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TEST EVALUATION- GOVERNANCE, RISK MANAGEMENT, COMPLIANCES AND ETHICS CS

PROFESSIONAL

✔ Answer to question 1 – is correct – But as the Question is of 10 Marks – so it would be best

to include Composition of Committee as well in context of Companies Act and SEBI LODR –
Please refer some example below – you can mentioned something like below in your own
words- Thus 4 Marks are awarded

Similarly for Nomination & remuneration Committee – the Composition should be per below:

And then like wise for Stakeholder Committee & CSR Committee

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✔ Answer to Question 2 – Since the Question is of 4 Marks so More Content need to be added
– The Complete answer should be like below:- you can start your answer by mentioned that
Management Discussion and Analysis form the part of Annual Report which is sent to all
Stakeholder and its content could be summarised below:- Thus 1 Mark is awarded

✔ Answer to Question 3 – It is suggested that when you attempt any question – kindly check the
marks awarded – as if you want to gain more marks then for sure more structured content
need to be added – with regard to website disclosure –– since we are just writing heading only
so kindly mentioned at least 10 minutes – The Correct & Complete answer can be like below:-
Thus 2 Marks are awarded

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✔ Answer to Question 4 – is correct – Thus 4.5 Marks are awarded

✔ Answer to Question 5 is correct – Thus 3.5 Marks are awarded- However it would be best to
include more points to gain more marks like:

The omnibus approval shall specify:

● the name(s) of the related party, nature of transaction, period of transaction, maximum
amount of transactions that shall be entered into;
● the indicative base price / current contracted price and the formula for variation in the price
if any; and
● such other conditions as the audit committee may deem fit:

The audit committee shall review, at least on a quarterly basis, the details of related party transactions
entered into by the listed entity pursuant to each of the omnibus approvals given.

✔ Answer to Question 6 – Kindly redraft the definition of whistle blower to make it more
presentable – it can be something like “Whistle blowing means calling the attention of the top
management to some wrongdoing occurring within an organization. A whistleblower may be
an employee, former employee or member of an organisation, a government agency, who
have willingness to take corrective action on the misconduct”- you can write it in your own
words – also with respect to type of whistle – blower – you have not mentioned complete
details – the correct answer is as follows:- Thus 2 Marks are awarded

✔ Answer to Question 7 – is NOT CORRECT – The Correct Answer is below:- Thus No Marks are
awarded

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✔ Answer to Question 8 – is correct – But you need to explain the Principle by writing one or
two line for each of them – Thus 3 Marks are awarded
✔ Answer to Question 9 is correct – Thus 4 Marks are awarded – you have written all keys words
n this Well done!

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