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Bacillus
Cellular and Molecular Biology (Third edition)
Edited by
Peter L. Graumann
https://doi.org/10.21775/9781910190579
Edited by
Peter L. Graumann
www.caister.com
All rights reserved. No part of this publication may be reproduced, stored in a retrieval system,
or transmitted, in any form or by any means, electronic, mechanical, photocopying, recording or
otherwise, without the prior permission of the publisher. No claim to original U.S. Government
works.
Cover design adapted from images provided by Felix Dempwolff (Indiana University,
Bloomington, IN, USA), images of different membrane proteins from Bacillus subtilis taken with
STED microscopy.
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Prefacev
4 Cell Division 89
Frederico Gueiros-Filho
Index467
Preface
Bacillus subtilis is one of the best understood strikingly different genetic programs are turned
prokaryotes in terms of molecular biology and on that guide the cell through the differentiation
cell biology. Its superb genetic amenability and processes. In addition to this, B. subtilis shows
relatively large size have provided powerful tools social behaviour, in that the cells communicate
to investigate a bacterium in all possible aspects. with each other, and form multicellular structures
Recent improvements in fluorescence microscopy in the form of swarming cells and biofilms. Two
techniques have provided novel and amazing insight component systems, cascades of different sigma
into the dynamic structure of a single-cell organism. factors, regulatory RNAs and specific proteolysis
Research on B. subtilis has been at the forefront of of target proteins form an intricate regulatory net-
bacterial molecular biology and cytology, and work, which is beginning to be unravelled, not only
the organism is a model for differentiation, gene/ in terms of specific modules, but also in terms of
protein regulation and cell cycle events in bacteria. whole complex processes that are connected with
The aim of this book is to present an overview of each other. Specific mono- and di-nucleotides have
the most recent exciting new research fields, and to gained a lot of interest, as they regulate key steps in
provide a picture of the major cytological aspects of bacterial growth and physiology. Most strikingly,
a bacterium, many of which are highly relevant for a it has become clear that many proteins have spe-
wide variety of bacteria. cific subcellular addresses in bacterial cells. These
Bacillus subtilis is a ubiquitous soil bacterium findings have established the field of ‘bacterial
that can be easily isolated from soil, using starch cell biology’, and B. subtilis has been a forerunner
as an energy source and relatively high salt con- in this field. Many vital processes are disturbed
centration. Ideally, the soil sample is heated up if proteins lose their specific localization, but the
to 100°C for 30 min, allowing only for enduring fundamental question of how proteins are targeted
spores to be cultured from the sample. B. subtilis and specifically located in a call lacking intracellular
is unique in that it can choose between at least compartments is still unclear for most cases. There-
three different genetic programmes when nutri- fore, it has become important to also study proteins
ents or other resources become scarce and/or cell in terms of their localization within the cell, in addi-
density reaches a critical threshold. To survive or tion to analysing their biochemistry and regulation.
adapt to adverse condition, cells can either enter This book is intended to show that we are beginning
stationary phase, which is characterized by the to understand the way a bacterial cell functions as a
formation of single motile cells (exponentially whole entity and in 3D, i.e. how it is spatially organ-
growing cells contain a mixture of mostly non- ized, and even how bacteria talk to each other, or
motile chains of cells and a few motile single cells), give their life for the sake of the whole community.
can differentiate into enduring and metabolically In this book, we will take and inside out approach
inactive spores, or, thirdly, can become competent to look at Bacillus, starting with duplication of the
and take up DNA from the environment for acqui- chromosome, cell cycle and transcriptional regula-
sition of new genetic material. In all three cases, tion, following its MreB cytoskeleton underneath
vi | Preface
the cell membrane, through the membrane, to ability of B. subtilis cells to take up DNA from the
the cell wall. Finally, we will consider the multi- environment and incorporate it into the chro-
architectural processes of biofilm formation and mosome, when sufficient homology exists. This
sporulation that embrace many of cytological and developmental state is called ‘competence’ and is
genetical aspects throughout the cell. New added described in detail. Importantly, the new chapter
chapters of the third edition cover the important also explains the molecular basis and mathematics
aspects of motility (Chapter 14) and regulation of the phenomenon called bistability, in which two
through nucleotides (Chapter 15). As will become interchangeable B. subtilis subpopulations exist in
apparent to the reader, many chapters overlap in parallel that have distinct physiological states and
a variety of aspects, which is due to the fact that genetic programmes. This ability allows bacterial
most processes addressed in the book are intercon- populations to do ‘bet hedging’ and to be able
nected with each other. For example, the specific to respond to environmental conditions that may
localization of the replication machinery (Chapter (or may not) change in the near future. The third
1) is an important aspect in DNA repair (Chap- edition has now captured important new develop-
ter 2) and in ordered chromosome segregation ments from the recent 4 years, and has won two
(Chapter 3), and also touches aspects of cell divi- important aspects in the life of a bacterium, motil-
sion (Chapter 4). Amazingly, the actin-like MreB ity (Chapter 14) and the regulation of cellular
cytoskeleton (covered in depth in Chapter 8) is signalling pathways via small nucleotides, of which
essential for viability, for the ordered insertion of the important functions played by cyclic di-AMP
cell wall material (Chapter 10). The structure of and cyclic di-GMP have only recently been recog-
short and dynamic filaments appears to connect nized, and are only slowly being understood at a
and coordinate cell cycle events and rod-shaped molecular level. Small nucleotides also affect the
cell growth, showing that the cytoskeleton was lifestyle decision of bacteria whether to become
actually a functional prokaryotic invention. Many motile or stay sessile, and also motility is under
processes thought to occur throughout the cell bistable control in B. subtilis, tying together several
or all over the membrane (Chapter 9) have been chapters of this new edition.
found to be spatially confined to discrete regions, Clearly, different fields in bacterial cell biol-
which has shed light onto processes such as cell ogy and molecular biology are growing together,
division, replication, cell growth and sporulation. providing a more and more integral view of the
Even though transcription and translation are bacterial cell.
coupled in prokaryotes, these processes occur My thank goes out to Gert Bange, who has
at defined places within the cells (Chapter 5), helped me in editing several chapters of this third
apparently facilitating ordered chromosome segre- edition and to all authors, who have done a great
gation and efficient synthesis of highly expressed job updating the chapters.
proteins and of stable RNA. Regulation of tran-
scription through RNA molecules (Chapter 6) and
regulation of protein activity through proteolysis Useful links
(Chapter 7) have only recently been recognized as Several useful sites on the internet exist that
major factors affecting bacterial physiology, and are provide tools to study B. subtilis in more depth.
intertwined with the organization of transcription Foremost, the Bacillus sequencing consortium has
(Chapter 5), sporulation (Chapter 11) and cell set up a site in which the whole genome of B. subti-
division (Chapter 4). Like many bacteria. B. subtilis lis is accessible in a superb way. Subtiwiki is a new
cells form biofilms, which contain several distinct site in which all genome data and gene expression
subpopulations sharing different kinds of labour, analyses can be obtained. Also, genotypes of many
and which act rather as a multicellular organism. strains with gene deletions are accessible via two
This new concept in bacteriology is described in websites. Finally, most authors of this book have
Chapter 12. In the second edition, several impor- websites for the interested reader to find further
tant recent findings in the rapidly moving fields information on the various research areas covered
of research have been included, and the book has in this book.
had the addition of Chapter 13 dealing with the
Preface | vii
1
Centre for Bacterial Cell Biology, Institute for Cell and Molecular Biosciences, Newcastle University, Newcastle
Upon Tyne, UK.
2
Centre National de la Recherche Scientifique, Laboratoire de Microbiologie et Génétique Moléculaires, Université
de Toulouse, Toulouse, France.
3
Argonne National Laboratory, Argonne, IL, USA.
Correspondence: heath.murray@newcastle.ac.uk
https://doi.org/10.21775/9781910190579-01
Table 1.1 Comparison of the B. subtilis and E. coli proteins involved in different aspects of chromosomal DNA
replication
B. subtilis E. coli Protein functiona References
DnaA DnaA Master initiator of DNA replication, oriC binding at Kornberg and Baker, 1992b;
DnaA-boxes and DnaA-trios, local unwinding of the DNA Krause et al., 1997; Moriya et al.,
duplex, and recruitment of DnaD 1990; Richardson et al., 2016
DnaB – Initiation at oriC, component of the replication restart Bruand et al., 1995; Bruand et
primosome, co-loader of the DnaC helicase al., 2001; Velten et al., 2003
DnaC DnaB Replicative helicase Velten et al., 2003
DnaD – Initiation at oriC, recruitment of DnaB, and component of Bruand et al., 2001; Bruand et
the replication restart primosome al., 2005; Rokop et al., 2004
DnaE DnaE b Class C DNA polymerase essential for replication fork Bruck et al., 2003; Dervyn et
progression, lagging strand polymerase, involved in al., 2001; Inoue et al., 2001; Le
error-prone synthesis and lesion bypass Chatelier et al., 2004; Sanders et
al., 2010
DnaG DnaG DNA primase, primer synthesis on lagging strand template Bird et al., 2000
DnaI – Co-loader of the DnaC helicase and component of the Bruand et al., 2001; Velten et al.,
replication restart primosome 2003
DnaN DnaN β-sliding clamp, processivity factor of the replicative Bruck and O’Donnell, 2000;
polymerases and binding hub for recruitment of alternative Ogasawara et al., 1986
polymerases and repair enzymes
– DnaC Loader of the replicative helicase Davey and O’Donnell, 2003
– DnaQ ε subunit of DNA polymerase III, proofreading (3′–5′) Scheuermann and Echols, 1984
exonuclease
– DnaT PriA-dependent replication restart primosome Sandler and Marians, 2000
DnaX DnaX τ subunit of DNA polymerase III, clamp loader, coupling of Lemon and Grossman, 1998;
leading and lagging strand synthesis McHenry, 2003
GyrA GyrA DNA gyrase subunit A, DNA breakage and rejoining Orr and Staudenbauer, 1982
GyrB GyrB DNA gyrase subunit B, ATP hydrolysis Orr and Staudenbauer, 1982
– Hda Regulatory inactivation of DnaA, hydrolysis of DnaA-bound Kato and Katayama, 2001;
ATP in the presence of sliding clamp loaded onto DNA Su’etsugu et al., 2004
HolA HolA δ subunit of DNA polymerase III, clamp loader wrench Bruck and O’Donnell, 2000;
Noirot-Gros et al., 2002
HolB HolB δ′ subunit of DNA polymerase III, clamp loader Bruck et al., 2005; Bruck and
O’Donnell, 2000
– HolC χ subunit of DNA polymerase III Johnson and O’Donnell, 2005
– HolD ψ subunit of DNA polymerase III Johnson and O’Donnell, 2005
– HolE θ subunit of DNA polymerase III, dispensable Johnson and O’Donnell, 2005
LigA Lig NAD-dependent ligase Petit and Ehrlich, 2000
PcrA UvrD, DNA helicase, essential for DNA replication and repair Petit et al., 1998; Petit and
Rep b Ehrlich, 2002
PolA PolA DNA polymerase I, removal of RNA primers by 5′–3′ Duigou et al., 2005; Yasuda and
exonuclolysis, gap filling and translesion DNA synthesis Okazaki, 1985
PolC – Replicative DNA polymerase with proofreading (3′–5′) Barnes et al., 1992; Bruck and
exonuclease activity O’Donnell, 2000; Sanjanwala and
Ganesan, 1991
PolY1 DinB b Y-family DNA polymerase, translesion synthesis in Duigou et al., 2004, 2005
association with PolA
PolY2 UmuC b SOS-induced Y-family DNA polymerase, translesion Duigou et al., 2004, 2005
synthesis in association with PolA, UV-induced
mutagenesis
Construction and Maintenance of a Replication Fork | 3
aForproteins present in B. subtilis, function is summarized from studies performed in B. subtilis or related
Gram-positive bacteria. For proteins missing in B. subtilis, the function of the E. coli protein is indicated.
bThe E. coli protein is not the strict functional homologue of the B. subtilis protein.
a framework to compare and to highlight the dif- to a detailed molecular understanding of the dif-
ferences in molecular mechanisms. The process of ferent steps and activities that are necessary for its
DNA replication will also be contextualized with assembly and for the progression of the replication
other cellular pathways. fork. Briefly, the E. coli Pol III HE consists of 10
subunits that assemble into a tripartite complex
composed of the catalytic DNA polymerase, the
The basics of DNA replication in β-clamp processivity factor DnaN, and the clamp
Escherichia coli loader DnaX (with subunits τ/γ, δ, δ′, ψ and χ). The
DnaX complex assembles the dimeric β-clamp ring
Replication fork assembly and so that it encircles the DNA template. Binding of
progression the β-clamp to the polymerase creates a tether that
The mechanics of DNA replication have been the holds the enzyme on the DNA. The DnaX complex
focus of several reviews (Langston et al., 2009; also coordinates the active DNA polymerases, thus
McHenry, 2003, 2011; O’Donnell, 2006). The con- physically coupling the synthesis of the leading
struction of replication forks is a highly regulated (continuous) and lagging (discontinuous) strands.
process mediated by protein-protein and pro- Importantly, the leading strand DNA polymerase is
tein–DNA interactions, through which a dynamic coupled to the helicase DnaB via a bridge formed
molecular machine able to replicate both DNA by the τ subunit. Helicase stimulates the efficiency
strands in a coordinated manner is assembled. The of DNA duplex unwinding and accelerates the rate
E. coli replisome machinery comprises more than of fork progression. However, unwinding of the
a dozen proteins. Extensive biochemical, struc- DNA template by the replicative helicase gener-
tural, and biophysical studies of the E. coli DNA ates topological constrains that must be removed
polymerase III holoenzyme (Pol III HE) have led to allow complete duplication (and segregation) of
4 | Murray et al.
the newly replicated chromosomes; this is achieved mechanisms to control chromosomal replication
by the actions of DNA topoisomerases and DNA- at the initiation step, which mainly regulate the
condensing proteins (see Chapter 3) (Hardy et activity of DnaA and/or the accessibility of its
al., 2004; Schvartzman and Stasiak, 2004). The DNA sequence targets within oriC (Katayama et al.,
DnaG primase interacts transiently with the DnaB 2010). Protein interactions between DnaA and the
helicase and synthesizes RNA primers every 1–2 kb DnaB helicase in complex with the DnaC protein
for initiation of lagging-strand synthesis. The asso- promote the loading of DnaB onto the unwound
ciation of the helicase–primase complex with the region (Marszalek et al., 1996; Sutton et al., 1998).
polymerase holoenzyme at the replication fork The subsequent association of the DnaG primase
completes the replisome. As the fork progresses, with the helicase results in the synthesis of an RNA
ssDNA is generated on the lagging-strand template primer on the DNA template. The Pol III HE binds
and is coated with the single-stranded binding to the primer end, and the DnaX–DnaB interaction
protein (SSB) to inhibit secondary structures and completes replication fork assembly.
protect from nucleolytic attack. The RNA oligori-
bonucleotides deposited by primase are elongated Restart of blocked replication forks
by DNA polymerase III up to the 5′ end of the next As the replication fork progresses along the chro-
RNA primer to form Okazaki fragments (Kornberg mosome it can encounter damage on the DNA
and Baker, 1992b). Adjacent Okazaki fragments are template. Some DNA damage can be skipped over
separated by a single-strand interruption (nick). by the replisome, leaving the lesion behind in a
DNA polymerase I extends synthesis from the 3′ ssDNA gap for later recombinational repair (see
end of the nick and simultaneously degrades the Chapter 2) (Langston and O’Donnell, 2006). How-
downstream RNA primer with its 5′–3′ exonucle- ever, some DNA damage sites have the potential to
ase activity. After removal of the RNA primer, the stop replication and act as ‘roadblocks’ (McGlynn
nick is sealed by DNA ligase. The lagging strand and Lloyd, 2002; Michel et al., 2004). The persis-
polymerase must rapidly dissociate from DNA tence of such blocks would prevent completion of
upon completing each Okazaki fragment, unbind- chromosome replication and consequently would
ing from the used β-clamp before associating with be lethal. Thus, in order to survive the cell must
a new one. As the replication fork advances the activate damage-tolerance mechanisms, which
lagging strand polymerase is coupled to the leading involve either bypass of the replicative block or its
strand polymerase, resulting in the formation of a repair, followed by the restart of replication.
DNA loop (‘trombone structure’) that repeatedly Bypass of a replication block can be performed
grows and subsequently dissolves upon completion by specialized low-fidelity DNA polymerases that
of each Okazaki fragment. Advances in our under- are capable of incorporating nucleotides opposite
standing of the dynamics of DNA replication loops damaged sites (Friedberg et al., 2005; Tippin et
at the fork have been reviewed (Geertsema and van al., 2004). Upon completion of this translesion
Oijen, 2013; Hamdan and van Oijen, 2010; Robin- synthesis, which is often mutagenic (because an
son and van Oijen, 2013). incorrect base is inserted), the replicative poly-
merase resumes DNA synthesis with its usual high
Initiation of DNA replication at the fidelity. The shift from replicative to translesion
chromosome origin synthesis at sites of blocked forks involves the
Within the cell formation of an active replication polymerase sliding clamp (β2) being able to accom-
fork is a tightly controlled process. At the chro- modate more than one polymerase at the same
mosomal origin, oriC, initiation occurs only once time (Friedberg et al., 2005; Indiani et al., 2005).
per cell cycle to ensure that the number of chro- The central role of the sliding clamp in modulating
mosomes remains constant during exponential DNA polymerase switching highlights the dynamic
growth (Boye et al., 2000). The replication origin, nature of the replication machinery.
oriC, is specifically bound and unwound by the Alternatively, the E. coli replisome may stall
replication initiator protein DnaA (Kornberg and upon collision with a DNA binding protein such as
Baker, 1992a; Messer, 2002; Mott and Berger, a co-transcribing RNA polymerase, but instead of
2007). Bacteria have evolved diverse regulatory collapsing the replication fork remains intact and
Construction and Maintenance of a Replication Fork | 5
later resumes synthesis (Pomerantz and O’Donnell, the conserved cytosine residue in ter interacts with
2010). Single-molecule analysis has revealed the a cryptic cytosine-specific site on Tus to form the
capacity of the replicative DNA polymerase to hop lock. The locked Tus–ter complex is extremely
from one β clamp to another without leaving the stable and halts progression of the DnaB helicase.
replication fork. Relatedly, it has been demonstrated However, the locked Tus-ter can be readily dissoci-
that mRNA transcripts can also be extended by the ated by a fork approaching from the permissive side
leading strand polymerase, as occurs during lagging of the complex, thus allowing complete replication
strand replication (Pomerantz and O’Donnell, of the terminus region (Mulcair et al., 2006).
2008). These observations support the notion that
DNA synthesis is likely to be discontinuous on
both strands. Chromosomal DNA replication
In cases where the replisome encounters a in Bacillus subtilis
blocking DNA adduct or lesion that causes the fork
to disassemble, this deleterious event is overcome The DNA replication machinery
by eliminating the cause of the arrest and then
directing the re-assembly of the replisome. Replica- The replicases
tion restart (RR) is mediated by specific proteins B. subtilis DNA polymerase III, encoded by the
that associate in various combinations to act on polC gene, is essential for chromosome replication
different types of arrested forks (Marians, 2004; (Gass and Cozzarelli, 1973). The PolC polypep-
Michel et al., 2004). For instance, recombination tide carries a DNA polymerase active site in its
intermediates can be used to generate forked DNA C-terminal domain and a 3′–5′ proofreading exonu-
onto which the replisome is reassembled (see also clease in its N-terminal domain (Barnes et al., 1992;
Chapter 3). A key protein in this process is the PriA Sanjanwala and Ganesan, 1989, 1991). This is in
helicase, which specifically binds forked-DNA and contrast to the E. coli DNA polymerase III in which
ultimately promotes the recruitment of the DnaB the polymerase and the proofreading exonuclease
helicase and its loading onto ssDNA, followed by activities are encoded by the dnaE (α subunit) and
the subsequent assembly of a functional replisome dnaQ (ε subunit) genes, respectively (Table 1.1).
(Kogoma, 1997; Michel et al., 2004; Sandler and PolC also contains a zinc finger-like structure,
Marians, 2000; Xu and Marians, 2003). not present in the Gram-negative α subunit, that
tightly binds zinc and is essential for polymerase
Termination of replication function (Barnes et al., 1998). Genome sequence
Replication forks end their progression along the E. analyses revealed that PolC is highly conserved in
coli chromosome at physiological arrest sites in the low G+C Gram-positive bacteria (Lemon et al.,
terminus region. The termination protein Tus binds 2002). The PolC holoenzyme replicases from four
to ter sites on the DNA and the Tus-ter complex acts Gram-positive organisms, B. subtilis, Streptococcus
by blocking the replication fork approaching from pyogenes, Staphylococcus aureus and Mycobacterium
one direction but not from the other (Neylon et al., tuberculosis have been reconstituted in vitro from
2005). This way, a fork that has transversed the 180° purified subunits (Bruck et al., 2005; Bruck and
point will be arrested on the other chromosome O’Donnell, 2000; Gu et al., 2016; Sanders et al.,
arm, until the slower fork arrives. The mechanism 2010). The polC gene (or dnaE1 and dnaQ genes for
that determines the polarity of the Tus-ter block M. t.), as well as the widely conserved dnaX, holA,
is a molecular mousetrap operating at the non- holB, dnaN and ssb genes, encoding the subunits τ,
permissive face of the Tus–ter complex (Berghuis δ, δ′, β and SSB, respectively, were expressed in E.
et al., 2015; Elshenawy et al., 2015; Mulcair et al., coli and the resulting proteins purified. The dnaX
2006). The trap is set by the binding of Tus to the ter genes from all Gram-positive species produce only
site and is sprung by the incoming DnaB helicase, the full-length protein τ. This is in contrast to E. coli
which separates the strands within the Ter site and dnaX, which encodes τ, the full-length product,
triggers the formation of a locked Tus–ter complex and γ, a shorter product generated by translational
upon unwinding of a strictly conserved G-C base frameshifting. Although the B. subtilis τ protein has
pair. On the strand displaced by the DnaB helicase, a similar domain organization to E. coli τ (Haroniti
6 | Murray et al.
et al., 2004; Martinez-Jimenez et al., 2002), atomic Similarly to PolC, DnaE is required for the elonga-
force microscopy (AFM) revealed that it forms a tion phase of chromosome replication (Dervyn et
crescent-shaped structure that resembles the overall al., 2001). In DnaE-depleted cells, a plasmid with
configuration of the E. coli γ complex (Haroniti et unidirectional replication specifically produces a
al., 2003, 2004;). The τδδ’ complex uses the energy single-stranded DNA corresponding to the leading
of ATP hydrolysis to open the β ring and load it as strand, indicating that DnaE is involved in lagging
a functional sliding clamp around the DNA. No strand synthesis. In addition, the subcellular locali-
detectable homologues of the clamp loader ψ and zation of DnaE is similar to that of PolC, suggesting
χ subunits, which increase the affinity of τ(γ) for δ that both polymerases are functioning at the B.
and δ′ in the DnaX complex of E. coli (McHenry, subtilis replication fork (Dervyn et al., 2001).
2003), have been found in the genomes of Gram- Recent work based on the in vitro reconstitu-
positive bacteria (Lemon et al., 2002). However, it tion of an active B. subtilis replication fork brought
is possible that orthologous proteins could act to significant advances to the understanding of the
stabilize the interactions within the clamp loader of essential roles played by the two replicases during
these organisms. In combination, the clamp loader DNA synthesis (Sanders et al., 2010). It was found
complex and the β clamp endow PolC with a high that B. subtilis PolC is the major DNA replicative
speed (~700 nucleotides/second) and processiv- enzyme of the leading strand while both PolC and
ity that is comparable to that of the E. coli Pol III DnaE are required for lagging-strand synthesis. In
holoenzyme. Thus, the reconstituted polymerase the presence of the full complement of proteins that
complexes from B. subtilis, S. pyogenes, S. aureus, compose the replisome machinery the rate of syn-
and M. tuberculosis share the characteristics of thesis by the PolC holoenzyme correlated well with
previously characterized Gram-negative replicases the progress of the replication fork in vivo (about
(Bruck et al., 2005; Bruck and O’Donnell, 2000; 500 nt/s), while the reaction supported by DnaE
Gu et al., 2016). In addition, the pair wise interac- alone was slow (25 nt/s), even in the presence of τ
tions between PolC, τ, δ, δ′ and β identified in these and β2. The authors also observed that both PolC
reconstitution studies are also found between the and DnaE could efficiently elongate a DNA primer,
B. subtilis subunits (with the exception of the δ-δ′ but that under the conditions used only DnaE could
interaction) using a yeast two-hybrid assay (Noirot- elongate an RNA primer. Finally, strong evidence
Gros et al., 2002). This further underscores the was provided for a handoff mechanism between
conserved organization of the PolC replicases in DnaE and PolC, whereby RNA primers are first
Gram-positive bacteria. extended by DnaE and are then elongated by PolC
A pentameric recognition sequence (consensus: during lagging strand replication (Sanders et al.,
QL[S/D]LF) termed the clamp-binding motif 2010). Hence, the Bacillus replication machinery
mediates the interaction of many proteins with assembled at active replication forks likely contains
the β clamp (Dalrymple et al., 2001; Wijffels et al., two distinct replicative DNA polymerases, PolC
2004) and is present at the C-terminus of virtually and DnaE. This architecture differs from that of E.
all PolC proteins from low G+C Gram-positive coli where identical PolIII enzymes are assembled
bacteria (Wijffels et al., 2005). Interestingly, the E. asymmetrically to efficiently replicate the two DNA
coli α (polymerase) subunit contains two β-binding strands, but it is similar to the eukaryotic replisome
motifs (Wijffels et al., 2005); one at the C-terminus where a combination of Pol α and Pol δ are required
that is important for coordinating interactions for lagging strand synthesis (Table 1.2). Thus, it
between β and τ (Lopez de Saro et al., 2003), and appears that the need for specialized leading and
one located internally that promotes β-binding in lagging strand polymerases might be evolutionarily
vitro and is critical for replication in vivo (Dohr- conserved (McHenry, 2003).
mann and McHenry, 2005). The purified B. subtilis DnaE enzyme alone
In addition to PolC, many Gram-positive bacte- lacks an associated proofreading 3′–5′ exonu-
ria also encode a second DNA polymerase, DnaE, clease activity but can synthesize DNA on an
related to the E. coli Pol III α subunit. DnaE is essen- SSB-coated ssDNA template at low speed (Bruck
tial for chromosome replication in B. subtilis and and O’Donnell, 2000; Le Chatelier et al., 2004;
S. aureus (Dervyn et al., 2001; Inoue et al., 2001). Sanders et al., 2010). The presence of the β sliding
Construction and Maintenance of a Replication Fork | 7
Table 1.2 Differences in replication forks composition in E. coli, B. subtilis and yeast
Replisome factor E. coli B. subtilis Eukaryotic
Leading strand polymerase Pol III Pol C Pol δ, Pol ε
Lagging strand polymerase Pol III DnaE + Pol C Pol α + Pol δ
Clamp β2 β2 PCNA
Clamp loader [τ/γ]δδ′ψ χ τδδ′ RFC
Helicase DnaB DnaC MCM2–7
Helicase loader DnaC DnaB/I (+ DnaD) Cdc6/Cdt1
Primase DnaG DnaG Primase
SSB SSB SSB RPA
clamp increases the processivity of DnaE but not or at arrested forks, by the master initiator protein,
its intrinsic speed (Bruck and O’Donnell, 2000). DnaA, and the helicase, PriA, respectively (see
Another striking property of the DnaE polymer- above). In E. coli, the loading of the DnaB helicase
ase is its capacity to bypass many types of DNA at oriC occurs through the formation of a DnaB6–
lesions in vitro that generally block other replicative DnaC3 complex in which the N-terminal domain of
polymerases (Bruck et al., 2003; Le Chatelier et al., DnaC is physically associated with the C-terminal
2004). The bypass is efficient, highly error-prone, domain of DnaB (Makowska-Grzyska and Kaguni,
and takes place either by extension of misaligned 2010) (Table 1.1). The transition from initiation
3′ termini (thereby generating single base deletions to elongation is triggered by the recruitment of the
in the nascent strand) or by direct extension of primase, DnaG, to the N-terminus of DnaB and
mispaired termini, depending on the nature of the concomitant dissociation of DnaC, to promote
lesion (Bruck et al., 2003; Le Chatelier et al., 2004). the synthesis of RNA primers. This reaction of
Notably, the expression of DnaE is induced about ‘general priming’ is inhibited in the presence of SSB
3-fold upon treatment of B. subtilis cells with DNA- (Marians, 2000). In the absence of PriA E. coli cells
damaging agents (Le Chatelier et al., 2004), and the are deficient in the restart of arrested replication
SOS repressor DinR binds to the dnaE promoter forks and rapidly accumulate mutations in dnaC
region (Au et al., 2005). Although the expression that restore proficiency for restart. The DnaC810
of DnaE is SOS-controlled (see Chapter 3 for suppressor protein has gained the capacity to
more details), DnaE is unlikely to function as an load DnaB onto SSB-coated DNA. These findings
error-prone polymerase in vivo because its overpro- indicate that in the cell, primosome assembly onto
duction does not increase the rate of spontaneous ssDNA has to overcome SSB coating that acts as
mutagenesis (as occurs following overproduction a safeguard to prevent random initiation events at
of an error-prone Y-family polymerase; see below) single-stranded DNA regions in the chromosome
(Le Chatelier et al., 2004). A potential role of DnaE (Marians, 2000; Sandler and Marians, 2000).
in DNA repair and mutagenesis remains to be In B. subtilis the dnaC and dnaG genes encode
investigated. the functional counterparts of the E. coli DnaB
helicase and DnaG primase, respectively, and the
The primosome initiator proteins DnaA and PriA are also conserved
The primosome is a complex between helicase and (Table 1.1). However, the DnaD, DnaB and DnaI
primase that is required for primer synthesis during proteins, which are components of the B. subtilis
DNA replication. Although primase alone can primosome (Bruand et al., 1995; Bruand et al.,
catalyse oligoribonucleotide synthesis, this activ- 2001), are not conserved in E. coli and conversely
ity is increased 300-fold in the presence of helicase the E. coli PriA partners, PriB, PriC and DnaT, are
(Tougu et al., 1994). The ordered assembly of the not present in the B. subtilis genome (Lemon et al.,
primosome onto the DNA is directed at specific 2002). The loading of the E. coli replicative helicase
sites, such as the chromosomal replication origin DnaB1 involves a homo-oligomeric DnaC complex
8 | Murray et al.
(Marians, 2000). In contrast, DnaD, DnaB, and loading of DnaC onto ssDNA by promoting its
DnaI are all required to load the helicase, DnaC,1 hexamerisation around the ssDNA (Velten et al.,
at oriC or at stalled forks during replication restart 2003). The mutant protein DnaB75 (DnaBS371P),
in B. subtilis. which suppresses the defects of a priA null mutant
The B. subtilis helicase loader, DnaB, is mul- (Bruand et al., 2001), binds with higher affinity to
tifunctional; biochemical characterization has a forked DNA substrate and stimulates the DnaI-
shown that it cooperates with DnaI for the loading dependent helicase activity of DnaC more than
of the helicase, DnaC, in vitro (Velten et al., 2003). wild-type DnaB (Velten et al., 2003). Together
Evidence suggests that both DnaB and DnaD are with the observation that the conversion of circular
necessary to promote helicase loading at oriC and ssDNA into dsDNA is highly efficient in dnaB75
that DnaB is recruited to the oriC–DnaA–DnaD cells (Bruand et al., 2001), these findings are con-
complex by interaction with DnaD (Rokop et al., sistent with the notion that the DnaB75 protein
2004; Smits et al., 2010). DnaB has been shown to has gained the capacity to promote helicase load-
undergo proteolysis at its C-terminus in a growth ing onto SSB-coated ssDNA molecules (Velten et
phase-dependent manner, which could play a role al., 2003). Thus, as in E. coli, the coating of ssDNA
regulating its interaction with DnaD and hence its by SSB in wild-type B. subtilis cells may act as a
recruitment to oriC (Grainger et al., 2010). The safeguard to prevent random initiation events, and
observation of structural similarities between DnaB the capacity to deliver the replicative helicase onto
and DnaD is reflected in their ability to oligomerize SSB-coated ssDNA likely is a general property of
upon binding to DNA. Furthermore, DnaD pos- helicase loading systems in bacteria.
sesses DNA remodelling activity on supercoiled The DnaG primase associates with the trans-
DNA, forming protein-DNA scaffolds that could locating replicative helicase and deposits RNA
facilitate DnaA-dependent duplex unwinding at primers along the ssDNA template. This critical
oriC (Zhang et al., 2008). interaction is mediated by the carboxy-terminal
B. subtilis DnaC belongs to the F4 family of domain of the primase (DnaG-Cter) both in E. coli
ATP-dependent annular hexameric helicases (Gor- and in B. stearothermophilus2 (Soultanas, 2005).
balenya, 1993). Purified DnaC self-assembles into The three-dimensional structures of the E. coli and
a homohexamer in the presence of ATP (Velten B. stearothermophilus DnaG-Cter domains reveal a
et al., 2003). However, neither the DnaC mono- similar architecture composed of two subdomains;
mer nor the hexamer exhibits helicase activity in a large helix bundle followed by a smaller helix
vitro. This is in sharp contrast to the replicative hairpin (Oakley et al., 2005; Syson et al., 2005).
helicases of E. coli and Bacillus stearothermophilus The two subdomains have distinct functions;
which alone display helicase activity in vitro (Bird the helix hairpin module alone is sufficient for
and Wigley, 1999; Davey and O’Donnell, 2003). strong binding to the replicative helicase, but the
In B. subtilis, as well as in Geobacillus kaustophi- larger subdomain is required to stimulate helicase
lus, the ATPase DnaI interacts with DnaC in the ATPase activity. Remarkably, the DnaG-Cter
presence of ATP and promotes the formation of a helix bundle is structurally homologous to the
dodecameric complex containing 6 units of each N-terminal domain of E. coli DnaB helicase and
protein (Tsai et al., 2009; Velten et al., 2003). superposition of the domains reveals a network of
The C-terminal domain of DnaI belongs to the spatially conserved surface residues that are largely
structurally well-characterized AAA+ superfamily invariant in the replicative helicases of 14 bacterial
of ATPases (see Chapter 7), while the N-terminal species (Soultanas, 2005). The creation of chimeric
domain adopts a novel zinc-binding fold impor- proteins in which the C-terminal region of DnaG
tant for interaction with DnaC (Loscha et al., was swapped with the N-terminal region of DnaB
2009). Interestingly, evidence suggests that DnaI revealed that these domains are not only structrural
and DnaB act together to mediate the functional but also functional homologues (Chintakayala et
that SSB acts as a platform for the recruitment of The DNA replication factory
DNA-processing enzymes in anticipation of their The visualization of replisome proteins (e.g. PolC,
role in replication restart. DnaE, τ, δ, δ′, β, SSB) in living cells, using functional
It has been found that both SSB and SsbB can fusions with green fluorescent protein (GFP),
be phosphorylated on the conserved residue, revealed localization predominantly at or near
tyrosine-82, by the protein-tyrosine kinase, YwqD, midcell (Fig. 1.1) (Dervyn et al., 2001; Lemon and
and dephosphorylated by the phosphatase, YwqE Grossman, 1998; Meile et al., 2006). This midcell
(Mijakovic et al., 2006). Phosphorylation of SSB localization of the replisome depends upon DNA
appears to increase its affinity for ssDNA and is replication elongation and when replication is
reduced upon treatment of cells with the DNA blocked at a specific chromosomal locus this site
damaging agent, mitomycin C. Tyrosine phos- colocalizes with the DNA polymerase at midcell
phorylation of SSB also occurs in E. coli and in (Lemon and Grossman, 1998, 2000). Upon release
Streptomyces coelicolor, indicating that it is an evolu- of the block and resumption of DNA replication
tionarily conserved process. These findings suggest the duplicated chromosome sites are segregated
that SSB phosphorylation may act to regulate some towards opposite cell poles away from the centrally
as yet unknown aspects of DNA metabolism (Mija- located replisome. These data indicate that in B. sub-
kovic et al., 2006). tilis active DNA replication forks are predominantly
maintained near midcell, forming a replication fac-
Other replication proteins tory.
In B. subtilis Okazaki fragments are processed by The replication factory contains at least two
DNA polymerase I, using its 5′–3′ exonuclease replisomes assembled at two forks, each replicating
activity to remove RNA primers and 5′–3′ poly- one half of the chromosome (Lemon and Gross-
merase activity to simultaneously fill the resulting man, 1998). Although it most frequently appears in
gaps (Okazaki et al., 1968; Tamanoi et al., 1977). discrete positions at midcell, time-lapse microscopy
Nicks are subsequently sealed by a DNA ligase. has revealed that the factory is mobile around the
The B. subtilis chromosome encodes two ligases: cell centre, suggesting that the factory is not rigidly
the NAD-dependent ligase, LigA (YerG), and the fixed at a specific midcell position (Migocki et al.,
ATP-dependent ligase, LigB (YkoU). LigA is essen- 2004). Also, a PolC-GFP focus can split into two
tial for viability and fully complements the growth foci that will merge again later, suggesting that the
and UV sensitivity defects of an E. coli ligts mutant two replisomes in the factory are able to separate
(Petit and Ehrlich, 2000), indicating that LigA acts and come back together during a given round of
to seal Okazaki fragments processed by DNA Pol replication (Migocki et al., 2004).
I. LigB is not essential and participates in the non- Interestingly, the master replication initiation
homologous end joining (NHEJ) pathway to repair protein, DnaA, was found to be associated with the
double-strand breaks (see Chapter 2) (Weller et al., replication machinery during most of the cell cycle
2002). (Soufo et al., 2008). Likewise YabA and SirA, which
In B. subtilis removal of the topological con- are negative regulators of DnaA, localize at the rep-
straints generated as the replicative helicase lication factory (Hayashi et al., 2005; Jameson et al.,
unwinds the DNA template is achieved by: the three 2014; Noirot-Gros et al., 2006) (Fig. 1.1). In addi-
essential DNA topoisomerases Topoisomerase I tion DNA repair enzymes, such as MutS (mismatch
(TopA), DNA gyrase (GyrAB) and Topoisomerase repair) and SbcC, are dynamically associated with
IV (ParCE); the general DNA binding protein the factory during replication (Fig. 1.1) (Meile et
HBsu (Kohler and Marahiel, 1997); and the SMC- al., 2006; Simmons et al., 2008; Mascarenhas et al.,
ScpAB condensin complex which is required for 2006). Taken together, these findings suggest that
chromosome organization and segregation (see many auxiliary proteins are recruited to the replica-
Chapter 3) (Lindow et al., 2002; Mascarenhas et tion factory as and when required. These findings
al., 2002; Nolivos and Sherratt, 2014; Soppa et al., also support the accumulating evidence that chro-
2002). mosomal and extrachromosomal elements act at
Construction and Maintenance of a Replication Fork | 11
Figure 1.1 Subcellular localization of proteins at the replication factory. (A) Left: Localization of key components
of the replication machinery: the replicative polymerase α-subunit, PolC; the τ-subunit, DnaX; the single strand
binding protein, SSB; and the C-family DNA polymerase DnaE. Green fluorescent protein (GFP)-fusions were
expressed in living cells, which were subsequently mounted on agarose slides and observed by fluorescent
microscopy. All four fusion proteins localize at the replication factory with typical single or dividing foci located at
or near the cell centre. Right: The localization of the β-clamp subunit, DnaN, and the Rad50-homologue, SbcC,
at the replication factory depends upon active DNA replication. Using a strain in which the expression of the
DnaA initiator is controlled by the IPTG-inducible promoter, Pspac, the formation of GFP-DnaN and GFP-SbcC
foci requires the presence of IPTG (Meile et al., 2006). (B) Left: Domain organization of DnaA and a crystal
structure showing the DnaA filament bound to ssDNA through the AAA+ domain (PDB: 3R8F). Right: DnaA
assembles into a filament specifically on a single DNA strand containing an array of DnaA-trios. DnaA filament
formation can be captured by cross-linking and visualized on SDS-PAGE as higher-order oligomeric species.
Assembly of the DnaA filament requires loading from double-stranded DnaA-boxes, is dependent upon ATP
and the ssDNA-binding residue Ile190, and occurs specifically on repeating trinucleotide sequences termed
DnaA-trios (3′-GAT-5′) (Richardson et al., 2016). (C) Living cells expressing various GFP-fusion proteins involved
in genome maintenance (indicated on the top of each set of panels) in ssb3+ cells (isogenic wild-type) or ssbΔ35
cells (possessing a truncation mutant of SSB lacking the C-terminal 35 amino acids). White arrowheads point
to visible GFP foci. The loss of distinct foci in the ssbΔ35 strain reveals that the SSB C-terminus is required
for localization of the DnaE (but not PolC) replicase at the fork, and for localization of SbcC and RecJ (but not
YabA) (Costes et al., 2010).
12 | Murray et al.
specific intracellular locations in bacteria (Bravo et ssDNA to promote opening of the duplex replica-
al., 2005). tion origin.
Archetypical bacterial genomes have a unique
Initiation of DNA replication at the replication origin that contains several specific
chromosomal origin binding sites for DnaA. The mechanism of DnaA-
mediated initiation at oriC has been historically
DnaA and oriC studied in E. coli (Messer, 2002), with significant
The ubiquitous bacterial DNA replication initiator insights into DnaA structure coming from more
DnaA is a multifunctional protein composed of recent studies using the Aquifex aeolicus homo-
four distinct domains that act in concert to promote logue (Duderstadt et al., 2010, 2011; Erzberger et
opening of the DNA duplex and deposition of the al., 2002, 2006). DnaA first binds to high affinity
DNA replication machinery (Fig. 1.1B) (Mott and DnaA-boxes within oriC using its dsDNA bind-
Berger, 2007). The C-terminal domain IV contains ing motif in domain IV. Following ATP-binding,
a helix–turn–helix motif that specifically recog- DnaA assembles co-operatively onto lower affinity
nizes nine base-pair duplex DNA sequences called sites, ultimately triggering DNA duplex unwinding
‘DnaA-boxes’ (consensus 5′-TTATCCACA-3′). (Krause et al., 1997). Recently, a new replication
Domain IV is connected to domain III by a flexible origin element called the DnaA-trio (3′-GAT-5′)
α-helix, which is observed to adopt alternative con- was identified within B. subtilis oriC (Richard-
formations in different crystal structures of DnaA son et al., 2016). The DnaA-trio is a repeating
proteins. Domain III is composed of an initiator trinucleotide motif that directs assembly of the
specific AAA+ motif, conserved amongst DNA ATP-dependent DnaA filament onto one strand of
replication initiator complexes. The AAA+ motif the DNA duplex promote open complex formation
is capable of binding and hydrolysing ATP, and it (Fig. 1.1B).
acts as the primary oligomerization determinant DnaA-mediated unwinding of the origin is a
for the protein. Additionally, domain III contains crucial step in initiation as it triggers loading of
the residues required for DnaA to interact with the helicase onto ssDNA. In E. coli a direct inter-
single-stranded DNA. Domain II tethers domains action between DnaA and the helicase/DnaC
III/IV to domain I, and domain I acts as a protein complex promotes the loading of helicase onto the
interaction hub that promotes DnaA dimerization unwound DNA (Marszalek et al., 1996; Sutton et
and facilitates loading of the replicative helicase. al., 1998). In B. subtilis three initiation proteins,
A comparison of 104 different DnaA proteins has DnaD, DnaB, and DnaI are required to assist
shown that domains III and IV are the most similar DnaA in the recruitment and loading of the repli-
(Messer, 2002), indicating that the ATP-dependent cative helicase, DnaC, at oriC (Fig. 1.2) (Gross et
assembly of DnaA oligomers is likely to be a con- al., 1968; Imai et al., 2000; Karamata and Gross,
served activity across bacterial species. 1970) (see above). DnaD directly interacts with
Oligomeric structures of DnaA in complex with DnaA and DnaB (Bruand et al., 2005; Ishigo-Oka
the non-hydrolysable ATP analog AMP-PCP have et al., 2001; Rokop et al., 2004) and co-operates
been determined in the presence and absence of with DnaB and DnaI to orchestrate the loading
single-stranded DNA (Duderstadt et al., 2011; of the replicative helicase, DnaC, around ssDNA
Erzberger et al., 2006). In both structures DnaA (Smits et al., 2010; Velten et al., 2003). It has been
assembles into a right-handed helical filament that found that these proteins are recruited to oriC in
is built upon interactions between AAA+ motifs a hierarchical order, with DnaD requiring DnaA,
and that requires a conserved ‘arginine finger’ to DnaB requiring DnaA/DnaD, and helicase
contact the γ-phosphate of the nucleotide bound requiring DnaA/DnaD/DnaB (Smits et al., 2010).
by the adjacent protein. The structure of the The assemblage of DnaD, DnaB and DnaI is called
DnaAAMP-PCP:ssDNA complex revealed that each the prepriming complex and, in contrast to E. coli,
DnaA protein contacts the phosphate backbone of these proteins are also components of the PriA-
three nucleotides through the AAA+ motif. It has dependent replication restart system (Bruand et
been proposed that the DnaA filament stretches the al., 1995, 2001).
Construction and Maintenance of a Replication Fork | 13
Replication
A Initiation
Restart
Leading strand
DnaA PriA
DnaD
(i) (i)
(ii)
DnaB DnaI
(iii)
DnaC Helicase
Helicase loading by
ring-assembly
Figure 1.2 The DnaA and PriA primosomes in B. subtilis. (A) The DnaA and PriA primosomes are two multiprotein
complexes that promote initiation of chromosome replication by the assembly of a pair of replisomes at oriC
(left), and replication restart by the assembly of a single replisome on arrested and repaired chromosomal forks
(right), respectively. DnaA and PriA specifically recognize loci at which primosome assembly is needed: DnaA
binds to an array of short dsDNA motifs (DnaA-boxes) within oriC; PriA targets forked DNA substrates with a
double-stranded leading-strand arm and a single-stranded lagging-strand arm. Once specifically bound to their
respective substrates, DnaA and PriA direct the recruitment and loading of the ring-shaped hexameric replicative
helicase, DnaC, around ssDNA at the tip of the fork. Importantly, DnaC is loaded on the lagging-strand template
where DNA replication is discontinuous. In subsequent steps (not shown) the loaded helicase recruits the
other components of the replisome. A hallmark of the B. subtilis DnaA and PriA primosomes is that they both
rely on the same triad of proteins to recruit and load DnaC, i.e. the essential DnaD, DnaB and DnaI proteins,
which are highly conserved in Gram-positive bacteria. Bi-directional arrows indicate the characterized physical
interactions between proteins, leading to the representation of two primosomal cascades initiated by DnaA and
PriA binding to their specific DNA substrates (unidirectional arrows). The cascades involve a series of protein
interactions: (i) first, DnaD is contacted either by DnaA or PriA bound to DNA; (ii) next, DnaB is contacted by
DnaD and helps overcome the SSB barrier; (iii) then, DnaC is dually contacted by DnaB and DnaI, which leads
to the functional loading of the helicase as a hexamer encircling the ssDNA. The loading takes place through
a ring-assembly mechanism, which relies on the recruitment of individual monomers of DnaC by DnaI and
DnaB on ssDNA to promote DnaC hexamerization around the ssDNA template. Thick arrowheads indicate the
direction of replication. (B) SSBCter interactome at the active fork. SSB tetramers act as a platform for recruiting
partners involved in fork restart upon adventitious blockage. The replisome machinery re-assembles on the
branched DNA backbone of the fork. The recruitment of PriA is crucial and takes place when arrest results from
replisome dismantling. In more complex situations other actions, aimed at protecting and/or clearing the fork,
may occur via individual or concerted actions of the many members of the SSBCter interactome.
14 | Murray et al.
The E. coli replication origin contains specific DiaA is a positive regulator of DnaA and is
binding sites for accessory proteins like IHF required to ensure timely initiation of chromosome
and Fis that facilitate origin unwinding (Messer, replication (Ishida et al., 2004). The structure of
2002). In B. subtilis it is not known whether DiaA and functional analysis of defective mutants
sequence-specific DNA binding proteins other revealed that it binds as a tetramer to multiple
than DnaA associate with oriC during initiation. DnaA molecules to stimulate inter-DnaA interac-
Potentially the DNA-remodelling activities of tions (Keyamura et al., 2007). DiaA is proposed to
DnaD and/or DnaB could play roles analogous positively regulate ATP–DnaA assembly, thus pro-
to IHF/Fis to facilitate open complex formation moting the formation of the open complex at oriC
(Carneiro et al., 2006; Turner et al., 2004; Zhang (Keyamura et al., 2009). In addition, two different
et al., 2005). mechanisms have been described that regenerate
ADP-DnaA into active ATP-DnaA. One relies on
The control of initiation an interaction of ADP-DnaA with acidic phospho-
In bacteria, chromosome replication is tightly lipids present in the membrane (Boeneman and
regulated to ensure that initiation at the chromo- Crooke, 2005) and the other involves two spe-
somal origin takes place only once per cell cycle cific chromosomal loci called DnaA-reactivating
(Boye et al., 2000). This regulation involves a sequences (DARS1 and DARS2) (Fujimitsu et
balance between triggering initiation at a specific al., 2009). All together this network of control
time of the cell cycle and repressing it to prevent systems contributes to proper regulation of DNA
extra initiation events. Different initiation control replication in order to maintain a once-per-cell-
pathways have evolved to regulate the activity cycle initiation rate in E. coli cells. Although well
and the availability of DnaA during the cell cycle characterized, the conservation of these regulatory
(Katayama, 2001; Marczynski and Shapiro, 2002). proteins is limited to the Enterobacteriaceae and
In E. coli, the paradigm for initiation studies, other bacteria appear to have developed distinct
the predominant mechanism that prevents over- mechanisms for initiation control.
initiation is the regulatory inactivation of DnaA, In B. subtilis there are no homologues of E. coli
termed RIDA, which acts after initiation to pro- Hda, SeqA, DiaA or Dam. Nonetheless, DNA
mote the switch from active ATP-DnaA to the replication initiation is regulated as tightly as in E.
inactive ADP-DnaA form. RIDA is mediated by coli (Lemon et al., 2002; Moriya et al., 1999) and
Hda, a protein that is paralogous to DnaA and several mutants affecting the regulation of ini-
whose activity requires interaction with the β tiation have been isolated. The B. subtilis initiation
clamp (Camara et al., 2005; Katayama et al., 1998; regulator, YabA, was revealed in a yeast two-hybrid
Kato and Katayama, 2001; Su’etsugu et al., 2005). screen to identify the protein interaction network
A second level of regulation is the sequestration of the DNA replication machinery (Noirot-Gros
of newly replicated oriC regions by the SeqA pro- et al., 2002). A ΔyabA mutant exhibits over-
tein (Lu et al., 1994; Taghbalout et al., 2000; von initiation and replication asynchrony phenotypes,
Freiesleben et al., 1994). SeqA binds with high indicating that YabA acts as a negative regulator
affinity to hemimethylated dam sites (GATC) of initiation (Noirot-Gros et al., 2002). YabA
found throughout the genome and especially assembles into a tetramer mediated through its
enriched at oriC and within the dnaA promoter. In N-terminal domain and interacts with both DnaA
doing so, SeqA temporarily restrains re-initiation and the β clamp through its C-terminal domain
both by preventing DnaA access to oriC and by (Felicori et al., 2016; Noirot-Gros et al., 2006).
inhibiting DnaA expression (Campbell and Kleck- Although YabA and E. coli Hda share the capacity
ner, 1990). The third level of initiation control to interact with both DnaA and DnaN, YabA is
involves the titration of large amounts of DnaA distinct from Hda in that it has no homology with
protein to the datA locus (Kitagawa et al., 1998), DnaA and does not contain a consensus motif for
which stimulates hydrolysis of the DnaA-bound binding to DnaN (Kurz et al., 2004). This indi-
ATP and lowers the concentration of active DnaA cates that YabA lacks the key structural elements
in the cell (Kasho and Katayama, 2013; Ogawa et of Hda required to promote DnaA-ATP hydroly-
al., 2002). sis, as occurs in the RIDA system (Su’etsugu et al.,
Construction and Maintenance of a Replication Fork | 15
2005). Thus, although YabA regulates initiation However, it remains unknown when this switch is
through a novel mechanism, the involvement of activated during the B. subtilis cell cycle.
interactions with DnaA and DnaN suggests a con- Genome-wide chromatin immunoprecipita-
served coupling between initiation and elongation tion assays have revealed that DnaA is significantly
of replication. enriched at six regions on the chromosome that
Live cell fluorescence microscopy has shown contain clusters of DnaA-box sequences (Breier
that YabA localizes at the replication factory during and Grossman, 2009; Ishikawa et al., 2007). A dele-
most of the cell cycle through its interaction with tion mutant lacking these six DnaA–box clusters
DnaN (Hayashi et al., 2005; Noirot-Gros et al., (DBC) overinitiated DNA replication (Okumura
2006). Moreover, YabA was shown to confine GFP- et al., 2012), similar to the datA locus in E. coli.
DnaA at the replisome during most of the cell cycle Reintroduction of a single DBC at an ectopic posi-
(Soufo et al., 2008), leading to the model that YabA tion near oriC, or reintroduction of multiple DBCs
prevents untimely reinitiation by mediating spatial at an ectopic position near terC, suppressed the
sequestration of DnaA away from oriC (Noirot- overinitiation phenotype, suggesting that a criti-
Gros et al., 2006; Soufo et al., 2008). cal dosage of DBCs are required to regulate DnaA
However, the sequestration model predicts activity. However, a multicopy plasmid harbouring
that YabA would titrate DnaA away from other a DBC did not complement the mutant phenotype,
chromosomal loci known to bind DnaA, yet global indicating that the DBC acts in cis. The intriguing
gene expression in a yabA null mutant revealed that mechanism underlying DBC activity is yet to be
the expression of genes controlled by DnaA was determined.
not altered (Goranov et al., 2009) and the absence
of YabA did not increase the binding efficiency of Replication restart after adventitious
DnaA at DnaA-boxes throughout the chromo- arrest
some (Cho et al., 2008). These results suggest that In B. subtilis and in E. coli the genome is a large
the effect of YabA on DnaA activity is somehow circular molecule of over 4 million basepairs and
localized to oriC. Mutagenesis indicates that YabA because of their single replication origin each
interacts with the AAA+ oligomerizaton domain fork must travel more than 2 Mbp to achieve the
of DnaA (Cho et al., 2008). Moreover, it has been complete duplication of the chromosome. Conse-
found that YabA inhibits DnaA filament formation, quently, any accidental arrest suffered by one of the
which could explain this oriC-specific regulation forks represents a threat to cell cycle completion,
(Scholefield and Murray, 2013). and thus cellular pathways have evolved to facilitate
Soj is a dynamic Walker-type ATPase that is the restart of arrested forks (Michel et al., 2004).
directly regulated by the DNA-binding protein Intensive studies conducted in E. coli have uncov-
Spo0J (Soj and Spo0J are members of the ParA ered multiple responses to overcome the different
and ParB family of partition proteins). Soj oli- types of fork arrest that can be provoked by a vari-
gomerization state is regulated by ATP (Leonard ety of events (DNA damage, DNA-bound proteins,
et al., 2005). Monomeric Soj (Soj-ADP) has been and higher order DNA structures). These responses
found to physically interact with domain IIIb of range from simple pausing in the case of a protein
DnaA and to inhibit DNA replication initiation by block, to induction of appropriate repair pathways
blocking DnaA filament formation (Murray and followed by re-activation of the fork and resump-
Errington, 2008; Scholefield et al., 2012). In the tion of chromosome replication. Replication fork
absence of Spo0J, or when expressed as a mutated re-activation most often relies on the re-assembly
form deficient for ATP hydrolysis (SojD40A), Soj- of the replisome on a processed arrested fork. This
ATP dimerizes and DnaA-dependent initiation is event, termed ‘replication restart’ (RR), is directed
stimulated (Lee et al., 2003; Murray and Errington, by a specific set of RR proteins (McGlynn and
2008; Ogura et al., 2003). It has been shown that Lloyd, 2002; Sandler and Marians, 2000).
Spo0J stimulates the ATPase activity of Soj, driv-
ing it from a dimer to a monomer and triggering The pathways of replication restart
a switch from an activator to an inhibitor of DNA In E. coli, the RR proteins PriA, PriB, PriC and
replication initiation (Scholefield et al., 2011). DnaT drive origin-independent initiation at sites
16 | Murray et al.
of collapsed replication forks (Table 1.1) (Marians, PriA controls the major RR pathway in wild-type
2000). PriA plays a central role in replication fork cells in both bacteria. In E. coli, the combination
reactivation by triggering the serial assembly of the of priA and priC null mutations is lethal, providing
downstream RR factors into a multiprotein com- strong evidence that RR is essential for cell survival
plex at the stalled fork. This RR prepriming complex (Sandler, 2000). In B. subtilis, there is no PriC
recruits the DnaB replicative helicase in association homologue encoded in the genome, and only the
with its loader DnaC to promote the subsequent PriA-dependent RR pathway is well characterized.
assembly of the replisome. There are three pathways However, genetic evidence supports the notion
for restart in vivo based on the composition of the that DnaD, which is a direct partner of PriA, pro-
prepriming complex: PriA–PriB–DnaT, PriA–PriC, motes RR in the absence of PriA (Bruand et al.,
and PriC–Rep. The different complexes recognize 2001). The presence of redundant RR pathways not
structurally distinct forked DNA molecules (Heller only provides a ‘backup’ system in case the initial
and Marians, 2005a). The assembly of the repli- system fails, but also facilitates the targeting and
some onto forked DNA molecules mediated by RR efficient processing of the distinct forked DNA
proteins parallels the pathway mediated by DnaA structures that can be produced upon replication
at oriC, where the replicative helicase is the first arrest (Heller and Marians, 2005a,b, 2006).
partner to be recruited and loaded onto the lagging
strand template at the forefront of the replication PriA-dependent replication restart
fork (Marians, 2000). However, whereas DnaA With the exception of PriA, the B. subtilis RR pro-
binds specifically to repeated DNA motifs within teins are distinct from those of E. coli (Table 1.1).
the origin, RR proteins recognize specific forked Notably, B. subtilis PriA and DnaA use the same
DNA substrates. In the cell such structures origi- essential DnaD, DnaB and DnaI proteins to recruit
nate from randomly arrested replication forks that and load the DnaC replicative helicase onto ssDNA
can be processed by various DNA repair pathways (Fig. 1.2A) (Bruand and Ehrlich, 1995; Bruand
and from DNA recombination intermediates (Fig. et al., 1995, 2001). B. subtilis PriA is functionally
2.2) (Michel et al., 2004). Thus, in contrast to DNA similar to its E. coli counterpart, as it is a forked
replication initiation at oriC, the RR apparatus DNA-binding helicase that acts as the primary RR
has to deal with many different types of forked protein in vivo (Marsin et al., 2001; Masai et al.,
DNA molecules. A key distinction between the 1999; Polard et al., 2002). However, B. subtilis PriA
various forked DNA substrates is whether or not cannot complement an E. coli priA mutant (Masai et
the leading and lagging strand arms of the fork are al., 1999; Polard et al., 2002). B. subtilis PriA initiates
single-stranded. PriA is a DNA helicase belong- a cascade of events starting with the recognition of
ing to the large superfamily 2 (SF2) (Gorbalenya, arrested forks in the chromosome, the sequential
1993). PriA preferentially unwinds forked DNA recruitment of DnaD, DnaB, DnaI and finally
substrates with a double-stranded leading-strand the functional loading of the DnaC helicase onto
template to produce the ssDNA needed for delivery ssDNA (Fig. 1.2) (Bruand et al., 2005; Marsin et
of the replicative helicase, a fork remodelling activ- al., 2001; Velten et al., 2003). A remarkable feature
ity that is crucial in the PriA and PriC pathways of the DnaD dimer and DnaB tetramer is that both
(Heller and Marians, 2005b). are non-specific DNA binding proteins (Marsin et
A common characteristic between the PriA- al., 2001; Zhang et al., 2005). Compelling evidence
dependent RR systems of E. coli and B. subtilis is that indicates that the essential activities of DnaD and
PriA is not essential for growth. However, E. coli and DnaB during both chromosomal replication ini-
B. subtilis priA null mutant cells are poorly viable tiation and RR rely on their distinct DNA binding
and exhibit severe defects that can all be explained activities at loci targeted by DnaA and PriA. The
by their failure to efficiently restart arrested forks. association of DnaD and DnaB with chromosomal
Indeed, the defects of priA null mutants can be regions bound by DnaA, including oriC, was con-
almost fully suppressed by mutations that enhance firmed by chromatin immunoprecipitation (ChIP)
the loading apparatus of the replicative helicase, (Smits et al., 2011). Furthermore, a genome-wide
DnaC in E. coli and DnaB in B. subtilis (Bruand et analysis of DnaD and DnaB binding sites by ChIP-
al., 2001; Sandler et al., 1996). This indicates that chip indicated that the helicase loader proteins can
Construction and Maintenance of a Replication Fork | 17
be associated with the highly transcribed regions of activities of DnaD and DnaB could modulate
rRNA (rrn) genes. The association of DnaD, DnaB, local chromosome architecture to facilitate the
and DnaC with rrn loci depends on transcription DnaA- and PriA-mediated initiation events.
and on the replication restart protein PriA (Mer-
rikh et al., 2011), strongly suggesting that DnaD SSB as an organizer of the replication
and DnaB are acting to reload the helicase for rep- fork maintenance complex
lication restart at forks stalled upon encountering As stated above, SSB plays a pivotal role in the
RNA polymerases. recruitment of accessory proteins to active forks.
DnaD and DnaB proteins have an architectural The E. coli SSB interactome is currently estimated
role on DNA that facilitates the co-ordination, and to comprise 14 proteins involved in various DNA
perhaps the licensing, of DnaI-dependent loading pathways. Parallels can be drawn with B. subtilis
of DnaC onto ssDNA (Bruand et al., 2005; Rokop where SSB is described as a protein-hub able to
et al., 2004). The affinity of DnaB for ssDNA is target 12 known players at active replication forks
enhanced upon its interaction with DnaD (Marsin (Costes et al., 2010). In addition to PriA, RecG and
et al., 2001) and the dnaB75 mutation suppresses RecQ helicases, SSB also interacts with the RecQ-
the thermosensitivity of the dnaD23 mutant homologue RecS in complex with YpbB and with
strain (Bruand et al., 2005; Rokop et al., 2004), the putative helicase/nuclease, YrrC. The need for
suggesting that these proteins act in combination PriA to interact with SSB in order to act efficiently
with one another. Consistent with this notion, in fork restart has been demonstrated (Lecointe et
the DnaD23 protein displays a diminished and al., 2007). Similarly, a physical interaction of E. coli
thermosensitive ssDNA binding activity, whereas RecG with SSB was shown to stabilize its binding
the DnaB75 mutant protein exhibits a higher to various DNA substrates mimicking forked DNA
affinity for ssDNA than the wild-type protein structures that are produced upon replication arrest
(Bruand et al., 2005). Moreover, while neither (Buss et al., 2008). Two other exonucleases, RecJ
DnaD nor DnaB nor DnaB75 alone can interact and XseA (ExoVII subunit) were found localized
with ssDNA coated by SSB, which is known to by SSB at chromosomal forks in B. subtilis. In E.
create a physical barrier to the loading of the coli, the SSB partners RecQ and RecJ were found
helicase in the E. coli system (see above) (Mar- to cooperate at stalled replication forks, degrading
ians, 2000), together DnaD and DnaB proteins nascent DNA prior to resumption of replication
can associate with SSB-coated ssDNA and this (Courcelle and Hanawalt, 1999; Shereda et al.,
binding is more efficient in the presence of the 2007). The propensity of SSB proteins to recruit
DnaB75 derivative (Bruand et al., 2005). In addi- various DNA helicases and exonucleases correlates
tion, DnaB promotes DnaI-dependent helicase with the requirement for DNA unwinding and deg-
loading and again this stimulation is more efficient radation functions to remodel a disassembled fork.
for the DnaB75 protein (Velten et al., 2003). Thus, Similarly, SSB’s interactions with RarA and RecO,
the concerted actions of DnaD and DnaB likely two proteins involved in the loading of RecA (the
provide a way to overcome the SSB barrier and central player in homologous recombination; see
facilitate the subsequent DnaI-dependent loading Chapter 2) at arrested forks in E. coli (Lestini and
of the helicase on ssDNA (Bruand et al., 2005). Michel, 2007), also illustrate the need for RecA-
This effect could account for the observation that mediated fork rescue in recovering replication after
the DnaD-, DnaB-, DnaI- and DnaC-dependent accidental arrest. Finally, the physical interaction of
replication of a ssDNA circular template produced SSB with the essential polymerase DnaE, recently
by a rolling circle plasmid is more effective in B. shown to extend RNA primers laid down by DnaG
subtilis cells expressing the mutant DnaB75 pro- at forks (Sanders et al., 2010), suggests that DnaE
tein than the wild type DnaB protein (Bruand et may also fulfil additional tasks in specialized repair
al., 2001). Finally, DnaD and DnaB can interact pathways. This dual role of DnaE as a DNA poly-
in a distinctive manner with supercoiled DNA in merase during replication initiated at oriC and in
vitro, producing open and compacted DNA struc- replication restart at arrested forks is intriguing and
tures, respectively (Carneiro et al., 2006; Zhang remains to be investigated.
et al., 2005). These opposite DNA-remodelling
18 | Murray et al.
adaptation to their own environmental growth con- pathway for TLS in B. subtilis is a dual polymerase
ditions to minimize the detrimental effect of DNA mechanism involving PolY1 or PolY2 together with
damage and increase their fitness and survival. DNA polymerase I (Duigou et al., 2005). Interest-
ingly, TLS in eukaryotes is often promoted by the
B. subtilis Pol I assists translesion concerted action of two polymerases, one acting as
synthesis catalysed by Y-family an ‘inserter’ at the damaged site and the other one
polymerases as an ‘extender’. However, such a TLS mechanism
Surprisingly, the vast majority (> 90%) of UV- is not present in E. coli (a comparison of the E. coli
induced mutagenesis observed in B. subtilis upon and B. subtilis Y-family polymerases properties is
PolY2 overproduction depends on the presence of summarized in Table 1.3). Although the bypass
catalytically proficient DNA polymerase I (Duigou of some bulky lesions in particular DNA contexts
et al., 2005). It was found that Pol I directly may require the concerted action of two DNA
interacts with PolY2 in a yeast two-hybrid assay, polymerases in E. coli (Wagner et al., 2002), the
suggesting that Pol I may assist PolY2 in TLS across major pathway is a one-enzyme process carried out
UV lesions. The remaining (< 10%) untargeted by Pol V in the presence of RecA (Fujii and Fuchs,
UV-induced mutagenesis mediated by PolY2 over- 2004; Pham et al., 2002; Tang et al., 2000). Pol IV-
production occurs in a Pol I-independent manner, mediated mutagenesis is similarly independent of
suggesting that for a minority of UV-damaged both Pol I and Pol II (Wagner and Nohmi, 2000).
sites, and for mutagenesis at undamaged sites, Alignment of the B. subtilis Pol I sequence
PolY2 may perform TLS alone or be assisted by with orthologues from various eubacteria reveals
another unidentified DNA polymerase. Similarly, that it belongs to a Gram-positive subfamily of
Pol I is required for the spontaneous mutagenesis A-polymerases. Polymerases of this subfamily
mediated by PolY1 overproduction and interacts have a vestigial 3′–5′ exonuclease active site which
with the PolY1 N-terminal domain in a yeast two- lacks the residues involved in co-ordination of the
hybrid assay. The enzymatic activities of both Pol divalent cations required for exonuclease activity
I and PolY1 are required for TLS, suggesting that (Duigou et al., 2005). Indeed it has been found that
they act in a co-ordinated manner to address muta- B. subtilis Pol I is deficient for exonuclease activity
tions during replication of DNA templates. Taken (Kiefer et al., 1997), which is consistent with its role
together, these results indicate that the major in TLS (i.e. – proofreading activity would abrogate
Table 1.3 E. coli and B. subtilis Y-family polymerases properties in growing cells
Expression Functional requirements
Involvement in
Polymerase Constitutive SOS mutagenesis in vivo RecA DnaN Pol I
Ec Pol IV Yes Yes Untargeted no yes no
Bs PolY1 Yes No Untargeted a
no yes yes
Ec Pol V No Yes Untargetedb yes yes no
UV-induced yesc yesd no
Bs PolY2 No Yes Untargeted yes yes no
UV-induced (nd)e nof yes
translesion DNA synthesis by preventing the stable interacts with itself and with several other DNA
incorporation of a mispaired nucleotide opposite polymerases, including the two replicative DNA
DNA lesions) (Khare and Eckert, 2002; Sagher polymerases PolC and DnaE. It also interacts with
et al., 1994). E. coli Pol I, which is proficient for HolB, the δ’ subunit of the clamp loader complex
3′–5′ proofreading activity, does not participate in (Noirot-Gros et al., 2002), and with the β clamp,
either spontaneous or UV-induced Pol IV-mediated provided that a β-dimer interface is formed (Duigou
mutagenesis in vivo (Wagner and Nohmi, 2000). et al., 2005). All these interactions involve the same
However, a successful bypass event requires the internal specific interacting domain of Pol I that
resumption of DNA synthesis by switching back comprises half of the vestigial 3′–5′ exonuclease and
to the replicative polymerase. In E. coli Pol V syn- part of the thumb domains. These interactions sug-
thesizes a TLS-patch of a critical length that favours gest that Pol I could link several components of the
further extension by the replicative polymerase, replication machinery in B. subtilis. It was suggested
rather than degradation (Fujii and Fuchs, 2004). that the mouse Rev1 protein, a member of the
In B. subtilis a model has been proposed where Y-family of DNA polymerases, may also function as
PolY1 or PolY2 carry out synthesis across the a scaffold or a docking site to mediate polymerase
lesion, then Pol I takes over to extend the synthesis switching and/or to deliver the appropriate TLS
until the functional replisome resumes replication enzyme to the primer terminus opposite lesion sites
in a manner similar to eukaryotic TLS (Fig. 1.3) (Guo et al., 2003).
(Duigou et al., 2005). Altogether, these findings
support a new function of the A-family DNA poly- Termination of DNA replication
merases that is likely conserved in Gram-positive As in E. coli, the B. subtilis terminus region is organ-
bacteria harbouring Pol I enzymes devoid of proof- ized as two oppositely oriented sets of ter sites
reading exonuclease activity. constituting a replication fork trap that allows
entry, but not escape, of incoming replication
New aspects of DNA polymerase I forks (Duggin and Wake, 2002). The B. subtilis
functions termination protein RTP binds to the ter sites and
Deletion of DNA Pol I does not affect cell viability the RTP–ter complex blocks replication forks in a
in B. subtilis. The ypcP gene of B. subtilis encodes a polar manner. However, the termination systems
putative 5′–3′ exonuclease that is homologous to are markedly different as the E. coli Tus and B.
the N-terminal domain of Pol I (38% identity). subtilis RTP termination proteins are unrelated
The disruption of ypcP in a polA null background is either in sequence or in their three-dimensional
lethal, whereas it does not affect viability in a polA+ structure, and the sequence of the ter sites share
strain, suggesting that the redundant 5′–3′ exonu- no homology. In contrast to the monomeric Tus
clease activity between Pol I and YpcP is essential protein that forms a 1:1 complex with its cognate
for cell survival (Duigou et al., 2005). Furthermore, ter site, the RTP protein binds as two dimers to a
in a strain expressing a Pol I mutant deficient for pair of overlapping half-sites within a ter element
polymerase activity, the lack of YpcP did not reduce and forms a structurally symmetrical RTP–ter
cell survival, indicating that Pol I polymerase complex (Duggin and Wake, 2002). Each half-site
activity is dispensable for cell survival. Pol I poly- of ter binds an RTP dimer, one with high affinity
merase function was also found to be dispensable and the other with low affinity. A replication fork
in S. pneumoniae (Diaz et al., 1992). However, the is arrested only when it approaches the high affinity
polymerase activity of B. subtilis Pol I is required for (proximal) side of the complete RTP–ter complex,
the repair of MMS and UV-induced DNA damage suggesting that the differential binding affinity con-
(Gass and Cozzarelli, 1973), as well as for the ini- tributes to the functional polarity of the terminator
tiation of plasmid replication (Bruand et al., 1993). complex. However, analysis of a series of mutant ter
Together with its role in the maturation of Okazaki sites revealed that the efficiency of replication fork
fragments (Tamanoi et al., 1977), Pol I appears to arrest in vivo is not directly correlated to the effec-
be a multifunctional enzyme involved in several tive binding affinity of RTP at the proximal half-site,
pathways of DNA replication and repair. indicating that this is not the only factor controlling
In yeast two-hybrid assays B. subtilis Pol I the polarity of fork arrest (Duggin et al., 2005).
Construction and Maintenance of a Replication Fork | 21
C-family
replicative polymerase
5′
3′
β
5′ 5′
3′ 3′ X
(A1) (B1)
PolY1 PolY1
5′ 5′
3′ 3′ X
(A2) (B2)
PolA PolA
5′ 5′
3′ 3′ X
Figure 1.3 A proposed mode of action of Pol I in PolY1-mediated untargeted mutagenesis in B. subtilis.
The replicative DNA polymerase (PolC) elongates a DNA strand at the replication fork. Under normal growth
conditions and in the absence of exogenous DNA damage treatment, fork progression can encounter a road
block, such as a protein–DNA complex (A) or an endogenous DNA lesion (B), that causes the disassembly of
the replication machinery. Pol Y1 lacks intrinsic proofreading activity and is prone to misincorporation during
replication at undamaged DNA templates. (A) PolY1 is recruited at stalled replication forks by interaction with
the β-sliding clamp through its C-terminal domain. PolY1-mediated DNA synthesis can proceed until erroneous
incorporation, resulting in replication arrest (step A1). Pol I (Pol A) subsequently extends from the mismatched
primer terminus, resulting in the fixation of the mutation (step A2). Recruitment of Pol I at the primer terminus
may be mediated by direct interaction with the PolY1 N-terminal domain. Resumption of normal replication
requires switching of the primer-template-bound polymerase back to PolC. (B) PolY1 is recruited at mismatched
primer termini by interaction with the β-sliding clamp. It incorporates a nucleotide opposite to the distorting or
non-instructive lesion, and is unable to proceed further (step B1). Pol I is recruited by interaction with the PolY1
N-terminal domain to assist further primer extension (step B2). Again, resumption of normal replication requires
replacement of Pol I by PolC on the primer-template. Note that it is not known whether PolY1 disengages from
the clamp during Pol I-mediated synthesis.
22 | Murray et al.
Furthermore, mutations in the C-terminal end of single cells during entry into sporulation, revealing
RTP, which is proposed to contact the replication that the expression of sda occurred in a pulsatile
machinery, do not affect the binding affinity for ter manner correlated with the initiation of DNA rep-
but do reduce the capacity of the RTP–ter complex lication (Veening et al., 2009). The burst of sda at
to arrest replication forks in vivo, suggesting that an the onset of DNA replication transiently inhibits
interaction between RTP and the replisome could initiation of sporulation, as shown by the recipro-
enhance the efficiency of the replication block cal relationship between the expression of sda
(Duggin, 2006). Clearly, future studies will need to and spoIIA, a positive marker for early sporulation
combine structural and biochemical studies of RTP (Veening et al., 2009). The control of sda expression
bound to forked DNA in vitro with mutagenesis by DnaA constitutes a developmental checkpoint
and in vivo functional studies to elucidate whether by allowing cells to monitor initiation of DNA
B. subtilis RTP-ter mediates polar termination by a replication and preventing attempts to sporulate
mechanism similar to the molecular mousetrap of until chromosome replication has been completed
the E. coli Tus-ter termination complex (Mulcair et (Burkholder et al., 2001; Ruvolo et al., 2006; Veen-
al., 2006), or by a novel mechanism. ing et al., 2009).
More recently it has been found that DNA
Integration of DNA replication with replication is linked to sporulation in another way.
other cellular processes in Bacillus The arrangement of two sporulation phosphorelay
subtilis genes, spo0F located close to the origin and kinA
close to the terminus, leads to a transient gene
Sporulation dosage imbalance following DNA replication ini-
In response to nutrient starvation B. subtilis tiation. The increase in spo0F copy-number leads to
cells can enter a developmental pathway that an elevation of Spo0F that inhibits KinA and con-
produces environmentally resistant endospores. sequently phosphorylation of Spo0A. Duplication
Activation of the pathway requires transduc- of kinA towards the end of chromosome replica-
tion of phosphate down a protein relay system tion causes KinA to accumulate and overcome
(KinA → Spo0F → Spo0B → Spo0A) culminating in inhibition by Spo0F, thereby providing a pulse of
the phosphorylation and activation of Spo0A Spo0A~P once per cell cycle (Narula et al., 2015).
(Piggot and Hilbert, 2004). Sporulation is charac- The mechanisms described above ensure that
terized by the formation of an asymmetrical septum entry into the sporulation developmental pathway
that produces a large mother cell and a smaller only occurs during the later stage of the cell divi-
forespore (Fig. 11.1). Each cell type requires one sion cycle. Conversely, commitment to sporulate
copy of the genome in order to direct a distinct induces multiple regulatory mechanisms that ensure
program of chromosomal gene expression (Chap- further DNA replication initiation is blocked. First,
ter 11). Activation of the sporulation pathway Spo0A~P binds directly to oriC and inhibits DNA
appears to require proper initiation of DNA repli- duplex unwinding (Boonstra et al., 2013; Castilla-
cation, as mutations in the dnaA, dnaD and dnaB Llorente et al., 2006). Second, Spo0A~P activates
genes inhibit sporulation in response to nutrient the expression of the negative regulator, sirA. SirA
starvation (Ireton and Grossman, 1994; Lemon binds directly to domain I of DnaA, localizes with
et al., 2000). Mutations that restore sporulation in the replisome in a DnaA-dependent manner, and
a dnaA mutant affect the sda gene (Burkholder et limits DnaA binding to oriC ( Jameson et al., 2014;
al., 2001). Sda is an inhibitor of sporulation that is Rahn-Lee et al., 2009, 2011; Wagner et al., 2009);
overexpressed in replication initiation mutants and however, the precise regulatory mechanism used
sda transcription appears to be positively regulated by SirA to inhibit DNA replication initiation is not
by DnaA (Breier and Grossman, 2009). Sda acts fully understood.
by binding directly to the histidine kinase, KinA,
inhibiting its autophosphorylation and therefore Transcription
reducing levels of Spo0A~P (Cunningham and In vegetative B. subtilis cells perturbations of DNA
Burkholder, 2009; Rowland et al., 2004). A GFP replication, caused by treatments with a DNA poly-
reporter was used to detect sda promoter activity in merase inhibitor or DNA-damaging agents, induce
Construction and Maintenance of a Replication Fork | 23
global transcriptional responses that enhance cell to maintain a productive cell cycle (Goranov et al.,
survival. The SOS response is triggered by the bind- 2005).
ing of the recombination protein, RecA, to ssDNA,
followed by the stimulation of autocleavage of the Cell growth
transcriptional repressor, LexA (also called DinR; In most bacteria nutrient limitation leads to the
see Chapter 2) (Friedberg, 1995). RecA appears accumulation of the alarmone (p)ppGpp and
to be a global regulator as it affects the expression provokes the stringent control of various cellular
of approximately 450 genes amongst a total of 668 processes (Potrykus and Cashel, 2008) (Figs. 15.1
genes that are induced in response to treatment and 15.2). As in E. coli, DNA replication is under
with the PolC inhibitor p-hydroxyphenylazo-uracil stringent control in Bacillus (Seror et al., 1991).
(HPUra) (Goranov et al., 2006). DNA microarray Studies have revealed that in B. subtilis the stringent
analysis of mRNA levels in B. subtilis indicates that response regulates DNA replication elongation
26 operons, containing at least 63 genes, are directly through the binding of (p)ppGpp within the active
controlled by LexA and are induced after replication site of primase (DnaG), leading to replication
arrest or DNA damage (Au et al., 2005; Goranov et fork arrest (Gourse and Keck, 2007; Rymer et al.,
al., 2006). Additionally, induction of sda following 2012; Wang et al., 2007). This is in contrast to E.
replication arrest inhibits the activation of Spo0A, coli where the stringent response was shown to
thereby affecting the expression of about 100 genes trigger replication arrest at initiation (Ferullo and
(Burkholder et al., 2001; Molle et al., 2003; Row- Lovett, 2008), although recent studies suggest
land et al., 2004). The transcriptional responses (p)ppGpp may weakly inhibit DNA replication
to perturbations in DNA replication couple DNA elongation through affects on primase (Denapoli et
replication to a spectrum of cellular processes al., 2013; Maciag et al., 2010). Interestingly, RecA
including sporulation, amino acid and nucleotide is not recruited to replication forks stalled by (p)
biosynthesis, translation, ribosome assembly and ppGpp, indicating that the arrested forks are not
response to oxidation (Goranov et al., 2005). disrupted (Wang et al., 2007). Thus, in B. subtilis the
Interestingly, the inhibition of the elongation nucleotide (p)ppGpp acts as a sensor mechanism
step of DNA replication elicits a distinct transcrip- in nutrient-limited cells that prevents replication-
tional response that affects the expression of over fork progression yet preserves fork integrity.
100 genes but is independent of RecA and Sda Further supporting the notion that DNA rep-
(Goranov et al., 2005). The majority of these genes lication is co-ordinated with cell growth, several
respond similarly to the inhibition of either elonga- distinct connections between DNA replication
tion or initiation of DNA replication, suggesting and essential cellular activities have been docu-
that the mechanism controlling the expression mented, including respiration (ndh), central carbon
of these genes does not sense arrested replication metabolism (gapA, pykA, pdhB), fatty acid synthe-
forks. Many of the recA- and sda-independent sis (fabHA), phospholipid synthesis (plsC, pgsA),
transcriptional responses (~56 genes) appear to be and protein synthesis (rpmJ, rplA, rplW, rpsU)
mediated by the replication initiator, DnaA, which ( Janniere et al., 2007; Murray and Koh, 2014). Dis-
can itself act directly as a transcription regulator. For ruption of specific biosynthetic pathways by gene
example, it has been shown that DnaA binds to the deletion or enzyme depletion caused a decrease
promoter region of the yllB-ylxA-ftsL-pbpB operon in the frequency of DNA replication initiation.
in vivo and that the mRNA levels of these four Although the regulatory mechanisms remain
genes decrease upon replication arrest (Goranov et unknown, genetic evidence indicates that several of
al., 2005). Both ftsL and pbpB encode essential cell the pathways require DnaA-dependent initiation at
division proteins (Fig. 4.4) (Daniel et al., 1996). oriC (Murray and Koh, 2014). Similar results have
Artificial constitutive expression of ftsL-pbpB under been found in E. coli, suggesting that coordination
conditions of replication arrest allows cell division of DNA replication with central metabolic activities
but decreases cell viability, indicating that the inhi- is widely conserved (Maciag et al., 2011; Sekimizu
bition of ftsL-pbpB transcription by DnaA serves to and Kornberg, 1988; Xia and Dowhan, 1995).
couple cell division with DNA replication in order
24 | Murray et al.
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(2002). Genetics of mutagenesis in E. coli: various
Dynamics of DNA Double-strand Break
Repair in Bacillus subtilis
Begoña Carrasco, Paula P. Cárdenas, Ester Serrano, Rubén Torres,
2
Elena M. Seco, Silvia Ayora and Juan C. Alonso*
Abstract Introduction
All organisms have developed a variety of DNA The faithful replication and the maintenance of the
repair mechanisms to cope with DNA double genome(s) are of primary importance for all living
strands breaks (DSBs). In replicating cells, homolo- organisms. In response to DNA damage, cells alter
gous recombination (HR), which uses an intact their chromatin structure (nucleoid in bacteria)
homologous template to restore lost information and utilize dedicated error-free pathways [e.g. base
at the break site, is the main pathway for error-free excision repair (BER), nucleotide excision repair
repair of one- or two-ended DSBs and for pro- (NER), mismatch repair (MMR), etc.] to remove
moting the re-establishment of replication forks DNA lesions and misincorporated nucleotides.
during vegetative growth. Genetic, cytological Persistent DNA damage can induce an intricate
and biochemical approaches were used to analyse series of interlocking signalling reactions, known
the requirements of exponentially growing Bacil- as the DNA damage response (DDR). The DDR
lus subtilis cells to survive broken DNA ends and coordinates cell cycle arrest (inhibition of DNA
to visualize the choreography of DSB repair. The replication in bacteria), activates transcriptional
damage-induced multi-protein complex (recombi- programs and initiates DNA repair (Zhou and
nosome), organized into focal assemblies, has been Elledge, 2000; Friedberg et al., 2006; Cimprich and
confirmed by biochemical approaches. HR is coor- Cortez, 2008; Ciccia and Elledge, 2010; Jackson
dinated with other essential processes, such as DNA and Bartek, 2009; Ditch and Paull, 2012; Chapman
replication, transcription and chromosomal segre- et al., 2012). This DDR, which plays an essential
gation. When DSB recognition or end resection are role in ensuring rapid detection of DNA damage
severely impaired or when an intact homologous and in selecting the repair pathway needed to repair
template is simply not available, the ends should the damage, can be divided into a series of distinct,
be reconnected by template-independent mecha- but perhaps functionally interrelated, pathways
nisms using minimal (single-strand annealing) or defined by the type of intermediates accumulated:
no-sequence-homology (non-homologous end single strand [ss] DNA regions, 3′-tailed duplex or
joining). These effective repair mechanisms lead Holliday junction (HJ) intermediates (Zhou and
to loss of genetic information (if the DNA ends Elledge, 2000; Friedberg et al., 2006, Cimprich and
are altered before re-ligation), and to chromosomal Cortez, 2008; Ciccia and Elledge, 2010; Jackson
rearrangements (if incorrect ends are rejoined). and Bartek, 2009).
36 | Carrasco et al.
The genomes of most bacterial species consist of the role of ScpA or the SMC–ScpAB complex in
one circular chromosome that is several million base DSB repair is poorly understood.
pairs in length (Luijsterburg et al., 2008). In Bacillus The absence of many of the known DNA repair
subtilis the circular genome is » 2 mm in circumfer- proteins, in an otherwise wild type (wt) background,
ence, has a volume of » 200 µm3 and is compacted does not show a synthetic lethality. However, some
into » 0.5 µm3, with a total cell volume going from mutations in genes involved in DNA recombination
2.5 to 4.5 fl during exponential growth (Yu et al., result in an accumulation of DNA recombination
2014). The overall shape of the bacterial nucleoid intermediates that may be toxic for growth. For
appears as a compressed helical structure, and mul- example, in the absence of the recombinase loaders
tiple factors cooperate to compact the chromosome, (e.g. RecO, RecR, RecF) mutations in pcrA gene
such as small nucleoid-binding proteins (NAPs, become viable. Furthermore, the absence of both
Histone-like, e.g. HBsu, Lrp), structural mainte- branch migration translocases (RecG and RuvAB)
nance of chromosomes proteins (SMC-ScpAB), or of proteins processing double Holliday junctions
enzymes that affect DNA supercoiling (type I and (HJ) (RuvAB and RecU (counterpart of E. coli
II topoisomerases), DNA segregation (Soj-Spo0J) RuvC) render cells synthetically lethal (Fig. 2.1 and
proteins, and RNA molecules. In bacteria, DNA Table 2.1) (see Carrasco et al., 2012). In contrast,
replication, transcription and segregation occur in E. coli, the corresponding double mutant cells
concurrently, with the coupling of transcription and are viable (Kuzminov, 1999, McGlynn and Lloyd,
translation and DNA replication as the main forces 2002; Courcelle and Hanawalt, 2003; Kreuzer,
that expand the nucleoid. Daughter chromosome 2005; Persky and Lovett, 2008; Michel et al., 2007).
regions are moved away from each other as replica- During exponential growth in rich medium and
tion proceeds (see Chapters 1 and 3). The degree of at 37°C, B. subtilis cells divide every 24–28 min in
nucleoid compaction varies as a function of the cel- Luria–Bertani (LB) medium, while their shortest
lular growth phase and rate. The dynamic structure chromosome replication time is ~40 min, suggest-
of the genome, which is composed of numerous ing that cells might have either four or even eight
supercoiled loops (Postow et al., 2004), is essential replication origins per cell leading to ‘multifork rep-
for life. The SMC–ScpAB complexes are recruited lication’ (Quinn and Sueoka, 1970; Lemon et al.,
to the oriC region by specific contacts with Spo0J
(also termed ParB) bound to parS sites (Gruber
and Errington, 2009, Sullivan et al., 2009), but
subsequently shift away from parS sites to promote
long-range contacts along the entire replichores
(Marbouty et al., 2015, Kim and Loparo, 2016).
These proteins also facilitate the diffusion of the
broken DNA end to find an intact sister strand or
chromosome through condensation/decondensa-
tion and re-organization of the nucleoids, and help
to maintain the torsional tension in the DNA, con-
tributing to supercoiling which is mainly achieved
by the action of DNA topoisomerases (reviewed
by Sherratt, 2003; Frenkiel-Krispin and Minsky,
2006; Witz and Stasiak, 2010). Using a yeast two-
hybrid system it was shown that ScpA interacts
with AddB, a nuclease subunit of the AddAB heli-
case–nucleases complex (counterpart of Escherichia
coli RecBCD or Mycobacteria tuberculosis AdnAB) Figure 2.1 Schematic grouping of B. subtilis
(Dervyn et al., 2004), which acts early in HR. The RecA-dependent DNA recombinational repair genes
into different epistatic groups. Since a recA mutation
lack of the SMC–ScpAB complex affects many
is epistatic with any representative mutation on the
DNA metabolic processes, e.i. DNA replication, different epistatic groups (α to κ), it is placed in the
and chromosome segregation in B. subtilis cells, but centre.
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imperialism. But he is also given a glimpse of a people who retain a
regard for the rights and dignity of the individual, a people who have
turned away from violence and shown a remarkable capacity for
achieving change without sacrificing stability, for combining growth
with order.
Forces of Corruption
Complete responsibility for corruption does not always rest with the
politician. Some office holders, like Honest John Vane, sincerely try
to stay clean. The corrupt politician usually has a collaborator in the
person of the man who buys him. In Garland’s A Spoil of Office
Bradley Talcott’s illusions are shattered in the legislature and in
Congress. Looking around him he finds that “to rob the
commonwealth was a joke.” State legislatures are often described as
assemblages of brigands. The “Woodchuck Session” of the
legislature in Coniston is arrant banditry, and the ones in The Plum
Tree and Mr. Crewe’s Career are only a little less obvious. The
industrialist is usually co-villain with his politician hireling. When he
does not appear in person, he is represented by his middleman, the
professional lobbyist. The lobbyist’s unscrupulous use of his trusting
wife is the subject of Frances Hodgson Burnett’s Through One
Administration (1914). Jacob Pike, in Playing the Mischief, regards
the institution with pride:
From his point of view, it was a kind of public life; it was more completely
“inside politics” than even electioneering or legislation; it was, as he
believed, the very germ and main-spring of statesmanship. A leading
lobbyist knew exactly how the world is governed, and for what purpose....
This whole aspect of the American governmental process in the
novel is a very unsavory one. The industrialists are predatory robber
barons who purchase dishonest politicians in order to obtain special
privilege. In The Charterhouse of Parma the Contessa dissuades
Fabrizio from going to America by explaining to him “the cult of the
god Dollar.” In several of his novels Sinclair declares that American
foreign policy has been determined by the industrial interests. He
portrays Dollar Diplomacy with a vengeance. In Oil! he contends that
the United States joined with Britain and France to fight the
Bolsheviks not because of political ideology, but because “the
creditor nations meant to make an example of Soviet Russia, and
establish the rule that a government which repudiated its debts
would be put out of business.” He also tells the reader that the same
oil interests which backed Harding had turned in and out of office a
succession of Mexican governments to suit their own commercial
purposes. And it is not hard to see in Nostromo the influence of the
American tycoon Holroyd at work when the American cruiser
Powhatan appears to salute the Occidental flag and “put an end to
the Costaguana-Sulaco War.”
If the perverters of power are not demagogues with messianic
complexes, they may be gangsters who rule by ballots when bribery
fails. These subjects in the novel did not go out of vogue with the
Muckraking Era or with Prohibition. A new rash of novels about
gangsters in politics has appeared in recent years. The gunman who
is concerned about investing his money may be replacing the one
who writes his name with machine gun bullets, but his influence in
politics is the same.
ITALY: A SELF-PORTRAIT
After a quarrel with Jean Colbert, Tony Maggiore in Caesar’s Angel
berates her friend Al Piazza: “You talk so big about it making no
difference between American and Italian girls. You ever hear a good
Italian girl open her mouth about politics? You hear her insulting the
men?” This assertion is contradicted by Stella in Silone’s A Handful
of Blackberries, but even were it completely true, it would be one of
the minor differences between American and Italian political behavior
patterns. Immensely different historical antecedents separate the two
peoples. The Italian, with a background of autocratic rule except for
comparatively short intervals, has played his political role on a far
different stage from that of the American. But there is more to it than
just politics. The economic bases which help to form political groups
have produced in Italy a stratification in which the layers are more
widely separated than any in America. The migrant fruit pickers, the
dust-blown Okies, the exploited miners in America seem well off
beside the systematically persecuted peasants and submerged city
lumpenproletariat of Italy. The Italians at the other end of the scale
are just as far from the norm. Gould, Fisk, and Vanderbilt may have
owned railroads, but Prince Torlonia owns immense ranges of the
Roman and Tuscan countryside, together with 35,000 acres of the
Fucino basin worked by eleven thousand farmers. But this great gulf
between classes is only one of the factors which appear responsible
for Italy’s political ills.
Silone concentrates mainly upon the peasantry in his novels. His
heart is close to them, and his description is sympathetic. But he
does more than set forth their sufferings. His books also diagnose
the cause of their problems and suggest solutions. Many of his
peasants appear like credulous, superstitious children. The four-day
thunder and lightning storm which nearly sweeps Pietrasecca off its
mountain in Bread and Wine is blamed upon two lovers who have
gone to live in a house considered damned. Don Paolo watches the
gathering of a crowd which is swept into such a hysteria by its roar of
“CHAY DOO! CHAY DOO! CHAY DOO!” that it forgets to listen to the
oracular radio voice it has come to hear. Silone pities them: “a
people whose wisdom was summed up in a few proverbs passed
down from generation to generation, had been literally submerged
and overwhelmed by propaganda.” Don Paolo also blames this
ignorance upon the Church in Italy. Like his teacher Don Benedetto,
who was said to have called the reigning pontiff “Pope Pontius XI,”
Don Paolo feels that Italy needs
A Christianity denuded of all mythology, of all theology, of all Church
control; a Christianity that neither abdicates in the face of Mammon, nor
proposes concordats with Pontius Pilate, nor offers easy careers to the
ambitious, but rather leads to prison....
Silone’s hero is equally dissatisfied with a religious vocation which
withdraws from life. He talks with the beautiful and spiritual Christina,
who devoutly waits to enter the convent:
Do you not think that this divorce between a spirituality which retires into
contemplation and a mass of people dominated by animal instincts is the
source of all our ills? Do you not think that every living creature ought to
live and struggle among his fellow-creatures rather than shut himself up in
an ivory tower?
Although A Handful of Blackberries contains more scenes set in
Rome than the other two Silone novels discussed here, a better view
of the Italian city dweller is given by Taddei and Moravia. Taddei’s
The Pine Tree and the Mole is built about citizens of Livorno who are
as widely separated by wealth and position as are Silone’s Old
Zaccaria and the Tarocchi family. The circle of lawyers and politicians
who exchange wives and party labels are a different breed of men
from the jailbirds, pimps, and informers at the opposite extreme of
Livorno’s social structure. But both groups are equally adrift, both
caught in the same wave of post-World War I exhaustion and
economic derangement which sent so many Italians in search of the
answer that Mussolini seemed to provide. Taddei emphasizes
poverty and depression as the main factors which prepared the way
for the Fascist regime, but one senses something else, particularly
among his representatives of the educated class. They seem to be
seeking some sort of order, a stabilizing force in their political life.
Taddei says that the Italian Socialist Party seemed to offer the
solution. But the Socialists failed because
overwhelmed by the favorable-seeming course of events and overlooking
the most important phase of the matter, they lacked the time to think of
many things and, instead, viewed the period with optimistic eyes;
everything appeared to them to depend upon the number of adherents
that any particular event brought into their ranks. Political expediency thus
became, in a manner of speaking, epidemic, and the deepening crisis in
all its amplitude became apparent in the form of a spiritual crisis that was
its reflection.
Marcello Clerici in The Conformist finds his solution in Fascism.
Taddei’s hero turns at last to the same source of strength which
Silone singles out—the land and its people. They both feel, rather
like Orwell, that the masses are the ultimate source of their country’s
salvation. Old Lazzaro, shouting defiance at the Communists,
epitomizes these people: “There’ll always be someone that refuses
to sell his soul for a handful of beans and a piece of cheese.” In this
he is like Conrad’s Giorgio Viola, “the Garibaldino,” an old expatriate
whose divinities are Garibaldi and Liberty.
This small group of Italian novelists portray their countrymen as
members of widely separated economic and social classes. There
are the well-to-do who seem to seek order and get it with a
vengeance. And there are the poor of the cities and villages who are
the victims of this order, squeezed by poverty, by powerful
landowners, and harnessed by a church which renders more than is
his to Caesar, a church which brings politics into the confessional
and divorces religion from everyday life. Something of the spirit of
Garibaldi still lives, however, nourished by the deprived ones who
are close to the soil. Perhaps this is a modern political parable in
which the last shall be first.
GERMANY: A SELF-PORTRAIT
When Sinclair’s Lanny Budd goes to the week-long Nazi Party orgy
at Nüremberg, he sees before him a people who have surrendered
personal responsibility to a father image quite as fully as did Silone’s
simple peasants. A people smarting from humiliating defeat had
accepted the dream of a thousand year Reich. And it had been sold
to them by a man as possessed as any of Dostoyevsky’s characters.
Roderich Stamm in Heaven Pays No Dividends is oblivious to much
of the transition that takes place in Germany during the late twenties
and early thirties. Through his father’s conversations, however, he
senses some of the problems soon to be expressed in political
action: “They contained the whole uncertainty of our age. There was
something intangible and threatening in the air. It had all started with
the world crisis and the huge unemployment figures, and then the
Nazis had come, and then the Communists.” These forces and the
movements which they precipitate are too strong for a republic
barely fifteen years old. A people used to authoritarian rule reverts to
it. When war comes Roderich realizes “we were all involved,
because all of us had capitulated before HIM during all these years.
We had all given HIM permission to start a war at HIS discretion,
when HE decided it was necessary.” One is justified in distrusting
stereotypes as inaccurate generalizations. But in this case the
stereotype is borne out and emphasized in the novel.
Many areas of these national portraits are only roughed in, with the
fine-line detail missing. In other places there are gaps. This is partly
because some of the groups of novels are small. It is also due to the
fact that the novelist does not exhaustively examine voting trends,
statistically analyze attitudinal changes, or plot the frequency of
government realignments. Sinclair frequently approaches this
method and Dos Passos gives some of the raw data upon which
such estimates can be made. But generally the novelist tends to
proceed from individuals to groups, extrapolating group behavior
from individual behavior. This is the method used by Koestler and
Conrad. While it does not have the statistical validity of the political
scientist’s work, it has advantages which complement it. The
novelist, with his artistic insight and his ability to shape his material
as he wishes, can highlight his concept of a particular national
character with drama and human interest to make this hard-to-define
quality come memorably alive on the printed page.
chapter five
The Novelist as Analyst of Group
Political Behavior
The economic criterion is one of two means used by the political
novel for classifying groups. The other index identifies groups by
means of overt political behavior—party membership, acceptance of
discipline, performance of specific acts. These two means of
classification are not parallel but complementary. The first, in a
sense, serves as a background for the second. Although the first is
economic, its validity lies in the fact that party lines tend to follow
economic ones, that modern political theory, particularly that of
revolution, has been based increasingly upon economic facts as well
as political ones. The approach of this chapter differs from that of the
previous one in tracing behavior patterns which cut across national
lines.
ECONOMIC GROUPS
The Lumpenproletariat
In trying to use these indices of group behavior it is no longer
possible to deal in general terms such as “the poor.” Though
“proletariat” may be precise enough for Marxism, even this term is
too inclusive for close analysis of the material in these novels.
Several gradations are possible within this least fortunate group on
the economic scale. Professor Ambrogio Donini’s introduction to the
Italian edition of The Pine Tree and the Mole identifies the lowest
group in that novel as members of the lumpenproletariat. These
people are not the workers whose taking of the factories Taddei
fleetingly mentions. They are the lowest stratum of Livorno’s life, the
drifters and criminals from whom the Fascists recruited members for
their Black Shirt squads. It is their motivation as much as their
behavior which differentiates them from the workers. While groups of
militant workers are usually presented as trying to better the lot of
their whole group, these members of the lumpenproletariat seem to
be entrepreneurs. Rubachiuchi becomes an agent provocateur for
the Fascists not to help the poverty-stricken, but simply to help
himself. After he infiltrates an anarchist group, he aids in its
destruction, not because he is personally opposed to anarchism, but
because this is the job his employers are paying him to do. Very
often in these novels one encounters Communists trying to destroy
Socialists ostensibly because Socialism is thought to be a palliative
rather than a solution to the worker’s problems. But these
underworld figures do not have even this theoretical justification.
Although this group is not nearly so numerous in the novel as many
others, its representatives occasionally appear. In Fontamara,
Peppino Goriano returns to Fontamara after thirty-five years, some
of them spent in a “political career” in Rome. A good man, he had
been forced by starvation to become an agent provocateur for the
police. He had earned five lire a day plus a twenty-five lire bonus
each time a job resulted in his going to the hospital. For a brief time
he had been a hero after a picture of him helping to wreck a
Communist newspaper office had appeared in a newspaper. But the
“Hero of Porta Pia” lost the honest job he had finally found when it
was decided that “fascism could no longer shelter in its bosom such
delinquents as had been convicted several times for theft.” Pablo in
For Whom the Bell Tolls is a study in deterioration. A cruel but
effective anti-Fascist at the beginning of the war, he is found by
Robert Jordan to be a sotted semi-bandit who opposes Jordan’s
blowing of the bridge. Having lost control of the band to his woman
Pilar, Pablo tries unsuccessfully to forestall the demolition by stealing
part of Jordan’s equipment. Although he leads the retreat after the
bridge is blown, Pablo is no longer one of the “illusioned ones.” He is
a guerrilla who retains only his violence and a dominating desire for
survival. Old Zaccaria in A Handful of Blackberries is a bandit first
and a partisan second. He had received a decoration for a crippling
encounter with a German patrol, but the source of the battle was a
truckload of cheese which he intended for the black market rather
than a desire to free Italy. These characters are not nearly such low
forms of life as some of the members of Taddei’s lumpenproletariat,
but they are a part of that group to be found on the fringes of most
political conflicts, individuals motivated by desire for personal gain
rather than by principle.
Peasants
Almost as submerged in the economic structure is the peasant class.
Here too there are extra-national similarities. The paisans of Silone
and Taddei and the muzhiks of Turgenev and Dostoyevsky have
characteristics in common. Ground down by oppression and
exploitation, they engage in political action only as a result of outside
stimulation rather than as a result of spontaneous desire among
themselves. Often they may be too devitalized even to do that. When
Bazarov in Fathers and Sons tells the peasants that they are the
hope of Russia, he does not suspect “that in their eyes he was all the
while something of the nature of a buffooning clown.” In a more
subtle way Don Paolo tries to awaken the peasants of Pietrasecca in
Bread and Wine. He has a little success with parables, but a direct
attack upon issues produces nothing. When he goes to Fossa he
asks the lawyer Zabaglione about peasant participation in the now
disbanded Socialist Leagues. Zabaglione tells him:
What Socialism meant to most of them was a chance to work and eat till
their stomachs were full, to work and sleep in peace, without having to be
afraid of the morrow. In the league premises at Fossa, next to the bearded
portrait of Karl Marx, there was a picture of Christ in a red shirt. On
Saturday nights the peasants came to the league to sing “Up, brothers!
Brothers, arise!” and on Sunday morning they went to Mass to say
“Amen.” The permanent occupation of a Socialist leader was writing
recommendations.
The American representatives of this class seem much the same.
Garland’s A Spoil of Office follows the abortive political careers of
the Grange and the Farmer’s Alliance. Bradley Talcott sees this latter
movement as “the most pathetic, tragic, and desperate revolt against
oppression and wrong ever made by the American farmer.” His
guiding star Ida puts it even more simply: “While our great politicians
split hairs on the tariff, people starve. The time has come for
rebellion.” Conditions in Iowa have changed eighty years later, but in
the deep South they are almost as bad. William Russell’s A Wind Is
Rising (1950) focuses on Negro tenant farmers charged 500 per cent
interest by the landowners and cheated of part of the cotton crop
they succeed in raising.
Whether he is Prince Torlonia or a Russian noble, the large
landholder is most often seen in the novel as the embodiment of the
forces which keep the peasant class in subjection. Men like Nikolai
Kirsanov in Fathers and Sons may attempt to improve conditions,
but the predominant pattern is one of exploitation which eventually
produces violence. At the end of A Handful of Blackberries the
peasants kill a bailiff when they invade the Tarocchi pasture lands
they believe to be rightfully theirs. Debased and deprived, lacking
political awareness, and incited by members of other classes, the
peasant group turns to violence. In some areas of the world,
particularly the United States and England, a steady economic
evolution has tended to eliminate large segments of this group. The
Russian peasant appears still to be a peasant, even though he may
be a Stakhanovite worker in a large kolkhoz. But where the class still
exists in a society in which violent protest is still possible, the pattern
appears unchanged.
Labor
Commenting on one of the causes of the failure of the farmers’
movements of the seventies, Garland said: “They had made the