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Fundamentals of
Wastewater
Treatment and
Engineering
Fundamentals of
Wastewater
Treatment and
Engineering
Second Edition
Rumana Riffat
Taqsim Husnain
Cover image: Avigator Fortuner/Shutterstock
Second edition published 2022
by CRC Press
4 Park Square, Milton Park, Abingdon, Oxon, OX14 4RN
and by CRC Press
6000 Broken Sound Parkway NW, Suite 300, Boca Raton, FL 33487-2742
First edition published by CRC Press 2013
CRC Press is an imprint of Informa UK Limited
© 2022 Rumana Riffat and Taqsim Husnain
Reasonable efforts have been made to publish reliable data and information, but the
author and publisher cannot assume responsibility for the validity of all materials or
the consequences of their use. The authors and publishers have attempted to trace the
copyright holders of all material reproduced in this publication and apologize to copy-
right holders if permission to publish in this form has not been obtained. If any copy-
right material has not been acknowledged please write and let us know so we may
rectify in any future reprint.
Except as permitted under U.S. Copyright Law, no part of this book may be reprinted,
reproduced, transmitted, or utilized in any form by any electronic, mechanical, or other
means, now known or hereafter invented, including photocopying, microfilming, and
recording, or in any information storage or retrieval system, without written permis-
sion from the publishers.
For permission to photocopy or use material electronically from this work, access
www.copyright.com or contact the Copyright Clearance Center, Inc. (CCC), 222
Rosewood Drive, Danvers, MA 01923, 978-750-8400. For works that are not avail-
able on CCC please contact mpkbookspermissions@tandf.co.uk
Trademark notice: Product or corporate names may be trademarks or registered trade-
marks and are used only for identification and explanation without intent to infringe.
Library of Congress Cataloging-in-Publication Data
Names: Riffat, Rumana, author. | Husnain, Taqsim, author.
Title: Fundamentals of wastewater treatment and engineering / Rumana
Riffat, Taqsim Husnain.
Description: Second edition. | Abingdon, Oxon ; Boca Raton, FL : CRC Press,
2022. | Includes bibliographical references and index.
Identifiers: LCCN 2021053524 (print) | LCCN 2021053525 (ebook) | ISBN
9780367681302 (hbk) | ISBN 9780367681326 (pbk) | ISBN 9781003134374
(ebk)
Subjects: LCSH: Sewage--Purification.
Classification: LCC TD745 .R54 2022 (print) | LCC TD745 (ebook) | DDC
628.3--dc23/eng/20211228
LC record available at https://lccn.loc.gov/2021053524
LC ebook record available at https://lccn.loc.gov/2021053525
ISBN: 978-0-367-68130-2 (hbk)
ISBN: 978-0-367-68132-6 (pbk)
ISBN: 978-1-003-13437-4 (ebk)
DOI: 10.1201/9781003134374
Typeset in Sabon
by SPi Technologies India Pvt Ltd (Straive)
This book is dedicated to my husband Wahid Sajjad, who has
been my best friend forever; to my children Roshan and
Mehran, who have always been my love and inspiration;
and to my parents Umme Salma and Muhammad Chishty, who
have taught me the two most important things in life –
compassion and humility.
Preface xvii
Acknowledgments xix
List of symbols xxi
List of abbreviations xxiii
About the authors xxvii
vii
viii Contents
3 Wastewater microbiology 35
3.1 Introduction 35
3.2 Bacteria 36
3.2.1 Cell composition and structure 37
3.2.2 Bacterial growth curve 38
3.2.3 Classification by carbon and energy requirement 39
3.2.4 Classification by oxygen requirement 41
3.2.5 Classification by temperature 41
3.2.6 Bacteria of significance 41
3.3 Archaea 42
3.4 Protozoa 43
3.5 Algae 44
3.6 Fungi 45
3.7 Virus 47
3.8 Major outbreaks 49
3.8.1 SARS-CoV-2 (Coronavirus) 49
Problems 52
References 52
Problems 75
References 78
6 Preliminary treatment 99
6.1 Introduction 99
6.2 Screens 99
x Contents
Appendix A 393
Index 395
Preface
Over the years, wastewater has been evolving from waste to valuable
resource. Recovery of water, nutrients, and/or energy are becoming essential
elements of wastewater treatment design. The second edition of this book
has been completely updated to reflect current advances in design, resource
recovery practices, and research. A new chapter (Chapter 14) has been
added on resource recovery and sustainability, along with real-life examples
from all around the world. A new section on microbiology on the Coronavirus
(SARS- CoV-2) is presented along with its implications in wastewater.
Another highlight of this edition is chapter 15, which provides a culminat-
ing design experience of both urban and rural wastewater treatment
systems.
This book is designed for a course on wastewater treatment and engineer-
ing for senior-level or early graduate-level students. The book covers the
fundamental concepts of wastewater treatment followed by the engineering
design of unit processes for the treatment of municipal wastewater and
resource recovery. The students should have background knowledge of envi-
ronmental chemistry and fluid mechanics. One important characteristic of
this book is that each design concept is explained with the help of an under-
lying fundamental theory, followed by a mathematical model or formula-
tion. Worked- out problems are used to demonstrate the use of the
mathematical formulations and apply them in design.
Chapter 1 starts with a history of wastewater treatment, followed by cur-
rent practices, emerging concerns, future directions in resource recovery,
and pertinent regulations that have shaped the objectives and directions of
this important area of engineering and research. Chapters 2 and 3 describe
the fundamental concepts of reaction kinetics, reactor design, and wastewa-
ter microbiology. A new section on the Coronavirus (SARS-CoV-2) is pro-
vided along with its effects and implications in wastewater. Chapter 4
introduces natural purification processes and the dissolved oxygen sag
curve. The concept of simple mass balances is introduced in this chapter.
Chapters 5–10 describe the unit processes in primary and secondary treat-
ment, in detail. Mass balance is used to develop design equations for bio-
logical treatment processes. A separate chapter (Chapter 11) is provided for
xvii
xviii Preface
I would like to thank my husband, Wahid Sajjad, for all his advice and sup-
port, which made it possible for me to complete the second edition. My
daughter, Mehran, and my sister-in-law, Farhana Sazzad Mita, provided tre-
mendous support at the family level, to make things easier for me during the
coronavirus pandemic; and my son, Roshan, for his constant encourage-
ment of my academic endeavors.
It was a pleasure to work with my co-author and former student, Taqsim
Husnain, on the additions, modifications, and new chapters. He has also
diligently and beautifully prepared all the diagrams and illustrations for this
book. I would like to thank my former doctoral students Sebnem Aynur and
Kannitha Krongthamchat, for their contributions to Chapters 11 and 12.
Finally, I would like to thank my extended family for all their love and
inspiration.
Writing a book is more rewarding than I could have ever imagined. And it
has been possible for the enormous opportunity and support from my
teacher and doctoral adviser, Dr. Rumana Riffat. I would like to express my
deepest appreciation to her for providing constant mentorship and inspira-
tion, and for always believing in me.
A very special thanks to my beloved wife, Nazia Salam. From reading the
early draft to checking the calculations, she played an important role in get-
ting this book completed. She stood by me during every struggle and all my
successes with love, patience, and encouragement. My children, Rania and
Zaheen, were very excited to advise me on the cover selection. Thank you so
much, my dear family.
xix
List of symbols
xxi
xxii List of symbols
S Substrate concentration
St Substrate concentration at time t
t Time
T Temperature
θ Hydraulic retention time
θc Solids retention time
V Volume of reactor
VL Volumetric loading rate
vt Terminal settling velocity
X Biomass concentration
Y Biomass yield coefficient
List of abbreviations
AC Alternating current
AEBR Anaerobic expanded bed reactor
AMBR Anaerobic migrating blanket reactor
AOTR Actual oxygen transfer rate
APD Acid phase digestion
AS Activated sludge
ASBR Anaerobic sequencing batch reactor
ATA Anaerobic toxicity assay
ATAD Autothermal thermophilic aerobic digestion
AWTP Advanced wastewater treatment plant
bCOD Biodegradable chemical oxygen demand
BOD Biochemical oxygen demand
BOD5 5 d Biochemical oxygen demand
BMP Biochemical methane potential
BNR Biological nutrient removal
BPR Biological phosphorus removal
CEPT Chemically enhanced primary treatment
CHP Combined heat and power
COD Chemical oxygen demand
CSTR Continuous flow stirred tank reactor
DAF Dissolved air flotation
DC Direct current
DD Dual digestion
DNA Deoxyribonucleic acid
DO Dissolved oxygen
DPR Direct portable reuse
E. coli Escherichia Coli
EEH Enhanced enzymic hydrolysis
EGSB Expanded granular sludge bed
EPA Environmental Protection Agency
EU European Union
FBBR Fluidized bed bio-reactor
FC Fecal coliform
xxiii
xxiv List of abbreviations
xxvii
xxviii About the authors
Sustainable wastewater
treatment and engineering
DOI: 10.1201/9781003134374-1 1
2 Fundamentals of Wastewater Treatment and Engineering
1.2 CURRENT PRACTICE
Wastewater
influent Biological Effluent
Grit Primary Secondary
Screens Comminutor reactor
chamber clarifier clarifier
Sludge recycle
Screens to Grit to Primary Secondary
landfill landfill sludge sludge
Gravity
thickener
Table 1.1 C
ommon wastewater pollutants and the processes used to reduce/
remove them
Pollutants Unit processes
Suspended solids Coarse screens, fine screens
Grit chamber
Clarification
Filtration
Chemically enhanced clarification
Colloidal and dissolved Chemical precipitation
solids Membrane filtration
Ion exchange
Activated carbon adsorption
Biodegradable organics Suspended growth processes (aerobic and
anaerobic)
Attached growth processes (aerobic and anaerobic)
Ponds and lagoons
Membrane bioreactors
Pathogens Chlorination
Ozonation
Ultraviolet disinfection
Nutrients
Nitrogen Biological nitrification–denitrification
(suspended and fixed film variations)
Air stripping
Breakpoint chlorination
Phosphorus Biological phosphorus removal
Chemical precipitation
Volatile organic Activated carbon adsorption
compounds Air stripping
Source: Adapted from Metcalf and Eddy et al. (2013), and Peavy et al. (1985).
Sustainable wastewater treatment and engineering 5
1.3 EMERGING ISSUES
The following are areas of importance and concern for municipal wastewa-
ter treatment plants:
1.4 FUTURE DIRECTIONS
1.5 REGULATORY REQUIREMENTS
The use and disposal of treated sludge or biosolids are regulated under 40
CFR, Part 503 (US EPA, 1994). The regulation was promulgated in 1993 to
regulate the use and disposal of biosolids from municipal wastewater treat-
ment plants, and establish limits for contaminants (e.g. metals), pathogens,
and vector attraction. The regulations are applicable to all treatment plants
that use land application for final disposal of biosolids. The regulations are
self-implementing, i.e. permits are not required by the plants. But failure to
conform to the regulations are considered to be violations of the law. The fre-
quency of monitoring and reporting requirements are provided in detail. The
Part 503 Rule defines two types of biosolids, Class A and Class B, based on the
level of pathogen reduction, metal concentrations, and vector attraction reduc-
tion. Class A biosolids can be applied to land without any restrictions. Sludge
stabilization requirements and pathogen reduction alternatives are specified in
the law. Additional details of the Part 503 Rule are provided in Section 12.9.
The Urban Waste Water Treatment Directive was aimed at protecting the
environment from adverse effects due to the collection, treatment, and dis-
charge of wastewater from municipal and some industrial treatment facili-
ties (Europa, 2012). The major elements of the Directive were: (i) Depending
on the population size and designated location, all built-up areas were
required to have urban wastewater collection and treatment systems by the
year 1998, 2000, or 2005 (new members by 2015); (ii) the level of treatment
had to be primary, secondary or tertiary, depending on the sensitivity of the
receiving water (van Riesen, 2004). Member states had to establish lists of
sensitive areas. Primary treatment was deemed sufficient for less sensitive
areas. The Directive was amended by the Commission Directive 98/15/EC in
1998. The discharge standards for normal areas are provided in Table 1.3.
Discharge requirements for nitrogen and phosphorus in sensitive areas are
provided in Table 1.4.
10 Fundamentals of Wastewater Treatment and Engineering
areas above a specified size, and that the collected sewage should receive at
least secondary (biological) treatment before it is discharged to the environ-
ment. Uncontrolled discharges from the sewerage systems are only allowed
under storm conditions. The law identified sensitive areas, e.g. eutrophic
waters. Larger treatment plants have to reduce their nutrient loads prior to
discharge to eutrophic waters. The regulation also banned the disposal of
sludge to sea, by the end of 1998 (DEFRA, 2012).
The Department of Environment, Food and Rural Affairs (DEFRA) is
responsible for policy on the implementation of the regulations in England,
the Department of the Environment in Northern Ireland, the Scottish
Government in Scotland, and the Welsh Government in Wales. Their envi-
ronmental regulators, (the Environment Agency for England, Northern
Ireland Environment Agency, Scottish Environment Protection Agency, and
Environment Agency Wales), are responsible for monitoring discharges from
treatment plants for compliance with the legislation’s treatment standards
(DEFRA, 2012). The regulatory limits set for the UK are the same as those
provided in Tables 1.3 and 1.4, according to the updated guidance of 2019
(Environment Agency, 2019).
REFERENCES
2.1 REACTION KINETICS
aA bB cC (2.1)
where
C = product
A, B = reactants
a, b, c = stoichiometric coefficients
rA k A B k C
(2.2)
DOI: 10.1201/9781003134374-2 13
14 Fundamentals of Wastewater Treatment and Engineering
Zero order
Reaction rate, rA
First order
Second order
Time, t
where
α, β, γ = empirically determined exponents
[A], [B], [C] = molar concentrations of A, B, and C
k = reaction rate constant
rA k A B k C
a b c
(2.3)
A→C (2.4)
rA k A
Reaction kinetics and chemical reactors 15
[A0]
Concentration of
loge (-rA)
reactant, [A]
Slope of
tangent, rA Slope = α
loge (k)
Figure 2.2 ( a) Concentration of A versus time plot, (b) logarithmic plot of reac-
tion rate versus concentration of A.
or
where
α = order of the reaction (e.g. 0, 1, 2, etc.)
k = reaction rate constant
Example 2.1: The data shown in Table 2.1 were obtained from a batch
experiment for the reaction A → P. Determine the order of the reaction.
SOLUTION
An Excel spreadsheet is used to calculate the values, shown in Table 2.2.
Figure 2.3(a) is a plot of concentration versus time. The section of the
curve between each time interval is assumed to be a straight line, and
the rates are calculated from the slope of that section. So, rA = dA/dt =
(100 − 74)/(0 − 10) = −2.59 for the first interval and so on. Figure 2.3(b)
is a plot of ln(−rA) versus ln(A). The slope of the best-fit line is 0.935,
which can be rounded to 1. So the reaction is first order.
Table 2.1 Concentration data from a batch experiment (for Example 2.1)
Time (min) 0 10 20 40 60 80 100
A (mg/L) 100 74 55 30 17 9 5
16 Fundamentals of Wastewater Treatment and Engineering
120 1.5
100 1 y = 0.9352x – 3.0474
0.5 R2 = 0.9976
[A], mg/L
Loge(–rA)
80
0
60
–0.5 0 2 4 6
40
–1
20 –1.5
0 –2
0 50 100 150 Loge[A]
Time, min
(a) (b)
Figure 2.3 P
lot of (a) concentration versus time, and (b) log e (−r A ) versus log e (A)
(for Example 2.1).
A→C (2.6)
rA k (2.7)
or
d A
k (2.8)
dt
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