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Biomechanics of The Eye 1St Edition C J Roberts W J Dupps JR J C Downs Online Ebook Texxtbook Full Chapter PDF
Biomechanics of The Eye 1St Edition C J Roberts W J Dupps JR J C Downs Online Ebook Texxtbook Full Chapter PDF
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9 789062 992508
ISBN 978-90-6299-250-8
Editors
Cynthia J. Roberts
William J. Dupps Jr.
J. Crawford Downs
Copyright © 2018. Kugler Publications. All rights reserved.
Kugler Publications
P.O. Box 20538
1001 NM Amsterdam, The Netherlands
www.kuglerpublications.com
Copyright © 2018. Kugler Publications. All rights reserved.
Kugler Publications is an imprint of SPB Academic Publishing bv, P.O. Box 20538, 1001 NM Amsterdam,
The Netherlands
Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . xi
List of contributors . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . xv
1. Basics of biomechanics . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3
Jesper Hjortdal
10. Electronic speckle pattern interferometry and lateral shearing interferometry . . . . . . . . . . 147
Abby Wilson, John Marshall
28. The connective tissue phenotype of glaucomatous cupping in the monkey eye . . . . . . . . . . 405
Hongli Yang, Juan Reynaud, Howard Lockwood, Galen Williams, Christy Hardin, Luke Reyes, Cheri Stowell,
Stuart K. Gardiner, Claude F. Burgoyne
30. Optic nerve head biomechanics in health, aging, and disease . . . . . . . . . . . . . . . . . . . . . . . . . 443
J. Crawford Downs
31. Cerebrospinal fluid pressure and the translaminar pressure gradient in optic nerve head
biomechanics . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 465
Julia Raykin, Brian C. Samuels, Andrew J. Feola, C. Ross Ethier
33. In-vivo characterization of optic nerve head biomechanics for improved glaucoma
management . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 497
Xiaofei Wang, Meghna R. Beotra, Liang Zhang, Michaël J.A. Girard
Index . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 513
Copyright © 2018. Kugler Publications. All rights reserved.
Copyright © 2018. Kugler Publications. All rights reserved.
Foreword: Biomechanics of the eye
To illustrate the explosive growth of biomechanical studies in ophthalmic science,
I checked the 9th and 11th edition of Adler’s Physiology of the Eye, a veritable Bible
of the field. The 1992 edition had not one indexed comment on “biomechanics”,
while the 2011 version had two index entries for its nearly 1,000 pages! The cornea
sections dealt with ultrastructure, light transmission, endothelial pumping, and
neovascularization, but not bending forces, and the sclera was treated anatomical-
ly, but not physiologically. It is fortunate for us that a distinguished group of inter-
national experts contributed to the present volume, enlightening us on a series of
vitally important issues that now occupy an important place in the understanding
of how eyes work and don’t work.
Seeing is believing: Inherent in many of the presentations to follow are new
methods of viewing the ocular tissues. Advancing from the microcosmic window
of transmission electron microscopy, we see the cornea and other ocular tissues
clinically through the useful view of optical coherence tomography. Ex-vivo study methods now include a plethora
of illuminating techniques that show the orientation of fibers, their composition, and their change in inflation
studies: small angle light scattering, wide angle x-ray scattering, magnetic resonance imaging, and microscopy
utilizing polarization, second harmonic generation, and two photon imaging. Many of these use unfixed tissue to
avoid the major processing changes that alter tissue physiology. They permit in many cases the reconstruction of
3-D structure and its response as an in-vivo unit.
Life in a bubble: While past studies put strips of cornea or sclera under uniaxial stretch, the ocular tissues
behave as a 3-D globe, and the work to be presented moves to study ocular tissues in their situation in situ, at
least insofar as is practical given the limitations of methods. From studies that began by speckling the scleral
surface and inflating the globe, we now have microscopic methods of viewing the strain and fiber orientation of
the full thickness of the cornea or sclera under stress. Furthermore, for many diseases, it is the process of aging or
response to change in the tissue that determines whether abnormality is functionally important and how badly
the eye is affected. Thus, disease-simulating experimental models of tissue change in animals are important.
Pretty models: To understand how, and more importantly why, a tissue responds as it does, we benefit from
the expertise of those who can construct model systems that simulate tissue reactions. These not only include
all of the important elements as variables to weigh their relative importance, but permit systematic alteration in
the magnitude of each variable to assess through sensitivity analysis its likely contribution. These models can be
used most effectively when relevant data for each parameter is measured experimentally. Models in animals have
begun to show us that looking only at baseline parameters is insufficient, as remodeling during disease may be
more important than where the tissue started. This shows the value of teams of clinician-scientists and engineers
working forceps to caliper.
Who needs a disease: The book deals not only with diseases and their detrimental effect on quality of life,
Copyright © 2018. Kugler Publications. All rights reserved.
but also with more common features of the visual system that affect us: refractive error and presbyopia. Pop-
ulation-based studies now show that the most common causes of visual disability worldwide are the need for
distance and reading glasses. If one wishes to start a career in vision science with the aim of having the maximum
impact on the world, it would be to fix these two. The present book takes on aspects of these troubling problems
and what biomechanics teaches about them.
Softer mechanics: The eye has a variety of tissues that have biomechanical processes other than those that
are classically considered part of the engineering repertoire (cornea and sclera). We are increasingly aware
that collagenous fibers are one aspect of biomechanical response, but their accompanying matrix and cellular
components play important roles as well. Recent research shows that we need to know more about the mechanics
x
of the trabecular meshwork (relevant to glaucoma and newer glaucoma surgeries), of the iris (for contributions to
angle closure mechanisms), of the vitreous (for contribution to retinal detachment), and of the choroid (for rela-
tionships to myopia and age-related macular degeneration).
Who cares? Basic knowledge leads to important future clues for both diagnosis and therapy. Important avenues
for diagnostic biomarkers have been developed for the contributions of corneal hysteresis, central corneal
thickness, iris volume loss on pupil dilation, and optic nerve head flexibility, among many others. The models
point to potential treatments, and in the case of corneal ectasia, making the structure stiffer has shown promise
for avoiding the need for replacement surgery of the cornea. For glaucoma, making the eye stiffer to limit strain
has (at least in mice) made things worse, not better, so one size does not fit all.
This volume has a huge collection of the best presentations by the sharpest minds in this field. Enjoy.
Harry A. Quigley, MD
A. Edward Maumenee Professor, Ophthalmology, Wilmer Institute, Johns Hopkins, Baltimore, MD, USA
Copyright © 2018. Kugler Publications. All rights reserved.
Introduction
J. Crawford Downs, William J. Dupps Jr., Cynthia J. Roberts
Biomechanics is the study of the mechanical interaction of solids and/or fluids with internal and external forces in
the context of biology. It has long been a mainstay in the cardiovascular and orthopedic fields, where it has been
used to analyze and predict the mechanical and biological mechanisms underlying bone fractures, hard and soft
tissue remodeling, and blood flow through arterial stents and aneurysms. Biomechanical techniques are critical
in optimizing cardiac and orthopedic implant designs for maximum clinical efficacy and life.
Ocular biomechanics has been primarily focused on diseases of the cornea, trabecular meshwork, sclera, and
optic nerve head, with more limited application in the vitreous, lens, and iris. It has provided insight into disease
processes and surgical outcomes in various eye disorders. For example, in glaucoma, ocular biomechanics has
been used to analyze and predict the importance of the sclera in determining the biomechanics of the lamina
cribrosa, the site of axonal damage in glaucoma. In the cornea, the science of biomechanics has been used to
better understand the structural basis of corneal ectatic diseases and to develop biomechanically mediated
treatments for keratoconus that have already resulted in a global reduction in the number of corneal transplants
required for this disease.
Biomechanical engineers use cutting-edge engineering-based computational and experimental techniques to
investigate the interaction of ocular tissues with their surroundings, as well as the forces that are common in
the eye: intraocular pressure, tensile and torsional muscle tractions, blood flow and vascular pressures, external
traumatic forces, cerebrospinal fluid pressure, and tissue growth pressures. The tools bioengineers use include
finite element modeling, a computational technique to split complex geometries into small regularly shaped
elements, for which loading, mechanical stress (force distribution), and mechanical strain (local deformation) are
calculated individually. The results of each of these simple elemental responses are then added up, or superposed,
into the overall response of the structure. Measures of tissue deformation under load can now be obtained with
imaging techniques, such as ultrasound biomicroscopy, optical coherence tomography, Scheimpflug tomography,
infrared corneal reflection monitoring, and magnetic resonance imaging, and these observations can be used
to generate various approximations of biomechanical properties and validate computational biomechanics
simulations. Many of these measurement technologies are being developed (or are already available) for in vivo
and clinical applications.
The structural geometries in the human body are much more complex than typical engineered structures, such
as bridges and airplane wings. Biological tissue stiffness is inherently complex in that it changes with orientation
(anisotropy), the rate of loading (viscoelasticity), and the level of stretch or compression (hyperelasticity). Com-
putational models require accurate representations of tissue geometry, loading and constraints on the modeled
structure, and compliance or stiffness of the tissue constituents. Whereas certain elements of the ocular anatomy
such as the cornea are very accessible to measurement, measurements are more difficult to obtain in very small
structures and more posterior ocular components. Important factors such as fluid pressures or blood flow are
Copyright © 2018. Kugler Publications. All rights reserved.
nearly impossible to measure using current technology. When accurate representations of the model inputs are
unavailable, simple representative geometries coupled with simplifying assumptions on the loading and tissue
material properties can still be used to construct models that reveal fundamental relationships regarding the
responses of tissues to load.
The eye boasts one of nature’s most exquisite relationships between structure and function. Ocular function
is a complex product of the eye’s constitutive elements, their mechanical properties, and a host of biological
processes responsible for normal function, immunological defense, repair, and disease. This book introduces the
eye as a biomechanical entity and surveys emerging efforts to apply biomechanical principles to understanding
mechanisms of ocular disease, enhancing diagnosis, and optimizing treatment.
Copyright © 2018. Kugler Publications. All rights reserved.
About the editors
Cynthia J. Roberts
Dr. Roberts received a BS degree in Nursing with Distinction from the University of
Iowa in 1979, and worked as a Registered Nurse for several years at the University
of Iowa Hospitals and Clinics before enrolling in engineering. She received an MS
degree in Electrical Engineering in 1986, and a PhD in Biomedical Engineering in
1989, both from The Ohio State University. Dr. Roberts is currently a Professor in
Ophthalmology & Visual Science, and Biomedical Engineering at The Ohio State
University, and holds the Martha G. and Milton Staub Chair for Research in Oph-
thalmology. Her research focus is ophthalmic engineering, or the application of
engineering principles and problem-solving techniques to the maintenance and
improvement of vision. Corneal topography was her first area of research within
ophthalmology. Her other research interests include ocular biomechanics in
refractive surgery, cornea and glaucoma; intraocular pressure measurement
error; the in-vivo assessment of corneal biomechanical properties using ultrasonic
and dynamic imaging techniques; ophthalmic imaging applications including intraoperative topography-guided
surgery, Scheimpflug tomography, and optical coherence tomography with both corneal and retinal applications.
She is well published in these areas and has many international collaborators. Dr. Roberts serves on the editorial
boards of the Journal of Refractive Surgery, the Journal of Cataract and Refractive Surgery, and the Internation-
al Journal of Keratoconus and Ectatic Corneal Diseases. She has given many invited lectures internationally, and
multiple courses in corneal topography and corneal biomechanics, in both the United States and Europe. Dr.
Roberts received the inaugural Barraquer Medal from the Brazilian Society of Refractive Surgery in 2008 with
a lecture entitled ‘Biomechanical Customization: The Next Generation of Refractive Surgery.’ She was inducted
as a Fellow in the American Institute for Medical and Biological Engineering in 2009, and was recognized by the
American Academy of Ophthalmology with an Achievement Award in 2012.
William J. Dupps Jr., MD, PhD, a native of Catawba Island, Ohio, is Professor of
Ophthalmology at the Cleveland Clinic Lerner College of Medicine of Case Western
Reserve University and Staff in Ophthalmology, Biomedical Engineering and Trans-
plantation at Cleveland Clinic’s Cole Eye Institute and Lerner Research Institute.
He is an Adjunct Professor of Biomedical Engineering at Case Western Reserve
University and adjunct faculty in the Department of Chemical and Biomedical
Copyright © 2018. Kugler Publications. All rights reserved.
to Prevent Blindness, Dr. Dupps leads an interdisciplinary research team in translational corneal biomechanics.
His research addresses the biomechanics of corneal refractive surgery and corneal ectatic disease as well as the
development of novel approaches to optimizing corneal surgery through computational modeling and biome-
chanical measurement. Dr. Dupps’ has received the Achievement Award for service to the American Academy
of Ophthalmology (AAO), the Kritzinger Award from the International Society of Refractive Surgery and a Dis-
tinguished Alumnus Award from The Ohio State University College of Engineering. He is currently chair of the
AAO Practicing Ophthalmologist Curriculum Refractive Management & Intervention Panel. He is a member of the
American Ophthalmological Society.
Dr. Dupps serves as Associate Editor for the Journal of Cataract and Refractive Surgery and Translational Visual
Science and Technology and served previously as an Executive Editor for Experimental Eye Research. He has
published 120 journal articles and editorials and has delivered over 150 invited lectures. He holds several patents
and received the Cleveland Clinic’s first Early Career Innovation Award in 2009 for founding OptoQuest, a Cleveland
Clinic spin-off for commercializing systems to improve surgical planning through patient-specific computational
simulation. He lives with his wife, Gretchen, and their three children in Bay Village, Ohio.
J. Crawford Downs
peer-reviewed research papers, 12 book chapters, and hundreds of conference abstracts, and he is a frequent
invited lecturer at domestic and international meetings and institutions. Dr. Downs serves on the NASA Research
and Clinical Advisory Panel for Space-associated Neuro-ocular Syndrome (SANS). He also serves on the editorial
board of Current Eye Research and is a frequent reviewer and/or guest editor for a multitude of journals, including
Investigative Ophthalmology and Visual Science, PLoS One, Nature Scientific Reports, Ophthalmology, and JAMA
Ophthalmology. Dr. Downs is a frequent reviewer of grant proposals to NIH, domestic foundations, and foreign
governments.
List of contributors
Renato Ambrósio Jr.
Department for Ophthalmology of the Federal University of The State of Rio de Janeiro (UniRIO) and Federal
University of São Paulo (UNIFESP), Brazil; Rio de Janeiro Corneal Tomography and Biomechanics Study Group, Rio
de Janeiro, Brazil; Instituto de Olhos Renato Ambrósio and VisareRIO, Rio de Janeiro, Brazil
Rouzbeh Amini
Department of Biomedical Engineering, The University of Akron, Akron, OH, USA
Tim Archer
London Vision Clinic, London, UK
Claudio Azzolini
Department of Medicine and Surgery, University of Insubria, Varese, Italy
Meghna R. Beotra
Ophthalmic Engineering & Innovation Laboratory, Department of Biomedical Engineering, Faculty of Engineering,
National University of Singapore, Singapore
Craig Boote
Structural Biophysics Group, School of Optometry and Vision Sciences, Cardiff University, Cardiff, UK
Donald J. Brown
Gavin Herbert Eye Institute, School of Medicine, University of California, Irvine, USA; Department of Biomedical
Engineering, University of California, Irvine, USA
Claude Burgoyne
Devers Eye Institute, Optic Nerve Head Research Laboratory, Legacy Research Institute, Portland, OR, USA; Devers
Eye Institute, Discoveries in Sight Research Laboratories, Legacy Research Institute, Portland, OR, USA
Xi Cheng
Department of Mechanical Engineering, Stanford University, Stanford, California, USA
Keyton L. Clayson
Department of Biomedical Engineering, The Ohio State University, Columbus, OH, USA
Copyright © 2018. Kugler Publications. All rights reserved.
Vinicius de Stefano
Cole Eye Institute, Cleveland Clinic, Cleveland, OH, USA; Ophthalmology and Visual Sciences, Federal University
of São Paulo, São Paulo, SP, Brazil
xvi
Simone Donati
St. Paul’s Eye Unit, Royal Liverpool University Hospital, Liverpool, United Kingdom
J. Crawford Downs
Department of Ophthalmology, University of Alabama at Birmingham School of Medicine Birmingham, AL, USA
Ashkan Eliasy
School of Engineering, University of Liverpool, Liverpool, UK
Ahmed Elsheik
School of Engineering, University of Liverpool, Liverpool, UK; NIHR Biomedical Research Centre for Ophthalmol-
ogy, Moorfields Eye Hospital NHS Foundation Trust, London, UK; Institute of Ophthalmology, University College
London, London, UK
Ross Ethier
Wallace H. Coulter Department of Biomedical Engineering, Georgia Institute of Technology and Emory University,
Atlanta, GA, USA George W. Woodruff School of Mechanical Engineering, Georgia Institute of Technology, Atlanta,
GA, USA
Andrew J. Feola
Wallace H. Coulter Department of Biomedical Engineering, Georgia Institute of Technology and Emory University,
Atlanta, GA, USA
Matthew Ford
Cole Eye Institute, Cleveland Clinic, Cleveland, OH, USA
Stuart K. Gardiner
Devers Eye Institute, Discoveries in Sight Research Laboratories, Legacy Research Institute, Portland, OR, USA
Copyright © 2018. Kugler Publications. All rights reserved.
Michaël Girard
Ophthalmic Engineering & Innovation Laboratory, Department of Biomedical Engineering, Faculty of Engineering,
National University of Singapore, Singapore; Singapore Eye Research Institute, Singapore National Eye Centre,
Singapore
Tabitha Goetz
Department of Ophthalmology, School of Medicine & Mater Misericordiae University Hospital, University College
Dublin, Dublin, Ireland
xvii
Reinold K. Goetz
Department of Ophthalmology, School of Medicine & Mater Misericordiae University Hospital, University College
Dublin, Dublin, Ireland
Rafael Grytz
Department of Ophthalmology and Visual Sciences, University of Alabama at Birmingham, Birmingham, AL, USA
Katie Hallahan
Cole Eye Institute, Cleveland Clinic, Cleveland, OH, USA
Christy Hardin
Devers Eye Institute, Optic Nerve Head Research Laboratory, Legacy Research Institute, Portland, OR, USA; Devers
Eye Institute, Discoveries in Sight Research Laboratories, Legacy Research Institute, Portland, OR, USA
Sally Hayes
Structural Biophysics Research Group, School of Optometry and Vision Sciences, Cardiff University, Cardiff, UK
Jesper Hjortdal
Department of Ophthalmology, Aarhus University Hospital NBG, Aarhus, Denmark
Yi Hua
Department of Ophthalmology, University of Pittsburgh, Pittsburgh, PA, USA
Jessica V. Jasien
Department of Vision Sciences, School of Optometry, University of Alabama at Birmingham, Birmingham, AL, USA
James Jester
Gavin Herbert Eye Institute, School of Medicine, University of California, Irvine, USA; Department of Biomedical
Engineering, University of California, Irvine, USA
Tibor Juhasz
Gavin Herbert Eye Institute, School of Medicine, University of California, Irvine, USA; Department of Biomedical
Engineering, University of California, Irvine, USA
Elena Koudouna
Structural Biophysics Research Group, School of Optometry and Vision Sciences, Cardiff University, Cardiff, Wales,
UK
Copyright © 2018. Kugler Publications. All rights reserved.
Kirill Larin
Department of Biomedical Engineering, University of Houston, Houston, TX, USA; Department of Molecular
Physiology and Biophysics, Baylor College of Medicine, Houston, TX, USA
Nicole Lemanski
Mabel Cheng MD PLLC, Albany, USA
Jun Liu
Department of Biomedical Engineering, The Ohio State University, Columbus, OH, USA
xviii
Howard Lockwood
Devers Eye Institute, Optic Nerve Head Research Laboratory, Legacy Research Institute, Portland, OR, USA; Devers
Eye Institute, Discoveries in Sight Research Laboratories, Legacy Research Institute, Portland, OR, USA
Bernardo T. Lopes
Department for Ophthalmology of the Federal University of The State of Rio de Janeiro (UniRIO) and Federal
University of São Paulo (UNIFESP), Brazil; Rio de Janeiro Corneal Tomography and Biomechanics Study Group, Rio
de Janeiro, Brazil; Instituto de Olhos Renato Ambrósio and VisareRIO, Rio de Janeiro, Brazil
Alan Luz
Department for Ophthalmology of the Federal University of The State of Rio de Janeiro (UniRIO) and Federal
University of São Paulo (UNIFESP), Brazil; Rio de Janeiro Corneal Tomography and Biomechanics Study Group, Rio
de Janeiro, Brazil; Hospital de Olhos de Sergipe, Aracaju, Brazil
Fabrice Manns
Department of Biomedical Engineering, University of Miami College of Engineering, Miami, FL, USA; Ophthalmic
Biophysics Center, Bascom Palmer Eye Institute, University of Miami Miller School of Medicine, Miami, FL, USA
John Marshall
Institute of Ophthalmology, University College London, London, UK
Rebecca McQuaid
University College of Dublin, Dublin, Ireland
Keith Meek
Structural Biophysics Research Group, School of Optometry and Vision Sciences, Cardiff University, Cardiff, UK
Eric Mikula
Gavin Herbert Eye Institute, School of Medicine, University of California, Irvine, USA
Vincent T. Moy
Department of Physiology and Biophysics, University of Miami Miller School of Medicine, Miami, FL, USA
Michael Mrochen
IROC Science AG, Zürich, Switzerland; Swiss Eye Research Foundation, Reinach AG, Switzerland
Copyright © 2018. Kugler Publications. All rights reserved.
Vicki Nguyen
Department of Mechanical Engineering, Johns Hopkins University, Baltimore, MD, USA
Colm O’Brien
Department of Ophthalmology, School of Medicine & Mater Misericordiae University Hospital, University College
Dublin, Dublin, Ireland
xix
David C. Paik
Paik Laboratory for Tissue Cross-linking, Columbia University Medical Center, New York, NY, USA
Bojan Pajic
Orasis AG, Reinach, Switzerland; Swiss Eye Research Foundation, Reinach AG, Switzerland
Elias R. Pavlatos
Department of Biomedical Engineering, The Ohio State University, Columbus, OH, USA
Matthew Petroll
Department of Ophthalmology, University of Texas Southwestern Medical Center, Dallas, TX, USA; Biomedical
Engineering Graduate Program, University of Texas Southwestern Medical Center, Dallas, TX, USA
Peter Pinsky
Department of Mechanical Engineering, Stanford University, Stanford, California, USA
Isaac Ramos
Rio de Janeiro Corneal Tomography and Biomechanics Study Group, Rio de Janeiro, Brazil; Hospital de Olhos
Santa Luzia, Maceió, Brazil
Julia Raykin
Wallace H. Coulter Department of Biomedical Engineering, Georgia Institute of Technology and Emory University,
Atlanta, GA, USA
Dan Reinstein
London Vision Clinic, London, UK; Department of Ophthalmology, Columbia University Medical Center, New York,
NY, USA; Centre Hospitalier National d’Ophtalmologie, Paris, France; Biomedical Science Research Institute,
University of Ulster, Coleraine, Northern Ireland
Matthew A. Reilly
Department of Biomedical Engineering, Department of Ophthalmology & Visual Science, The Ohio State University,
Copyright © 2018. Kugler Publications. All rights reserved.
Rodolfo Repetto
Department of Civil, Chemical and Environmental Engineering, University of Genoa, Genoa, Italy
Luke Reyes
Devers Eye Institute, Optic Nerve Head Research Laboratory, Legacy Research Institute, Portland, OR, USA; Devers
Eye Institute, Discoveries in Sight Research Laboratories, Legacy Research Institute, Portland, OR, USA
xx
Juan Reynaud
Devers Eye Institute, Optic Nerve Head Research Laboratory, Legacy Research Institute, Portland, OR, USA; Devers
Eye Institute, Discoveries in Sight Research Laboratories, Legacy Research Institute, Portland, OR, USA
Cynthia Roberts
Department of Ophthalmology & Visual Science, Department of Biomedical Engineering, The Ohio State University,
OH, USA
Marcella Q. Salomão
Department for Ophthalmology of the Federal University of The State of Rio de Janeiro (UniRIO) and Federal
University of São Paulo (UNIFESP), Brazil; Rio de Janeiro Corneal Tomography and Biomechanics Study Group, Rio
de Janeiro, Brazil; Instituto de Olhos Renato Ambrósio and VisareRIO, Rio de Janeiro, Brazil
Brian C. Samuels
Department of Ophthalmology, University of Alabama at Birmingham, Birmingham, AL, USA
Giuliano Scarcelli
Fischell Department of Bioengineering, University of Maryland, College Park, MD, USA
Ibrahim Seven
Ocular Biomechanics & Imaging Lab, Cole Eye Institute, Cleveland Clinic, Cleveland, OH, USA
Ian Sigal
Department of Ophthalmology, University of Pittsburgh, Pittsburgh, PA, USA; Department of Bioengineering,
University of Pittsburgh, Pittsburgh, PA, USA
Manmohan Singh
Department of Biomedical Engineering, University of Houston, Houston, TX, USA
Eberhard Spoerll
Carl Gustav Carus University Hospital, Department of Ophthalmology, Dresden, Germany
Cheri Stowell
Devers Eye Institute, Optic Nerve Head Research Laboratory, Legacy Research Institute, Portland, OR, USA; Devers
Eye Institute, Discoveries in Sight Research Laboratories, Legacy Research Institute, Portland, OR, USA
Harald Studer
Swiss Eye Research Foundation, Reinach, Switzerland; OCT Research Laboratory, Department of Ophthalmology,
Copyright © 2018. Kugler Publications. All rights reserved.
Vivian M. Sueiras
Department of Biomedical Engineering, University of Miami College of Engineering, Miami, FL, USA
Michael Twa
School of Optometry, University of Alabama at Birmingham, Birmingham, AL, USA
xxi
Daniel C. Turner
Department of Vision Sciences, School of Optometry, University of Alabama at Birmingham, Birmingham, AL, USA
Jennifer H. Tweedy
Department of Bioengineering, Imperial College London, London, UK
Paolo Vinciguerra
Humanitas University, Department of Biomedical Sciences, Milan, Italy; Humanitas Clinical and Research, Rozzano,
Italy
Riccardo Vinciguerra
St. Paul’s Eye Unit, Royal Liverpool University Hospital, Liverpool, United Kingdom
Andrew P. Voorhees
Department of Ophthalmology, University of Pittsburgh, Pittsburgh, PA, USA
Deborah Wallace
Department of Ophthalmology, School of Medicine & Mater Misericordiae University Hospital, University College
Dublin, Dublin, Ireland
Xiaofei Wang
Ophthalmic Engineering & Innovation Laboratory, Department of Biomedical Engineering, Faculty of Engineering,
National University of Singapore, Singapore
Galen Williams
Devers Eye Institute, Optic Nerve Head Research Laboratory, Legacy Research Institute, Portland, OR, USA; Devers
Eye Institute, Discoveries in Sight Research Laboratories, Legacy Research Institute, Portland, OR, USA
Abby Wilson
Wolfson School of Mechanical, Manufacturing and Electrical Engineering, Loughborough, UK
Moritz Winkler
Copyright © 2018. Kugler Publications. All rights reserved.
Hongli Yang
Devers Eye Institute, Optic Nerve Head Research Laboratory, Legacy Research Institute, Portland, OR, USA; Devers
Eye Institute, Discoveries in Sight Research Laboratories, Legacy Research Institute, Portland, OR, USA
Liang Zhang
Ophthalmic Engineering & Innovation Laboratory, Department of Biomedical Engineering, Faculty of Engineering,
National University of Singapore, Singapore
Dong Zhou
School of Engineering, University of Liverpool, Liverpool, UK
Noël M. Ziebarth
Department of Biomedical Engineering, University of Miami College of Engineering, Miami, FL, USA
Copyright © 2018. Kugler Publications. All rights reserved.
Copyright © 2018. Kugler Publications. All rights reserved.
CORNEA
Copyright © 2018. Kugler Publications. All rights reserved.
1. Basics of biomechanics
Jesper Hjortdal
1. Introduction
Biomechanics is mechanics applied to biology and cornea as a tissue, which easily imbibes water. Based
seeks to understand the mechanics of living systems.1 on the author’s previous experience with experimental
The term biomechanics can thus be applied to the studies on corneal biomechanics and present position
investigation of a variety of physical and chemical tissue as an anterior segment surgeon, the aim is to keep the
properties. Having a basic understanding of the biome- level basic, trying to ensure that the content is under-
chanical properties of the eye has become increasingly standable for ophthalmology residents and clinicians
important for clinicians working within the ophthalmo- working with refractive and other types of corneal
logical specialty. surgery.
The anterior-most portion of the eye, the cornea, has
unique biomechanical properties which are essential for
preserving a stable refractive state. Corneal refractive 2. Elasticity
procedures all disrupt the anatomical integrity of
the cornea; due to the physical stress of intraocular The basic elements of elasticity are those of strain
pressure, this will result in a secondary deformation. and stress, which are connected through the elastic
The degree of deformation is dependent on the biome- properties of the material.2 When a force is applied to
chanical properties of the cornea. The intrinsic biome- a fixed structure, it will deform to the point where the
chanical properties of the cornea can also be affected developed opposing force in the structure balances
in diseases such as keratoconus and can today be the applied force. For the same size of applied force,
modified using corneal crosslinking. the extent of deformation will depend both on the
In addition to the importance of corneal biomechan- size and shape of the unloaded structure and on the
ics in corneal optics, clinical methods for measurement direction of the applied force. Consequently, absolute
of the intraocular pressure are based on deformation deformations are related to the original undeformed
of the cornea. The degree of deformation will therefore shape of the structure and quantified as strains, and
not only depend on the magnitude of the intraocular forces are converted to stresses (force per unit area).
pressure, but also on the specific biomechanical Deformation and force can be decomposed into
properties of the individual cornea. tensor components acting in parallel or perpendic-
This chapter will give an introductory overview of ular to each other, eventually giving rise to normal as
the basic parameters used for characterizing the bio- well as shear stresses and strains. A Hookean elastic
mechanical properties of tissues. The main focus will solid is a solid that obeys Hooke’s law, which states
Copyright © 2018. Kugler Publications. All rights reserved.
be on in-vitro studies and in-vivo studies of the human that the stress tensor is proportional to the strain
cornea by means of an experimental approach, all tensor. The constants that determine how the tissue
taking into account the very special feature of the strains for a certain stress form together the consti-
Correspondence: Jesper Hjortdal, MD, PhD, DrMedSci, Department of Ophthalmology, Aarhus University Hospital NBG, Norrebrogade
44, 8000 Aarhus C, Denmark.
E-mail: jesper.hjortdal@dadlnet.dk
When comparing results, it is of utmost importance moduli of elasticity to be calculated. Values around 5-10
to note which pre-stress level was used. Although this MPa were measured in these studies.
in principle should be zero, a small force is necessary Alternatively, a more indirect approach can be
to make the curved corneal tissue strip straight.10 As used only if the cornea and surrounding limbal tissue
corneal tissue shows stress-stiffening, it is also essential is mounted and fixed in a test chamber. In such a
to refer to a specific stress-level for the determined model, changes in corneal apex position and corneal
Young’s modulus. curvature can be measured, and Young’s moduli can
Quantitatively, the results from these studies vary be calculated.15 Values for Young’s modulus in these
one order of magnitude, possibly due to varying or studies, however, were less than 1 MPa. It is not clear
uncontrolled experimental circumstances. what caused this discrepancy, but fixation of the
peripheral cornea may have affected the fibril organi-
3.2. Inflation tests zation within the tissue.
To avoid the difficulties associated with strip extensi- In inflation tests, Young’s modulus of elasticity of the
ometry, whole-organ setups have also been used for cornea has also been found to increase with increasing
in-vitro experiments. By studying the cornea in situ, load, corresponding to non-linear elasticity.13-15
application of physiological stresses becomes easier as It has been suggested that folding of fibrils in the
the intraocular pressure can be used for setting up the relaxed state is the structural basis for the observed
stress in the tissue. Intraocular pressure gives rise to a non-linearity in mechanical testing of parallel-fibered
wall tension in the cornea, which can be estimated from structures such as tendons and ligaments.16 When the
the corneal curvature and corneal thickness using the specimen is loaded, the folding will gradually disappear
law of Laplace (Fig. 3). The whole-organ in-vitro setup is during the “toe-region” of the stress-strain curve,
also advantageous for comparison of in-vitro and in-vivo active load-bearing fibrils will be sequentially recruited,
experiments, as similar variables may be measured and and in the linear part all fibrils will have straightened.
compared. Whole-organ experiments require, however, Thus, sequential recruitment of fibrils may cause the
application of more complex mechanical theories and observed non-linearity in stress-strain curves obtained
additional assumptions, as loading inevitably becomes in swollen corneas.13,14,17,18 The fibrils of the normo-hy-
multi- rather than uni-directional as in strip extensiome- drated human cornea have not been found to fold or
try experiments.11 In the cornea, the in-plane meridional crimp during unloading, whereas fibrils in the rabbit
and circumferential corneal stresses may be estimated cornea do.19 Stromal striations have, however, been
from the equations for a thin surface of revolution12 as observed in the normal living human cornea.20 If the
mathematical derivatives of the law of Laplace.13,14 In folded or crimped collagen fibrils are assumed to follow
testing, the corneal tissue is stress-loaded by varying a sinusoidal course with an amplitude of a and a period
the intraocular pressure and the resulting deformation of λ, the slack strain due to unfolding of the fibril will be
strain of the cornea can be measured, allowing Young’s (π a / λ)2.19 Thus, it can be calculated that for small slack
strains, for example 1%, the ratio between amplitude
and wave length will be 3%. It appears that such low
amplitudes may easily escape detection using conven-
tional morphometric techniques. Accordingly, low-am-
Copyright © 2018. Kugler Publications. All rights reserved.
of disorder, resulting in non-linear elasticity of the regions must be caused by regional differences in
collagen fibril itself. the ultrastructural components responsible for the
mechanical performance of the tissues. From this
viewpoint, it can be considered useful to look on the
4. Regional elastic differences in the cornea as a fiber-reinforced material27 in which the
cornea collagen forms the enhancing fibrillar structure and
the ground substance forms the matrix.14 In this case,
The regional corneal elasticity has been studied in differences in the elastic modulus can be caused by
whole-eye inflation tests.14 The studies revealed that variations in:
the circumferential strain of the corneal limbus is fairly 1. the elastic modulus of the fibrils;
similar to the circumferential strain of the corneal 2. the degree of reinforcement (mix-ratio of fibril to
regions during pressure loading. When calculated for ground substance);
the same intraocular pressure load intervals, the highest 3. the efficacy factor (orientation of the fibrils); and
modulus of elasticity was found at the center and the 4. the sequential recruitment of fibrils.
para-central region in the meridional direction, and From considerations on the ultrastructure of the
at the limbus in the circumferential direction. A higher cornea, it can be hypothesized that the difference in
modulus of elasticity in a certain direction and region elasticity in the meridional direction is possibly caused
corresponds to an increased resistance to deformation, by a variable recruitment of collagen fibrils, whereas
and suggests that these particular regional directions the circumferential limbal enhancement is caused by
behave like functional ligaments. In order to investigate preferential circumferential orientation of fibrils in this
whether these functional enhancements were due region.
to higher stress levels or to localized higher elastic Today, advanced studies on transverse depth colla-
moduli, the stress-normalized elastic moduli were gen-fibril orientation and distribution28 combined with
also evaluated. In the circumferential direction, the advanced mathematical models of the biomechani-
stress-controlled elastic modulus of the limbus was cal properties of the cornea29,30 are used to refine our
found to be significantly higher than that of the other understanding of corneal elastic properties.
regions, whereas the elasticity of the corneal periphery
was not significantly different from that of the central
or para-central regions. In the meridional direction, it 5. Shear-force resistance of the cornea
was found that the stress-controlled elastic moduli of
the center and para-center were higher than those of The resistance of the human cornea to in-plane shear
the periphery and the limbus. A similar tendency was deformation is small,31 but little is known about
observed by Shin et al.23 its actual size due to methodological difficulties
The fine microstructure of the human cornea has in measuring it (Fig. 4).31,32 In preliminary shearing
been studied using wide-angle X-ray scattering (WAXS), experiments in rabbit31 and human corneas,32 the
which has detailed the anisotropic arrangement of
collagen fibrils in the human cornea and quantified
typical characteristics, including:
Copyright © 2018. Kugler Publications. All rights reserved.
stroma can swell more than the anterior stroma,37 and and thereby influence the in-plane, tangential elastic
at a given swelling pressure, the posterior stroma is properties of the cornea.
more hydrated than the anterior stroma.38 Several investigators have measured the stromal
Maurice described the corneal stroma as a sponge, swelling pressure in different mammalian species, but
which behaves as if consisting of two separate phases: the swelling pressures of human corneas have only been
one rigid structural phase and one fluid phase. The scarcely investigated. At normal corneal thickness, the
gel pressure or swelling pressure (SP) of a tissue can swelling pressure in humans has been measured as 84
be defined as: “the mechanical pressure applied to mmHg.41
its surfaces which is needed to prevent swelling when
8 J. Hjortdal
responding to increased hydration, strained approx- corneal thickness, the radius of curvature increased
imately 1% on the central epithelial side and 3% 0.04 mm, and with eyelid opening, the cornea was
on the endothelial side when intraocular pressure found to thin and steepen slightly.53
was increased from 2 to 100 mmHg. In comparison, The pressure-induced corneal curvature changes in
corneas which had been thinned in Dextran to normal normal human eyes have been found to be very small. In
hydration, strained approximately 0.5% on the vivo, 0.2 diopters (0.04 mm) of central corneal flattening
epithelial as well as the endothelial side for the same was observed when the pressure was increased from
pressure increment.13,14 Continuous pressure loading 14 to 30 mmHg.54 Previous in-vivo studies have similarly
of a swollen cornea induced significant thinning of the not been able to detect significant changes in kerato-
Basics of biomechanics 9
metric-measured corneal curvature during pressure in the posterior layers of the cornea, which make the
loading.55 In studies of the corneal radius of curvature cornea easier to bend.61,62
before and after treatment for acute glaucoma,
Poinoosawmy and Roth56 found, however, that the
keratometric measured corneal radius of curvature 10. Basic biomechanics in corneal
decreased 0.07 mm when the pressure was lowered disease
from 27 to 20 mmHg. This change in curvature could,
however, also be due to changes in corneal hydration. The basic biomechanics of only few corneal diseases
In summary, increasing intraocular pressure in the have been studied in vitro, as most corneal diseases
normal human eye changes the curvature of the cornea are uncommon and tissue specimens typically can
very little. It appears, however, that in vivo the cornea only be acquired post-mortem after donation from the
tends to flatten slightly when the pressure increases. deceased.
Although keratoconus corneas are believed to be
“softer” and more susceptible to deformation, the only
9. Basic biomechanics in tonometry two experimental studies based on strip extensiometry
measurements could only show a difference between
All types of clinical tonometry involve corneal bending. keratoconus and control corneal tissues at stress-lev-
Factors which alter the bending rigidity of the cornea els much higher than those encountered in vivo.5,6 It
will therefore affect the readings of tonometry may be that the mechanical characteristic of corneas
instruments. In normal subjects, there is a positive with keratoconus may be a type of abnormal viscoelas-
correlation between corneal thickness and intraocular tic creep: a difference between normal corneas and
pressure, as a thick cornea is more difficult to bend.57 corneas with keratoconus can be observed only over
The change in corneal radius of curvature may also months or years.63
affect tonometry readings. The necessary bending
force is larger, and the displaced intraocular volume is
larger in an eye with a steep cornea than in an eye with 11. Basic biomechanics in refractive
a flat cornea to achieve the same amount of corneal surgery
flattening. Both factors will tend to falsely increase the
measured intraocular pressure.58,59 11.1. Radial keratotomy
After refractive surgery for myopia, the cornea Although radial keratotomy for myopia is not
becomes thinner and flatter. Extrapolation from performed any longer, earlier studies of incised
observations in normal corneas suggests that this corneas give some information about the basic bio-
will lead to artifactually low pressure measurements mechanics of corneal tissue. Inflation studies of the
in eyes treated for myopia. Many clinical studies have local deformation pattern of human corneas with a
documented that thinning and flattening keratorefrac- radial keratotomy have revealed that the mechanical
tive procedures falsely lower the reading of tonometry behavior of the incised human cornea is a complex
instruments based on applanation and air-puff combination of tissue extension, tissue compression,
indentation.60 The clinical importance of the possible and internal shear.64 Early microstructural studies only
Copyright © 2018. Kugler Publications. All rights reserved.
small errors in tonometry may become more important documented that radial keratotomy incisions gape
when the growing population of corneal refractive during pressure loading.65-67 More detailed studies
individuals becomes older and develops open-angle revealed that pressure loading of radially incised
glaucoma. If the pressure is falsely measured as too human corneas induced:
low in these patients, the diagnosis may be missed or 1. epithelial surface wound gape of 44 μm (2-100
delayed. mmHg pressure increment);
On the other hand, increased corneal thickness due 2. epithelial surface circumferential tissue
to corneal edema results in inaccurately low readings compression between incisions;
of tonometers, possibly due to slack corneal fibrils 3. considerable epithelial surface meridional tissue
10 J. Hjortdal
elongation at and between incisions; eyes, a 7-mm diameter superficial central keratectomy
4. little endothelial surface circumferential strain induced central corneal strains 5-10% higher in corneas
across incisions; and without Bowman’s layer compared with intact corneas.74
5. little endothelial surface meridional strain at and The epithelial surface tangential corneal strains in
between incisions.64 eyes with a 70% deep keratectomy increased twice as
Thus, the peripheral “tissue addition” seen after radial much as those of intact corneas, but the endothelial
keratotomy is a net result of wound gape and circum- surface strains were similar. From considerations on
ferential tissue compression. The negative circum- the possible stress distribution in the keratectomized
ferential strains between radial incision have also cornea, it can be argued that the difference between
been confirmed using confocal microscopy in rabbit the epithelial surface strain and the endothelial surface
corneas.68 The presence of tissue compression between strain is a function of the shear force resistance between
the four radial incisions can explain why additional the stromal lamellae.74 The differences in average
incisions do not induce much additional corneal corneal strains between the three groups could be
flattening.69 explained by changes in central corneal thickness, as
there were no statistically significant differences in the
11.1.1. Pressure induced curvature changes after radial stress-normalized Young’s moduli of elasticity between
keratotomy the three groups. Corresponding with this, strip exten-
In vitro, radial keratotomy results in considerable siometry studies of the cornea did not detect a statis-
corneal flattening (2.3 diopters) even at very low loading tically significant difference in elastic or viscoelastic
pressures, and in the physiological pressure range the properties between excised full-thickness corneal
central cornea flattens around 0.05 diopters for each strip samples and paired samples with Bowman’s layer
mmHg increment in intraocular pressure.64 Similar removed.75 When removed, the underlying lamellae
central curvature changes have been found in other of the otherwise unaltered corneal stroma possibly
in-vitro studies.70 In vivo, in studies of patients that have take up the mechanical functions of the outer limiting
previously undergone radial keratotomy, increasing the connective tissue layer.
intraocular pressure from 14 to 30 mmHg induced 0.5 Measurements of the surface profile inside and
diopters of central corneal flattening, corresponding to outside the ablation zone of treated patients have
0.03 diopters for each mmHg increment in intraocular documented that cutting of the anterior lamellae
pressure.54 Similar pressure-induced changes in central actually results in outward bulging of the cornea
curvature have been found by Feldman et al.55 outside the ablated area.76
A significant proportion of patients previously
operated on with radial keratotomy experience 11.2.1. Pressure induced curvature changes after kera-
continued diurnal fluctuations in visual acuity, and tectomy
these changes are associated with corneal steepening After a keratectomy, corneal thickness decreases. The
during the day.71,72 Corneal hydration and intraocular remaining corneal fibrils will therefore be exposed
pressure also exhibit diurnal changes. In vitro, to higher levels of membrane stresses inducing some
increased corneal hydration has been found to increase elongation of the fibrils. If the edge of the ablation zone
the flattening effect of a radial keratotomy;70 diurnal is considered fixed it would be expected that the central
Copyright © 2018. Kugler Publications. All rights reserved.
variations in corneal hydration have also been found to cornea steepens in response to pressure loading.
correlate with diurnal changes in corneal power.73 In vitro, it has been observed that the central radius of
curvature does not change significantly with increasing
11.2. Surface ablation pressure in intact eyes or in eyes without Bowman’s
After photorefractive or phototherapeutic keratectomy, layer.74 In deeply ablated corneas, the corneal radius of
the corneal stroma is thinned and Bowman’s layer is curvature decreased in vitro approximately 1% when
removed. Overall, these changes in corneal structure the intraocular pressure was increased from 2 to 100
should result in a biomechanical weakening. In in-vitro mmHg.74 Similar central bulging has been reported
studies of excimer laser ablations in human cadaver in cadaver eyes when 150 μm or more of the outer
Basics of biomechanics 11
surface was excised with excimer laser.77 In patients side-cut angulations, and the relative contribution of
who had undergone excimer laser ablation (approxi- the lamellar and side cuts have been evaluated using a
mately 70 μm ablation), no significant central corneal femtosecond laser and radial shearing speckle pattern
steepening or flattening was observed with increasing interferometry in human corneas in vitro.78 The study
pressure, although normal control eyes flattened sig- documented that vertical side cuts through corneal
nificantly due to pressure loading.54 In the study, a lamellae rather than horizontal delamination incisions
significant correlation between the pressure-induced contribute to the loss of structural integrity during
change in central curvature and the postoperative time LASIK flap creation. This finding supports the possible
was, however, found. Patients investigated during the biomechanical advantage of the small incision lenticule
first months after surgery steepened more centrally extraction procedure (SMILE),79 although this has not
than patients investigated one year or more after laser been documented experimentally.80
ablation. Thus, the wound healing response of the
cornea somehow influences the corneal stability of
excimer laser-ablated patients. It can be hypothesized 12. Conclusion and perspectives
that the recovery of stability is due to an increasing
stromal shear force resistance, induced by scar tissue Although simple in nature, the biomechanical
in the superficial cornea. properties of the human cornea are still a matter of
debate. Recently, very advanced biomechanical models
11. 3. Intrastromal procedures (LASIK, SMILE) of the corneal tissue have been developed. The models
Today, intrastromal corneal refractive procedures are based on the microstructural composition of the
are increasingly used to correct refractive errors. tissue and mechanical properties of collagen fibrils and
Although a biomechanically mediated corneal ground substance. These models will possibly further
protrusion (ectasia) can develop after any photoabla- advance simulations of the corneal response to surgery
tive procedure, the procedures have only been scarcely and disease. However, further laboratory and clinical
evaluated in terms of basic biomechanical studies. testing of human corneal tissue is necessary to provide
The corneal biomechanical effects of varying laser-as- valid empirical data for such models.
sisted in situ keratomileusis (LASIK) flap-depth and
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rior lamellar keratoplasty. Acta Ophthalmol. 2014;92:350-354. 75. Seiler T, Matallana M, Sendler S, Bende T. Does Bowman’s layer
63. Vellara HR, Patel DV. Biomechanical properties of the kerato- determine the biomechanical properties of the cornea? Refract
conic cornea: a review. Clin Exp Optom. 2015;98:31–38 Corneal Surg. 1992;8:139-142.
64. Hjortdal JØ, Ehlers N. Acute tissue deformation patterns of 76. Dupps WJ Jr, Roberts C. Effect of acute biomechanical changes
the human cornea after radial keratotomy. J Refract Surg. on corneal curvature after photokeratectomy. J Refract Surg.
1996;12:391-400. 2001;17:658-669.
65. Buzard KA, Ronk JF, Friedlander MH, Tepper DJ, Hoeltzel DA, 77. Litwin K, Moreira H, Odahi C, McDonnell P. Changes in corneal
Choe KI. Quantitative measurement of wound spreading in curvature at different excimer laser ablative depths. Am J Oph-
radial keratotomy. Refract Corneal Surg. 1992;8:217-223. thalmol. 1991;111:382-384.
66. Petroll WM, New K, Sachdev M, Cavanagh HD, Jester JV. 78. Knox Cartwright NE, Tyrer JR, Jaycock PD, Marshall J. Effects of
Radial keratotomy. III. Relationship between wound gape and variation in depth and side cut angulations in LASIK and thin-
corneal curvature in primate eyes. Invest Ophthalmol Vis Sci. flap LASIK using a femtosecond laser: a biomechanical study. J
1992;33(12):3283-91. Refract Surg. 2012;28:419-425.
67. Petroll WM, Roy P, Choung CJ, Hall B, Cavanagh HD, Jester JV. 79. Hjortdal JØ, Vestergaard AH, Ivarsen A, Ragunathan S, Asp
Measurement of surgically induced corneal deformations using S. Predictors for the outcome of small-incision lenticule ex-
three-dimensional confocal microscopy. Cornea. 1996;15:154- traction for Myopia. J Refract Surg. 2012;28:865-871.
164. 80. Pedersen IB, Bak-Nielsen S, Vestergaard AH, Ivarsen A, Hjortdal
68. Henninghausen H, Feldman ST, Bille JF, McCulloch AD. Effect of J. Corneal biomechanical properties after LASIK, ReLEx flex,
swelling and refractive surgery on regional strains in the rabbit and ReLEx smile by Scheimpflug-based dynamic tonometry.
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69. Jester JV, Venet T, Lee J, Schanzlin DJ, Smith RE. A statistical
analysis of radial keratotomy in human cadaver eyes. Am J
Ophthalmol. 1981;92:172-177.
Copyright © 2018. Kugler Publications. All rights reserved.
Copyright © 2018. Kugler Publications. All rights reserved.
2. Corneal stroma: collagen ultrastructure and
orientation in health and disease
Keith M. Meek, Sally Hayes
Structural Biophysics Research Group, School of Optometry and Vision Sciences, Cardiff University, Cardiff, UK
Correspondence: Keith M. Meek, School of Optometry and Vision Sciences, Cardiff University, Maindy Road, Cardiff CF24 4HQ, UK.
E-mail: MeekKM@cardiff.ac.uk
Fig. 1. The hierarchical structure of collagen fibrils. Triple helical collagen molecules (top) assemble in an axially staggered array, with
gaps between one molecule and the one in front to form five-stranded microfibrils (middle). The microfibrils aggregate in a coiled manner
to produce the collagen fibril (bottom). The electron micrographs of the microfibrils are reproduced from Baldock et al.18 (bottom left) and
Ottani et al.31 (bottom right) with permission of the copyright holders. Images are not shown to scale.
*Data from bovine corneas has been included where human data are not available.
charge.59 It was suggested that thermal motion of the tissue compression as well as in providing viscoelastici-
GAG chains provides a counterbalancing attractive ty to the cornea. It has been suggested that PGs in some
force, and these two opposing forces cause the fibrils tissues contribute to mechanical properties by allowing
to oscillate about their equilibrium positions.60 Alterna- fiber sliding or by crosslinking collagen fibrils, thereby
tively, modelling has shown that the GAGs that connect contributing to load sharing.64
adjacent fibrils can supply the necessary restoring force The human cornea contains elastic fibers that are
due to the constraining boundary conditions on the abundant in the limbus and peripheral posterior
tissue as a whole. In other words, when a fibril moves stroma65 and extend across the cornea above
further away from a neighbor, it moves closer to another Descemet’s membrane.66 These fibers are present in the
Corneal stroma: collagen ultrastructure and orientation in health and disease 19
fetus and are thought to persist throughout life. They With an average density of 456 fibrils per µm2 (Table 1),
are elastin-rich at the limbus, but lose their elastin core there are thus of the order of 200,000 fibrils within a
as they progress across the cornea, becoming bundles typical lamella and of the order of 50 million throughout
of fibrillin rich microfibrils.66 Although their mechanical the whole central cornea. The anterior lamellae are
role in the adult cornea, if any, is not yet known, elastic interwoven and insert into Bowman’s layer, whereas the
fibers generally provide restoring forces when a tissue posterior lamellae are stacked rather like plywood (see
is extended, so they may be involved with restoring Chapter 3). It is the arrangement of these lamellae, both
equilibrium when the cornea is distorted, for example within and out of plane, which ultimately determines
by the intraocular pulse. the mechanical properties of the tissue.
Corneal stromal cells (keratocytes) reside between In 1938, Kokott71 observed stress lines in the cornea
the collagen lamellae, and are responsible for secreting that suggested a preferential arrangement of lamellae
extracellular matrix components required to maintain in the vertical and horizontal directions. The existence
normal corneal structure and function. From a of this arrangement was later confirmed using x-ray
mechanical standpoint, resting corneal keratocytes are scattering — a powerful technique that allows quan-
considered quiescent; they do not express stress fibers titative measurements of collagen fibril parameters
or generate substantial contractile forces.67 However, without the need for tissue processing.72 The x-ray
they do interact with the extracellular matrix, and this beam is passed through a specific region of the cornea,
is discussed in Chapter 4. from anterior to posterior, and the scatter is recorded
and analyzed to provide data on several structural
parameters (intermolecular spacing, fibril spacing,
3. Collagen lamellar organization and etc.). In this way, the observed scattered x-ray beam is
distribution in the healthy cornea the sum of the scattering from all of the 50 million or
so collagen fibrils that it encounters. This technique
The microscopic organization of collagen in the cornea has been used to obtain much of the numerical data
is in the form of lamellae that run roughly parallel to presented in Table 1. In addition to the data shown
the surface of the eye like flattened fibers which, in the in Table 1, the angular distribution of the scattered
deeper layers, appear to cross the cornea from limbus x-rays may be used to determine the angular distribu-
to limbus.
tion of lamellae at specific points in the tissue.73 The studies described above. However, mathematically,
scatter intensity also allows the relative distribution the origin of corneal birefringence is more complicated
of collagen mass to be mapped. By separating the than the origin of x-ray scatter, which arises only from
scatter into isotropic and non-isotropic components, the collagen fibrils or the molecules within them. The
it is thus possible to separate out contributions from preferentially aligned vertical and horizontal lamellae
the lamellae that are, on average, equally populating identified by x-ray scattering studies may produce bire-
all angles within the plane of the cornea, from the fringence that tends to cancel out, resulting in only
sub-population that have a preferred orientation.74 an excess of one fibril orientation being detected.84 In
Observations of the angular scatter distribution addition to this, it is not known what effect non-collage-
across the human cornea and limbus confirmed that nous components, such as the extensive network of cell
there is a preferred orientation of lamellae close to processes85 and the presence of elastic fibers within the
the vertical and horizontal directions (Fig. 3).74-76 On cornea,86 may have on the overall birefringence.
average, the two directions are equally populated, but In the human cornea, this arrangement of lamellae
there are significant differences between individuals changes within the peripheral couple of millimeters to
that have been proposed to affect corneal shape.77 a pseudo annulus at the limbus76,87,88 that appears to be
necessary to support the change in curvature between
Misconception 4: Lamellae are orthogo- the cornea and sclera.89 Such an annulus seems to
nally arranged in the human cornea occur in most mammalian species.82,90,91 The distribu-
tion of mass of the preferentially aligned collagen fibrils
The word “orthogonal” is used in many also suggested the presence of “anchoring lamellae”
research papers to describe the vertical and containing wider collagen fibrils that enter the cornea
horizontal preferred orientations of lamellae. from the direction of the inferior, superior, medial, and
In fact, lamellae make many different angles lateral rectus muscles. These lamellae do not traverse
with their neighbours in the human cornea,78 the optical zone,37 and may insert into Bowman’s layer.92
so adjacent lamellae are not orthogonal. X-ray scattering has also been used to quantify the
out-of-plane angles made by lamellae at different
depths in the tissue. This is an alternative approach to
The structural reinforcement provided by these pref- second harmonic generation non-linear microscopy
erentially aligned lamellae in the center of the cornea (see Chapter 3). At the center of the cornea, the out-of-
may help balance the stress exerted by the extraocular plane angle (inclination angle) falls from an average of
muscles,74 particularly in the horizontal direction.79 11˚ at the anterior surface to about 7.5˚ at the posterior
Moving the eyelids and squeezing the eyeball would surface.93 The current models of preferred lamella ori-
exert stress principally in the vertical direction.77,80 A entations within and through the depth of the cornea
preferential alignment of lamellae in the central cornea are schematically illustrated in Figure 4.
is confined to the posterior two thirds of the stroma, with
the anterior stroma possessing an essentially isotropic
angular distribution of lamellae.75,81 This arrangement 4. The role of collagen in keratoconus
seems to be species-specific, with animals that require
Copyright © 2018. Kugler Publications. All rights reserved.
intermediate to high levels of visual acuity possessing Keratoconus, first described by Nottingham in 1854,94
an excess of collagen directed towards one or both sets is an ocular disorder whereby the cornea thins and
of opposing rectus muscles.82 weakens to such an extent that it can no longer maintain
Studies of corneal birefringence have shown that the its normal curvature. The progressive deterioration in
central human cornea acts as a birefringent retarder in tissue strength causes the cornea to bulge outward to
the supero-temporal to infero-nasal direction.83 This assume a conical shape which results in severe, irregular
information has often been interpreted as evidence of a astigmatism (Fig. 5). Although the effects of keratoconus
preferred orientation of collagen in that direction, and on corneal tissue are well documented,95 its cause and
therefore seen to be at odds with the x-ray scattering the mechanism that leads to the progressive thinning
Corneal stroma: collagen ultrastructure and orientation in health and disease 21
Fig. 4. A contour map showing the intensity of x-ray scatter (arbitrary units) from preferentially aligned collagen in a typical human cornea.
The predominant direction of collagen has been superimposed using solid black lines (in the central and peripheral cornea) and a broken
black line (limbus). In the peripheral stroma and limbus, anchoring lamellae (probably of scleral origin) are thought to reinforce the tissue
in the mid-posterior layers without entering the central stroma. X-ray data from transverse sections show an increase in total scatter
intensity between the central, peripheral and limbal regions (B) and a decrease in lamellar inclination angle between the anterior and
posterior cornea (C). The presumed location of anchoring lamellae (solid black lines) and lamellae cut in cross-section (solid black circles)
at the limbal pseudo annulus (broken black line) have been superimposed onto the contour plot in (B).
Copyright © 2018. Kugler Publications. All rights reserved.
Fig. 5. Side profile of a normal cornea and a keratoconus cornea. Images courtesy of Ellen Hayes and Ken Pullum.
and weakening of the cornea remain uncertain.96 This pathway, of many different pathological processes.
uncertainty may be attributed in part to the lack of Although changes in the epithelium and breaks
biomechanical and structural studies focused on the in Bowman’s layer are a well-known occurrence in
early stages of the disease and the possibility that keratoconus,97 neither layer is considered to play a
keratoconus may be the end result, or final common significant role in the strength of the cornea.98,99 The
22 K.M. Meek and S. Hayes
Fig. 6. Vector plot maps showing the predominant orientation of stromal collagen in the central 7 mm of a normal and a keratoconic
cornea have been superimposed onto videokeratography images taken from the same specimens prior to surgery. In the apical region of
the keratoconic cornea, the normal preferred alignment of collagen in the vertical and horizontal directions is absent.
collagenous stroma, on the other hand, accounts for shown heightened levels of proteolytic enzymes110-113
about 90% of total corneal thickness and is considered and decreased levels of proteinase inhibitors114
the primary load-carrying layer of the cornea. The role within the affected tissue. Similarly, a mechanism
of basement membrane and stromal collagen in the of lamellar slippage may be readily envisaged when
pathogenesis is supported by reports of abnormalities one considers the reduced levels of inter-lamellar
in collagen types XIII, XV, an XVIII within keratoconic adhesion115 and lamellar interlacing in the apex of
corneas100-102 and the association of keratoconus with keratoconic corneas116,117 along with the diminished
certain connective tissue disorders, such as Marfan number of lamellar insertions into Bowman’s layer.116
syndrome, osteogenesis imperfecta (brittle bone Further strong evidence for a mechanism of lamellar
disease), mitral valve prolapse,103 and Ehlers-Dan- slippage has been provided by X-ray scattering
los syndrome (hyper-mobility of joints and increased studies, which have shown gross lamellar rearrange-
elasticity of skin).104 In this respect it is also interesting ment to occur in keratoconus corneas74,118 not only at
to note that advanced post-surgical keratoconus the apex but also, in some cases, in the surrounding
buttons show an abnormal elastic fiber network, which peripheral cornea (Fig. 6).119,120 Such a change in fibril
it has been postulated, may impede the recovery of the orientation would be difficult to explain on the basis
tissue following distortion and contribute to the patho- of tissue degradation alone, since collagen loss would
genesis of the disease.105 be unlikely to give rise to a systematic realignment of
Although there is general agreement that the stromal fibrils. In addition to this, Edmund121 demonstrated
thinning observed in keratoconus is caused by a that, except in advanced keratoconus, the cross-sec-
reduction in the number of lamellae within the affected tional area of corneas in optical section did not differ
region106 and not by the compaction of collagen fibrils from that of normal corneas, implying that ectasia
within individual lamellae,107 the precise mechanism occurs by a redistribution of stromal mass rather than
Copyright © 2018. Kugler Publications. All rights reserved.
by which the thinning occurs is not clear. Some have by a loss from extensive tissue degradation. However,
attributed the stromal thinning to collagen degradation more recent 3-D analyses of corneal volumes in normal
instigated by the release of unspecific enzymes from and keratoconic eyes have demonstrated lower corneal
a defective epithelium108 while others have favored volumes in earlier disease stages122,123 and suggest that
a view that collagen is not lost, but simply redistrib- some combination of tissue degradation and lamellar
uted within the cornea via a mechanism of lamellar slippage may be required to explain the morphological
slippage.104,109 Evidence supporting the involvement features of keratoconus.
of collagen degradation in keratoconus progression One theory is that the loss of structural integrity in the
has been provided by biochemical studies which have keratoconus cornea is caused not only by the presence
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Tabitha and told her the bad news, which personally did not alarm
her. She inquired where Dick was, and he replied that he had gone
on a hunting expedition, but luckily left his medicine book behind him
open at the article which gave him a clue. Next she asked to see the
letter which Dick had written to Rupert, and taking it from his pocket,
he handed it to her. Tabitha read it attentively.
“I see, Rupert, you have quarrelled with him at last,” she said.
“Ach! what a coward that man is!” then a light flashed in her eyes,
and she added: “No, I understand now. It is a little trick of dear
Dick’s; he knows it is the plague, he runs away, he sends for you, he
hopes that you will catch it. Mein Gott! he is not only a coward, he is
a murderer; you quarrel with him—what you say?—you beat him?
Well, he hit you back with the plague, or try to.”
Rupert began to laugh, then checked himself and said: “No,
Tabitha, he would scarcely be such a brute as that. Why!
assassination is nothing to it. Anyhow, I am not afraid; I do not catch
things.”
“You do not know the dear Dick; I do,” she replied grimly. “Go
home, Rupert, at once, burn the clothes you are wearing, sit in
smoke, wash yourself all over with soaps, do everything you can.”
“All right,” he answered, “don’t frighten Edith; I will take
precautions.”
He did, with the result that it was past two o’clock before he could
find time for food, he who had eaten nothing since seven on the
previous night.
For the next three days, knowing her terror of infectious diseases,
every morning he sent a message to Edith that she must not see
him, but with Tabitha and, of course, with Mea, he associated as
before, since neither of them would listen to his warnings. There had
been no further cases amongst Dick’s people, or elsewhere, and
although his camels were now ready, Dick himself had not yet
returned. It was reported that he was enjoying excellent sport on the
hills.
Rupert thought very little more about the plague, however, for he
had other things on his mind. Within four days the month would be
up, and he must give his answer to the great question. Edith, whom
for her own sake he still refused to see, had taken a desperate step;
she had sent him a letter.
But, Rupert, I did not know all this at the time when you
were supposed to be dead. I let Dick, who seemed to
be turning out better then, regain his influence over
me. That day on which you came home I had become
secretly engaged to him. This will help to explain what
followed. Really, I was out of my mind and not
responsible. Afterwards, in my distress, I wrote Dick
some foolish letters, which he has held over my head
ever since I refused to have anything more to do with
him. Also, I would have asked your pardon and tried to
make it up with you if I had known where you were
gone. But I did not know, and I was afraid to inquire for
fear of betraying the shameful facts.
EDITH.
This letter produced a great effect upon Rupert, as its writer had
hoped that it would do. When he received it he was already low-
spirited, but after reading it his depression became acute. The
piteous way in which Edith made the best of a bad case; her evident
and honest repentance, and the curious heart-change which, as she
declared and as he half believed, now inclined her towards himself,
all touched him deeply, especially the repentance.
Yet he could not but see that almost every argument she used
might be urged with even greater effect upon behalf of Mea, who
wrote no letters and made no prayer. Why should Mea’s heart be
broken? Why should Mea be left to wander in that lonely wilderness
whereof Edith spoke, or perhaps to take to those common courses of
despair—Mea, who had never offended, who had always played an
angel’s part towards him?
Of course the only answer was that he was married to Edith, and
that he was not married to Mea; that he had taken Edith for better or
for worse, and that to them applied the ancient saying: “Those whom
God has joined together, let no man put asunder.” He knew well
enough in which direction his own feelings lay. Yet, what right had he
to thrust her out, his wife, whom he had asked to marry him? On the
other hand, what right had he to desert Mea, the woman who had
saved and sheltered him?
Rupert was sore perplexed; he could find no answer to these
problems. He wrote a note to Edith thanking her for her letter, the
contents of which he said he was considering, adding that he was
quite well, but she had better still keep away from him for a while.
Then he took a sudden resolution. He would go to Mea, and lay the
whole matter before her.
Once again they sat in that room in which, after weeks of
blindness, he had recovered his sight. His story had been told, the
letter had been read, there it lay upon the ground beside them.
“And now, Rupert,” asked Mea quietly, “what shall you do?”
“I don’t know,” he answered passionately. “I have come to ask
you.”
She looked at him and asked again: “Which is it that you love, your
wife or me?”
“You know well,” he replied. “It is you, and no other woman, you
now and for ever. Why do you make me tell you so again?”
“Because I like to hear it, Rupert,” she said, with her slow smile.
“But it does not make the choice easier, does it? On the one side,
love; on the other your law. Which will win, love or your law?”
“I have come to you to tell me, Mea.”
She looked upwards as though seeking an inspiration, then spoke
again.
“I will be no stumbling-block in your path of righteousness. Was it
for this that I was given to you? Love is longer than your law, Rupert,
and is not that doctrine which we practise named Renunciation? It
seems that those who would reap must sow.”
“What do you mean?” he asked.
“I mean, Rupert, that this woman who has behaved so ill repents,
and what says our Book—the Book you taught me to believe?
‘Judge not, that ye be not judged!’ I mean that since she has kept its
letter, that oath still stands between you and her.”
“Then I must leave you?” he muttered hoarsely.
“Yes, Rupert, I suppose so.”
“And what will become of you then?”
“I,” she replied, with another of her sweet smiles, “oh! what does it
matter? But if you wish to know, I will tell you. I think that I shall die,
and go to wait for you where love remains, and your law is finished.
Shall we agree that together, my Rupert?”
His hands trembled, and the veins swelled upon his forehead.
“I can’t,” he said hoarsely, “God forgive me, I can’t—yet. You are
nobler than I, Mea.”
“Then, Rupert, what?”
“Mea,” he said, “we have still four days. Something might happen
in those four days. Perhaps God may be pleased to help us in some
manner unforeseen. If not, at the end of them I will accept your
counsel, however cruel it may be; yes, even if it kills us both.”
“Good!” she answered, with a flash of her eyes, “such words I
looked to hear you speak, for shall the preacher of a faith fly before
its fires? The sooner we are dead, the sooner will there be an end—
and a beginning.”
“Aye,” he echoed, breaking into English, “an end and a beginning.”
Another two days had gone by, and once more Rupert and Mea
sat together. They were making arrangements for the forthcoming
gathering in the temple; also, he was giving her an account of his
stewardship, he who it seemed must so soon depart. He was ill; he
was troubled. He faltered in his speech, forgetting the Arabic words,
his head bent forwards over the book of accounts. Then suddenly he
placed his hands upon the edge of the table and raised himself with
a smothered exclamation of pain.
“What is it?” she asked wildly, as he sank back into his seat.
“Nothing,” he answered, in a faint voice. “It was as though a sword
passed through me, that is all.”
“Oh! Rupert,” she cried, “you are ill.”
“Yes, Mea,” he said presently, “I am ill. I think that God has shown
us a way out of our troubles, and for that blessed be His name. Mea,
I have the plague. Leave me; leave me at once.”
“Aye,” she answered, setting her lips, “when they take you from
me dead, but never before.”
Two more days and Rupert was dying with the dawn. By his side
knelt Mea, and in a chair at the end of the shadowed room, tears
streaming down her placid face, and the grey-haired Bakhita
crouched crooning at her feet, sat Tabitha. Edith was not there.
Rupert had refused to allow her to be admitted, lest she also should
contract the plague. Sometimes he was conscious, and sometimes
he sank into sleep. His eyes opened, he woke again and turned to
Mea.
“Beloved,” she whispered in his ear, “I have hidden it from all save
Bakhita, but I have that which I must tell you at last. Our merciful
God has called me—I die also. Before midday I follow on your road.
Wait for me, Rupert.”
He smiled, and whispered: “I understand. I will wait—surely,
surely!”
Then he stretched up his arms. She sank into them, and for the
first time their lips met. It was their kiss of farewell—and of greeting.
“Bakhita,” said Mea presently in a clear and ringing voice, “it is
done. Come; tire me in those robes that I have made ready, my
bridal robes. Be swift now, for my lord calls me.”
The stern-faced, aged woman rose and obeyed. Tabitha knelt in
prayer by the corpse of Rupert, and messengers swiftly spread the
news that Zahed had departed from his people. A while later, as high
and shrill the Eastern death-wail broke upon the silence, a door burst
open and in rushed Edith.
“Oh! is it true, is it true?” she sobbed.
Tabitha pointed to the shrouded form of Rupert.
“Come no nearer,” she said, “lest you should die also—you who
are not ready to die.”
The two women, Edith and Mea, stood face to face with each
other; Edith, dishevelled, weeping; Mea, a strange and glorious sight
in the rays of the rising sun that struck on her through the open
window-place. She was clad in silvery robes that flowed about her; in
her weak hand swayed the ancient sceptre of her race, upon her
breast lay a pectoral of Isis and Nepthys weeping over dead Osiris;
above her outspread hair was set that funeral crown worked in thin
gold and enamelled flowers which once she had shown to Rupert.
Her wide eyes shone like stars, and the fever that burned upon it
seemed to give to her mysterious face a richer beauty.
“I greet you, lady,” she said to Edith. “Well have I nursed our lord,
but now he has passed from us—home, and I—I follow him,” and
she pointed over the shattered temple and the wall of mountains
upwards to the splendid sky.
“You follow him; you follow him?” gasped Edith? “What do you
mean?”
By way of answer, Mea tore open her white wrappings and
showed her bosom marked with those spots of plague that appear
only just before the end.
“It was his last and best gift to me,” she cried in Arabic.
“Soon, very soon we two shall have done with separations and
with griefs. Hearken you, his lady according to your law. He had
determined that to-morrow he would have gone back with you whom
he forgave, as I do. But we prayed, he and I—yes, knee by knee we
prayed to our God that He would save us from this sacrifice, and He
has answered to our prayer. Behold! we who have followed the way
of the Spirit inherit the Spirit; and we who renounced, renounce no
more. To me it was given to save his life; to me it is given to share
his death and all beyond it through light, through dark—forever and
forever.
“Way now, make way for Tama who comes to her lord’s bed!”
Then while they gazed and wondered, with slow steps Mea reeled
to the couch upon which the corpse of Rupert lay; uttering one low
cry of love and triumph, she cast herself beside him, and there she
died.
“Now,” said the quiet voice of Tabitha, as she looked upward to
heaven over the ruined temples of a faith fulfilled and the cruel
mountains of our world—“now, who will deny there dwells One
yonder that rewards the righteous and smites the wicked with His
sword?”
FINIS
POLITICAL HISTORY
Cetewayo and his White Neighbours
BOOK OF TRAVEL
A Winter Pilgrimage
NOVELS
Dawn
Beatrice
The Witch’s Head
Joan Haste
Jess
Doctor Therne
Colonel Quaritch, V.C.
Stella Fregelius
ROMANCES
King Solomon’s Mines
She
Allan Quatermain
Maiwa’s Revenge
Mr. Meeson’s Will
Allan’s Wife
Cleopatra
Eric Brighteyes
Nada the Lily
Montezuma’s Daughter
The People of the Mist
Heart of the World
Swallow
Black Heart and White Heart
Lysbeth
Pearl Maiden
The Brethren
Ayesha: The Return of She
(In collaboration with Andrew Lang):
The World’s Desire
*** END OF THE PROJECT GUTENBERG EBOOK THE WAY OF
THE SPIRIT ***
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