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Approaches To The Development of Character Proceedings of A Workshop 1st Edition and Medicine Engineering National Academies of Sciences
Approaches To The Development of Character Proceedings of A Workshop 1st Edition and Medicine Engineering National Academies of Sciences
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APPROACHES TO THE
Development of Character
Proceedings of a Workshop
This activity was supported by Grant No. 7717 from the S.D. Bechtel,
Jr. Foundation. Any opinions, findings, conclusions, or
recommendations expressed in this publication do not necessarily
reflect the views of any organization or agency that provided support
for the project.
Additional copies of this publication are available for sale from the
National Academies Press, 500 Fifth Street, NW, Keck 360,
Washington, DC 20001; (800) 624-6242 or (202) 334-3313; http://w
ww.nap.edu/.
1 Introduction
7 Workshop Themes
Participant Perspectives on Key Questions
Closing Thoughts
References
Appendixes
A Workshop Agenda
B Participant List
C Biographical Sketches of Committee Members and
Presenters
D Worksheet for Breakout Sessions
1
Introduction
BOX 1-1
Committee Statement of Task
The committee will plan a two-day workshop to review the
literature on character education, help define character
education, identify promising practices from the research on
character education, and explore the challenges of and
opportunities for measuring character and the efficacy of
character education programs. The workshop will emphasize
character education programs outside the regular school day,
and will include a focus on enhancing adults’ capacity to
develop young people’s character.
BOX 1-2
__________________
1 Because the workshop focused on out-of-school programs, the emphasis fell
more on older children and adolescents than very young children.
2 The workshop agenda, a list of participants, and brief biographical sketches for
the committee members and presenters can be found in Appendixes A, B, and C.
The commissioned papers and an archived video of all sessions can be found at
the project website, http://sites.nationalacademies.org/DBASSE/BOTA/DBASSE_17
1735 [September 2016].
2
Although there are many definitions of character, adults can best help
young people develop it if they have a clear idea of what it is and what it
is not, moderator Richard Lerner commented in introducing a discussion
of the nature of character. While “character” is a word with wide
application in everyday language, he emphasized, efforts to develop it in
young people are focused on something that is “not a trait but a
developmental phenomenon.” A person’s character is “not fixed by genes,”
he added, but is one outcome of his or her context and experiences. The
session began with a synthesis of scholarship on moral reasoning and
character presented by Larry Nucci of the University of California,
Berkeley, who also proposed a model for understanding the nature of
character. Follow-up discussion was anchored by reflections from Robert
McGrath of Fairleigh Dickinson University, Kristina Schmid Callina of Tufts
University, and Carola Suárez-Orozco of the University of California, Los
Angeles.
CHARACTER AS A MULTIFACETED
DEVELOPMENTAL SYSTEM
Even skeptics of the idea of character have a sense of what Martin
Luther King, Jr., meant when he spoke of looking forward to the day when
his “children would not be judged by the color of their skin but by the
content of their character,”1 Nucci observed. Though King identified
character as the central consideration in evaluating an individual, Nucci
added, social scientists and educators do not have a shared definition of
it, and indeed some have questioned whether the idea of character has
value as a subject of research. Nucci provided a review of past critiques
and analysis of the idea of character and proposed his own framework for
thinking about character, which synthesizes elements from this diverse
literature. In his view, character is best understood as a multifaceted
developmental system rather than a set of traits a person might have. He
suggested an approach for both studying and assessing character that
draws on multiple analytical methods.
Some researchers who study moral education have moved away from
the term “character,” Nucci explained, and use the terms “moral self” or
“moral identity” instead. These terms refer not to a set of traits, he
explained, but a system that is a component of an individual’s overall
sense of self. This overall sense of self includes the individual’s sense of
agency, unique personal identity, gender and ethnic identity, and sense of
him or herself as a productive member of family and society. The
character system that operates within that larger system, he explained,
consists of the interactions among elements of the self, such as self-
regulation or executive control.
Many scholars of moral education have studied well-known individuals
who seem to exemplify moral behavior, on the theory that morality is
more central to their sense of self than it is for others. It turns out,
however, that a close examination of such individuals’ lives shows that
these individuals are not very different from other people, Nucci
explained. The behavior of Thomas Jefferson, who, despite being the
author of the Declaration of Independence, fathered several children with
his slave Sally Hemings and never granted her freedom, illustrates this
point. With the exception of the 1 to 3 percent of the population who are
psychopaths, Nucci said, “all people care about morality, and also care
about how they view themselves as moral people.” Differences in how
central morality is to an individual’s self-identity have not been found to
be helpful in explaining differences in behavior, he added.
The idea that people behave morally because it is important to them to
be able to “view themselves as moral beings,” Nucci explained, “reduces
morality to self-interest” and does not account for people’s judgment
about what is a moral choice in a given situation. Other factors play an
important part in people’s judgments, he explained, such as their readings
of social situations and their capacity to regulate their emotions and social
behavior. Indeed, he added, individuals who view their morality as central
to their self-identity may veer into moral zealotry.
Character as a Dynamic System
The most useful focus for character development, in Nucci’s view, is
moral agency, the capacity to base one’s actions on goals and beliefs
about morality. The development of moral agency begins in childhood, he
explained, as children make sense of the consequences of their own and
others’ actions, and can be disrupted by trauma or violence. Moral agency
is not a fixed attribute, Nucci explained, but an element in a complex
system of the self that continuously interacts with the other elements, as
illustrated in Figure 2-1. Thus character, he noted, is “not a finished
product—it is continuously evolving.”
More specifically, Nucci went on, character consists in interactions
between an individual and the context: each influences the other.
Individuals do not have virtues that exist independent of their choices and
actions within particular contexts, and they demonstrate character by
behaving coherently across varied situations, rather than consistently
displaying a particular trait or set of traits.
moral cognition,
emotional development or moral mental health,
performance, and
moral (critical) social engagement.
FIGURE 2-1 The self system.
SOURCE: Nucci (2016).
BOX 2-1
Child’s Reasoning about a Moral Issue
Did you see what happened? Yes. They were playing and John hit
him too hard.
What if there were no rule about hitting hard, would it be all right to
do then? No.
BOX 2-2
Child’s Reasoning about a Conventional Issue
Did you see what just happened? Yes. They were noisy.
When asked for their reasons, the children were most likely to cite
“God’s law,” Nucci explained, as the reason it would be wrong to change
rules about moral issues, but they also cited other reasons, such as the
welfare of others and fairness. The children were also asked to consider
whether their answers would be different if God had not given a rule for
either the moral or nonmoral issues. Virtually none of the children
responded that the nonmoral rules should be changed, but significant
proportions still argued that it would be wrong to change moral rules,
such as those against stealing or hitting, even if God had not said
anything about these actions. In those cases, the children’s judgments
were focused on the impacts of the actions on other people.
Judgments about right and wrong, Nucci concluded, reflect an
individual’s capacity to negotiate three domains: the moral, the
conventional, and the personal. Each domain puts varying demands on an
individual over time, just as an individual’s priorities shift over time. An
individual’s priorities are also affected by the facts and information he or
she has and the assumptions he or she makes about that information. For
example, a person who assumes a human egg is a person may
accordingly view abortion as an immoral act of murder, while a person
who does not view the egg as a person will disagree. Science, religious
belief, and cultural traditions all contribute to such assumptions, Nucci
added, and thus critical thinking also plays a part in morality.
Individuals develop in each of the attributes that contribute to moral
judgment, Nucci went on, but there are no defined stages of development
in people’s capacity to coordinate competing considerations in complex
social situations. Nor is there an end point, he added—a stage at which
people have the wisdom to apply moral principles in all contexts,
regardless of competing nonmoral considerations. In other words, Nucci
noted, “moral judgments are inexorably bound up in context, and this
makes the assessment of moral growth and the identification of character
more challenging.”
Component 3: Performance
Character entails not only the capacity to recognize the right thing to do
but also “the propensity to act on that judgment,” Nucci explained. Doing
the right thing often comes at a cost, he went on, and in some cases the
cost may be so high that it is completely rational to “prioritize self-interest
over the morally right thing to do.” Nucci cited as an example cases in
which child soldiers are ordered to take immoral actions and face dire
consequences for refusing to obey. Acting on moral judgments is not
simply a matter of willpower or motivation, Nucci argued. Behaving in a
moral fashion even when doing so competes with other goals requires a
capacity for self-regulation and executive function (the processes that
allow people to control their own behavior). Recent work on grit, defined
as the capacity to both feel passion for a long-term goal and persevere in
pursuing it (Duckworth, 2016), suggests that it may be an important
element of the capacity to act morally. For example, grit might help to
explain individuals’ commitment to addressing injustices despite extreme
challenges, but does not in itself account for the moral thinking that led to
that commitment, he noted.
language use;
kinship systems;
religious and ritual practices;
economic models;
power structures and hierarchies;
gender expectations;
cultural socialization (child rearing);
dress; and
food.
FIGURE 2-4 Essential components of culture.
SOURCE: Suárez-Orozco (2016).
Suárez-Orozco and her colleagues also examined the ways in which the
young people choose to be civically engaged. Many are not especially
involved politically, she commented, but many do volunteer, for example,
serving as mentors or translators or taking leadership roles in civic efforts
such as support for the Development, Relief, and Education for Alien
Minors (DREAM) Act.7 The young adults studied also showed a propensity
to select civic-minded professions, Suárez-Orozco noted, such as
education, medicine, and the law, and cited the specific goal of giving
back to their communities or those in need. Looking across the study
participants, she added, two-thirds demonstrated “active levels of civic
engagement,” and their primary reasons were a sense of social
responsibility and the desire to rectify a social injustice.
“Culture matters,” Suárez-Orozco concluded. The values that are at the
core of culture, in her view, are key “drivers of character.” However,
understanding the complex relationship between culture and character
requires a deep understanding of a particular population developed using
multimethod approaches. Context also matters, she added, and it is
especially important not to neglect the distal influences.
DISCUSSION
Discussion focused on the “tension between the degree of emphasis
placed on the individual versus the cultural context” that was evident in
the presentations, as one participant put it. The participant pointed out
that, although people are clearly influenced by their cultural environment,
“there is a biological substratum and a genetic influence.” People do have
an unchangeable core of traits that would persist even if they were
transplanted to an entirely new cultural context, he argued.
Nucci responded by acknowledging that each individual does have a
unique identity that is stable, but that reducing character to a set of
immutable traits is “misguided.” Martin Luther King, Jr., he reminded the
group, was both an esteemed moral leader and a “philanderer,” who
presumably was dishonest to family members and others to hide his
infidelity. Thinking about character in terms of coherence—to attempt to
understand how an individual’s internal motivation and reasoning interact
with the circumstances and external influences—is more useful for making
sense of this type of paradox than looking for consistent traits in the
individual, Nucci suggested. “If consistency is the standard, we all fail,” he
pointed out.
Others turned the discussion to practical implications for character
education. One suggested that focusing on the commitment to be a better
person is a way around the debate over the respective influences of
individual attributes and cultural influences. Programs that help young
people develop character could usefully be viewed as opportunities for
young people to practice acting as people of character, making judgments
about what is right and wrong, and making decisions about how to pursue
concrete goals, this person suggested.
__________________
1 Quoted from his speech delivered August 28, 1963; available at https://kinginstitute.
stanford.edu/king-papers/documents/i-have-dream-address-delivered-march-washington
-jobs-and-freedom [November, 2016].
2 See https://www.templeton.org/what-we-fund/core-funding-areas/character-virtue-d
evelopment [November 2016].
3 Nucci had included this point in an earlier draft of his paper, which McGrath used in
planning his remarks, but did not include it in his presentation.
4 The model is based on the book Character Strengths and Virtues (Peterson and
Seligman, 2004). See also http://www.viacharacter.org/www/Character-Strengths/VIA-Cl
assification# [December 2016].
5 Positive psychology refers to “the study of the strengths and virtues that enable
individuals, communities, and organizations to thrive” (see http://www.positivepsycholog
yinstitute.com.au/what_is_positive_psychology.html [December 2016]).
6 Schmid Callina recommended The End of Average: How We Succeed in a World That
Values Sameness by Todd Rose (2015) for a detailed discussion of these issues.
7 This legislation was first proposed in the United States Senate in 2001 but has not
yet passed.
3