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Arheologija Neandertalaca
Arheologija Neandertalaca
Technological Interpretations:
Shift from typology to technology-based interpretations.
Emphasis on different tool reduction practices related to occupation intensity and resource utilization in
response to climate and environment changes.
Research Overview:
Review of current Middle Paleolithic record from the Balkans with emphasis on technological behavior
and population history.
Patchiness of the record attributed to political attention to science and international connectedness.
Approach to Review:
Reviewing the Middle Paleolithic (MP) record chronologically rather than by techno-complex.
Challenges in chronological framing due to a lack of absolute dating for many key sites.
Primarily relying on sites with reliable chronological estimates.
Methodological Considerations:
Many assemblages come from early twentieth-century excavations analyzed with outdated methods.
Inconsistencies in the analysis and reporting of lithic data due to non-standardized methods.
MP sites from the Balkans typically represent evidence of ephemeral occupations with small assemblages.
Geographic Features:
The Danube valley and its main tributaries, Velika Morava, and Sava with its tributaries in Bosnia and
Croatia are significant geographical features of the Balkans.
Mountains along the Mediterranean coast rise steeply, leaving no wide valleys inland.
Coastlines, especially along the northern Adriatic, have fluctuated throughout the Pleistocene.
Migration corridors along the Mediterranean coast expanded with landscape changes, including the
formation of a land mass connecting Asia Minor and Greece.
Balkans as a Refugium:
The Balkan peninsula, along with the Iberian and Apennine peninsulas, served as a refugial region during
full glacial conditions.
It was a source of expansion and re-colonization for various flora and fauna species in central and
northern Europe.
Genetic studies suggest that certain species failed to expand from Mediterranean refugia due to
geographical barriers, leading to endemism in these regions.
The survival and persistence of human populations in southern refugia, including the Balkans, during
glacial periods are suggested by phylogeographic studies and archaeological evidence.
Late Middle Pleistocene Glacials (MIS 12): Significant glaciation in northwestern Europe and the Alps,
also notable in the Balkans, with ice caps covering a large area in central Montenegro. Glacial evidence in
Dinarid mountains and northern peninsula. Increased loess accumulation rates in southern Pannonia from
MIS 8, leading to more arid conditions.
Penultimate Glacial (MIS 6): Intense unfavorable climate, with dry conditions across the peninsula.
Lesser extent glaciation than MIS 12, with no larger scale glaciations in Dinarid Alps since. Drier
conditions in the interior Balkans due to ice caps in the Dinarides.
Pleistocene Vegetation: Dry and cold climate during Middle Pleistocene glacials, with forest contraction.
Grass vegetation in southern regions, with variations in tree species distribution north-south. Lower sea
levels during glacials, affecting coastal environment, forming large plains and river valleys.
Interglacials: MIS 11 characterized by warm and extensive conditions, with evidence of weaker paleosol
development. Progressive aridization during Middle Pleistocene interglacials. Reduction of
Mediterranean climate influence in central Balkans. Last interglacial (MIS 5e) less warm and humid than
earlier interglacials, indicating shift to more continental climate.
Upper Pleistocene: MIS 5d-5a marked by significant loess accumulation in northern plains. Mild
conditions during early and late Last Glacial, with warmer summer temperatures, higher precipitation,
and humid summers. Contractions of warmth-loving tree populations into southern refugia.
MIS 3: Return of forests with warm and humid climate, marked by Heinrich events and Dansgaard-
Oeschger cycles. Conditions less severe than North Atlantic during HE 5 event. Volcanic eruption (CI
eruption) during HE 4 had significant impact on vegetation and climate.
Geographic and Climatic Zones: Peninsula divided into southern Mediterranean, central mountain chains,
and northern lowlands. Southern regions provided a refugium for flora, while mountain chains
experienced glaciations during glacial periods. Northern plains characterized by open steppe conditions
and sparse trees.
Radiometric Dating: Most sites in the Balkans lack absolute dating, with many having only radiocarbon
ages, which are considered minimal ages. Chronological placement of assemblages often points to a Last
Glacial age. For stratified sites, temporal trends of technological variation can be evaluated.
Early Syntheses: In the 1970s, researchers like M. Gabori, J. K. Kozłowski, and S. Ivanova conducted
early syntheses and classifications of Middle Paleolithic (MP) industries. Notable excavations at sites like
Krapina, Vindija, Crvena stijena, Asprochaliko, Londa, Kamen, Samuilitza, Mouselievo, and Bacho Kiro
formed the basis for evaluating and classifying Balkan MP industries.
Methodology: The Bordes' method of classification and the establishment of Mousterian facies in
southwest France were widely embraced across Europe, including the Balkans, even after its peak in
popularity. Balkan MP assessments used indices defined by Bordes along with a general evaluation of
technological and typological features.
Charentian and Typical Mousterian: Two facies of Mousterian from the Bordes classification system, the
Charentian and the Typical Mousterian, are commonly applied to industries in the Balkans. The
Southeastern Charentian, recognized by Gabori, Ivanova, and Kozłowski, refers to assemblages in
Croatia, characterized by high scraper index, low to zero Levallois index, and scrapers with Quina and
demi-Quina retouch. An atypical Charentian is also separated at several sites in Bulgaria. Kozłowski
further separated Levallois Mousterian, Moustero-Levalloisian, and non-Levallois versions based on
technological and typological Levallois indices.
East Balkan Mousterian and Balkan Mousterian: East Balkan Mousterian with bifacial points or
Moustero-Levallois with leaf points are recognized at Bulgarian sites like Mouselievo-Samuilitza and
Kokkinopilos in Greece. Kozłowski included assemblages with high scraper index and average technical
Levallois index into a group termed Balkan Mousterian.
Chronological and Spatial Variation: The 'Levallois generalization' seen in western Europe does not
emerge in an Acheulean context in Southeast Europe. Isolated bifacial handaxes, possibly attributed to the
Lower Paleolithic, have been discovered in southern Croatia, Albania, and northern parts of Greece.
General Assemblage Features: Middle Pleistocene sites in the Balkans display similarities with sites in
central or eastern Europe, such as Vértősszőlős, Bilzingsleben, and Korolevo I. These industries share
characteristics like an absence of bifaces and Levallois production, featuring simple and informal
production processes with cores having one or multiple platforms, simple toolkits on small blanks, and
the presence of choppers.
Proto-Levallois Technology: Some sites in the Balkans, like the open-air site in Velika Morava valley in
Serbia and Kozarnika, may contain technological elements of a proto-Levallois production system. These
sites have the potential to provide insights into the early appearance of Levallois technology.
New Data from Western Morava Valley: Current research in the Western Morava valley in Serbia could
shed light on the beginning of the Middle Paleolithic in the region. Over 30 locations with surface finds
have been registered, some containing typical Lower Paleolithic technology with many choppers and
chopping tools, while others have proto-Levallois cores on pebbles, Kombewa cores, choppers, and some
Levallois products. Both Lower and Middle Paleolithic technological elements have been encountered.
Levallois Technology as a Hallmark: Levallois technology is commonly regarded as the hallmark of the
Middle Paleolithic (MP) and is roughly concurrent with the emergence of Neanderthals as a taxon. The
dominance of Levallois and other faking systems characteristic of the MP, such as discoidal or Quina,
may mark the beginnings of this period.
Evidence from Velika Balanica Cave: The best evidence for early MP techno-typological elements
predating the appearance of Levallois comes from Velika Balanica cave, chronologically placed in Marine
Isotope Stages (MIS) 9–7. Assemblages from Level 3 of Velika Balanica exhibit characteristics like the
production of asymmetrical, thick and cortical blanks, sometimes with Clactonian platforms and high
interior platform angles, corresponding to the Quina method. These assemblages predate the use of
Levallois in Level 2 of Velika Balanica.
Regional Analogy with Theopetra: A regional analogy can be made with Theopetra Level II1 of at least
MIS 6 age, which also exhibits a similar trend of producing thick and cortical blanks transformed into
Quina-like scrapers before the use of Levallois.
Interregional Comparisons: In southwest France during MIS 4 and MIS 3, Quina technology with
associated Quina scrapers predominated, especially in reindeer hunting contexts. Similar techno-
typological behaviors have been observed at several sites in the same region, dating even earlier than 300
ka.
Chronological and Spatial Relation of Velika Balanica: Velika Balanica is related chronologically and
spatially to similar techno-typological phenomena observed in southwest France, indicating a broader
distribution and temporal range for these behaviors.
Proto-Charentian in Anatolia: Before the prevalent use of Levallois technology at Karain in Turkey
around MIS 9, a predominant Quina-like technological behavior, named Proto-Charentian, is observed.
This technology involves the production of thick and broad blanks often used for scrapers with a distinct
scaled Quina-like retouch.
Interregional Technological Consistency: Industries in Anatolia and the wider region show technological
and typological consistency, indicating potential population movements or transfer of cultural practices.
This early appearance of Middle Paleolithic technological components, other than Levallois, in the
Balkan region suggests a phenomenon of 'Mousterianization' and links with Southwest Asia.
Complex Demographic Processes: Fossil evidence suggests a complex demographic process during this
period. While Neanderthal fossils are present in the later stages, earlier evidence points to a mixture of
modern human and primitive features, indicating early movements of Homo sapiens out of Africa.
Widespread Use of Levallois Method: The unambiguous appearance of Levallois technology is related to
MIS 6 or even MIS 7. It becomes rather frequent during this period, characterized by the production of
larger, elongated blanks through uni- and bidirectional removals. The Levallois method remains a regular
blank production method throughout MIS 5, characterized by the production of elongated blanks often
with radial detachment.
Scrapers in MIS 5:
Regardless of the blank production method, MIS 5 assemblages are rich in scrapers, differing in tool
production intensity and modification.
Geographical Variation:
Biogeography of the Middle and Early Upper Paleolithic Hominins in the Balkans:
Peștera cu Oase fossils in Romania, radiometrically dated close to 40 ka BP, compatible with
Aurignacian.
Aurignacian technocomplex identified as early H. sapiens archaeological signature in Europe.
Initial Upper Palaeolithic (IUP) Industries:
Uluzzian present mainly in southern Balkans, characterized by MP elements and new artifact forms.
Transitional assemblage from Lakonis I in Greece features prismatic blade production, similar to
Bohunician.
Aurignacian Presence:
IUP sites concentrated in northern Balkans, EUP (Aurignacian) along Danube corridor.
Transitional (Uluzzian) and UP assemblages found in southern coastal route, primarily in Greece.
Future Research Directions:
Focus on intensity of human occupation, geography, topography, and environmental factors in habitat
choice.
Exploration of potential refugia during climatic cycles and examination of regional variation in Middle
Paleolithic industries.
Conclusion:
Balkans offer unique potential for studying MP variability and its correlation with broader European
trends.
Technological fluctuations in MP not necessarily due to innovations but recurring faking methods.
Biogeography study linked to understanding refugial character of Balkans and timing of population
replacements.
Despite the accumulation of radiometric dates and discoveries of human fossils and archaeological sites,
understanding the evolutionary processes and explaining the material remains have been limited.
The author becomes interested in epistemology, specifically the logic of inference underlying research
protocols in Paleolithic archaeology and human paleontology.
Archaeologists are described as diligent "pattern searchers" but often proceed without much concern for
how they conduct their search. They tend to adopt prevailing systematics without explicit examination of
the logic of inference.
The prevalence of "strict empiricists" in archaeology and human paleontology is noted. These individuals
believe that patterns are latent in nature and easily accessible to the prepared mind, often leading to a lack
of critical self-awareness in the discipline.
The underdevelopment of theory in Paleolithic archaeology and the theory-laden nature of "facts" are
highlighted, especially in the context of the Middle-Upper Paleolithic transition.
The author argues against the idea that "facts speak for themselves" and asserts that patterns or structures
are imposed on nature by humans. They emphasize the role of conceptual frameworks in shaping data
interpretation.
The discussion extends to the differences in research traditions between anglophone and Latin/Central
European scholars, particularly regarding their views on prehistory and the nature of archaeological
inquiry.
The text touches upon metaphysical paradigms underlying research traditions and how they influence
interpretations of the past. There's a distinction between the views of prehistory as a kind of history in
Continental traditions versus anthropological biases in U.S. research traditions.
The author raises the question of replacement or continuity in human origins, highlighting fundamental
differences in interpretation among scholars.
The debate surrounding human origins is framed within ill-defined paradigm-like formulations that
influence how scientists perceive patterns and interpret data. These paradigms determine variables,
methods, and meanings assigned to patterns in different disciplines and research traditions.
The text outlines two main hypotheses regarding human evolution: the "Out of Africa" or "replacement"
theory and the "multiregional evolution" or "continuity" theory.
The "Out of Africa" theory proposes that modern humans originated in Africa around 200,000 years ago
or less and then spread out, replacing other hominids such as Neanderthals. This theory is supported by
researchers like Stringer and Tattersall.
The "multiregional evolution" theory suggests that modern humans evolved from archaic predecessors in
various locations throughout the range originally colonized by Homo erectus. This theory is advocated by
scholars such as Wolpoff and Brace.
By clarifying the tenets of each paradigm, researchers can generate testable implications for patterns in
the archaeological and paleontological records to determine their accuracy.
The text focuses on the Middle-Upper Paleolithic transition in Europe, which corresponds to the
archaeological transition between Neanderthals and modern humans, dated to around 40,000 years ago.
While there is no consensus on the nature of this transition, there is a dominant view characterized as a
"strong replacement" perspective, which emphasizes a clear shift in stone tool technologies, an increase in
complexity and variety of tools, the appearance of sophisticated art forms, and changes in social and
economic organization.
However, the author critiques this perspective, noting that the logic of inference underlying these
generalizations is problematic due to a lack of explicit concern with arriving at secure inferences and
assessing the adequacy of conceptual frameworks.
The text highlights specific criteria used to define the Middle-Upper Paleolithic transition, including
changes in stone tool technologies, the appearance of complex artifacts, increased regional diversification,
the emergence of personal ornaments, the development of representational art, and shifts in social and
economic organization.
The European approach to Paleolithic assemblage variability has heavily relied on a typological
systematics focused on retouched tools. Changes in retouched tool components are often used to
demarcate cultural transitions, with the assumption that stone tools represent quasi-historical, stylistic
microtraditions transmitted through culture.
There's an implicit assumption that the distribution of stone tools corresponds to the boundaries of social
units, leading to interpretations of social learning and historical identity based on modes of retouch and
edge configurations.
However, this reasoning overlooks issues related to the spatial extent and temporal persistence of
hypothetical social units.
Interpretations of changes in retouched stone tools during transitions have been approached in various
ways, including:
Some see the transition as an in situ phenomenon with continuity between late Middle Paleolithic (LMP)
and early Upper Paleolithic (EUP) assemblages.
Others argue that certain EUP industries represent adaptive responses by Neanderthals to the arrival of
modern humans, producing assemblages with mixed characteristics.
Another perspective suggests that intermediate industries exist, and when late Middle and early Upper
Paleolithic assemblages coexist, the EUP must be intrusive.
The "indigenous" model proposes that typologically discrete industries are "hominid specific," with
Neanderthals undergoing a separate and earlier Middle-Upper Paleolithic transition.
Some focus on transitional industries, exhibiting characteristics of neither the Middle nor Upper
Paleolithic as traditionally defined, suggesting they may have been produced by Neanderthals or represent
separate transition intervals.
The "modern synthesis" on the Mousterian typology is credited to François Bordes, who created four
Mousterian "facies" based on the percentage of type groups with similar morphological characteristics.
Bordes aimed to impose order on artifact assemblages for detailed analysis.
Bordes's typology was successful and widely accepted in Western Europe, later diffusing into Central
Europe. It provided a systematic and replicable procedure for comparing assemblages graphically and
statistically, bringing order to a previously confusing situation marked by competing regional typologies.
The Bordes typology is primarily based on types identified by the location and shape of retouched or
modified edges, regardless of the overall form of the piece or temporal considerations.
However, critiques of the Bordes typology have emerged, noting limitations and shortcomings. For
instance, it has become evident that late Acheulean assemblages differ little from Mousterian ones,
highlighting the arbitrary nature of analytical units. Additionally, the facies are not as discrete as
originally thought, and important patterns of internal covariation are obscured if the facies are taken at
face value.
Mousterian systematics are recognized as needing an overhaul, with dissatisfaction expressed by various
scholars. Suggestions for improvement include transitioning to a more behaviorally oriented, attribute-
based system, avoiding untested assumptions about the cognitive abilities of Middle Paleolithic hominids.
Recently, Bisson proposed a method that translates Bordesian types into artifact descriptions containing
more behaviorally significant information. This approach retains the utility of Bordes's typology while
addressing its limitations and biases.
The Upper Paleolithic typology, developed by de Sonneville-Bordes and Perrot, was successful in
partitioning Upper Paleolithic industries before the widespread availability of radiocarbon dates. It relied
on an index fossil-based system of time-sensitive "stylistic" marker types. However, recent scrutiny has
revealed problems with its chronological order and highlighted its reliance on certain index fossils, which
may obscure other assemblage characteristics.
Archaeologists now recognize that there is significant variability within and between Upper Paleolithic
analytical units, challenging the notion of clear-cut divisions between them. Some scholars suggest that
functional explanations may account for this variability within conventionally defined units like the
Perigordian and the Aurignacian.
It's important to note that Middle and Upper Paleolithic technologies do not necessarily monitor
technology in a direct linear progression, as assumed by some. Typology and technology can vary
independently of each other.
Upper Paleolithic typological variation often displays a high degree of formal variation, with types not
segregating clearly and unambiguously. Assemblages frequently show intergradation between types,
suggesting a continuum of technological variation rather than distinct categories.
Like Mousterian tools, Upper Paleolithic tools were likely heavily modified throughout their use lives,
undergoing continual formal transformation rather than strict adherence to specific designs. Equifinality
in tool forms, as proposed by Dibble, may apply to various Upper Paleolithic tool types.
Despite the large number of types recognized in conventional Bordesian Upper Paleolithic typologies,
most sites contain relatively few discrete types. This suggests that perceived discrete types often represent
successive stages in the modification of a single tool, rather than distinct tool categories.
Variability in raw material procurement, reduction, and use has been highlighted in recent explanations of
Paleolithic assemblage differences. This variability is influenced by factors such as resource distributions,
mobility patterns, and site use intensity.
In areas where raw material remained constant over time due to geographic restrictions, overall
assemblage characteristics tended to remain stable over the Middle-Upper Paleolithic transition.
Examples include northern Spain and the Pontinian region in Latium, Italy.
The perception of pattern in organic technologies and "art" over the Middle-Upper Paleolithic transition
and within the Upper Paleolithic itself is influenced by preconceptions about the cognitive abilities of the
hominids involved. There is variability in bone and antler technologies across Upper Paleolithic
assemblages, with a documented increase in the size and diversity of bone and antler industries,
ornaments, and portable art objects over time within the Upper Paleolithic. However, these developments
appear to have been relatively gradual and not sudden imports from elsewhere.
Continuity in Subsistence Practices: The text highlights the continuity of certain subsistence practices and
the persistence of specific ungulate species across the transition from the Middle to Upper Paleolithic
periods. It mentions the presence of red deer, reindeer, aurochs, bison, and other ungulates in Middle
Paleolithic sites, which continue to occur in Chatelperronian, Aurignacian, and Perigordian contexts in
southwest Europe. This continuity suggests that foragers were conservative in their subsistence strategies
and only made significant changes under extreme circumstances.
Accelerated Change after 20,000 Years Ago: The text notes a shift in subsistence practices and faunal
exploitation after about 20,000 years ago, especially in the Franco-Cantabrian refugium. This period is
characterized by accelerated change, marked by increased diversification and intensification in regional
diets. The intensification is attributed to factors such as increased population density, particularly in
topographically constrained areas, leading to heightened efforts to obtain food despite the challenges
associated with adding low-yield or labor-intensive species to the diet.
Conclusion on Population Replacement: The conclusion drawn from the evidence presented is that there
is weak support for large-scale population replacement in Europe during the transition from the Middle to
Upper Paleolithic periods. Instead, the evidence suggests gradual change leading to the development of a
fully modern behavioral repertoire around the beginning of the late Upper Paleolithic. This challenges
previous assumptions about abrupt transitions and highlights the complexity of human adaptation over
time.
These details provide a comprehensive understanding of the text's discussion on subsistence practices,
archaeological approaches, and interpretations of the transition from the Middle to Upper Paleolithic
periods.