are for the most part focused on
overhauls and extensions. Paintings are also subject to extraordinary events rather than on mundane aspects of
modifications and can be painted over, and sculptures daily life. This pattern remained in place until the most
can be changed as well. Landscapes and the environment recent and post-medieval period.
we live in are dynamic and in a state of constant The oldest art works of mankind, normally
change and transformation. The sum of the material fashioned either as paintings on or engravings in stone,
cultural heritage therefore retains a palimpsest nature but in some cases also as more three-dimensional
or intricate layering, each of which can be temporal objects such as figurines and sculptures in stone,
and cultural, and ultimately a means for revealing the clay, bone or wood, date back to the Palaeolithic and
important insights being sought. they are the earliest known images. Finds of stele or
Archaeological objects allow us to access many situlae, richly decorated vessels, that originated in the
aspects of the applied techniques, of traditional (late Bronze Age and early Iron Age) Hallstatt culture,
craftsmanship and industrial innovations and materials. provide more elaborate and detailed depictions of
Typological study helps to deduce their former function scenes of ritual feasting at that time. It was not before
based on their shapes and designs and offers significant the Roman period, however, that imagery became
clues that help to date their origin. Vestiges (traces) of more consistent and common even in mundane
how they were used in the past, be it superficially or contexts. Religiously inspired scenes prevailed during
embedded in the material, hint at specific production the medieval period, particularly book illuminations
technologies; such traces are indicators of the intensity, or frescoes in churches and monasteries. Allegories
duration and type of use. The spatial pattern of how like the Four Seasons, for example, and related motifs
and where certain types of objects occur can illuminate occurred only at a later stage of the Middle Ages. But
issues associated with distributions, and this in turn can that scenario changed dramatically at the transition
indicate possible areas of origin, patterns of trade and from the late medieval to the early modern period
exchange or regions of traditional usage. Even wider when depictions of persons or landscape became
insight can be obtained when the items are understood extremely popular. Famous examples of that new
as a means by which past societies used to communicate. style are the oil paintings created by Flemish artists of
The meaning and symbolism of specific acts and objects the 16th and 17th centuries, who recorded even small
for people within their social environments is common objects of daily use with amazing accuracy.

30
THE SIGNIFICANCE OF OBJECTS may not be influenced by the material value alone, but
Objects of all kinds are fixed installations of our daily can be a factor of perception in the face of historical
routine that we can hardly live without. We are using perspective. Even minor objects can attain a certain
everyday items incessantly, always and everywhere, appreciation through the perception of generations.
be it clothing, jewellery, tools, furniture or means of Most of the items we choose to surround ourselves
transportation. Far too often we tend to focus our sights with are characterised by our aesthetic perception. The
on their functionality alone: clothing offers protection way we value or dismiss trinkets or how we appreciate
from both high and low temperatures; dishes and a tool or not is often a factor of individual taste as well
cutlery are required to prepare and consume our meals; as habit and is strongly affected by common standards,
shoes, skates, sleds, small and bigger boats, carts drawn conventions and traditions. We would hardly use
by oxen or carriages drawn by horse, bicycles, trains or objects that do not appear to be handy, and it is equally
cars help us to travel distances. Equipped with tools and unlikely that we would choose an accessory that is not
appliances we master the daily struggle for survival, no appealing to us.
matter whether it is in the professional field or in our Research on archaeological materials usually begins
spare time. Pieces of jewellery and precious objects are with a chrono-typological classification and extends
used for personal adornment, while weaponry can bring to various aspects from production technique, shape,
harm to others. Besides such smaller portable objects, functionality to chronology. Important indicators can be
there are bigger immobile ones. Buildings of various deduced from the exact context of the finds, and clusters
kinds also fall into the category of objects; they provide in the pattern of their distribution can suggest places of
shelter but can also lock us in. Walkways and streets, production or use.
taking us from one point to another, must be mentioned An exact dating is often not easy to achieve. As stated
in this context as well. However, what remains of above, the internment camps did not only exist during the
prehistoric buildings are basically only their contours, National Socialist period but also after the end of World
foundations and so-called ‘negative structures’ in the War II. Many camps were also in use after the end of the
soil. Postholes, for instance, attest to the position of their Second World War. Even if the objects found there are
primary structures, while foundations can provide an recent, their specifics cannot always be clearly assigned
idea of the layout of ground- or basement-level rooms. to one phase or another. It can be assumed that objects
In a category of their own, so-called pit-houses often still were in use after the end of the war.
allow the accessing of their former function as crafts- Current trends in the cultural-anthropological and
shop or living area based on the smaller objects and related fields have inspired new approaches during recent
other traces preserved underneath the backfill of the pit. years that focus mainly on the relationship between
From the medieval and even more so from the modern quality, value and distinctive social groups to access social
periods there are a number of standing homes, estates, systems and cultural behaviour.
castles and others that have seen significant alterations However, the objects that survive can only depict a
over time; they are all historical objects. segment of the past. Objects made from organic materials
Some objects can be very different despite do not survive well. It was common practice to dispose of
similarities. There are clearly, for instance, many objects in the past or to recycle them in a way that renders
variations of buildings based on their size and features the traces of their primary use invisible. Items made from
alone, but equally so by criteria of construction or glass or metals are prime examples of this, as they can
their intended purpose. In the same way, we must be re-smelted and turned into new and entirely different
expect items of daily use to differ significantly; this objects. Within the borders of abandoned settlements,
could be based on different materials used to make for instance, only those items that were either lost or
them, whether simple and cheap material or expensive intentionally discarded are left to be discovered, while
and precious metals, thereby making the production graves or deposits can be expected to contain assemblages
process equally costly or less so. The appreciation of of choice. Archaeologists are familiar with working with
the owner must also be recognised and assessed and these challenges.

31
Fig. 3.3. A toothbrush produced in Hungary found in Fig. 3.4. A self-made comb with uneven teeth from the Soviet
Maut­hausen, probably brought there by a Hungarian prisoner Special Camp Sachsenhausen (Germany), recollecting the
(© Claudia Theune). years 1945/46 (© Anne Kathrin Müller).

Examples serve to further illustrate the potential as combs by having teeth sawn out of the material
of contemporary archaeology. Objects that are not represent one example, testifying to a prisoner’s need to
industrially-manufactured but are hand-made by maintain a minimum standard of grooming (see Fig. 3.4).
prisoners using the simplest of tools are often found at Personal hygiene is one of our most basic needs. Human
former concentration camp sites (see also Chapter 10). well-being is directly affected by the lack of it; and this
Sometimes prisoners would turn a broken handle of in turn affects the will and the human desire to survive.
a spoon or a knife into a new spoon by pounding the Where people are denied the most basic levels of bodily
material until it took on a ladle-like form once again, hygiene it does not take long for them to lose any sense
and by twisting the rest to form a new dipper arm. The of self-worth. The discovery of such objects, therefore,
inmates produced such items themselves and ensured provides strong and tangible evidence of the strategies
their survival on a day-to-day basis, to have the tools employed by the imprisoned to maintain their humanity
to eat their soup as people do. Self-made knifes are also and survive (see Chapter 9).
recovered frequently, despite the fact that the possession
of cutting tools was strictly prohibited. To make a knife
in secret entailed enormous risk. Those objects are
SPOKEN AND WRITTEN WORDS
important reminders that even the most basic items Written or oral records are normally the first sources
like cutlery were not provided in sufficient numbers by we look for to access the less distant past. The medieval
the camp’s administration. Toiletries like toothbrushes period produced considerable numbers of textual sources.
or combs are further examples of items that were The introduction of the printing press in the 15th century
not sufficiently available. Inscriptions of trade marks transformed the accessibility of written sources by
identified on toothbrushes in various languages show enabling widespread distribution and numerous copies,
their owners came from many different countries from all and also facilitated a significant increase in the number
over Europe (see Fig. 3.3). It was not prohibited to bring a of administrative regulatory documents, records and
toothbrush into the camp, but they must have been prized registers. Subsequently, the development of the telegram
possessions. In contrast to a prisoner’s striped clothing in the middle of the 19th century, as emails and text
and shoes that were issued by the camp administration at messages today, made the written word a profuse resource.
registration, items of personal hygiene were not supplied. These data fall into two primary groups, official
The imprisoned also tried to dress as best as they could; administrative documents and personal notes.
they kept repairing the damaged clothes. The modified Historians repeatedly caution against expecting
fragments of combs and simple plastic pieces that served objectivity in personal notes, as they merely reflect the

32
subjective perspective of the author or a client. The quarry wall’ and then again to ‘suicide, jump into quarry’.
same, of course, is true of official documents, as all The entries were made by clerks working for the Chief
documents regardless of type are created with particular SS doctor (‘SS-Standortarzt’). Survivors reported that
and specific purposes in mind, and it is the researcher’s they had clear instructions to avoid recording unnatural
job to be able to know these limitations because this causes of death, because unnatural death involving a
permits the identification of the objective element that member of the SS-guards was meant to be reported to the
lies ultimately in most documents. police court in Vienna. Contemporary witnesses confirm
The Registers of Death (‘Totenbuch’) of the former furthermore that the SS threw prisoners down into the
concentration camps, for example, have countless entries quarry to kill them.
of victims who died from exhaustion, terror or were just Another source from this era are the letters written by
killed. The true circumstances of their deaths, however, the imprisoned. Once a month the inmates were allowed
are withheld. The official entries in the Mauthausen to write letters and send them to family, relatives and
death book mention strokes, myocardial insufficiency, friends. The letters were monitored by the camp officials,
influenza or pneumonia as a cause of death. In several and sometimes the inmates had to use predetermined
cases it is particularly suspicious that the entries were words because no one was allowed to mention anything
edited several times (see Fig. 3.5). In one instance, the of the actual circumstances of camp life.
entry initially stated ‘cerebral apoplexy’ as the cause Events of major importance rarely fail to make a
of death but was changed to ‘suicide, falling from the lasting impression and imprint themselves onto our

Fig. 3.5. Excerpt from the Registers of Death (‘Totenbuch’) from Mauthausen with causes of death overwritten several times
(© 08/10/1940–03/26/1942; National Archives Collection of World War II War Crimes Records, 1933–1949, Record Group 238;
online version available through the Archival Research Catalogue (ARC identifier 305268) at www.archives.gov; May 26th, 2014).

33
Fig. 3.6. A French forced
labourer expresses his
patriotism with the motto
‘Vive la France’. (© Ute Bauer,
Erinnerungsort Flakturm. Der
ehemalige Leitturm im Wiener
Arenbergpark, Phoibos Verlag
Wien, 2010. if-ag.org, photo:
Stephan Matyus).

memories. It takes specific situations or questions to also receive information about the producers, e.g. a name,
evoke those memories. Contemporary history and a date or a worldview (see Fig. 3.6).
contemporary archaeology use witness accounts as a
major source of information. Witnesses are sharing
their memories of the event, while historians can
IMAGES
sometimes ask questions of the witness to get further Neurological studies tell us that our memory is based
or more detailed information. There is always the predominantly on vision. We do not memorize words to
possibility that the interviewer influences the witness the same extent as images, places or scenes. Intentionally
by the way questions are phrased. It is also the case created images, regardless of whether they are two-
that memories tend to fade with time and some of dimensional photographs, drawings, paintings or three-
them – be it intentionally or involuntarily – are either dimensional objects such as sculptures, capture scenes
suppressed or become lost altogether. The shorter the and impressions that can be reviewed in the future.
temporal distance between experience and interview, The interpretation of these sources requires the
the more vivid and detailed the account, even if some same careful consideration as contemporary witness
of the details are missing. Memories of the distant past accounts, written records and objects. Paintings
usually become blurred recollections only, as smaller and sculptures will often depict fictional scenes.
details fade and the course of events is reduced to the In common with drawings and other image types,
main story line. Memories can also be altered later on, their subjectivity lies in the fact that they show us a
for example through the influence of reports from other scene through the artist’s eyes and thus reflect the
parties. Consequently, oral sources only reflect the chain artist’s point of view first and foremost, highlighting
of events as the contemporary witness has experienced what is deemed to be important through a personal
and remembered them; they do not make any claim to perspective, while details of minor importance fade
being either objective or complete. into the background or are left out altogether. There
Recently, more and more graffiti is also a source in is also always the possibility that more than one
contemporary archaeology. Short messages, words, temporal or spatial dimension is coming together
names, data, but also drawings and sketches can be found in one image. The way that the artist has chosen to
on numerous walls or other materials. It can be said that depict the scene is what consolidates its value and
people wanted to assert themselves openly or secretly. We usefulness as an historical source.

34
Fig. 3.7. Pavel Fantl, imprisoned in Terezín (Theresienstadt, today Czech Republic) made a drawing entitled ‘VANOCE CLENA
AK V TEREZÍNE’ (Christmas of a member of Terezín). It shows clearly the massive emaciation, the thinning blanket and the
fading light. Below the fourth picture he wrote: A-CHRAŇ BŮH-L.P. 1944 (and God willing in the year 1944). P. Fantl was killed
in January 1945 on a death march (© Yad Vashem 2147-A-083).

Within the concentration camps, the captives were reveal the different strategies devised to deal with an
forced to draw or paint pictures to give them to the guards, extreme situation under the greatest duress in an endless
while others were created in secret and under perilous struggle to survive.
conditions. Some of the pictures are realistic illustrations Formal technical drawings fall into two groups:
of daily camp life, depicting situations or individuals, the blueprint captures the vision of the architect and
while others feature scenarios of the landscape, flowers engineer, while the layout plans record what was
or similarly pleasant motifs that were impressions of a actually constructed and the stages of that building.
dream world beyond their reach. In a category of their When featured in documents, these images can help the
own are cartoons that satirize daily scenes and allow the researcher to understand the narrative being argued;
artists to put some distance between themselves and the whether it is one that is fuelled by propaganda or one
events (see Fig. 3.7). Death, however, the ever-present that seeks to be more objective. Equally, when dealing
reality of the camps, is only rarely captured. Its absence with the raw drawings in isolation, they provide a useful
is poignant, while the choice of images that are captured means for scrutinizing individual locations. Even in the

35
as-built plans, there can be omissions and gaps, and this and no concessions to style and artistic expression are
is where archaeological site work can assist in verifying made. As a result, snapshots can be expected to possess
and questioning such recordings. more objective qualities than other pictures.
Photographs and documentaries are equally
challenging, despite the fact that they capture actual
images and landscapes; it is always necessary to ask about
VARIETY OF METHODS IN CONTEMPORARY
the motivations behind the camera. Photographs are often
ARCHAEOLOGY
staged scenarios, the scene carefully arranged; people are Archaeological investigation principally requires
taking up rehearsed positions, the scenery highlighted a specific research question. The questions vary
by a section of the landscape that fits best with a specific significantly, ranging from those that are related to the
desire in mind. The scope of the picture shown can be revelation and visualization of hidden structures to those
modified, too, long before the days of image-processing that are targeting past economic or social relationships
software, and it is usually smaller than the natural range and conditions; they can help to uncover crimes, they can
of the human eye. address survival strategies, the reasons behind and the
We know that photographs can reconstruct or even patterns of migration and they can also investigate the
construct previous events. This was known from the awareness and accessibility of public or non-public places.
early days of photography. Images of battlefields were And so much more. Archaeological, historical and art
often taken after the engagement because the shutter historical methods should be equally chosen with careful
speeds of the cameras were longer and could not capture regard to the specific question guiding the research. The
the detail of an active battle other than as an immense exceptionally wide range of sources of the early modern
blur. It was also the case that the classic photo that and modern periods and especially of the 20th century
captures the cutting of the Iron Curtain between Austria demands thorough inter- and multi-disciplinary research
and Hungary was taken a few days after the first attempts and comprehensive processing of the available data that
to bring the fence down (see Fig. 3.8). does not stop on the threshold to adjacent disciplines.
The snapshot is a different category. The shutter-release Contemporary archaeology frequently deals with ex­
is pressed regardless of the risk that the picture might be tensive sites and larger objects. Mass graves or battlefields
blurred, as it seeks to capture the scene spontaneously cover areas of several hectares (see Chapters 4, 5 and 9).

Fig. 3.8. The Hungarian


Foreign Minister Gyula Horn
and Austrian Foreign Minister
Alfred Mock cut the border
fence near Sopron on Lake
Neusiedl on June 27, 1989. The
dismantling of the border
fortifications had already
begun a few days earlier
(© Robert Jäger / APA-Archiv
/ picturedesk.com).

36
Fig. 3.9. Aerial photograph of the Western
Front with endless trenches. Photo by No. 4
Squadron RFC. (© CC0).

Fig. 3.10. Aerial photograph of Mauthausen


2nd April 1945 at its greatest extent,
with the main camp and attached
eastern camps 2 and 3, the infirmary
camp in the southwest, the quarry in
the west and the tent camp in the north
(© Luftbilddatenbank Dr. Carls GmbH /
HES).

The comprehensive research must include records such into account an enormous volume of different sources.
as contemporary witness accounts, other reports, maps It presents great opportunities for detailed and diverse
and aerial views, as well as previous archaeological data. investigations, but also a great challenge in terms of
Contemporary archaeology must therefore always take subtle analysis.

37
Fig. 3.11. Map of the
Mauthausen concentration
camp with latest additions
in January 1944, with the
main camp and attached
eastern camps 2 and 3,
the infirmary camp in the
southwest, the quarry in
the west and the tent camp
in the north (© Sammlung
Mauthausen Memorial,
Sign. A/02/02).

Documents and other word-based records provide The tremendous number of visual sources of the
vital background information and clues for placing the 20th century is overwhelming. Blueprints, maps,
findings in the correct spatial and temporal settings. They movies and videos, usually dated, provide visual
help us to access questions regarding the construction impressions of the moment.
process, renovations and modifications, or to identify When aircraft became increasingly important at the
suppliers and enterprises involved with the construction. end of World War I, aerial photography was introduced as
Contemporary witness accounts and personal documents a new visual resource, and this has been complemented
(self-testimonies such as letters or diaries) can provide most recently by satellite pictures and LiDAR. All
detailed and complementary descriptions of the events are successfully employed to access archaeological
from a personal point of view. They can also serve as a monuments of the 20th century. They are particularly
means of reasserting one’s own identity. useful for detecting the various constructional changes
Accounts recorded after the event usually only reflect at concentration camps and other internment camps
a limited perspective as they are based on long-term (see Fig. 3.10–3.14), as well as helping to trace how
memory, which is not as accurate. Some messages are border fortifications, ramparts and bunkers or factories
even passed along on objects such as makers’ marks, were constructed. An exemplary investigation of the
graffiti or names and owner’s marks in general. dimensions of trench systems along the Western Front of

38
Fig. 3.12. Geophysics Mauthausen, infirmary camp (© Archaeo Prospections®).

the First World War, for instance, relied heavily on dated earthen structures. Much of the data is displayed without
areal views (see Fig. 3.9). Structures that are preserved only any temporal differentiation, however, but there are
beneath ground level can be similarly well investigated certain devices that can make such inferences under the
through aerial photography, since they change the right circumstances.
way that plants grow within their immediate vicinity. In preparation for excavation it also makes sense to
Furthermore, shipwrecks and sunken submarines can be employ more traditional archaeological approaches,
detected in shallow water. including field surveys and field walking. The careful
LiDAR is one of the newest techniques in this fast- and extensive exploration of the terrain of a prospective
developing technology area that can be used to acquire location prior to excavation helps to build a better
aerial imagery (see Fig. 3.14). It can create digital elevation understanding of the historical site. The information
models that allow observations of remains that are hidden gathered can suggest initial ideas as to the exact
beneath vegetation (e.g. forests). With these sources dimensions and topographical characteristics of how a
we also can get an insight into the wider surrounding place is situated within the surrounding landscape and its
landscape in which the internment camps, the battlefield local or regional context.
and other sites are embedded. Augering is an additional means of attaining further
Another way to assess structures that lie hidden in the information that, though only small-scale and very
ground or under water is through geophysical prospection localised, usually returns excellent results in conjunction
(see Fig. 3.12) as it is done for other epochs. Different with topographical surveys. The cores are spaced regularly
methods exist to detect the traces of stone, metal and and in accordance with a predefined grid system. The

39
Fig. 3.13. Mauthausen memorial
today; many parts of the camp
no longer exist (© Bundesamt für
Eich- und Vermessungswesen, EGA
2144364).

Fig. 3.14. LiDAR scan of the


Mauthausen concentration
camp, not only the site of the
memorial, but also other parts
lying beneath the grass such as
the infirmary camp are visible
(© Digitales Oberösterreichisches
Rauminformationssystem).

40
cores can be carried out manually and aim to sample
the buried soil horizons, both to determine their natural
stratigraphy, and to identify cultural heritage indicators,
such as brick fragments, mortar, ceramics, glass, metal,
or human bone, or ash. The observations are mapped all
over the site and help to create an initial ground plan of
the monument. Where the soils are too hard for augering,
test-pit excavations are an alternative low impact method.
Such preliminary investigative work informs the
larger study and helps to pin-point where larger-scale
investigation should take place. This can be through
excavation, buildings survey or underwater work,
depending on the nature of the feature being examined.
The size of many of the monuments alone makes it difficult
to justify full areal excavation. The challenge becomes
apparent when faced with the vast expanses of internment
camps, whole battlefields and linear frontier lines that
can run for many kilometres. It is more usual to devise
a targeted excavation campaign, aimed at investigating
only certain areas in detail. The determination is based
on what appears to be most significant with regard to a
specific research question. As is the case with every type
of archaeological investigation, this requires meticulous
and illustrated technical documentation. The exposed Fig. 3.15. Mauthausen, shooting facility: the mark left by the
remains of buildings that are scheduled to be part of a bullet trap can be seen in the floor. (© Claudia Theune).
concept for a memorial site demand even more special
consideration. To make and keep those structures visible apply to work on older monuments. It is of course
above ground level requires a sustainable conservation necessary to abide by the national legislation governing
treatment since they will otherwise deteriorate quickly, archaeological interventions in the country of work,
fall down and disappear. To do all this work requires, first although most jurisdictions seek to achieve a similar high
and foremost, a firm and sensible financial plan to ensure standard.
that the necessary resources exist and will be provided in Contemporary and forensic archaeology are
full and in a long-term perspective. sometimes mentioned in the same breath. The term
The existing building stock of the 20th century is ‘forensics’, often also referred to as ‘forensic science’,
still very great. Archaeological examination of building applies to several combined methods of scientific
structures is a very necessary method. Seams, damage knowledge founded on medicine, biology, chemistry,
and additional walls are indicators of construction physics and geology that are used alongside detailed
phases, fixtures and refurbishments, but they can also investigation of crime scenes to secure and preserve
point to damage by heavy fighting or the former location the evidence. Forensic investigations are performed
of killing zones that may have imprinted themselves on whenever a body is found and the cause of death is not
the building structure (see Fig. 3.15). Multiple applications sufficiently clear and requires further examination.
of plaster or overpainted sections of the walls, ceilings A forensic anthropologist should be part of the
and floors also provide clues to the stratigraphic context archaeological team for work on 20th-century sites.
and integrity of a building. The bodies of those who died on an historic battlefield
The principal guidelines for excavations of con­ and were left behind without a proper burial are usually
temporary sites are the same as those that archaeologists found either as individual graves where they died, or as

41
part of mass graves at or near the site, where the dead are more demanding and can require engineering
were later brought. Mass graves are also a feature of expertise. There is also the challenge of storing these
places of genocide (see Chapter 9). In such cases it is objects, either as part of museum displays or for long-
particularly important that excavations are conducted term storage. The sheer quantity of material is not to be
with strict regard to the most detailed forensic aspects, under-estimated. Thousands of nails that belonged to
not only to investigate the committed crimes properly, the prisoner’s barracks in any one camp remain, along
but also to provide evidence to the courts and to obtain with hundreds of complete or fragmented glass bottles,
justice for the victims in the end. A principal main window panes, porcelain, buttons, countless enamel
objective of such work is to identify the individual dishes and billycans, door and window hinges, to name
injuries and determine the exact circumstances that only a few of the range of small items. State offices for the
finally led to death, but also to identify how the bodies preservation of historical monuments and museums have
ended up in those graves. Since the body itself is never often exhausted their storage capacities decades ago. The
the only source of evidence on a site, the surrounding situation has triggered an ongoing discussion on how to
context must be examined in detail with special regard resolve the problem.
to the exact position of the body and the dimensions Should all findings that bear evidence of such crimes
and positions of the grave pits. It is also important to see be kept? What is their value, their significance? How
whether any attempt at a cover-up took place or not. The can we judge, or should we judge between their material
presence or absence of certain insects, chrysalises, plant value and the meaning they had for their former owner,
seeds or other biological remains provide further insight, for the visitors of memorials and museums or for our
and may indicate the time of year or season when death culture of remembrance? Such discussions concern the
and/or burial occurred. The work can reveal whether a objects recovered already, just as they do to projects
body was left exposed and, if so, for how long, or if and that will recover even more. Which emplacement on a
when it was covered. These are only a few examples battlefield is more deserving of protection than others?
of how anthropological and forensic methods can be During the National Socialist regime more than 40,000
applied successfully to contemporary archaeology. detention camps existed spread across Europe –
Archaeological finds can be classified in chronological how many of them should be protected as National
order, their spatial origin can be determined, we can Heritage? That question certainly does not arise for
see whether they are industrial or handmade, we can the approximately 25 main concentration camps and
analyse traces of use, alterations and reworking. We six extermination camps, but how does society deal
know their function and often assign them to certain with the approximately 1,200 sub-camps? And what
groups of people. Further technological and other should become of the several thousand prisoner-of-
sciences provide other information. A large number war camps in Europe, the Atlantic Wall that extends in
of available methods, in particular the methods of a length of 2,700 kilometres or the Iron Curtain that
material culture studies, such as object biographies or runs for over 10,000 kilometres? How can a stretch of
actor-network analyses among others, supply us with land that is riddled with trenches and emplacements
numerous instruments to gain further insights and learn like Verdun and its vicinity or the Somme region be
about the people who used these objects. best handled from the perspective of the preservation
The huge numbers of archaeological objects from of historic monuments? Increasingly, there is an
the 20th century is a very challenging task in terms of argument suggesting that those monuments should
curation and preservation. Fragments of ceramics and be left partially exposed to natural decay and without
porcelain, buckles, jewellery and also smaller weapons any conservation. Other reflections give suggestions
are normally recovered and restored without problem. according to which criteria objects can be preserved
However, larger objects such as tanks, submarines, or disposed of. At the moment there is no commonly
aircraft, railway lines, foundations of barracks and similar accepted solution, but we will have to deal with this
objects that go beyond the common scope of archaeology issue. Probably we will not be able to preserve all crime
are an entirely different matter. Such recovery operations scenes and sites of suffering.

42
Chapter 4
SITES AND MONUMENTS OF THE TWO
WORLD WARS
INTRODUCTION
The two world wars in the first half of the 20th century no longer a matter of conflict between aggressors with
remain among the most destructive and widespread similar overall military power, strategy and resources.
moments of human aggression ever to be unleashed Rather, war often involves at least one party pursuing
globally. The industrial scale of these wars and their guerrilla or partisan tactics, or resistance or underground
catastrophic impacts on urban and rural settlements movements striking fast and using surprise attacks
and economic areas remains an unforgettable and tragic to weaken or even beat a seemingly more powerful
history. The Cold War era (1946/47–1991) in the second opponent. Warfare is no longer limited to armed conflicts
half of the century with the so-called Iron Curtain between states and nations. Now non-state organisations
as a dividing line across Berlin, Germany and Europe also attack states or even transnational groups and
(see Chapter 8) ushered in a kind of peace between the societies. A popular early 20th-century example – and
major powers, though innumerable ‘surrogate’ or ‘proxy one that is revealed through archaeological enquiry –
wars’ were taking place. The East-West conflict created are the methods employed by Lawrence of Arabia, who
the Cold War, while a new problem took root that was targeted transport and supply lines of the Ottoman army
linked to the decolonisation process of Africa, and during the First World War. In the digital age that we now
eventually grew to become the North-South Divide that live in, these same strategies are used and referred to by
triggered further armed conflicts. The fragility of the nations under threat from ‘cyber warfare’.
peace across Europe was revealed shortly after the fall It is not always possible to distinguish clearly
of the Iron Curtain (1989), when a series of wars erupted between sites of wars, civil wars and other conflicts
in southeast Europe across the former Yugoslavian (see Chapters 5–7). However, the sites of the two world
territories (1991–1995 and 1999). wars will take centre stage in this chapter. Sites of
The nature of warfare changed during the 20th century. internment, of terror and genocide that are without
Battles of larger military units on land, sea and in the air any doubt also connected to the world wars will be
became less common. What used to be referred to as discussed in other chapters (see Chapters 6, 9).
‘symmetrical warfare’ has lost a lot of its relevance while Combat actions are sometimes referred to as ‘armed
‘asymmetric warfare’ has become more common. It is conflicts’ but it is the case that warfare is also something

43
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¶. 2. Some Rules and Circumstances to be observed in
Casting.

1. If the Letter be a small Body, it requires a Harder Shake than a


great Body does: Or if it be a thin Letter though of a greater Body,
especially small i, being a thin Letter its Tittle will hardly Come; So
that sometimes the Caster is forced to put a little Block-Tin into his
Mettal, which makes the Mettal Thinner, and consequently have a
freer flux to the Face of the Matrice.
2. He often examines the Registers of the Mold, by often Rubbing a
Cast Letter: For notwithstanding the Registers were carefully
Justified before, and hard screwed up; yet the constant thrusting of
both Registers against the sides of the Matrice, may and often do
force them more or less to drive backwards. Or a fall of one half or
both Halfs of the Mold, may drive them backwards or forwards:
Therefore he examins, as I said, how they Rub, whether too Thick or
too Thin. And if he see Cause, mends the Registers, as I shew’d §.
5. ¶. 2.
Or if the Matrice be Botcht, as I shew’d you §. 5. ¶. 3. then those
Botches (being only so many fine points rising out of the Body of the
Copper of the Matrice) may with so many reiterated pressures of the
Registers against them, flatten more and more, and press towards
the Body of the Matrice, and consequently make the Letter Thinner:
Which if it do, this must be mended in the Matrice by re-raising it to
its due Thickness.
3. He pretty often examins, as I shew’d in §. 5. ¶. 2. how the Letters
stand in Line: For when great Numbers are Cast with one Matrice,
partly by pressing the point of the Wyer against the Bottom-Sholder
of the Notch in the back-side of the Matrice, and partly by the
softness of the matter of his Matrice and hardness of the Iron-stool,
the Foot of the Matrice (if it wear not) may batter so much as to put
the Letter out of Line. This must be mended with a Botch, viz. by
knocking up the Foot of the Matrice, as I shew’d §. 5. ¶. 3.
A Workman will Cast about four thousand of these Letters ordinarily
in one day.

¶. 3. Of Breaking off Letters.

Breaking off is commonly Boys-work: It is only to Break the Break


from the Shanck of the Letter. All the care in it is, that he take up the
Letter by its Thickness, not its Body (unless its Thickness be equal to
its Body) with the fore-inger and Thumb of his right Hand as close to
the Break as he can, lest if when the Break be between the fore-
Finger and Thumb of his left hand, the force of Breaking off the
Break should bow the Shanck of the Letter.

¶. 4. Of Rubbing of Letters.

Rubbing of Letters is also most commonly Boys-work: But when they


do it, they provide Finger-stalls for the two fore-Fingers of the right-
Hand: For else the Skin of their Fingers would quickly rub off with the
sharp greet of the Stone. These Finger-stalls are made of old Ball-
Leather or Pelts that Printers have done with: Then having an heap
of one sort of Letters lying upon the Stone before them, with the left
hand they pick up the Letter to be Rub’d, and lay it down in the
Rubbing place with one of its sides upwards they clap the Balls of
the fore-Finger and middle-Finger upon the fore and hinder-ends of
the Letter, and Rubbing the Letter pretty lightly backwards about
eight or nine Inches, they bring it forwards again with an hard
pressing Rub upon the Stone; where the fore-Finger and Thumb of
the left-Hand is ready to receive it, and quickly turn the opposite side
of the Letter, to take such a Rub as the other side had.
But in Rubbing they are very careful that they press the Balls of their
Fingers equally hard on the Head and Foot of the Letter. For if the
Head and Foot be not equally prest on the Stone, either the Head or
Foot will drive-out when the Letters come to be Composed in the
Stick; So that without Rubbing over again they cannot be Drest.

¶. 5. Of Kerning of Letters.

Amongst the Italick-Letters many are to be Kern’d, some only on one


side, and some both sides. The Kern’d-Letters are such as have part
of their Face hanging over one side or both sides of their Shanck:
These cannot be Rub’d, because part of the Face would Rub away
when the whole side of the Shanck is toucht by the Stone: Therefore
they must be Kern’d, as Founders call it: Which to do, they provide a
small Stick bigger or less, according as the Body of the Letter that is
to be Kern’d. This Kerning-stick is somewhat more than an Handful
long, and it matters not whether it be square or round: But if it be
square the Edges of it must be pretty well rounded away, lest with
long usage and hard Cutting they Gall the Hand. The upper-side of
this Kerning-Stick is flatted away somewhat more than the length of
the Letter, and on that flat part is cut away a flat bottom with two
square sides like the Sides or Ledges of the Lining-stick to serve for
two Sholders. That side to be Kern’d and scrap’d, is laid upwards,
and its opposite side on the bottom of the Kerning-stick with the Foot
of the Letter against the bottom Sholder, and the side of the Letter
against the side Sholder of the Kerning-stick.
He also provides a Kerning-Knife: This is a pretty strong piece of a
broken Knife, about three Inches long, which he fits into a Wooden-
Handle: But first he breaks off the Back of the Knife towards the
Point, so as the whole edge lying in a straight line the piece broken
off from the back to the edge may leave an angle at the point of
about 45 Degrees, which irregular breaking (for so we must suppose
it) he either Grinds or Rubs off on a Grind-stone. Then he takes a
piece of a Broom-stick for his Handle, and splits one end of it about
two Inches long towards the other end, and the split part he either
Cuts or Rasps away about a Brevier deep round about that end of
the Handle. Then he puts about an Inch and an half of his broken
blade into the split or slit in the Handle, and ties a four or five
doubled Paper a little below the Rasped part of the Handle round
about it, to either a Pica or Long-Primmer thick of the slit end of the
Handle. This Paper is so ordered that all its sides round about shall
stand equally distant from all the Rasped part of the Handle: For
then setting the other end of the Handle in Clay, or otherwise
fastening it upright, when Mettal is poured in between the Rasped
part of the Handle and the Paper about it, that Mettal will make a
strong Ferril to the Handle of the Knife. The irregularities that may
happen in Casting this Ferril may be Rasped away to make it more
handy and Handsome.
Now to return again where I left off. Holding the Handle of the
Kerning-stick in his left hand, He lays the side of the Letter to be
Kern’d upwards with the Face of the Letter towards the end of the
Kerning-stick: the side of the Letter against the side Sholder of the
Kerning-stick, and the Foot of the Letter against the bottom Sholder
of the Kerning-stick, and laying the end of the Ball of his left-Hand
Thumb hard upon the Shanck of the Letter to keep its Side and Foot
steddy against the Sholders of the Kerning-stick, he with the
Kerning-Knife in his right-Hand cuts off about one quarter of the
Mettal between the Beard of the Shanck and the Face of the Letter.
Then turning his Knife so as the back of it may lean towards him, he
scrapes towards him with the edge of the Knife about half the length
of that upper-side, viz. about so much as his Thumb does not cover:
Then he turns the Face of the Letter against the lower Sholder of the
Kerning-stick, and scraping fromwards him with a stroak or two of his
Knife smoothens that end of the Letter also.
If the other side of the Letter be not to be Kern’d it was before Rub’d
on the Stone, as was shewed in the last ¶: But if it be to be Kern’d,
then he makes a little hole in his Kerning-stick, close to the lower
Sholder of it and full deep enough to receive all that part of the Face
of the Letter that hangs over the Shanck, that the Shanck of the
Letter may lie flat and solid on the bottom of the Kerning-stick, and
that so the Shanck of the Letter bow not when the weight of the hand
presses the edge of the Kerning-Knife hard upon it. Into this hole he
puts (as before said) so much of the Face of the Letter as hangs
over the side of the Shanck, and so scrapes the lower end of the
Letter and Kerns the upper end, as he did the former side of the
Letter.

¶. 6. Of Setting up, or Composing Letters.

I described in §. 5. ¶. 2. the Lining-stick, But now we are come to


Setting up, or Composing of Letters. The Founder must provide
many Composing-Sticks; five or six dozen at the least. These
Composing-sticks are indeed but long Lining-sticks, about seven or
eight and twenty Inches long Handle and all: Whereof the Handle is
about three Inches and an half long: But as the Lining-stick I
described was made of Brass: So these Composing-sticks are made
of Beech-Wood.
When the Boy Sets up Letters (for it is commonly Boys-Work) The
Caster Casts about an hundred Quadrats of the same Body about
half an Inch broad at least, let the Body be what it will, and of the
length of the whole Carriage, only by placing a flat Brass or Iron
Plate upon the Stool of the Mold close against the Carriage and
Body, to stop the Mettal from running farther.
The Boy (I say) takes the Composing-stick by the Handle in his left
hand, clasping it about with his four Fingers, and puts the Quadrat
first into the Composing-stick, and lays the Ball of his Thumb upon it,
and with the fore-Finger and Thumb of his right-Hand, assisted by
his middle-Finger to turn the Letter to a proper position, with its Nick
upwards towards the bottom side of the Composing-stick; while it is
coming to the Stick, he at the same time lifts up the Thumb of his
left-Hand, and with it receives and holds the Letter against the fore-
side of the Quadrat, and after it, all the Letters of the same sort, if the
Stick will hold them, If not he Sets them in so many Sticks as will
hold them: Observing to Set all the Nicks of them upwards, as
aforesaid. And as he Set a Quadrat at the beginning of the
Composing-stick, so he fills not his Stick so full, but that he may Set
another such Quadrat at the end of it.
¶. 7. Some Rules and Circumstances to be observed in Setting
up Letters.

1. If they Drive a little out at Head or Foot, so little as not to require


new Rubbing again, then he holds his Thumb harder against the
Head or Foot, so as to draw the Driving end inward: For else when
they come to Scraping, and Dressing the Hook of the Dressing-Hook
drawing Square, will endanger the middle or some other part of
Letters in the Stick to Spring out: And when they come into the
Dressing-block, the Knots of the Blocks drawing also square subject
them to the same inconvenience. And if they Drive out at the Head,
the Feet will more or less stand off one another: So that when the
Tooth of the Plow comes to Dress the Feet, it will more or less job
against every Letter, and be apt to make a bowing at the Feet, or at
least make a Bur on their sides at the Feet.
2. When Short-Letters are begun to be Set up in a Stick, the whole
Stick must be fill’d with Short-Letters: Because when they are
Dressing, the Short Letters must be Bearded on both sides the Body:
And should Short-Letters or Ascending or Descending or Long stand
together, the Short cannot be Bearded because the Stems of the
Ascending or Descending or Long-Letters reach upon the Body to
the Beard: So that the Short-Letters cannot be Bearded, unless the
Stems of the other Letters should be scraped off.
3. When Long-Letters are begun to be Set up in the Stick, none but
such must fill it, for the reason aforesaid.
4. If any Letters Kern’d on one side be to be Set up, and the Stems
of the same Letters reach not to the opposite Beard as s or f, in
Setting up these or such like Letters, every next Letter is turned with
its Nick downwards, that the Kern of each Letter may lie over the
Beard of its next. But then they must be all Set up again with a
Short-Letter between each, that they may be Bearded.
Plate 21.
As every Stick-full is set up, he sets them by upon the Racks, ready
for the Dresser to Dress, as shall be shewed in the next §.
The Racks are described in Plate 21. at A. They are made of Square
Deal Battens about seven Inches and an half long, as at a b a b a b,
and are at the ends b b b let into two upright Stiles, standing about
sixteen Inches and an half assunder, and the fore-ends of the Racks
mounting a little, that when Sticks of Letters is Set by on any two
parallel Racks, there may be no danger that the Letters in them shall
slide off forward; but their Feet rest against the Bottom-Ledges of the
Composing-sticks. They set by as many of these Sticks with Letter in
them, as will stand upon one another between every two Rails, and
then set another pile of Sticks with Letter in them before the first, till
the length of the Rail be also filled with Sticks of Letter before one
another. They set all the Sticks of Letters with their ends even to one
another with the Faces of the Letter forwards.
This Frame of Racks is always placed near the Dressing-Bench, that
it may stand convenient to the Letter-Dressers Hand.

§. 20. ¶. 1. Of Dressing of Letters.


THere be several Tools and Machines used to the Dressing of
Letters: And unless I should describe them to you first, you might
perhaps in my following discourse not well understand me:
Wherefore I shall begin with them: They are as follows.

1. The Dressing-Sticks.
2. The Bench, Blocks and its Appurtenances.
3. The Dressing-Hook.
4. The Dressing-Knife.
5. The Plow.
6. The Mallet.

Of each of these in order.


¶. 2. Of the Dressing-Sticks.

I need give no other Description of the Dressing-sticks, than I did in


the last §. and ¶. of the Composing-Sticks: Only they are made of
hard Wood, and of greater Substance, as well because hard Wood
will work smoother than soft Wood, as because greater Substance is
less Subject to warp or shake than smaller Substance is. And also
because hard Wood is less Subject to be penetrated by the
sharpness of the Bur of the Mettal on the Letters than the soft.

¶. 3. Of the Block-Grove, and its Appurtenances.

The Block-Grove is described in Plate 21. a b. The Groove in which


the Blocks are laid, two Inches deep, and seven Inches and an half
wide at one end, and seven Inches wide at the other end: One of the
Cheeks as c is three Inches and an half broad at one end, and three
Inches broad at the other end, and the other Cheek three Inches
broad the whole Length: The Length of these Cheeks are two and
twenty Inches.
Plate 22.
The Wedge e f is seven and twenty Inches and an half long, two
Inches broad at one end, and three Inches and an half broad at the
other end; And two Inches deep.
g g g g The Bench on which the Dressing-Blocks are placed, are
about sixteen Inches broad, and two Foot ten Inches high from the
Floor. The Bench hath its farther Side, and both ends, railed about
with slit-Deal about two Inches high, that the Hook, the Knife, and
Plow, &c. fall not off when the Workman is at Work.
The Blocks are described in Plate 21 at a b: They are made of hard
Wood. These Blocks are six and twenty Inches long, and each two
Inches square. They are Male and Female, a the Male, b the
Female: Through the whole Length of the Male-Block runs a Tongue
as at a b, and a Groove as at c d, for the Tongue of the Plow to run
in; This Tongue is about half an Inch thick, and stands out square
from the upper and under-sides of the Block. About three Inches
within the ends of the Block is placed a Knot as at c c: These Knots
are small square pieces of Box-wood, the one above, and the other
below the Tongue.
The Female Block is such another Block as the Male Block, only,
instead of a Tongue running through the length of it a Groove is
made to receive the Tongue of the Male-Block, and the Knots in this
Block are made at the contrary ends, that when the Face of a Stick
of Letter is placed on the Tongue the Knot in the Male-Block stops
the Stick of Letter from sliding forwards, while the other Knot in the
Female-Block at the other end, by the knocking of a Mallet on the
end of the Block forces the Letter between the Blocks forwards, and
so the whole Stick of Letters between these two Knots are screwzed
together, and by the Wedge e f in Plate 21 (also with the force of a
Mallet) Wedges the two Blocks and the Stick of Letter in them also
tight, and close between the sides of the two Blocks; that afterwards
the Plow may more certainly do its Office upon the Foot of the Letter;
as shall be shewed hereafter.1

¶. 3. Of the Dressing-Hook.
The Dressing-Hook is described in Plate 21 at c. This is a long
square Rod of Iron, about two Foot long and a Great-Primmer
square: Its end a is about a two-Lin’d-English thick, and hath a small
Return piece of Iron made square to the under-side of the Rod, that
when the whole Dressing-Hook is laid along a Stick of Letter, this
Return piece or Hook may, when the Rod is drawn with the Ball of
the Thumb, by the Knot on the upper-side of it at c, draw all the
Letter in the Stick tight and close up together, that the Stick of Letter
may be Scraped, as shall be shewed.

¶. 4. Of the Dressing-Knife.

The Dressing-Knife is delineated at d in Plate 21. It is only a short


piece of a Knife broken off about two Inches from the Sholder: But its
Edge is Basil’d away from the back to the point pretty suddenly to
make it the stronger: The Sprig or Pin of the Handle is commonly let
into an Hole drilled into a piece of the Tip of an Harts-horn, as in the
Figure and is fastned in with Rosen, as other Knives are into their
Handles.

¶. 5. Of the Plow.

The Plow is delineated in Plate 21 at e: It is almost a common Plain


(which I have already described in Vol. 1. Numb. 4. Plate 4. and §. 2
to 9.) only with this distinction, that through the length of the Sole
runs such a Tongue, as does through the Male-Block to slide tight
and yet easily through the Groove made on the top of the Male-
block: Its Blade makes an Angle of 60 Degrees with the Sole of it.

§. 21. ¶. 1. Of Dressing of Letters.


The Letter-Dresser hath (as I told you before) his Letter Set up in
Composing-sticks, with their Nicks upwards, and those Sticks set
upon the Racks: Therefore he takes one Stick off the Racks, and
placing the Handle of the Composing-stick in his left hand, he takes
the contrary end of the Dressing-stick in his right-hand, and laying
the Back of the Dressing-stick even upon or rather a little hanging
over the Back of the Composing-stick, that the Feet of the Letter may
fall within the Bottom-Ledge of the Dressing-stick; He at the same
time fits the Side-Ledge of the Dressing-stick against the farther end
of the Line of Letters in the Composing-stick: And holding then both
Sticks together, his left hand at the Handle-end of the Composing-
stick, and his right-Hand within about two Handfuls of the Handle-
end of the Dressing-stick, He turns his Hands, Sticks and all,
outward from his left hand, till the Composing-stick lies flat upon the
Dressing-stick, and consequently the Letters in the Composing-stick
is turned and laid upon the Dressing-stick.
Then he goes as near the Light as he can with the Letters in his
Dressing-stick, and examins what Letters Come not well either in the
Face or Shanck: So that then holding the Dressing-stick in his left
hand, and tilting the Bottom-Ledge a little downward, that the Feet of
the Letter may rest against the Bottom-Ledge, and laying the Ball of
his Thumb upon any certain Number of Letters between his Body
and the Letter to be Cast out, He with the Foot of a Space or some
thin Letter, lifts up the Letter to be Cast out, and lets it fall upon the
Dressing-Bench: and thus he does to all the Letters in that Stick that
are to be Thrown out.
Then taking again the Dressing-Stick in his left hand at or near the
handle of it, he takes the Dressing-Hook at the Knot, between the
fore-Finger and Thumb of his right-Hand, and laying the Hook over
the edge of the Quadrat at the farther end of the Dressing-stick, near
the bottom-Ledge of it, he slips his right-Hand to the Handle of the
Dressing-stick, and his left hand towards the middle of the Dressing-
stick, so as the end of the Ball of his Thumb may draw by the farther
end of the Knot on the Dressing-Hook the whole Dressing-Hook, and
the Hook at the end of it the whole Stick of Letter close together
towards him; While at the same time he with his Fingers clutched
about the Stick and Letter, and the Thumb-ball of his hand presses
the under flat of the Hooking-stick close against the Letter and
Dressing-stick, that the Letter in the Stick may lie fast and
manageable.
Then he takes the Handle of the Dressing-Knife in his right-Hand,
and inclining the back of it towards his Body, that its Basil-edge may
Cut or Scrap the smoother, He Scrapes twice or thrice upon so much
of the whole Line of Letters as lies between the outer-side of the
Dressing-Hook and the Face of the Letter.
But if twice or thrice Scraping, have not taken all the Bur or
irregularities off so much of the Letter as he Scraped upon, he
Scrapes yet longer and oftner till the whole number of Letters in the
Dressing-stick from end to end seems but one intire piece of Mettal.
Thus is that side of the fore-part (viz. that part towards the Face) of
the Shanck of the Body finisht.
To Scrape the other end of that side of the Letter, viz. that towards
the Feet; He turns the Handle of the Stick from him, and removing
the Dressing-Hook towards the Face of the Letter which is already
Scraped, he places his Thumb against the Knot of the Dressing-
Hook, and presses it hard from him, that the Hook of the Dressing-
Hook being now towards him, may force the whole Stick of Letter
forwards against the Side-Ledge of the Dressing-stick; that so the
whole Line in the Stick may lie again the faster and more
manageable: Then he Scrapes with the Dressing-Knife as before, till
the end of the Shanck of the Letter towards the Feet be also Drest.
Then he lays by his Dressing-Hook, and keeping his Dressing-stick
of Letter still in his left hand, he takes a second Dressing-stick, with
its Handle in his right-Hand, and lays the Side-Ledge of it against the
hither-side of the Quadrat at the hither end of the Dressing-stick, and
the bottom-Ledge of the second Stick hanging a little over the Feet
of the Letter, that they may be comprehended within the bottom-
Ledge of the second Dressing-stick; and so removing his left hand
towards the middle of both Dressing-sticks, and clasping them close
together, he turns both Hands outwards towards the left, till the
Letter in the first Dressing-stick lie upon the second Dressing-stick,
and then the Face of the Letter will lie outwards toward the right-
Hand, and the Nicks upwards. Then he uses the Dressing-Hook and
Dressing-Knife to Scrape this side the Line of Letter, as he did
before to the other side of the Line of Letter: So shall both sides be
Scraped and Drest.
Having thus Scraped both the sides, He takes the Handle of the
Dressing-stick into his left hand, as before, and takes the Male-block
into his right-Hand, and placing the Tongue of the Block against the
Face of the Letter in the Dressing-stick, he also places the Knot of
the Block against the farther side of the Quadrat at the farther end of
the Stick, and so placing his right-Hand underneath the middle of the
Dressing-stick and Block, he turns his Hand outwards towards the
left, as before, and transfers the Letter in the Dressing-stick to the
Male-Block: Yet he so holds and manages the Block that the Shanck
of the Letter may rest at once upon the side of the Block the Knot is
placed in, and the Face of the Letter upon the Tongue.
When his Stick of Letters is thus transfer’d to the Male-Block, He
claps the middle of the Male-Block into his left hand, tilting the Feet
of the Letter a little upwards, that the Face may rest upon the
Tongue, and then takes about the middle of the Female-Block in his
right-Hand, and lays it so upon the Male-Block, that the Tongue of
the Male-Block may fall into the Tongue of the Female-Block, and
that the Knot at the hither end of the Female Block may stand
against the hither-side of the Quadrat at the hither end of the Line of
Letters: So that when the Knot of the Male-Block is lightly drawn
towards the Knot of the Female-Block, or the Knot of the Female-
Block lightly thrust towards the Knot of the Male-Block, both Knots
shall squeeze the Letter close between them.
Then he grasps both Blocks with the Letter between them in both his
Hands, and lays them in the Block-Groove, with the Feet of the
Letter upwards, and the hither-side of the hither Block against the
hither Cheek of the Block-Groove. And putting the Wedge into the
vacant space between the Blocks and the further Cheek of the
Block-Groove, he lightly with his right-Hand thrusts up the Wedge to
force the Blocks close together, and pinch the Letter close between
the Blocks.
Then with the Balls of the Fingers of both his Hands, he Patts gently
upon the Feet of the Letter, to press all their Faces down upon the
Tongue; which having done, he takes the Mallet in his right-Hand,
and with it knocks gently upon the head of the Wedge to pinch the
Letter yet closer to the insides of the Blocks. Then he Knocks lightly
and successively upon the Knot-ends of both the Blocks, to force the
Letters yet closer together. And then again knocks now pretty hard
upon the head of the Wedge, and also pretty hard upon the Knot-
ends of the Blocks, to Lock the Letter tight and close up.
Then he places the Tongue of the Plow in the upper Groove of the
Block; And having the Tooth of the Iron fitted in the Plow, so as to fall
just upon the middle of the Feet of the Letter, he grasps the Plow in
his right-Hand, placing his Wrist-Ball against the Britch of it, and
guiding the fore-end with his left hand, slides the Plow gently along
the whole length of the Blocks; so as the Tooth of the Iron bears
upon the Feet of the Letter: And if it be a small Letter he Plows upon,
the Tooth of the Iron will have cut a Groove deep enough through the
length of the whole Block of Letters:
But if the Body of the Letter be great, he reiterates his Traverses two
three or four times according to the Bigness of the Body of the
Letter, till he have made a Groove about a Space deep in the Feet of
the Shancks of the whole Blocks of Letter, and have cut off all the
irregularities of the Break.
Then with a small piece of Buff or some other soft Leather, he rubs a
little upon the Feet of the Letter to smoothen them.
Then he unlocks the Blocks of Letter, by knocking with the Mallet
upon the small end of the Wedge, and first takes the Wedge from
between the Blocks and Cheeks, and lays it upon the farther Cheek,
and afterwards takes the Blocks with Letter in it near both ends of
the Blocks between the Fingers and Thumbs of both his Hands, and
turns the hithermost Block upon the hithermost Cheek, and with his
Fingers and Thumbs again lifts off the upper Block, leaving the Letter
on the undermost Block with its Face against the Tongue.
Then taking the Block with Letter in it in his left hand, he places the
Knot-end from him, and takes the Handle of the Dressing-stick in his
right-Hand, and lays the Side-Ledge of it against the hither-side of
the Quadrat at the hither end, and the Bottom-ledge against the Feet
of the Letter, he grasps the Handle of the Dressing-stick Block and
all in his left hand, and lays his right-Hand Thumb along the under-
side of the Dressing-stick about the middle, and with the Fingers of
the same Hand grasps the Block, and turning his Hands, Block, and
Dressing-stick to the right, transfers the Letter in the Block upon the
Dressing-stick.
Then grasping the Dressing-stick by the Handle with his left hand, he
with his right-Hand takes the Dressing-Hook by the Knot, and lays
the inside of the Hook of it against the farther side of the Quadrat at
the farther end of the Stick, and drawing the Hook and Letter in the
Dressing-stick with his left Thumb by the Knot close up toward him,
he resting the Stick upon the Dressing-bench that he may Scrape
the harder upon the Beard with the Edge of the Dressing-Knife,
Scrapes off the Beard as near the Face as he dares for fear of
spoiling it, and about a Thick Space deep at least into the Shanck.
If the Bottom and Top are both to be Bearded, He transfers the Letter
into another Dressing-stick, as hath been shewed, and Beards it also
as before.

¶. 2. Some Rules and Circumstances to be observed in


Dressing of Letters.

1. The Letter-Dresser ought to be furnisht with three or four sorts of


Dressing-sticks, which differ nothing from one another save in the
Height of their Ledges. The Ledges of one pair no higher than a
Scaboard. This pair of Sticks may serve to Dress, Pearl, Nomparel,
and Brevier. Another pair whose Ledges may be a Nomparel high.
And this pair of Dressing-sticks will serve to Dress Brevier, Long-
Primmer, and Pica: Another pair whose Ledges may be a Long-
Primmer high: And these Dressing-sticks may serve to Dress Pica,
English, Great-Primmer, and Double-Pica. And if you will another
pair of DresDressing-sticks, whose Ledges may be an English High:
And these Dressing-sticks may serve to Dress all big Bodyed
Letters, even to the Greatest.
2. As he ought to be furnisht with several sorts of Dressing-sticks as
aforesaid: So ought he also to be furnisht with several Blocks, whose
Knots are to correspond with the Sizes of the Ledges of the
Dressing-sticks, for the Dressing of several Bodies as aforesaid.
3. He ought to be furnisht with three or four Dressing-Hooks, whose
Hooks ought to be of the several Depths aforesaid, to fit and suit with
the several Bodyed-Letters.
4. He must have two Dressing-Knives, one to lie before the Blocks to
Scrape and Beard the Letter in the Sticks, and the other behind the
Dressing-blocks to use when occasion serves to Scrape off a small
Bur, the Tooth of the Plow may have left upon the Feet of the Letter.
And though one Dressing-Knife may serve to both these uses: Yet
when Work-men are in a Train of Work they begrutch the very
turning the Body about, or stepping one step forward or backward;
accounting that it puts them out of their Train, and hinders their
riddance of Work.
5. For every Body of Letter he is to have a particular Plow, and the
Tooth of the Iron of each Plow is to be made exactly to a set bigness,
the measure of which bigness is to be taken from the size of the
Break that is to be Plowed away. For Example, If it be a Pearl Body
to be Plowed, the breadth of the Tooth ought not to be above a thin
Scaboard: Because the Break of that Body cannot be bigger, for
Reasons I have given before; But the Tooth must be full broad
enough, and rather broader than the Break, lest any of the
irregularity of the Break should be left upon the Foot of the Letter.
And so for every Body he fits the Tooth of the Iron, full broad enough
and a little broader than the size of the Break. This is one reason
why for every particular Body he ought to have a particular Plow.
Another reason is.
The Tooth of this Plow must be exactly set to a punctual distance
from the Tongue of the Plow: For if they should often shift Irons to
the several Stocks of the Plow, they would create themselves by
shifting more trouble than the price of a Stock would compensate.
A Fount of Letter being new Cast and Drest, the Boy Papers up each
sort in a Cartridge by it self, and puts about an hundred Pounds
weight, viz. a Porters Burthen into a Basket to be sent to the Master-
Printers.
The Steel-Punches being now Cut, the Molds made, the Matrices
Sunk, the Letters Cast, and Drest, the application of these Letters
falls now to the task of the Compositer; whose Trade shall be (God
willing) the Subject of the next Exercises.

FINIS.
Transcriber’s Notes.
1. Retained anachronistic and non-standard spellings as printed.
2. Silently corrected typographical errors.
3. Page 70. “§. 19.” changed to “¶. 19.”.
4. The paragraph symbol “¶” has been standardised as “¶.”.
5. The section symbol “§” has been standardised as “§.”.
*** END OF THE PROJECT GUTENBERG EBOOK MOXON'S
MECHANICK EXERCISES, VOLUME 1 (OF 2) ***

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