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Unit 1 Notes DRA
Unit 1 Notes DRA
c. Pharmacokinetics studies
• It is used to determine the pharmacokinetic evaluation (absorption, distribution,
metabolism, excretion) in different animal model.
• PK studies yield parameters such as; AUC (Area Under the Curve), Cmax (maximum
concentration of the Drug in Blood), and Tmax (Time at which Cmax is reached).
• Later on, this data from animal PK studies is compared to data from early stage
clinical trials to check the predictive power of animal models.
• Beside ADME, bioavailability and bioequivalence are also recorded.
B. Clinical tests: Upon satisfactory completion of preclinical studies, the new compound is
subjected to clinical studies through proper application known as Investigational New Drug
(IND) application to respective regulatory authorities. In US, it is Food and drug
administration (FDA), whereas in India it is Drug Controller General, Govt. of India (DCGI).
IND application consist of preclinical data, chemical structure, source, manufacturing
details, specification of dosage form, investigational protocol, details of investigators
involved, informed consent of participants, other various agreements etc.
Pre-formulation
Prior to preparing actual trial formulations, “pre-formulation” work must be performed to
obtain as much information about the reference product and drug substance as possible.
Common pre-formulation activities include the following:
Review of the product selection document
Review of any pertinent patent information
Obtain samples of reference product and packaging
Evaluate physical characteristics of the reference product
Determine reference drug release characteristics through “in-vitro” dissolution
profiling.
Characterize drug substance to determine drug form (i.e. crystalline, powder,
amorphous), drug
solubility, polymorphism, particle size, bulk density, flow characteristics, chemistry
(i.e. pKa, functional groups), drug absorption characteristics (pharmacokinetics),
incompatibilities, sensitivities (light, heat, moisture), etc.
Identify a discriminating dissolution procedure with relevant in-vitro/in-vivo correlations.
Following these “pre-formulation” activities, decisions can be made as to the type of
formulation and process to be considered for development. (Dosage form and dosage
strength are determined by the reference product itself, and by the requirements detailed
in the product selection document.)
There are three general processes used to produce tablets and capsules, as follows:
Direct Mix
This process involves simply blending the drug substance with excipients and compressing
the mixture into tablets or filling it into capsule shells.
Dry Granulation
This process involves processing the drug substance with excipients using a “slugging” or
“compaction” technique followed by “granulation sizing” and final blending with additional
excipients prior to tablet compression, or capsule shell filling.
Wet Granulation
This process involves processing the drug substance with excipients and a solvent in which
a binder may be dissolved to produce a granulation. The granulation is subsequently dried,
sized and blended with additional excipients prior to tablet compression or capsule shell
filling. Whenever possible or practical, a direct mixing process is initially considered since
this process usually offers the simplest and most economical means to produce a solid
pharmaceutical dosage form. However, the product dosage, physical drug characteristics,
and even characteristics of the reference product itself, will ultimately determine what type
of process is feasible.
Requirement for Specific Excipient
Formulations should start out simple, with additional, specialized excipients being
incorporated as needed through experimental trials.
Drug/Excipient Incompatibilities
Drug characterization and pre-formulation studies may exclude specific excipients due to
potential incompatibility or stability issues.
Excipient Characteristics/Affect on Drug Substance Release
Depending on the drug substance, certain excipients may be selected due to their affect at
enhancing or retarding the release of the drug substance to produce the desired “in-vitro”
dissolution release profile.
Formulation Process
Certain excipients are specialized for direct mixing processes whereas others are more
suitable for wet granulation processes.
Availability
Excipients most readily available are usually selected over excipients that may be equally
adequate, but not readily available.
Cost
With two functionally equivalent, equally available excipients, the cheaper of the two may
be selected.
Formulation Development
Once pre-formulation work and a development strategy are completed, a series of small-
scale trials are prepared. These trials involve processing the drug substance with excipients
using the selected process to produce a dosage form with the desired strength and
appearance dictated in the product selection document. The dosage form is then physically
and chemically evaluated to determine its acceptability relative to the reference product.
Common types of testing performed
a. Physical Testing: Appearance, average weight and weight variation, disintegration
time
b. Chemical Testing: Dissolution profiles vs. reference product, assay, content
uniformity, chemical identification, impurities and related substance, ICH Stability
Development trials continue until a formulation with a matching dissolution profile,
relative to the reference product, is obtained in one or more dissolution media.
This formulation should then be scaled-up to a slightly larger size and the resulting dosage
form packaged, and placed on accelerated stability stations for monitoring. In the
meantime, additional trials should be prepared to optimize various formulation and
process parameters.
If the product retains acceptable physical and chemical characteristics, it is further scaled-
up under GMP conditions to serve as the “test batch” for “in-vivo bioequivalency testing” vs.
the reference product. If the product proves to be “non-bioequivalent” to the reference
product, reformulation is required, assuming that the continued development of this
product remains economically viable due to this delay.
If the product proves to be “bioequivalent” to the reference product, a submission package
is assembled and submitted to the respective Government Regulatory Agency for review
and eventual approval. The key to a successfully developed generic product goes beyond a
successful bioequivalency study, product approval, and a successful process validation
study. A truly successful generic product is a product that can be made repeatedly, by any
trained operator, on any qualified piece of equipment, at any time of the year, without any
problems.