Phenols Flavor Effect

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A Discussion of Polyphenols in Beer Physical

and Flavour Stability


Patricia M. Aron* and Thomas H. Shellhammer

ABSTRACT rioration during aging. Most aged-beer flavours have been


attributed to oxidative mechanisms. As potential antioxi-
J. Inst. Brew. 116(4), 369–380, 2010
dants and natural metal chelators, beer polyphenols such
Generally referred to as polyphenols (PPs), beer flavonoids such as the flavan-3-ols and their condensed products, the
as the flavan-3-ols and their condensed products, the proantho- proanthocyanidins, may influence the oxidative mecha-
cyanidins, represent a class of readily oxidizable compounds
nisms responsible for aged beer flavours. However, very
capable of hindering or preventing the oxidation of other mole-
cules present in beer. Flavan-3-ol and proanthocyanidin capacity little is understood regarding the impact of their presence
to improve oxidative stability has been well established in other on aged beer flavour. This review presents information on
food systems, and thus these antioxidants have recently gained the occurrence of flavan-3-ols and proanthocyanidins in
significant consideration as potential beer flavour modifiers beer and the effect of their presence and removal on the
and/or stabilizers. The duality of their presence in beer is that species and mechanisms involved in beer physical and
PPs complex with proteins in the beer matrix to form temporary flavour stability.
and permanent hazes. Undesirable physical instability caused by
PP-protein interactions can be resolved via use of adsorptive
resins such as polyvinylpyrrolidine. While there is no doubt that BEER FLAVOUR STABILITY: SPECIES
polyphenol removal increases beer shelf stability in terms of AND MECHANISMS
haze formation, the impact of polyphenol removal on beer fla-
vour remains unresolved. This review discusses the sources, Beer flavour stability
content and impact of polyphenol presence and removal on beer
physical and flavour stability. Flavour changes that occur during beer maturation play
a critical role in the product quality and brand identity of
Key words: beer, flavan-3-ols, flavour, haze, polyphenols,
proanthocyanidins. beer. Successful brands that strive for maximum flavour
stability are generally well received and recognized for
such by consumers. While it is preferred that flavour im-
INTRODUCTION proves during the maturation process, formation of unde-
Maintaining beer quality through the various stages of sirable flavours inevitably occurs during beer storage.
maturation, distribution and shelf storage remains an ex- More problematic is that occurrence of aged-flavours var-
tensive challenge. While several attributes are used to ies from one beer style to another, with lager beer seem-
establish overall beer quality, two aspects in particular ing especially sensitive50,118,119. Of the many chemicals
have received considerable attention: colloidal and flavour involved in beer flavour modification, a few key groups
stability. The establishment of colloidal stability in beer have been identified: diketones, sulphur compounds, alde-
renders a beer ‘bright’, or haze free. A commonly used hydes and volatile fatty acids17,29,50,119. In general, beer
commercial stabilization treatment involves the addition aging results in decreased bitter taste, increased sweet
of polyvinylpyrrolidine (PVPP) to finished beer. PVPP taste and increased caramel, ribes (black currant), and
effectively removes polyphenols (haze precursors) and toffee-like aromas. Carbonyl compounds such as trans-2-
haze from beer. While stabilization treatments have re- nonenal (cardboard aroma) form during beer storage from
solved a majority of beer colloidal stability issues, the the oxidation of fatty acids and have been attributed to
issue of flavour stability remains a challenge, especially aged-beer flavour due to their very low flavour thresh-
for pale lager beers that are more sensitive to flavour dete- olds49,80. Other carbonyls have also been used as chemical
indicators of beer oxidative flavour development even
though they typically exist at concentrations below the
human detection threshold in beer. Compounds such as
Department of Food Science and Technology, Oregon State Univer- acetaldehyde, 2-furaldehyde (furfural), 5-hydroxymethyl-
sity, Corvallis, OR, USA.
* Corresponding author. Email: patricia.aron@oregonstate.edu
2-furaldehyde (5-hydroxymethyl furfural or 5 –HMF) and
Parts of this paper were presented at the 2nd International Sympo-
β-damascenone are considered useful chemical staling-
sium for Young Scientists and Technologists in Malting, Brewing indicators because their concentrations increase alongside
and Distilling, May 19–21, 2010 in Freising – Weihenstephan, Ger- increases in oxidative flavours during beer aging70,103,112.
many. To date more than 700 compounds have been reported in
various beer types66 with specific volatiles resulting from
Publication no. G-2011-0107-106 a multitude of aging reactions: the Maillard reaction, the
© 2010 The Institute of Brewing & Distilling formation of linear aldehydes and esters, ester degrada-

VOL. 116, NO. 4, 2010 369


tion, acetal formation, etherification, degradation of hop
bittering acids and presence of phenolic com-
pounds54,64,81,117. The occurrence of each reaction depends
on beer type, storage temperature, and dissolved oxygen
content51,58.
Oxygen in beer
Limiting dissolved oxygen levels in finished beers to
≤50 ug/L should prevent most undesirable effects on fla-
vour and haze stability50. The ingress of oxygen during all
stages of brewing and maturation should be limited to
ensure that beer maintains maximum flavour shelf life (up
to 52 weeks). Quality control criteria recommends 0.2
mg/L or less of dissolved oxygen for packaged beer10,66
and modern filling equipment is capable of achieving <0.1
mg/L total package oxygen. However, even under reduced
oxygen conditions, non-oxidative flavour modification
reactions such as esterifications, etherifications, Maillard
reactions and glycoside and ester hydrolysis may still oc-
cur in bottled beer9,117 due to production of OH● via the
Fenton reaction or during thermally or photochemically
induced homolysis of some weak bonds of organic beer
molecules61. Regardless, it is generally thought that aged-
Fig. 1. Reactions leading to the formation of reactive oxygen
beer flavour depends heavily on the oxidative degradation species (ROS).
of beer compounds by reactive oxygen species
(ROS)4,11,50,51,55,77.
in turn become protonated to form hydrogen peroxide
Reactive oxygen species and metal catalysts (H2O2)51. Furthermore, iron can catalyze the generation of
ROS can be either oxygen or nitrogen radicals, or even hydroxyl (OH●) and peroxyl radicals (OOH●) from H2O2
non-radicals with the potential to oxidize or convert to via the Haber-Weiss and Fenton reactions. Bamforth et
oxidizing radicals. Flavour deterioration and related oxi- al.10 provide a comprehensive review of oxygen and oxy-
dative changes in beer molecules do not correlate directly gen radical chemistry pertaining to malting and brewing.
with absolute molecular oxygen content11; molecular oxy- The involvement of other metals in radical generation has
gen (O2) itself does not react directly with compounds not been as thoroughly investigated, but d-block elements
such as SO2, sulphite ions or polyphenols. The non-radical such as manganese are capable of catalyzing reactions
molecular oxygen (3O2) in its ground state is slow to react that produce ROS and may act synergistically along with
with most organic compounds in their singlet ground iron and copper to catalyze oxidative staling reactions57,85.
states. This is due to the nature of oxygen’s outermost, Figure 1 details reactions leading to the formation of
bonding-available electrons, the electrons available to ROS.
form covalent bonds30–32. In oxygen these electrons exist
Occurrence and effect of transition metals in
in separate molecular orbitals, with spins aligned, in a
triplet state (3O2). According to Danilewicz31, oxygen in beer
its triplet state resembles a di-radical. Under normal con- Although a broad range of transition metals have been
ditions, molecular oxygen in its triplet ground state cannot reported in beer, iron (III) and copper (II) exist at higher
directly react with molecules that possess paired electrons concentrations in beer and have relatively lower reduction
with anti-parallel spins, molecules such as polyphenols potentials which makes them more prone to participate in
that exist in their singlet state. This would violate Pauli’s reduction reactions in beer51. Sources of transition metals
exclusion principle, and thus the reaction could only take in beer have been explored and their fate during the brew-
place if spin inversion were to occur, a process that would ing, fermentation, and clarification processes have been
require a large and unlikely energy input. The activation examined by several investigators. A concise summary of
energy required for oxygen to react with a lipid is also references pertaining to transition metal content in beer
relatively large, between 35 and 65 kcal/mol62. Reactions can be found in a recent article by Zufall and Tyrell123.
involving oxygen are thus thought to proceed in one-elec- Bamforth and Parsons11 suggest that traces of transition
tron steps via the formation of free radicals30, a process metals (Fe, Cu, Zn, Co and Mn) may cause detriment to
that can be catalyzed by transition metals59. In the pres- beer flavour stability, even when present in bound forms,
ence of a metal catalyst such as Fe2+ or Cu+, oxygen can and should be eliminated at all stages of the brewing
capture an electron to form superoxide anion (O2–). Upon process (<50 ppb for Cu specifically)10. This suggestion
protonation, superoxide forms the perhydroxyl radical has been re-iterated by Irwin et al.51, who attest that the
(OOH●). Generally most of the superoxide (pKa 4.8) rate of beer flavour deterioration is significantly accel-
originating in beer (pH ~4.5) exists in this protonated and erated by trace amounts (<100 ppb) of Cu(II). Specifi-
more reactive state66,119. Superoxide may also undergo cally, beers containing higher levels of copper II ions (40
reduction to form peroxide anion (O22–). Peroxide ion can to 95 ug/L) exhibit increased stale flavour intensity. This

370 JOURNAL OF THE INSTITUTE OF BREWING


effect is seen to a lesser extent with iron, however excess
endogenous iron can result in a metallic off-taste in
beer123. High manganese concentration has been linked to
the production of a sherry-like off aroma during beer ag-
ing. Zufall and Tyrell123 report that Fe, Cu, and Mn exist
in malt and wort in an approximate ratio of 6:1:2, respec-
tively. However iron and copper from the raw materials
side have relatively little influence on the flavour stability
of the final beer. Wort is typically higher in transition met-
als than beer. Wort boiling can reduce the metal content of
the finished beers; chelating, nitrogenous (proteins and
amino acids), and polyphenolic compounds originating
from raw materials (malt and hops) act to bind and effec-
tively remove a portion of the total metals52,84,85,123. During
fermentation, yeast absorbs and intracellularly distributes
transition metals to effectively diminish the metal content
of finished beer63. This is especially true regarding copper,
iron and zinc52,84,123. However, evidence exists to suggest
otherwise in regard to manganese. Cellular uptake of
manganese by yeast is lower, and thus significant losses
of manganese may not be seen during fermentation. Re-
cently Pohl and Sergiel95 investigated Cu speciation and
the rate of staling in beer. The authors defined three
groupings of Cu species, differing in hydrophobicity and
charge: hydrophobic, cationic and residual Cu. The major- Fig. 2. Concept of protein polyphenol interactions leading to
haze; originally proposed by Siebert and Lynn104. Reprinted with
ity (74–82%) of the Cu found in beer exists in the residual permission of the J. Am. Soc. Brew. Chem.
fraction. Hydrophobic species accounted for 10–14% of
the total copper found in beer, likely present in beer as
polyphenolic-bound species, and the cationic species or beer is considered ‘bright’ if no haze forms when chilled
free Cu contributed 12–13% of the total Cu. Results of to 4°C (40°F) or below17,66. However, because beer is in-
these findings corroborated data compiled by Svendsen trinsically colloidally-unstable, without proper treatment,
and Lund110, who found that ~72% of total Cu in beer chill haze (non-permanent) may develop that can lead to
exists in the non-cationic form. Characterization of transi- sedimentation and precipitation (permanent haze). Beer
tion metal speciation in beer could be of use to brewers; haze results from the interaction of beer constituents that
transition metals must be in their free or ionic forms in aggregate to form visible particles in solution that reflect
order to effectively catalyze radical reactions15,20. light65. Constituents known to play a role in haze forma-
Brewers should also keep in mind that, beyond playing tion include proteins, tannins (polyphenol), carbohydrates,
significant roles in beer off-flavour formation, trace met- oxygen and metal ions. Several metals have been found in
als have also been associated with beer colloidal instabil- haze: aluminium, barium, calcium, chromium, copper,
ity in the forms of haze and gushing14,42,48,65,84. iron, lead, magnesium, manganese, molybdenum, nickel,
phosphorus, silicon, silver, strontium, tin, vanadium and
BEER PHYSICAL STABILITY zinc14. Metals such as copper, iron and aluminium can
exist in the haze at several thousand fold higher concen-
Gushing trations than in the parent beer. Other metals such as lead,
A beer may exhibit gushing, explosive release of car- nickel, tin, vanadium and molybdenum are less concen-
bon dioxide gas, upon opening when the pressure is re- trated in the haze, with manganese, calcium and magne-
duced from approximately 2½ atmospheres to atmos- sium even less concentrated. Such a high presence of iron
pheric pressure. Several factors are known to cause this and copper in beer haze is not unexpected as these metals
physical phenomenon: presence of trace metals, oxida- are easily chelated by phenolic, amino and carboxyl
tion, and prolonged low temperature storage42. Transition groups. It is therefore also not surprising that haze con-
metals of the fourth or higher periods are known causative centrates metals such as iron and copper; protein-polyphe-
agents of gushing48. While copper may not be as active as nol complexes are the most frequent cause for haze pro-
iron or other metals tested, copper may accelerate oxida- duction50,83.
tive reactions that cause gushing. The addition of chelat- The haze active (HA) protein found in beer derives
ing agents such as EDTA can be used to prevent metal- from barley hordein. Because HA-proteins have on the
induced gushing. Beer itself possesses endogenous metal order of 20 mol% proline46 they display a high affinity for
chelators that may provide a natural resistance against polyphenols (PPs). Siebert et al.104 have described a model
gushing65,121. (Fig. 2) in which PPs crosslink HA-proteins, in a similar
fashion to when beer PPs react with parotid-derived
Beer haze proline-rich lingual proteins to elicit the organoleptic sen-
Consumers expect lager and filtered beer to be ‘bright’ sation of astringency17,104,107,109. In this model protein-PP
or haze free, a quality resulting from colloidal stability. A complexes form a large network when the number of HA-

VOL. 116, NO. 4, 2010 371


Fig. 5. Flavonoid phenolic and proanthocyanidin (condensed
tannin) structures.

(PVPP) was commercially introduced in 196178 to specifi-


cally target and remove beer PPs. While other approaches
may be used to target PPs, fining with PVPP is practiced
commonly due to its relative ease of use and low cost.
PVPP is a neutral polyamide that has an affinity for beer-
PPs because it is structurally similar to polyproline, a
Fig. 3. Mode of combination of proteins with polyphenols;
known HA-peptide (both possess a five-membered nitro-
originally proposed by Asano et al7. Reprinted with permission
of the J. Am. Soc. Brew. Chem. gen containing ring with hydrogen bonding sites) (Fig.
4)17,50,106. PVPP-PP binding involves hydrogen bonding
and hydrophobic stacking, roughly the same mechanism
as protein-PP binding7,109.
Beer polyphenols
Phenolic compounds represent a group of chemical
substances characterized by the presence of at least one
phenol unit. Classified by the type and number of pheno-
lic subcomponents present, PPs are generally divided into
categories: the hydrolysable tannins and the flavonoid
elagitannins or phenylpropanoids: flavones, flavonols,
Fig. 4. Similarity of polyproline and polyvinylpyrrolidine
flavanonals, flavanones, flavan-3-ols and condensed fla-
(PVPP); both possess a five-membered nitrogen containing ring
capable of hydrogen bonding. van-3-ols (proanthocyanidins) (Fig. 5)72,100.
PP concentrations reportedly range from 50 to 150
mg/L in lager beers21. Depending on beer type, up to 80%
PP binding sites equal the number of available HA-protein of beer PPs are said to derive from malt, with the remain-
binding sites in the beer matrix. The nature of haze forma- der originating from hops22,47. Several classes of phenolic
tion in this manner likely involves hydrogen bonding and compounds have been found in beer, including simple
hydrophobic stacking of proline and PP rings associated phenols, benzoic acid derivatives, cinnamic acids, cou-
with п-bonding (Fig. 3)7. Formation of protein-PP haze marins36,39,45,89,97, chalcones, flavanones, flavones, flavan-
depends on beer pH, alcohol content, ionic strength, as 3-ols, proanthocyanidins22,24,45, alpha acids, iso-alpha ac-
well as phenolic composition7,107–109. ids and other miscellaneous compounds44,45. The final PP
content of beer depends largely on brewing practice and
Beer stabilization raw materials. The flavan-3-ol monomers (Fig. 6) and
Protein-PP complex formation has received extensive proanthocyanidin oligomers receive measurable attention
attention and thus precursors to this complex have become based on their roles in flavour, foam, colour, and colloidal
the target for beer haze treatments. Several methods have beer quality parameters37. To date at least 8 flavan-3-ol
been employed for beer colloidal stabilization including: monomers (including glycosides and gallates), 7 dimers
prolonged cold storage, cold filtration, fining with gelatin, (5 B-type, 2 A-type) (Fig. 7) and 3 trimers (C-type, 1 pro-
isinglass, or tannic acid, addition of proteolytic enzymes cyanidin, 2 prodelphinidin) have been reported in
and treatments with adsorbents50,106. One of the more beer23,24,67. Another class of flavonoids, the flavonols also
commonly used adsorbent resins, polyvinylpyrrolidine receive measurable attention due to their roles in metal

372 JOURNAL OF THE INSTITUTE OF BREWING


Fig. 7. A-type and B-type proanthocyanidin dimers.

Fig. 6. Flavan-3-ol monomers found in malt, hops and beer.

chelation and potential to promote ROS formation. The


following flavonols have been determined in beer:
kaempferol, kaempferol-rhamnoside116, quercetin74, quer-
citrin, isoquercitrin86, and rutin23,45. Callemien and Collin23
recently reviewed the structures and properties of all phe-
nolic compounds found in malt, hops and beer.
Haze-active beer polyphenols Fig. 8. Flavanol 3’-4’ ortho-hydroxy chelation of metals.

Although roughly 80 known phenolic compounds have


been determined in beer24,45, not all are involved in colloi- for their potential to improve beer flavour stabil-
dal instability. HA-PPs must be able to effectively ity37,39,64,81,83,122. Flavan-3-ols behave as antioxidants via
crosslink HA-proline-rich proteins into a stable network several mechanisms: scavenging of free radicals, chelation
to result in precipitation. Flavanoids are known constitu- of transition metals (Fig. 8), and mediation and inhibition
ents of permanent beer haze. The flavan-3-ol monomers (- of enzymes27. The electron configuration of flavan-3-ols
)-epicatechin and (+)-catechin and (+)-gallocatechin bind, allows for easy release of electrons to free radical species
but do not crosslink HA proteins. However, proanthocya- (R●). Release of an electron transfers the radical character
nidin oligomers possess two or more binding sites within to the flavan-3-ol (F●), a radical that is generally more
the same molecule, allowing them to crosslink HA pro- stable and less harmful than the initial radical species. The
teins104. Haze formation varies with proanthocyanidin oxidation of flavan-3-ols predominantly produces semi-
molecular weight, subunit composition, interflavanoid quinone radicals (Fig. 9). Semiquinone radicals couple
bond orientation, number and placement of the hydroxyls through nucleophilic addition to produce oligomers that
on the heterocyclic C and aromatic B rings8,75,77,87. Specifi- retain the number of reactive catechol/pyrogallol struc-
cally, tri-hydroxy flavanoids bind more readily than di- tures, in effect preserving their scavenging ability16. Rela-
hydroxy flavanoids, vicinal or ortho oriented hydroxyls tive ease of flavanol oxidation and free radical scavenging
bind better than meta-oriented hydroxyls, and (-)-epicate- activity correlates to structure and stereochemistry:
chin oligomers bind slightly better than (+)-catechin oli- (-)-epicatechin is more easily oxidized than (+)-catechin;
gomers. Because trimer, tetramer and higher proanthocya- C-4 → C-8 dimers oxidize more readily than C-4 → C-6
nidin oligomers less readily survive the brewing process, dimers33; antioxidant activity increases from monomer to
the proanthocyanidin dimers are thought to play the most trimer then decreases from trimer to tetramer94,101. Pres-
significant role in beer haze107. However, oxidized fla- ence of galloyl groups, number and position of hydroxyl
vanols instigate chill haze and once condensed (polymer- groups enhance activity, whereas methoxylations and gly-
ized) into proanthocyanidins participate in the formation cosylations inhibit activity88,90.
of permanent haze93.
Polyphenols as metal chelators
Polyphenols as antioxidants Flavan-3-ols and proanthocyanidins may act as indirect
Despite having a negative association with beer haze anti-oxidants by binding and effectively reducing concen-
formation, flavan-3-ol and proanthocyanidin capacity to trations of divalent transition metals from solution13,53. Pro-
improve food oxidative stability has been well estab- cyanidins (3’, 4’-dihydroxyflavans) such as (+)-catechin
lished6, and thus these antioxidants have been considered strongly complex iron and copper cations (stability con-

VOL. 116, NO. 4, 2010 373


Fig. 9. The oxidation of flavan-3-ols predominantly produces semiquinone radicals.

stants from 9 to 9.35 (log K)) in preferred stoichiometric ing H2O2 derived hydroxyl radicals via a Fenton type
binding ratios of Fe2+/procyanidin (2:1) and Cu2+/pro- reaction. Proanthocyanidins may also reduce Cu2+ to Cu+1,
cyanidin (4:1)38. Flavan-3-ols/proanthocyanidin potential with Cu+1 capable of auto-oxidation to form more ROS.
to chelate metals depends on hydroxylation pattern and Although galloylated flavanoids have rarely been reported
degree of polymerization; ortho-dihydroxy configurations in beer (5-20 mg/L)86, and gallic acid is usually present
on the b-ring and higher degree of polymerization lead to only at ug/L concentrations45, the 3’4’5’ trihydroxyflavans
increased metal-flavanoid complex formation and sta- (prodelphinidins) are believed to have similar chemical
bility121. Formation constants for catechin-copper chelate functionality to gallic acid51. Specifically, prodelphinidins
complexes have been assessed spectrophotometrically: can function as coupled reducing agents (prooxidants).
(+)-catechin(KCu/CuL = 14.45). Mira et al.82 investigated the Moreover, reported prodelphinidin concentrations in beer
flavonoid chelation capacity of Cu(II) and Fe (III) using (mg/L)45 should be sufficient to drive oxidative reactions,
UV spectroscopy and electrospray ionization mass spec- including the oxidation of primary alcohols to aldehydes51.
trometry. Flavones (flavonols and flavanonols) and the Prodelphinidins22,44 reported in beer to date include the
flavanol catechin readily chelate metal ions. Specifically, following: (-)-gallocatechin, (-)-epigallocatechin, (-)-gal-
flavones chelate Cu(II) (pH 7.4 and 5.5) between the 5- loatechin-(+)-catechin dimer, and ent-(-)-epigallocatechin-
hydroxyl and 4-oxo group. At increased pH, flavonols (+)-catechin dimer44,68. Although not contributors to haze,
such as myricetin and quercetin and the flavan-3-ol (+)- another species of flavonoids, the flavonols also display
catechin chelate Cu(II) at the ortho-catechol group of the pro-oxidant activity due to their propensity to form
B-ring. It is important to note that at beer pH, (+)-catechin quinones that are highly prone to redox-cycle16. Flavonols
would not effectively chelate copper, but flavonols on the can reduce Fe(III) to Fe(II) and Cu(II) to Cu(I), metals
other hand, which can be sourced from hops, effectively that are responsible for promoting oxidation via Fenton
chelate copper at beer pH. The flavonols myricetin and and Haber-Weiss reactions. Flavonol ability to reduce
quercetin also bind Fe (III) between the 5-hydroxyl and Fe(III) is likely due to the 2,3 double bond on the C-ring
the 4-oxo groups (tested at pH 5.5). The authors remark that increases molecular planarity and provides increased
that at pH 5.5 the flavones studied chelate Fe (II), sug- rigidity82. When the A and C rings are aligned with more
gesting that flavonoids chelate iron more effectively when planarity, the 3-hydroxyl/4-oxo groups and 5-hydroxyl/4-
iron is in its bivalent form and thus at beer pH, and flavo- oxo groups align more closely. Flavonols myricetin and
nols (myricetin and quericetin) would reduce Fe(III) to quercetin readily reduce Fe(III). Flavonoid-copper reduc-
Fe(II) before association. However, other flavonoids such tion activity seems to depend more on number of hy-
as kaempherol, luteolin and (+)-catechin more readily droxyl groups present, and not as much on the presence of
complex Fe(III). This is important because, as stated pre- a 2,3 double bond on the C-ring.
viously, in order for transition metals to be effective Cu2+ reduction study shows that a large number of cop-
catalysts in radical reactions, they must be present in their per ions are reduced per flavonoid. In fact, all flavonoids
free or ionic forms. studied by Mira et al.82 showed an increased reducing
capacity for copper ions rather than for iron ions, most
Polyphenols as pro-oxidants likely due to the standard redox potentials of the metals:
Regardless of reports that indicate an overall protective Cu2+/Cu+ (+0.15V) and Fe3+/Fe2+ couple (+0.77 V).
role for beer PPs, flavan-3-ols, proanthocyanidins and However, even the flavonols may behave antioxida-
flavonols may potentially promote ROS formation and tively via their capacity to chelate iron and copper; che-
behave in a pro-oxidant manner. Redox cycling of pheno- lated transition metals are potentially less active in the
lics can be catalyzed by cations such as iron and copper to promotion of free-radical related reactions.
result in ROS that are capable of altering lipids, proteins,
enzymes, and other biological molecules43,98. Of the major Polyphenols and beer flavour
flavan-3-ols and their condensation products, those that PPs undeniably behave as antioxidants (procyanidins
contain a gallic acid moiety show greatest pro-oxidant and their condensed products) in food systems and hence
potential. Gallic acid moieties can antioxidatively bind improve food and beverage functionality in terms of
with Fe3+ to form ROS scavenging complexes, however foamability, oxidative stability and heat stability6. How-
when Fe3+ concentration is more than twice the gallic acid ever, epimerization, degradation and de-polymerization of
concentration, the complex becomes pro-oxidant by form- flavanol oligomers and polymers have been known to oc-

374 JOURNAL OF THE INSTITUTE OF BREWING


cur during food and beverage processing and stor- PPs reportedly provide up to 60% of the endogenous re-
age18,96,99. The fate of PPs during brewing, processing and ducing capacity77 to wort and beer58. Moreover, PP ability
aging must also therefore be regarded. PP losses due to to scavenge free radicals11,56, interact with aldehydes34 and
trub formation, adherence to yeast cells during fermenta- chelate pro-oxidant transition metals can provide protec-
tion and removal by filtration/fining media are inherent, tion against formation and degradation of important beer
but what fate is bestowed upon PPs during aging? Unfor- flavour components: the formation of stale carbonyls,
tunately, the fate of PPs on packaged beer remains unre- protect degradation of UV-active compounds, guard iso-
solved23. During beer aging PPs are gradually degraded by humolunes from decomposition and shield sulphites from
oxidative mechanisms118 into other species whose chemi- oxidation64,91,120.
cal reactivity remains largely unknown. Flavanol mono- Although the aim of PVPP use is to eliminate the PPs
mer and dimer concentrations ((+)-catechin, (-)-epicate- involved in haze formation, the reality is that several PP
chin, prodelphinidins and procyanidin dimers) reportedly classes are affected: simple phenolic acids, flavonol gly-
decrease21,77,86,118, with dimeric flavanoids receding more cosides, procyanidins, prodelphinidins, proanthocyanidins
rapidly than their monomeric counterparts. However, after and complexes of PPs and proteins104,105,106. Model experi-
several weeks of storage, relative levels of PPs may once ments indicate that PVPP may preferentially adsorb the
again increase76. This could partially be explained by oc- potentially prooxidant prodelphinidins, while maintaining
currence of PP polymerization and chemical alterations the antioxidant pool of procyanidins, yet this phenomenon
due to uptake of oxygen34,91. has not been sufficiently substantiated in beer.
McMurrough et al.77 reported that the treatment of beer
Polyphenol contribution to bitterness and with PVPP at 100 g/hL effectively decreases beer reduc-
astringency ing capacity by 9-38% as measured by DPPH● analysis.
PPs of the flavonoid family provide beer with astrin- Despite this, the authors could not determine any marked
gency35,60,102, perceived organoleptically as a drying or differences in flavour stability of forced aged-lager beer
following PVPP treatment. Moreover the addition of ex-
puckering sensation on the tongue. PPs of both low and
high molecular mass may elicit an astringent response12. ogenous PPs to PVPP treated beer (prodelphinidin B3,
Flavan-3-ol monomers such as (+)-catechin and (-)-epi- procyanidin B3 and (+)-catechin), resulted in rapid fla-
vanol oxidation as well as increased chill haze. However,
catechin can also impart bitterness to beer60,73,102. Dadic
and Belleau28 added purified PPs and oxidized counter- the PP additions did not significantly affect development
parts to both water and beer. Sensory analysis confirmed of staling indicators77,78. Mikyska et al.81 investigated the
effect of a modified content of malt and hops in the brew-
that addition of PPs to beer added a harsh bitterness and
increased astringency. McLaughlin, Lederer and house in conjunction with the effect of PVPP treatment of
Shellhammer73 substantiated these findings. The authors beer on beer haze and flavour stability. While the addition
of malt and hop PPs in the course of wort boiling im-
added varying levels (0,100, 200 mg/L) of PPs extracted
from a Galena spent-hop (material remaining post-critical proved reducing activity and carbonyl content in fresh and
CO2 extraction), along with iso-alpha acids to a commer- stored beers, both types of PPs influenced ‘harsh taste’.
PVPP treatment did not negatively affect stale flavour for-
cial lager beer. The beer samples with iso-alpha acids and
100 or 200 mg/L of spent hop-derived PPs were assessed mation, but did have a positive effect on the flavour sta-
as being more bitter by sensory panellists. The samples bility of heat-aged beers. Decreased staling of force-aged
beers correlated well with PP content in the brewhouse;
that included known monomers of (+)-catechin, (-)-epi-
catechin, (-)-epigallocatechin and (-)-epicatechin gallate, both hop and malt PPs slowed down flavour depreciation
also had a longer bitterness duration and gave higher in- during a nine month storage period, with the primary
effect seen during the first four months. Recently,
tensities for ‘harsh’, ‘medicinal’ and ‘metallic’. Surpris-
ingly, the spent-hop polyphenolic extract itself was char- Bushnell et al.19 reported that partial removal of PPs by
acterized by intense fig and fruit-like aromas and when PVPP did not significantly affect flavour stability of the
beers studied by a sensory panel. However, in contrast to
dosed into the base beer, provided remarkable hoppy
aroma and flavour. Goldstein et al.46 report that these ob- the 9 months of the Mikyska et al.81 study, beers in this
servations could be related to glycoside flavour precursors study were only force-aged for 30 days (30°C) and ex-
posed to one PVPP stabilization regime (0.18 g/L)19. Ac-
found in the spent hop material. According to the authors,
water soluble glycosidic hop flavour precursors may un- cording to O’Reilly92, effective PVPP dosing rates differ
dergo chemical or enzymatic hydrolysis to create a variety by beer type. If flavanoid dimers and oligomers are the
target, lower doses (15-20 g/hL for single use) of PVPP
of flavour-active compounds that ultimately impact the
overall hop aroma and flavour of the beer. may be applied, whereas extremely high doses on the or-
der of 100 g/L are needed to remove excessive quantities
Polyphenol removal, addition and beer of monomers79. This was corroborated by Mitchell et al.83
Attempts have been made to identify which PPs are
flavour
specifically absorbed by PVPP45. Gerhäuser et al.44 used
While the benefits of PPs removal by PVPP on in- ultrafiltration to isolate adsorbed PVPP components. Ini-
creased shelf stability have been well established, ques- tial results were not very encouraging as the PVPP residue
tions arise about the potential for PVPP treatment to im- consisted largely of degradation and rearrangement prod-
pact beer organoleptic quality and flavour stability9,19,51,81. ucts of beer PPs, including five structural classes of com-
Malt and hop derived PPs of the flavonoid family are con- pounds, 28 compounds in total that displayed little anti-
sidered the main natural antioxidants in wort and beer. oxidative potential in biological assays.

VOL. 116, NO. 4, 2010 375


As another approach for PP removal, Andersen and hops (derived from processing of type-45 pellets) at the
Skibsted5 added hexamethylenetetramine (HMT) during beginning and at the end of boil. Colour and foam were
mashing to reduce endogenous PP content of wort. HMT not influenced, but the beer brewed with hop PPs did af-
addition reduced the concentration of (+)-catechin, pro- fect physical stability, especially when boiled for 90 min.
delphinidin B-3, and procyanidin B-3 in wort and beer. The beers containing spent hops could be described as
The oxidative stability of the wort and beer was then pleasant, hoppy, and slightly fruity in aroma and taste.
tested via Electron Spin Resonance (ESR). No differences Beers that were dosed at 600 g/hL at 90 min did possess a
were seen in the treated vs. untreated wort by ESR. Like- marked bitterness, however no harsh bitterness occurred
wise, other ESR lag phase studies indicate that PPs (cate- with shorter boiling times. The majority of tasters judged
chin, phenolic acids, and dimeric proanthocyanidins) may PP rich beers positively, even after 4 weeks of storage at
not significantly affect the formation of free radicals in 27°C. Beer without the hop PP addition was deemed un-
beer during storage or in wort during brewing2,4. More- drinkable and aged after 4 weeks of storage at 27°C.
over, beers produced with and without HMT treatment
gave similar flavour acceptance scores by sensory panel- Hop polyphenols, beer flavour and patents
lists. The authors conclude that PPs have little to no effect To date at least five patents have been filed and pub-
on the oxidative stability of beer, results that corroborate lished regarding the use of hop PPs in fermented bever-
those of previous studies2,3. The authors attest that this is ages. U.S. Patent 578325, entitled ‘Method of preparing a
because PPs are present only in very low concentrations full hop flavoured beverage of low bitterness’ by inventors
in beer, thus reducing their potential to act anti-oxida- Ting et al.115 was granted in 1998. This patent entails a
tively. However, if the PPs are sufficiently present during method of preparing light stable, hop flavoured, fer-
earlier stages of brewing, they may provide more of a mented beverages that possess less bitterness, yet have
protective effect against oxidation. Andersen and comparable hop flavour to a fermented beverage that is
Skibsted5 also hopped beer with and without hop PPs to prepared with whole hops. The high PP hop flavouring
conclude that added PPs have no effect on the oxidative residue originates from a solid spent-hop material resul-
stability of the beer, work that supports that of Takaoka et tant from super-critical CO2 extraction of whole hops. The
al.111 Work by Foster and researchers at Oregon State Uni- patent is assigned to Miller Brewing Company. A second
versity contradict this41. patent held by Ting et al.114, U.S. Patent 0161491 A1, pub-
Foster et al.41 investigated the potential of a spent-hop lished in 2004, entails the methods and compositions for
derived PP extract (prepared at Oregon State University) reduction of staling of fermented malt beverages, bever-
to improve the oxidative stability of light and dark beer ages, foodstuffs and cosmetics. Hop solids, rich in PPs
and fruit juices. Addition of the PPs to beer demonstrated were derived via a number of extraction methods from
enhanced antioxidative potential as measured by ESR. spent hop material and are intended to improve the flavour
Recent work conducted at Oregon State University (un- stability of malt beverages. U.S. Patent 7258887 B2, also
published) supports this. A PP-rich extract, isolated from held by Ting et al.113 and assigned to Miller Brewing
spent Galena hop material was dosed into a commercial Company, was published in August 2007. The patent re-
lager (100 ppm). Chemical analysis confirmed an anti- lates to the treatment of beer with PP rich hop solids
staling effect of dosed spent hop material as measured via (from liquid CO2 extraction) that provide light stable malt
several antioxidant capacity assays (FRAP, DPPH, and beverages with hop flavour and mouthfeel that is ‘indis-
ESR). Sensorially, beers treated with PPs were statisti- tinguishable’ from whole hops. Application for a U.S.
cally different from control beers due to the presence of Patent (0254063 A1) was made by Aerts et al.1 of
increased tropical and fruity aromas, however a signifi- Chemisch en Biochemisch Onderzoekscentrum (Ghent,
cant temperature effect of reduced staling (cardboard Belgium) in 2007, entitled ‘Use of hop PPs in beer.’ The
aroma) was seen in the PP dosed beer after 6 weeks at patent application relates to a method of brewing with PP
high temperature storage. In a separate experiment, beer rich extracts prepared from hops that are said to contribute
was brewed with varying kettle hop treatments, with and mouthfeel, reducing power and stability to the beer. In
without hop PPs. Analysis of the beer by FRAP indicated 2007, inventors Collin and Jerkovic26 applied for a patent
that using pellets and spent hop material improved the with the World Intellectual Property Organization (#WO
antioxidant capacity of fresh finished lager beer, and that 068344 A2). The patent application outlines the use of
this capacity persisted through aging at high temperature spent hop material, rich in stilbenes and flavanoids, as an
for up to eight weeks. After eight weeks storage, signifi- antioxidant for addition to comestibles such as beer.
cant increases in overall and cardboard aromas were seen
in lager beers aged at 30°C (p < 0.01), with pellet hop CONCLUSIONS
treatment scoring lower in cardboard aroma than the con-
trol and other hop treatments. Flavour instability resulting from beer storage remains
Forster40 has conducted several brewing trials that cor- one of the most important quality problems in the brewing
roborate these effects observed with pellets and spent industry. Although research has focused on aged beer fla-
hops on beer flavour stability. Forster brewed beer with vour stability via a multitude of analytical methods, it
pellets (PP rich) and CO2 extract (PP free). Results indi- remains very difficult to comprehensively and accurately
cate that pellet hopped beers had a more pleasant aroma evaluate the aging flavour of beer; no single compound or
than beers hopped with CO2 extract and that pellet hopped measurement exists to adequately address the multifac-
beers aged slightly better than extract hopped beers. In a eted course of aging. Moreover, pale lager beers are espe-
second experiment Forster brewed with PP rich spent cially sensitive to flavour degeneration9,70,71,117,119.

376 JOURNAL OF THE INSTITUTE OF BREWING


Beer aging is caused primarily by oxidative reactions 14. Bengough, W. I. and Harris, G., General composition of non-
that transform into products associated with compromised biological hazes of beer and some factors in their formation.
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15. Benitez, P., Castro, R. and Barroso, C. G., Removal of iron,
oxidized compounds. As beer constituents they are di- copper and manganese from white wines through ion ex-
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have been attributed to beer PPs; some report antioxida- 458(1), 197-202.
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report pro-oxidative roles2,4,25,51. PPs likely undergo netic resonance studies of radical species of proanthocyanidins
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347-355.
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